NY-TRA Transportation Law NY

Contents

ARTICLE 1 Short Title; Definitions

§ 1 — Short title

Short title. This chapter shall be known as the "Transportation

Law."

§ 2 — Definitions

Definitions. Whenever used in this chapter, unless a different

meaning clearly appears from the context the terms:

1. "Baggage company" means a person engaged under contract or

agreement with a railroad company or street railroad company in the

checking of baggage, or in the collection and delivery of baggage

between railroad stations, or between railroad stations and hotels,

residences, business places or steamer docks.

2. "Bus company" means a person, or a lessee, trustee or receiver

appointed by any court whatsoever, owning, leasing, or operating or

proposing to own, lease or operate a bus line.

3. "Bus line" is a sub-classification of common carrier of passengers

by motor vehicle that is usually characterized by the use of vehicles

having a seating capacity of greater than twenty passengers; by multiple

pickup and discharge points along designated routes; and by no

prearrangements or reservations by passengers.

4. "Certificate" means operating authority issued under this chapter

to common carriers of passengers by motor vehicle, common carriers of

property by motor vehicle and common carriers of household goods by

motor vehicle.

4-a. "Commercial motor vehicle" means any self-propelled or towed

motor vehicle used on a highway in intrastate, interstate or

international commerce to transport passengers or property when the

vehicle (a) has a gross vehicle weight rating or gross combination

weight of ten thousand one pounds or more, whichever is greater; or (b)

is designed or used to transport more than eight passengers including

the driver for compensation; or (c) is designed or used to transport

more than fifteen passengers including the driver and is not used to

transport passengers for compensation; or (d) is used in transporting

material found by the United States secretary of transportation to be

hazardous under section 5103 of title 49 of the United States code and

transported in a quantity requiring placarding under regulations

prescribed by such secretary under subtitle B, chapter I, subchapter C

of title 49 of the code of federal regulations.

5. "Commissioner" means the state commissioner of transportation.

6. "Common carrier" means a railroad company, street railroad company,

express company, car company, sleeping-car company, freight company,

freight line company, baggage company, transfer company, carrier by

water, person or the lessee, trustee or receiver appointed by any court

whatsoever, owning, operating or managing any such agency for public use

in the conveyance of persons or property within this state other than by

use of ski tows and other passenger tramways operated at ski centers.

The term shall not include an express company, baggage company or

transfer company unless it is operated wholly or in part upon or in

connection with a railroad or street railroad or a municipally owned

ferry or ferry company operating under a lease from a city or a carrier

by water except where it is engaged or may be required to be engaged

with a carrier by railroad in the transportation of passengers or

property over a through route partly by water and partly by railroad for

a continuous carriage or shipment between points in this state.

7. "Common carrier of passengers by motor vehicle" means any person

that transports passengers by motor vehicle for compensation by

providing service for the general public on an individual fare basis

over regular or irregular routes. It shall include a bus line as defined

by subdivision three of this section.

8. "Common carrier of property by motor vehicle" means any person that

transports property by motor vehicle for compensation for the general

public.

9. "Contract carrier of passengers by motor vehicle" means any person

that transports passengers by motor vehicle for compensation, in

chartered party or special party service, or by providing service under

a continuing agreement calling for the exclusive use of vehicles by a

person or persons.

10. "Contract carrier of property by motor vehicle" means any person

that transports property by motor vehicle for compensation under special

and individual continuing contracts or arrangements with one person or a

limited number of persons for an extended period of time, or that

provides services in addition to transportation services that are not

normally made available or provided by common carriers of property.

11. "Corporation" means and includes a corporation, company,

association and joint-stock association.

12. "Department" means the state department of transportation.

13. "Governing body" means the local legislative body as such term is

defined in subdivision seven of section two of the municipal home rule

law.

14. "Highway" means a highway, road, street, alley, avenue,

thoroughfare, bridge or public driveway which is opened to the public

and publicly maintained, whether by the state or a subdivision thereof,

or by a public authority.

15. "Household goods" means:

(a) personal effects and property used or to be used in a dwelling

when a part of the equipment or supply of such dwelling and such other

similar property as the commissioner may provide by regulation; except

that this paragraph shall not be construed to include property moving

from a factory or store, except such property as the householder has

purchased with intent to use in his or her dwelling and which is

transported at the request of, and the transportation charges paid to

the carrier by, the householder;

(b) furniture, fixtures, equipment, and the property of stores,

offices, museums, institutions, hospitals or other establishments when a

part of the stock, equipment, or supply of such stores, offices,

museums, institutions, hospitals, or other establishments and such other

similar property as the commissioner may provide by regulation; except

that this paragraph shall not be construed to include the stock-in-trade

of any establishment, whether consignor or consignee, other than used

furniture and used fixtures, except when transported as incidental to

moving of the establishment, or a portion thereof, from one location to

another; and

(c) articles, including objects of art, displays, and exhibits, which

because of their unusual nature or value require the specialized

handling and equipment usually employed in moving household goods and

such other similar articles as the commissioner may provide by

regulation; except that this paragraph shall not be construed to include

any article, whether crated or uncrated, which does not, because of its

unusual nature or value, require the specialized handling and equipment

usually employed in moving household goods.

16. "Infant" or "minor" means a person who has not attained the age of

eighteen years.

17. "Motor carrier" includes common and contract carriers of

passengers by motor vehicle, common and contract carriers of property by

motor vehicle, and common carriers of household goods by motor vehicle.

Any reference in article six, seven, eight or nine of this chapter to a

"common carrier", "contract carrier", "common carrier of property",

"contract carrier of property", "common carrier of passengers", or

"contract carrier of passengers" shall be deemed to mean such type of

carrier by motor vehicle.

18. "Motor vehicle" means a vehicle, machine, bus, tractor, truck

trailer or semi-trailer, propelled or drawn by mechanical power and used

upon the highways in the transportation of property or passengers, but

does not include any locomotive or car operated exclusively on a rail,

rails or track.

19. "Municipal corporation" or "municipality" means a county, city,

village or town; except that in articles three, four and five,

subdivision three of section one hundred seventy-one and section one

hundred ninety of this chapter, a "municipality" shall not include a

county.

20. "Non-profit car pools" means the prearranged transportation of

passengers by motor vehicle to and from their place of employment or

other destination, where moneys paid to the motor vehicle owner are only

for a recovery of some or all of the expenses related directly to the

transporting of the passengers, including tolls, fuel, insurance and

depreciation, provided that the operator of such vehicle does not drive

the motor vehicle for profit.

21. "Permit" means operating authority issued under this chapter to

contract carriers of passengers by motor vehicle and contract carriers

of property by motor vehicle.

22. "Person" means and includes an individual, firm, copartnership,

association or corporation.

23. "Private carriage" means the transportation of property by a

person other than a motor carrier when such person is the owner, lessee

or bailee of the property being transported and when such transportation

is for the purpose of sale, lease, rent or bailment.

23-a. "Private carrier of passenger by motor vehicle" means any person

that transports passengers by commercial motor vehicle which is provided

in the furtherance of a commercial enterprise and which is not for

compensation and is not available to the public at large, in intrastate,

interstate or international commerce.

23-b. "Private motor carrier" means any person who provides

transportation of property or passengers by commercial motor vehicle for

a business purpose and is not a common or contract carrier of passengers

or property by motor vehicle.

24. "Railroad" means a railroad, other than a street railroad,

operated for public use in the conveyance of persons or property for

compensation, with all bridges, ferries, tunnels, equipment, switches,

spurs, tracks, stations and terminal facilities used, operated or owned

by or in connection therewith.

25. "Railroad company" means a person, or a lessee, trustee or

receiver appointed by any court whatsoever, owning, operating or

managing any railroad or cars or other equipment used thereon or in

connection therewith.

26. "School" means every place of academic, vocational or religious

service or instruction for persons under the age of twenty-one, except

places of higher education. It shall include every child care center;

every institution for the care or training of the mentally or physically

handicapped; and every day camp.

27. "Services and transportation provided by a contract carrier of

passengers by motor vehicle" means and includes all vehicles operated

by, for or in the interest of such carrier irrespective of ownership or

of contract, express or implied, together with all facilities and

property operated or controlled by such carrier and used in the

transportation of passengers or in the performance of any service in

connection therewith.

28. "Shipment" means a lot of freight tendered to a carrier by one

consignor at one place at one time for delivery to one consignee at one

place on one bill of lading.

29. "Street railroad" means a railroad by whatever power operated, or

an extension or branch thereof, for public use in the conveyance of

persons or property for compensation, being mainly upon, along, above or

below any highway, including all equipment, switches, spurs, tracks,

right of trackage, subways, tunnels, stations, terminals and terminal

facilities used, operated or owned by or in connection therewith, but

shall not include a railroad constituting or used as part of a trunk

line railroad system.

30. "Street railroad company" means a person, or a lessee, trustee or

receiver appointed by any court whatsoever, owning, operating or

managing any street railroad or cars or other equipment used thereon or

in connection therewith.

31. "Tank motor vehicle" means a motor truck, trailer or semi-trailer

respectively, used for the transportation of liquids, and provided with

a tank or tanks therefor which are mounted on the frame or chassis or

are an integral part of such vehicle.

31-a. "Telecommuting" shall mean the conservation of energy through

the reduction of travel by employees of the department to and from their

designated workplace through the use of telecommunication and computer

technology in tasks including, but not limited to, information transfer

and processing.

32. "Transfer company" means a person engaged under contract or

agreement with a railroad company or street railroad company in the

transfer of passengers or property between railroad stations, or between

railroad stations and hotels, residences, business places or steamer

docks.

33. "Transportation of property" includes any service in connection

with the receiving, delivery, elevation, transfer in transit,

ventilation, refrigeration, icing, storage and handling of the property

transported.

34. "Utility company" or "public utility company" is used to avoid

repetitions in a provision applying to one or more persons operating an

agency or agencies for public service, and who or which is or are

subject to the jurisdiction, supervision and regulations prescribed by

or pursuant to this chapter; such term being so used only as a general

term descriptive of such a person.

35. "Van service" is a sub-classification of common carrier of

passengers by motor vehicle that provides service on a prearranged

regular daily basis between a zone in a residential neighborhood and a

location which shall be a work related central location, a mass transit

or mass transportation facility, a shopping center or recreational

facility, but shall not include service to or from an airport. Such

service is usually characterized by the use of vehicles having a seating

capacity of twenty passengers or less. Provided, however, that if a city

with a population of over one million adopts a local law or ordinance

pursuant to subdivision five of section eighty of this chapter, the term

"van service" as it applies to van service in such city shall include

service that otherwise meets the requirements of this subdivision but is

service to or from an airport.

ARTICLE 2 Powers, Duties and Jurisdiction of the Department of Transportation

§ 10 — Declaration of policy

Declaration of policy. It is hereby declared to be the policy of

the state of New York that adequate, safe and efficient transportation

facilities and services at reasonable cost to the people are essential

to the economic growth of the state and the well-being of its people and

that the planning and development of such facilities and services shall

be coordinated by a state department of transportation with overall

responsibility for balanced transportation policy and planning.

§ 11 — Department of transportation; commissioner

Department of transportation; commissioner. There shall be in

the state government a department of transportation. The head of the

department shall be the commissioner of transportation, who shall be

appointed by the governor, by and with the advice and consent of the

senate, and hold office until the end of the term of the governor by

whom he was appointed and until his successor is appointed and has

qualified.

The commissioner of transportation shall have sole charge of the

administration of the department.

§ 12 — Offices of the department

Offices of the department. The principal office of the

department of transportation shall be in the county of Albany. Branch

offices may be established and maintained by the department in such

places as the commissioner may determine, and for which appropriations

are made by the legislature.

§ 13 — Organization of department; officers and employees

Organization of department; officers and employees. 1. The

commissioner may, from time to time, create, abolish, transfer and

consolidate divisions, bureaus and other units within the department not

expressly established by law as he may determine necessary for the

efficient operation of the department, subject to the approval of the

director of the budget.

2. The commissioner may appoint such deputies, directors, assistants

and other officers and employees as may be needed for the performance of

his duties and may prescribe their powers and duties and fix their

compensation within the amounts appropriated therefor. Each deputy,

director, assistant and other officers and employees shall be a person

qualified by training and experience for the performance of the duties

assigned to him. Subject to the provisions of the civil service law and

rules, the commissioner may appoint such other employees of the

department as may be necessary to carry out the provisions of this

chapter. He may transfer officers or employees from their positions to

other positions in the department, may consolidate such positions, or

may abolish such office or position.

§ 14 — General functions, powers and duties of department

General functions, powers and duties of department. The

department, by or through the commissioner or his duly authorized

officer or employee, shall have the following general functions, powers

and duties:

1. To coordinate and develop comprehensive, balanced transportation

policy and planning for the state to meet the present and future

statewide needs for adequate, safe and efficient transportation

facilities and services at reasonable cost to the people;

2. To coordinate and assist in the balanced development and operation

of such transportation facilities and services in the state, including

highway, mass transit, marine and aviation facilities;

3. To develop policies and proposals designed to help meet and resolve

the special problems of urban and commuter transportation in

metropolitan areas throughout the state and the special problems of

transportation of other areas of the state.

4. To make such studies and analyses of transportation problems as the

commissioner may deem appropriate or as may be requested by the governor

relating to any aspect of transportation in the state.

5. To consult with and co-operate with

(a) officials of departments and agencies of the state having duties

and responsibilities concerning transportation;

(b) officials and representatives of public corporations as defined in

article one, section three of the general corporation law;

(c) official representatives of the federal government, of neighboring

states and of interstate agencies on problems affecting transportation

in this state;

(d) officials and representatives of carriers and transportation

facilities and systems in the state;

(e) persons, organizations and groups utilizing, served by, interested

in or concerned with transportation facilities and systems in the state.

6. To appear and participate in proceedings before any federal

regulatory agency involving or affecting transportation in this state.

7. For the accomplishment of the purposes of the department of

transportation, to undertake any studies, inquiries, surveys or analyses

it may deem relevant through the personnel of the department or in

cooperation with any public or private agencies, including educational,

civic and research organizations, colleges, universities, institutes or

foundations.

8. To inspect the property and examine the accounts, books and

documents of any person, firm or corporation engaged in operating a

public transportation facility or system in whole or in part within the

state; may hold investigations and hearings within or without the state;

and shall have power to compel the attendance of witnesses and the

production of accounts, books and documents by the issuance of a

subpoena.

9. To advise and cooperate with municipal, county, regional and other

local agencies and officials within the state to plan and otherwise

coordinate the development of a system of air routes, airports and

landing fields within the state and to protect their approaches.

10. To cooperate with other state departments, and with boards,

commissions and other state agencies and with appropriate federal

agencies, and with interested private individuals and groups in the

coordination of plans and policies for the development of air commerce

and air facilities.

11. To act as the official agency of the state in all matters

affecting aviation under any federal laws now or hereafter to be

enacted, and as the official agency of a county, town, city, village or

authority in connection with the grant or advance of any federal or

other funds or credits to the state or through the state to its local

governing bodies for airports and other air facilities complying with

the provisions of such grants or advances.

12. To exercise all functions, powers and duties relating to traffic

regulation and control as set forth in the vehicle and traffic law or in

other laws.

13. To report from time to time to the governor and make an annual

report to the governor and the legislature which shall include its

recommendations.

14. To formulate and execute contracts, keep accounts, record

personnel data, acquire property, adjust claims, compile statistics and

engage in research opportunities; all according to the statutes or

department orders and regulations in such cases made and provided.

14-a. To conduct or cause to be conducted an inventory of air

transportation facilities, both publicly or privately owned, that are

primarily used for general aviation purposes and provide no regularly

scheduled passenger aircraft service that results in more than two

thousand five hundred enplaned passengers annually; and to submit, on or

before February first, nineteen hundred ninety-six, and annually

thereafter, such inventory to the governor, the temporary president of

the senate, the speaker of the assembly, the minority leader of the

senate, the minority leader of the assembly, the chair of the senate

finance committee and the chair of the assembly ways and means

committee, the chairs of the senate transportation, local governments

and commerce, economic development and small business committees, and

the chairs of the assembly transportation, local government and economic

development, job creation, commerce and industry committees.

15. To prepare the plans, specifications, designs and estimates, and,

by the procedures and methods provided by the laws relating thereto, to

construct and reconstruct:

(a) The highways and other public ways that are now or shall hereafter

be under the jurisdiction of the department for such purposes, whether

generally or specially;

(b) The canals, waterways of the state and structures that are now or

shall hereafter be under the jurisdiction of the department for such

purposes;

(c) The bridges and grade separation structures that are now or shall

hereafter be under the jurisdiction of the department for such purposes;

(d) Parking facilities and appurtenances at or adjacent to

transportation interfaces and connections to such facilities.

15-a. In addition to any other notification requirements, the

commissioner shall notify the municipality in which the highway is

located at least sixty days before commencing construction if such

construction shall result in any alteration of the course of such

highway or any alteration in the width of the pavement of such highway.

16. To operate and maintain: (a) the state highways, other public

ways, bridges and grade separations; (b) the canals, waterways of the

state and structures; and (c) either on its own account or by agreement

with a municipality, authority or private contractor, parking facilities

and appurtenances at or adjacent to transportation interfaces and

connections to such facilities; all of which are mentioned generally in

the previous subdivision of this section.

17. Notwithstanding the provisions of this chapter or of any general

or special law, and whenever funds therefor are available or have been

otherwise provided, the commissioner is hereby authorized and empowered,

subject to the approval of the division of the budget, to retain and

employ private engineers, architects and consultants, or firms

practicing such professions for purposes of (1) preparing designs, plans

and estimates of structures of any type and character, (2) rendering

assistance and advice in connection with any project, whether defined or

proposed, and under the supervision of the department of transportation,

(3) preparing surveys, studies and plans, including the negotiating for

and securing of reservation easements necessary to such plans, for joint

development of transportation corridors and provision for multiple use

outside the counties of Kings and Queens of rights of way appurtenant

thereto, and (4) performing such other and necessary services as the

commissioner may deem necessary in the administration of the department.

18. To make and prescribe rules and regulations in relation to the

discharge of the commissioner's functions, powers and duties and those

of the department of transportation.

19. The commissioner shall exercise the powers and perform the duties

of the commission on boundary waters between the United States and

Canada, created by chapter eight hundred six of the laws of nineteen

hundred twenty.

20. The commissioner shall exercise all powers and duties vested in

terms in the commissioner or commission of highways since July first,

nineteen hundred twenty-three, and also shall exercise the powers and

perform the duties of the interstate bridge commission as prescribed by

article two-A of this chapter.

21. The commissioner shall continue to

(a) Keep in his office a map of the state and cause to be delineated

thereon all changes in the bounds thereof or of the counties therein.

(b) Collect and preserve all maps, plans, drawings, field notes,

levels and surveys of every description made for the use of the state

and all engineering instruments belonging to the state.

The maps, drawings and other documents deposited in the department

shall be open for inspection of the public at all reasonable hours, but

shall not be removed or taken therefrom.

22. The commissioner may establish a schedule of fees to be collected

by him for (a) the filing in his office or department of any map or

written instrument required by law to be so filed; (b) the preparation

of any copy of a map or written instrument filed in his office or

department; (c) for certifying any such map or written instrument; and

(d) for any other service rendered in connection with the work of his

department and for which he deems it necessary to charge and to collect

a fee therefor.

23. When moneys shall have been appropriated therefor, to conduct

systematic gaging of rainfall and stream flow in the state in connection

with the barge canal system.

24. It shall be the duty of officers and employees of the department

of transportation to report to the commissioner, on blanks to be

furnished by the state industrial commissioner, any and all violations

any such officer or employee may personally observe or have brought to

his attention relating to any of the provisions of articles eight and

eight-a of the labor law. The industrial commissioner may investigate,

or hold a hearing to determine if such acts or omissions so reported

constitute a violation of any of the provisions of said articles. The

commissioner upon notification of such violation and determination by

the industrial commissioner shall thereupon take proceedings to enforce

the provisions of such articles.

25. Moneys heretofore received by the department of transportation

pursuant to any law or to an order, rule or regulation made and

prescribed by the commissioner regulating the discharge of his

functions, powers and duties and those of the department and moneys

heretofore or hereafter received pursuant to rules and regulations of

the divisions or bureaus in said department regulating the discharge of

their function, powers and duties, respectively, may be refunded to the

party for whose account same were received, on proof satisfactory to the

commissioner that such moneys were in excess of the amount required by

such law, order, rule or regulation. Such refunds shall, upon approval

by the commissioner and after audit by the comptroller, be paid from any

moneys in the custody of the department of transportation received as

fees, charges, rentals or to insure the performance of conditions

imposed under permits pursuant to such orders, rules or regulations.

26. To exercise and perform such other functions, powers and duties as

shall have been or may be from time to time conferred or imposed by law,

including all the functions, powers and duties assigned and transferred

to the department from the department of commerce, the department of

motor vehicles, the department of public works and the office of

transportation in the executive department by several chapters of the

laws of nineteen hundred sixty-seven and from the public service

commission of the department of public service by chapter two hundred

sixty-seven of the laws of nineteen hundred seventy.

27. Within amounts appropriated to the department, to contract,

outside the city of New York, with federally-funded nonprofit

organizations that are organized for the purpose of beautification of

highways, parks and recreation areas and employ persons sixty years of

age or older whose net annual income does not exceed one thousand

dollars to carry out such activities. The contract shall name the

organization, the amount and manner of payment for the service to be

rendered, nature of such service, the rendering of a verified account of

the disbursements with verified or certified vouchers therefor attached,

a refund of any unused amount, and such other conditions upon the use

thereof as may be deemed proper.

28. Within amounts appropriated therefor to engage in a program of

improvements to omnibus terminals, and services attendant thereto, such

improvements and services to include, but not be limited to,

rehabilitation of existing facilities, supplying information on

available transportation services to the traveling public, and the

provision of connecting services between transportation modes.

29. (a) The commissioner shall develop and implement an

Adopt-a-Highway Program, the purpose of which shall be to reduce and

remove litter from the state highways. Such program shall include but

not be limited to:

(i) providing and coordinating services by volunteers or groups to

reduce the amount of litter on the highways of the state including

safety briefings, reflective safety gear, trash bags, and trashbag pick

up on state highways.

(ii) providing and installing highway signs identifying those

volunteers or groups adopting particular segments of such highways.

(b) Notwithstanding any inconsistent provision of law, the state and

its employees shall not be liable for damages suffered by any person

resulting from the actions or activities of such volunteers or groups.

(c) The commissioner shall promulgate rules and regulations necessary

to implement and carry out the provisions of this subdivision.

* 29-a. (a) To establish and implement a state memorial sign program

to memorialize persons who died due to injuries sustained in a fatal

motor vehicle crash on state highways, including controlled access state

highways, maintained by the state which is reportable to the federal

fatality analysis reporting system (FARS). Such program shall provide

for the provision and installation of signs on such state highways

maintained by the state in memory of such persons, upon application

within five years of such fatal crash by an immediate family member of

such person and payment of a fee, established by the commissioner, for

the costs of design, production, placement, and maintenance of such

signs. Such program also shall provide that:

(i) in the event any member of such person's immediate family submits

an objection to the placement of such memorial sign to the commissioner,

the sign shall not be placed, and shall be removed if the objection was

received after such sign was placed;

(ii) no memorial sign shall be approved for a person who died while

operating a motor vehicle in violation of section eleven hundred

ninety-two of the vehicle and traffic law and as a result of such

intoxication or impairment, such person operated the motor vehicle in a

manner that caused the serious physical injury or death of another

person;

(iii) no more than one memorial sign may be placed at the same

location, provided that in the event of multiple applications for a

single location, the commissioner may provide for a sign type capable of

accommodating multiple applications, provided that such sign otherwise

meets the requirements of this subdivision;

(iv) such memorial signs shall be of a design which differs from signs

erected to dedicate or memorialize a highway or bridge pursuant to

article twelve of the highway law;

(v) the placement of memorial signs on such state highways maintained

by the state shall be at locations determined by the commissioner,

taking into consideration the crash location, roadway geometry, existing

signage and traffic control devices, available right of way, safety

concerns, and any other factor the commissioner deems it necessary to

consider. Such placement shall also be in accordance with this

subdivision, with rules, regulations, and guidelines promulgated by the

commissioner, and with the requirements of the Manual on Uniform Traffic

Control Devices (MUTCD) and any other applicable state or federal law,

rule, or regulation relating to highway signage. Provided, however, that

no such sign shall be placed in front of a residence or business;

(vi) memorial signs placed pursuant to this section shall be removed

two years from the date of their initial placement. The commissioner may

remove damaged signs, which shall be replaced for the remainder of the

two-year period upon application by an immediate family member and

payment of a replacement fee as determined by the commissioner.

Provided, however, the department shall replace, for the remainder of

the two-year period, any such sign damaged due to negligence of the

department and no application or replacement fee shall be required for

such replacement;

(vii) for the safety of the public, on-site dedication or ceremonies

and the placement of decorations or other items at the site of a

memorial sign shall be prohibited; and

(viii) information on the state memorial sign program established

pursuant to this subdivision shall be posted on the department's

public-facing website, together with highway and traffic safety

information to further inform and educate the public on methods,

practices, and actions to improve the safety of motor vehicle occupants,

motorcyclists, bicyclists, pedestrians, and all roadway users.

(b) For the purposes of this subdivision, the following terms shall

have the following meanings:

(i) "controlled-access state highway" shall mean every highway,

street, or roadway under the jurisdiction of the state in respect to

which owners or occupants of abutting lands and other persons have no

legal right of access to or from the same except at such points only and

in such manner as may be determined by the state;

(ii) "fatality analysis reporting system" or "FARS" shall mean the

nationwide database established by the national highway traffic safety

administration of the United States department of transportation, as

authorized pursuant to part 30182 of title 49 of the United States code

and part 403 of title 23 of the United States code, which collects data

on fatal motor vehicle traffic crashes;

(iii) "highway" shall mean the entire width between the boundary lines

of every way publicly maintained when any part thereof is open to the

use of the public for purposes of vehicular travel;

(iv) "immediate family" shall mean the decedent's spouse or domestic

partner, birth parents, adoptive parents, stepparents, birth children,

adoptive children, stepchildren, siblings, and stepsiblings;

(v) "manual on uniform traffic control devices" or "MUTCD" shall mean

the manual and specifications for a uniform system of traffic control

devices maintained by the commissioner of transportation pursuant to

section sixteen hundred eighty of the vehicle and traffic law; and

(vi) "reportable to the federal fatality analysis reporting system"

shall mean a crash involving a motor vehicle traveling on a trafficway

customarily open to the public resulting in the death of a vehicle

occupant or a nonoccupant within thirty days of the crash.

(c) The commissioner shall promulgate rules and regulations necessary

to implement and carry out the provisions of this subdivision.

* NB Effective December 12, 2026

30. To establish regulations for the determination of hazardous zones

pursuant to the provisions of section thirty-six hundred thirty-five-b

of the education law.

31. To develop a plan to maximize the use of telecommuting to conserve

energy otherwise used by the personnel of the department in commuting to

their assigned workplace. Within one year of the effective date of this

subdivision, the department shall submit a report to the governor and

the legislature on the impact of such plan to include, but not be

limited to, energy conservation, air quality, workforce acceptance,

office costs and potential cost savings.

32. To cooperate with the department of environmental conservation,

the department of economic development, and the department of motor

vehicles to assist employers who seek such assistance and who are

located in a severe non-attainment area for ozone, as designated by the

administrator of the United States environmental protection agency, to

increase average passenger occupancy per vehicle in commuting trips of

employees between home and workplace during peak travel periods.

33. (a) To promulgate, in consultation with the department of

environmental conservation, rules and regulations to implement a heavy

duty vehicle inspection program pursuant to section 19-0320 of the

environmental conservation law, including, but not limited to,

requirements for the roadside inspection of heavy duty vehicles.

(b) To examine, in a manner and at locations deemed appropriate by the

commissioner in consultation with the commissioner of the department of

environmental conservation, heavy duty vehicles, as such vehicles are

defined in section 19-0320 of the environmental conservation law, to

ascertain whether such vehicles are in compliance with the program for

the inspection of emissions and emissions control equipment established

pursuant to such section 19-0320.

34. To issue certifications with respect to the transportation

improvement credit, as provided for by section twenty of the tax law.

35. Within amounts appropriated therefor, to establish and administer

a safe routes to school program, the purpose of which is to eliminate or

reduce physical impediments to primary and secondary school-aged

children walking or bicycling to school.

(a) The commissioner is hereby vested with the authority and

responsibility to approve funding for projects authorized in paragraph

(b) of this subdivision. The funding of projects will be made upon

application, in a format prescribed by the commissioner, by the project

sponsor for funding of prior expenditures. Provided, however, that

nothing contained in this subdivision shall prohibit any project sponsor

from submitting any project authorized by such paragraph (b) for

consideration for federal funding within the process by which federal

funds are obtained, and obtaining such funds.

(b) Safe routes to school projects shall be limited to project costs

for the construction, reconstruction, enhancement, improvement,

replacement, reconditioning, restoration, rehabilitation and

preservation of crosswalks, sidewalks, bicycle lanes, and traffic

calming measures where the service life of the project is at least ten

years. Funding of project expenditures for an approved project shall

require certification from the project sponsor that:

(i) the project has a service life of ten or more years;

(ii) the project is located within two miles of a primary school or

within three miles of a secondary school;

(iii) the amount of funds requested is no greater than prior

unreimbursed municipal project expenditures for work completed or

materials incorporated in qualifying projects; and

(iv) the amount of municipal funds appropriated for transportation

capital projects by municipalities shall not be reduced because of the

availability of these funds.

(c) The commissioner shall request the project sponsors to furnish

such information in writing as may be necessary. By written agreement

between them, a county may act for one or more cities, towns or villages

in the implementation of projects eligible for funding pursuant to this

subdivision. A copy of such agreement shall be filed with the

commissioner.

(d) Consideration also shall be given to the demonstrated need of an

applicant, the potential of the project to reduce child injuries and

fatalities, and the potential of the project to reduce or eliminate

hazardous conditions for pedestrians and/or bicyclists.

(e) For the purposes of this subdivision, "traffic calming measures"

shall mean any physical engineering measure or measures that reduce the

negative effects of motor vehicle use, alter driver behavior and improve

conditions for non-motorized street users such as pedestrians and

bicyclists.

36. To prepare and submit reports on highway pavement and bridge

conditions, capital program letting and implementation, capital program

accomplishments, and non-MTA downstate suburban and upstate transit

capital programs. The commissioner shall be responsible for issuing the

following reports in a searchable electronic format accessible to users

to the governor, temporary president of the senate, speaker of the

assembly, the chair of the senate transportation committee, the chair of

the assembly transportation committee, the chair of the senate finance

committee and the chair of the assembly ways and means committee:

(a) On or before June first, two thousand twenty-two and by June first

of each year thereafter, a report for each state fiscal year detailing

the department's on-state system capital projects and off-state system

local capital projects, as defined in subdivision two-a of section two

of the state finance law, planned for the fiscal year including projects

receiving funds pursuant to New York works. Such report shall include

projects expected to be advertised for public bid in the respective

state fiscal year, including estimated letting dates by department

region. The report shall also include a project description, proposed

month of letting, project identification number, and preliminary project

cost estimates. Such report shall present project letting details by

department region, within region by funding source, within funding

source by capital program category (pavement preservation, pavement

reconstruction, bridge preservation, bridge rehabilitation or

replacement, safety, mobility, and other), and within capital program

category by project phase (scoping, preliminary engineering,

right-of-way, final design and construction). After completion of each

quarter, the department shall issue a report, including the actual

letting dates and contract amounts for each project accompanied by the

same information. The report shall also compare changes in planned

construction lettings with actual project lettings, changes in project

costs of more than twenty-five percent for projects exceeding fifteen

million dollars and the contributing factors for such project cost

changes, and changes in project letting schedules of more than twelve

months and contributing factors for such changes in letting schedules,

and the estimated number of jobs created by each project. For purposes

of this subdivision, "preliminary project cost estimates" shall mean

publicly available project cost estimates including those required by

the Statewide Transportation Improvement Program (STIP) established

pursuant to Title 23 U.S.C. sections 134 and 135, Title 23 C.F.R. Part

450 and Title 49 U.S.C. Chapter 53 and those required by Transportation

Improvement Programs (TIPs) as defined by Title 23 U.S.C. section

134(b)(6). For projects without such estimates, such term shall mean

estimates in the following ranges: one to one hundred thousand dollars,

one hundred thousand to two hundred fifty thousand dollars, two hundred

fifty thousand to five hundred thousand dollars, five hundred thousand

to one million dollars, one million to two million five hundred thousand

dollars, two million five hundred thousand to five million dollars, five

million to ten million dollars, ten million to fifteen million dollars,

fifteen million to twenty-five million dollars, twenty-five million to

seventy-five million dollars, seventy-five million to one hundred fifty

million dollars, and one hundred fifty million dollars or greater.

(b) On or before June first, two thousand twenty-two and by June first

of each year thereafter, an accomplishment report for the prior state

fiscal year detailing the amount of funding obligated for major capital

program categories including: pavement preservation, pavement

reconstruction, bridge preservation, bridge rehabilitation or

replacement, safety, and mobility. Such capital report shall present

details by department region, within region by funding source, within

funding source by capital program category and within capital program

category by project phase, including by scoping, preliminary

engineering, right-of-way, final design and construction phase.

(c) On or before June first, two thousand twenty-two and by June first

of each year thereafter, a highway pavement and bridge condition report

that details conditions of state highway pavement by department region

and statewide condition goals for pavement, the condition of state and

locally owned bridges by county and the statewide condition goals for

bridge conditions, as well as the respective goals for each of these

classes for the previous three years.

(d) (i) On or before June first, two thousand twenty-two and by June

first of each year thereafter, a report detailing the allocations and

disbursements made by the department for the prior state fiscal year of

capital funds appropriated for public transportation providers within

the metropolitan commuter transportation district that exclude the

metropolitan transportation authority and its subsidiaries, and for

public transportation providers outside the metropolitan commuter

transportation district. The report on capital fund use shall indicate

the amount of capital funds allocated and disbursed by the department to

each respective transportation provider by capital element, including,

but not limited to: rolling stock and buses, passenger stations, track,

line equipment, line structures, signals and communications, power

equipment, emergency power equipment and substations, shops, yards,

maintenance facilities, depots and terminals, service vehicles, security

systems, electrification extensions, and unspecified, miscellaneous and

emergency.

(ii) On or before June first, two thousand twenty-two and by June

first of every fifth year thereafter, the department shall conduct a

needs assessment for each public transportation provider, excluding the

metropolitan transportation authority and its subsidiaries, that

includes but is not limited to: vehicle age and condition, facility and

equipment state of good repair, and consistency with federal and state

system safety plans. For purposes of this subparagraph, the term "public

transportation provider" shall mean those public transportation systems

receiving capital funds from the state, and the term "public

transportation system" shall have the same meaning as such term is

defined in subdivision one of section eighteen-b of this article,

excluding the metropolitan transportation authority and its

subsidiaries.

§ 14-a — Preservation of agricultural lands, public park and recreational lands, wildlife and waterfowl refuges and historical sites

Preservation of agricultural lands, public park and

recreational lands, wildlife and waterfowl refuges and historical sites.

The commissioner of transportation shall cooperate and consult with the

commissioners of agriculture and markets, parks and recreation,

environmental conservation and health in developing transportation plans

and programs so that such programs include measures to maintain or

enhance the desirable natural characteristics of the land traversed.

Such cooperation and consultation shall be effected and implemented by

memoranda of understanding which shall be entered into between the

commissioner of transportation and each of such commissioners. Such

memoranda of understanding shall provide for review of proposed

transportation projects by such commissioners at all stages of progress,

including preliminary and final planning and during construction, and

for the cooperation by the department of transportation necessary to

facilitate such review. Such memoranda of understanding shall also

provide that the commissioner of transportation shall implement any

suggestion or recommendation made by any of such commissioners which he

deems feasible in connection with the preservation of agricultural

lands, lands of public parks and recreational areas, wildlife and

waterfowl refuges and historical sites.

§ 14-b — Highway safety powers and duties

Highway safety powers and duties. The department of

transportation shall have power to:

1. Advise and assist local authorities as defined in section one

hundred twenty-two of the vehicle and traffic law with their traffic

problems.

2. Maintain a continuous survey of traffic conditions on the public

highways of the state and recommend to the appropriate legislative body,

department or commission, such changes in rules, orders, regulations and

existing law, including measures for the relief of traffic congestion,

such as the construction or reconstruction of highways and elimination

of grade crossings, as the commissioner of transportation may deem

advisable.

3. Cooperate with the agencies of this and other states and of the

federal government which are connected with national defense, in the

formulation and execution of plans for the rapid and safe movement over

highways of troops, vehicles of a military nature, and materials

affecting the national defense.

4. Coordinate the activities of the department or agencies of the

state government in a manner which will best serve to effectuate any

such plan for the rapid and safe movement of troops, vehicles and

materials as referred to in subdivision three of this section.

5. Solicit the cooperation of officials of the various political

subdivisions of the state in the proper execution of plans.

6. Take an inventory, by counties, of the trucks and buses in the

state, publicly and privately owned, which would be available in case of

emergency affecting the national defense.

§ 14-c — Intercity rail passenger service program

Intercity rail passenger service program. * 1. The department

of transportation may cooperate and contract with the national railroad

passenger corporation for any intercity rail passenger services deemed

necessary, convenient or desirable by the commissioner, within the

amounts available by appropriation therefor, as such services are made

available pursuant to the provisions of the rail passenger service act

of nineteen hundred seventy and any acts amendatory or supplemental

thereto, subject to the approval of the director of the budget.

Notwithstanding any inconsistent law, general, special or local, the

commissioner, as funds are made available for the purposes hereof, is

hereby empowered to contract with such corporation and to do all other

things necessary, convenient or desirable on behalf of the state to

secure the full benefits available under and pursuant to such act, and

to contract and do all other things necessary as hereinafter provided on

behalf of the state to effect the intercity rail passenger service

program which he determines is necessary, convenient or desirable.

* NB Effective until the enactment into law by the state of New Jersey

of certain legislation (see chapter 108/2019 § 10 sb (a))

* 1. The department of transportation may cooperate and contract with

the national railroad passenger corporation or if deemed necessary,

desirable or convenient by the commissioner to facilitate the purposes

of this section, with gateway development commission to the extent that

commission is so authorized to act under its authorizing statute, for

any intercity rail passenger services deemed necessary, convenient or

desirable by the commissioner, within the amounts available by

appropriation therefor, as such services are made available pursuant to

the provisions of the rail passenger service act of nineteen hundred

seventy and any acts amendatory or supplemental thereto, subject to the

approval of the director of the budget or pursuant to reimbursement

available from the gateway development commission, any railroad company,

any other state or agency, the federal government, any public authority

of this state or any other state or two or more states, or any political

subdivision or municipality of the state. Notwithstanding any

inconsistent law, general, special or local, the commissioner, as funds

are made available for the purposes hereof, is hereby empowered to

contract with such corporation or Commission and to do all other things

necessary, convenient or desirable on behalf of the state to secure the

full benefits available under and pursuant to such act and any other

federal act which provides funding for intercity rail passenger

services, and to contract and do all other things necessary as

hereinafter provided on behalf of the state to effect and facilitate

intercity rail passenger services which he determines is necessary,

convenient or desirable and the department of transportation may

cooperate and contract with gateway development commission for passenger

rail activities, to the extent that gateway development commission is so

authorized to act under its authorizing statute, provided, however, that

the department of transportation shall only contract with the gateway

development commission if such contract is approved by that commission's

board in accordance with its authorizing statute.

* NB Effective upon the enactment into law by the state of New Jersey

of certain legislation and repealed 15 years from effective date but

only repealed if federal funding that is necessary has not been granted

(see chapter 108/2019 § 10 sb (a) and sb (c))

* 1. The department of transportation may cooperate and contract with

the national railroad passenger corporation for any intercity rail

passenger services deemed necessary, convenient or desirable by the

commissioner, within the amounts available by appropriation therefor, as

such services are made available pursuant to the provisions of the rail

passenger service act of nineteen hundred seventy and any acts

amendatory or supplemental thereto, subject to the approval of the

director of the budget. Notwithstanding any inconsistent law, general,

special or local, the commissioner, as funds are made available for the

purposes hereof, is hereby empowered to contract with such corporation

and to do all other things necessary, convenient or desirable on behalf

of the state to secure the full benefits available under and pursuant to

such act, and to contract and do all other things necessary as

hereinafter provided on behalf of the state to effect the intercity rail

passenger service program which he determines is necessary, convenient

or desirable.

* NB Effective upon the repeal of the amendments enacted by chapter

108 of 2019 § 3 (see chapter 108/2019 § 10 sb (a))

* 2. The commissioner shall coordinate the intercity rail passenger

activities of the state and other interested public and private

organizations and persons to effectuate the purposes of this section and

shall have the responsibility for negotiating with the federal

government with respect to intercity rail passenger service programs.

The commissioner is authorized to enter into joint service agreements

between the state and any railroad company, any other state department

or agency, the federal government, the Canadian government, any other

state or agency or instrumentality thereof, any public authority of this

state or any other state, or any political subdivision or municipality

of the state, relating to property, buildings, structures, facilities,

services, rates, fares, classifications, dividends, allowances or

charges (including charges between intercity rail passenger service

facilities), or rules or regulations pertaining thereto, for or in

connection with or incidental to transportation in part upon intercity

rail passenger service facilities. Intercity rail passenger service

facilities include the right of way and related trackage, rails, cars,

locomotives, or other rolling stock, signal, power, fuel, communication

and ventilation systems, power plants, stations, terminals, storage

yards, repair and maintenance shops, yards, equipment and parts, offices

and other real estate or personnel used or held for or incidental to the

operation, rehabilitation or improvement of any railroad operating

intercity rail passenger service or to operate such service, including

but not limited to buildings, structures, and rail property.

* NB Effective until the enactment into law by the state of New Jersey

of certain legislation (see chapter 108/2019 § 10 sb (a))

* 2. The commissioner shall coordinate the intercity rail passenger

activities of the state and other interested public and private

organizations and persons to effectuate the purposes of this section and

shall have the responsibility for negotiating with the federal

government with respect to intercity rail passenger service programs.

The commissioner is authorized to enter into joint service agreements

and other agreements between the state and any railroad company, any

other state department or agency, the federal government, the Canadian

government, any other state, or agency or instrumentality thereof, any

public authority of this state or any other state or two or more states,

or any political subdivision or municipality of the state, relating to

property, buildings, structures, facilities, services, rates, fares,

classifications, dividends, allowances or charges (including charges

between intercity rail passenger service facilities), or rules or

regulations pertaining thereto, for or in connection with or incidental

to transportation in part upon intercity rail passenger service

facilities. Intercity rail passenger service facilities include the

right of way and related trackage, rails, cars, locomotives, or other

rolling stock, signal, power, fuel, communication and ventilation

systems, power plants, stations, terminals, tunnels, storage yards,

repair and maintenance shops, yards, equipment and parts, offices and

other real estate or personnel used or held for or incidental to the

operation, rehabilitation or improvement of any railroad operating

intercity rail passenger service or to operate such service, including

but not limited to buildings, structures, and rail property.

* NB Effective upon the enactment into law by the state of New Jersey

of certain legislation and repealed 15 years from effective date but

only repealed if federal funding that is necessary has not been granted

(see chapter 108/2019 § 10 sb (a) and sb (c))

* 2. The commissioner shall coordinate the intercity rail passenger

activities of the state and other interested public and private

organizations and persons to effectuate the purposes of this section and

shall have the responsibility for negotiating with the federal

government with respect to intercity rail passenger service programs.

The commissioner is authorized to enter into joint service agreements

between the state and any railroad company, any other state department

or agency, the federal government, the Canadian government, any other

state or agency or instrumentality thereof, any public authority of this

state or any other state, or any political subdivision or municipality

of the state, relating to property, buildings, structures, facilities,

services, rates, fares, classifications, dividends, allowances or

charges (including charges between intercity rail passenger service

facilities), or rules or regulations pertaining thereto, for or in

connection with or incidental to transportation in part upon intercity

rail passenger service facilities. Intercity rail passenger service

facilities include the right of way and related trackage, rails, cars,

locomotives, or other rolling stock, signal, power, fuel, communication

and ventilation systems, power plants, stations, terminals, storage

yards, repair and maintenance shops, yards, equipment and parts, offices

and other real estate or personnel used or held for or incidental to the

operation, rehabilitation or improvement of any railroad operating

intercity rail passenger service or to operate such service, including

but not limited to buildings, structures, and rail property.

* NB Effective upon the repeal of the amendments enacted by chapter

108 of 2019 § 3 (see chapter 108/2019 § 10 sb (a))

* 3. The commissioner may on such terms and conditions as he may

determine necessary, convenient or desirable, establish, construct,

effectuate, operate, maintain, renovate, improve, extend or repair any

such intercity rail passenger service facility or any related services

and activities, or may provide for such by contract, lease or other

arrangement on such terms as the commissioner may deem necessary,

convenient or desirable with any agency, corporation or person,

including but not limited to any railroad company, any state agency, the

federal government, the Canadian government, any other state or agency

or instrumentality thereof, any public authority of this or any other

state, or any political subdivision or municipality of the state.

* NB Effective until the enactment into law by the state of New Jersey

of certain legislation (see chapter 108/2019 § 10 sb (a))

* 3. Notwithstanding any other provision of law, general, special,

charter or local, the commissioner may on such terms and conditions as

he may determine necessary, convenient or desirable, establish,

construct, effectuate, operate, maintain, renovate, improve, extend or

repair any such intercity rail passenger service facility or any related

services and activities, or may provide for such by contract, lease or

other arrangement on such terms as the commissioner may deem necessary,

convenient or desirable with any agency, corporation or person,

including but not limited to any railroad company, any state agency, the

federal government, the Canadian government, any other state or agency

or instrumentality thereof, any public authority of this or any other

state or two or more states, or any political subdivision or

municipality of the state.

* NB Effective until the enactment into law by the state of New Jersey

of certain legislation (see chapter 108/2019 § 10 sb (a))

* 3. The commissioner may on such terms and conditions as he may

determine necessary, convenient or desirable, establish, construct,

effectuate, operate, maintain, renovate, improve, extend or repair any

such intercity rail passenger service facility or any related services

and activities, or may provide for such by contract, lease or other

arrangement on such terms as the commissioner may deem necessary,

convenient or desirable with any agency, corporation or person,

including but not limited to any railroad company, any state agency, the

federal government, the Canadian government, any other state or agency

or instrumentality thereof, any public authority of this or any other

state, or any political subdivision or municipality of the state.

* NB Effective upon the repeal of the amendments enacted by chapter

108 of 2019 § 3 (see chapter 108/2019 § 10 sb (a))

4. Any property, as such is defined in subdivision two of section

thirty of the highway law which is necessary for the purposes of this

subdivision may be acquired by the commissioner in the same manner as

property is acquired for state highway purposes pursuant to the

provisions of section thirty of the highway law.

5. To avoid duplication of effort and in the interests of economy, the

commissioner may make use of existing studies, surveys, plans, data and

other materials in the possession of any state agency or municipality or

political subdivision of the state in order to carry out the purposes of

this section. Each such agency, municipality or subdivision is hereby

authorized to make the same available to the commissioner and otherwise

to assist him in the performance of his functions.

§ 14-d — Rail service preservation

Rail service preservation. 1. Authorization is hereby given to

the commissioner of transportation:

a. to acquire, by purchase, gift, grant, transfer, contract or lease,

any rail transportation facility with the state, or any part thereof, or

the use thereof, and to utilize any such rail transportation facility,

or any property acquired pursuant to the provisions of section eighteen

of this chapter, for the purposes of rail transportation service thereon

or therewith;

b. to enter into contracts with any person, firm, corporation or

agency, including but not limited to any railroad company, state agency,

the federal government, the Canadian government, any other state or

agency or instrumentality thereof, any public authority of this or any

other state, or any political subdivision or municipality of the state,

for the purpose of providing, maintaining and improving rail

transportation service on the rail transportation facilities thereof;

c. to sell, lease or otherwise contract for the utilization of any

rail transportation facilities, or portion thereof, owned or acquired

pursuant to this section or pursuant to section eighteen of this

chapter, for the purpose of providing for, maintaining and improving

rail transportation service thereon.

* d. to acquire by eminent domain, pursuant to the eminent domain

procedure law and section thirty of the highway law, any property,

property rights or property interests, including easements, air rights

and subsurface rights, whether or not now or previously designated as

parkland, or otherwise dedicated to a public use as parkland,

(hereinafter "property interests"), and, provided with respect to real

property now or previously designated as parkland, just compensation

therefor shall be calculated as an amount equal to the appraised fair

market value of the parkland being discontinued, and further provided

only to the extent that such property interests are, in the judgement of

the commissioner, necessary for the construction, use, occupancy,

operation, and maintenance of an airport access mass transit facility

for LaGuardia airport via elevated guideway, and related ancillary

facilities for airport access mass transit maintenance, parking for

persons using the airport access mass transit facility and additional

limited purposes directly related to operation of an airport access mass

transit project, temporary laydown and construction areas, and air

rights and subsurface rights related to an elevated guideway, including

appropriate entry and exit points for users of the airport access mass

transit facility and any property interests necessary for an adjustment

of the piers supporting the pedestrian bridges crossing the Grand

Central Parkway to maintain accessibility, and any vehicle entry and

exit points to the Grand Central Parkway located along either side of

the corridor, in all cases running along a route from LaGuardia airport

on or near the Grand Central Parkway, thence along the edge of the Citi

Field parking lot previously alienated for stadium use, next alongside

the existing elevated track for the No. 7 subway and terminating at

subway rail yards and other transportation staging and storage areas

within a corridor more specifically defined pursuant to section three

hundred forty-nine-g of the highway law; and to utilize, or sell, lease,

contract, or otherwise transfer the acquired property interests together

with property interests it otherwise holds and/or grant easements,

licenses, permits, concessions or other authorizations, to the Port

Authority of New York and New Jersey to facilitate the construction

(including temporary laydown), and permanent use, occupancy, operation,

and maintenance of the airport access mass transit facility, related

ancillary facilities for airport access mass transit maintenance,

parking for persons using the airport access mass transit facility and

additional limited purposes directly related to operation of an airport

access mass transit project; provided however, this subdivision does not

authorize acquisition of property interests for a self-standing facility

constructed to house premises for automobile rental operations.

* NB Repealed June 25, 2028 only if no property interests have been

acquired pursuant to chapter 78 of 2018

2. The commissioner, may, subject to the concurrence of the director

of the budget:

a. Operate, maintain, renovate, repair, improve, extend or establish

any rail transportation facility or any related services and activities,

or may provide therefor by contract, lease or other arrangement with any

person, firm, corporation or agency, including but not limited to any

railroad company, state agency, the federal government, the Canadian

government, any other state or agency or instrumentality thereof, any

public authority of this or any other state, or any political

subdivision or municipality of the state.

b. Enter into joint service agreements on behalf of the state with any

railroad company, and any other state department or agency, the federal

government, the Canadian government, any other state or agency or

instrumentality thereof, any public authority of this state or any other

state, or any political subdivision or municipality of the state,

relating to property, buildings, structures, facilities, services,

rates, fares, classifications, dividends, allowances or charges, or

rules or regulations pertaining thereto, for or in connection with or

incidental to transportation in part upon rail transportation facilities

provided pursuant to this section.

c. Acquire by purchase, gift, grant, transfer, contract or lease any

rail transportation facility, or any part thereof, necessary for or

incidential to the effectuation of the purposes of this section.

d. Utilize federal monies available or which may become available to

the state for the purpose of effectuating the provisions of this section

and enter into any necessary agreements required to meet federal

standards and criteria in connection therewith.

e. Establish, levy and collect or cause to be established, levied and

collected and, in the case of a joint service arrangement, join with

others in the establishment, levy and collection of such fares, tolls,

rentals, rates, charges and other fees as he may deem necessary,

convenient or desirable for the use and operation of any such rail

transportation facility and related services.

f. Sell, transfer, lease or contract for the sale, transfer or lease

of any rail transportation facility, or any part thereof, necessary for

or incidental to the effectuation of the purposes of this section.

g. Do all things necessary, convenient or desirable to carry out the

purposes of this section.

3. For the purposes of this section, the term "rail transportation

facility" shall include railroad rights of way as well as trackage,

rails, cars, locomotives, rolling stock, signal, power, fuel,

communication and ventilation systems, power plants, stations,

terminals, storage yards, repair and maintenance shops, yards, equipment

and parts, offices, and other incidental real estate or personalty used

or held for or incidental to the operation, rehabilitation or

improvement of any railroad operating rail passenger or rail freight

transportation services, or to operate such services, including, but not

limited to buildings, structures and rail property.

4. Notwithstanding the provisions of any other general special or

local law, expenses of the department of transportation incurred in

connection with the provision of rail transportation services as

authorized by this section, may, with the approval of the director of

the budget, be paid out of the gross revenues, if any, received pursuant

to the authorization herein contained. All other revenues surplus to

these expenses shall be paid into the state treasury to the credit of

the general fund.

§ 14-e — Development of transportation corridors; multiple use outside the counties of Kings and Queens of right of way

Development of transportation corridors; multiple use outside

the counties of Kings and Queens of right of way. The commissioner of

transportation shall have power to provide, with or without federal aid,

for surveys, studies and plans which include the negotiating for and

securing of reservation easements necessary to the development of the

corridor through which a transportation facility will pass, in order to

jointly direct such development in cooperation with the municipality or

municipalities in which such transportation facility is to be

constructed and in connection with such construction to provide, to the

extent he deems feasible and in the best interest of the state, for

multiple use outside the counties of Kings and Queens of the right of

way of such transportation facility. Before any such surveys, studies

and plans, including the securing of necessary reservation easements

relevant to such joint development are commenced, the municipality or

municipalities in which the transportation facility is to be constructed

shall enter into an agreement with the commissioner concerning the same.

The commissioner and the municipality or municipalities in which a

transportation facility is to be constructed are hereby authorized to

enter into any and all necessary agreements, including provisions for

any sharing of costs, to carry out such surveys, studies and plans for

joint development, including the negotiating for and securing of

reservation easements necessary to such plans from landowners affected

thereby, and to provide for multiple use outside the counties of Kings

and Queens of transportation rights of way. The expense of such surveys,

studies, plans and easements necessary for joint development of such

facilities and provision for multiple use of such rights of way shall be

a proper charge against funds available for the construction,

reconstruction or maintenance of state transportation facilities. The

term "municipality", as used in this subdivision, shall include only a

county, town, city or village. The term "joint development", as used in

this chapter, shall mean cooperative action by the state department of

transportation, federal and other state government agencies and

municipalities, with or without the assistance of private organizations

and individuals, to prepare surveys, studies and plans, including the

negotiating for and securing of reservation easements related to the

development or adjustments of land uses which are affected by

construction of such facilities as well as the surveys, studies and

plans incidental thereto. The term "reservation easements" shall mean

rights in real property, of a nature less than fee, which are acquired

by the state pursuant to agreement with the owner of such property for

the purposes of assuring the availability of such property for a future

transportation need and to prevent the use of such property by such

owner in a manner inconsistent with such need.

§ 14-f — Transportation of hazardous materials

Transportation of hazardous materials. 1. The commissioner of

transportation is hereby authorized to promote safety in the

transportation of hazardous materials by all modes of transportation,

and in connection therewith shall:

(a) Have the power to make rules and regulations governing

transportation of hazardous materials, which shall mean a substance or

material in a quantity and form which may pose an unreasonable risk to

health and safety or property when transported in commerce, by all modes

as defined by the rules and regulations of the department.

Such rules and regulations shall be no less protective of public

safety than the rules and regulations promulgated by the federal

government with respect to the transportation of hazardous materials.

The regulations shall set forth the criteria for identifying and

listing, and a list of hazardous materials subject to this section as

may be amended by the commissioner of transportation from time to time

in a manner consistent with the state administrative procedure act and

consistent with those substances and materials designated by the United

States secretary of transportation as hazardous under section 5103 of

title 49 of the United States code as amended from time to time,

including those designated as hazardous in the hazardous materials table

set forth in section 172.101 and materials that meet the defining

criteria for hazard classes and divisions in part 173 of subchapter C of

title 49 of the code of federal regulations as amended from time to

time. Such regulations shall include specifications for marking and

placarding of vehicles transporting hazardous materials as will be

applied pursuant to paragraph (a) of subdivision three of this section.

The regulations promulgated hereunder shall include notice that a

violation of the rules and regulations is subject to a fine or a period

of imprisonment, and the rules and regulations shall set forth the

penalty provisions contained in subdivision four of this section.

Provided, however, that all local laws or ordinances, except those of

cities having a population of one million or more, regulating the

transportation of flammable liquids in trucks, trailers or

semi-trailers, are hereby superseded and without force and hereafter no

such local law or ordinance shall be adopted to regulate or control the

equipment or means of transporting flammable liquids in trucks, trailers

or semi-trailers.

For the purposes of this section, a "vehicle" shall mean every device

in which property may be transported upon a highway, stationary rails or

tracks, or on the navigable waterways of the state.

(b) Have power to enforce said rules and regulations through the use

of department staff or others pursuant to cooperative agreement.

(c) Have power and is hereby authorized to enter into cooperative

agreements with agencies of this and other states and of the federal

government in relation to enforcement of said rules and regulations.

(d) Consult with and receive the full cooperation from the

commissioner of environmental conservation and other agencies in order

to aid the commissioner of transportation in establishing an information

system capable of identifying the amount and type of hazardous materials

transported in New York, and the methods used for transporting such

materials. This system shall be established and maintained in order to

assess the volume and potential danger of hazardous materials

transported in commerce, by all modes.

(e) Establish and publicize, after consultation with the commissioner

of environmental conservation, a public education program to provide

publications and technical assistance regarding the regulations

governing the transportation of hazardous materials.

(f) Develop a training program for the state police and environmental

conservation officers in order to aid such officers in the enforcement

of the rules and regulations made pursuant to this section.

2. It shall be unlawful for any person, corporation, company,

association, partnership or any officer or agent thereof to transport or

cause to be transported hazardous materials in violation of the rules

and regulations promulgated by the commissioner pursuant to this

section.

3. (a) It shall be unlawful for any person, corporation, company,

association, partnership or any officer or agent thereof to operate or

cause to be operated in this state a vehicle transporting hazardous

materials unless the vehicle is conspicuously marked or placarded to

identify the material transported or its principal hazard in a manner

specified in rules and regulations promulgated by the commissioner that

are consistent with related federal requirements; provided that the

commissioner may, by rules and regulations prescribe with respect to any

specific hazardous materials the minimum quantities below which no

placard shall be required.

(b) It shall be unlawful for any person, corporation, company,

association, partnership or any officer or agent thereof to operate or

cause to be operated in this state a vehicle transporting those

hazardous wastes identified and listed pursuant to section 27-0903 of

the environmental conservation law or those regulated wastes listed and

defined pursuant to section 27-0303 of the environmental conservation

law unless such person complies with the requirements applicable to the

transport of such wastes as set forth in article twenty-seven of the

environmental conservation law and any rules and regulations promulgated

thereunder.

4. (a) Except as provided in paragraph (b) of this subdivision, any

person, corporation, company, association or partnership found guilty of

violating any such rule or regulation shall be guilty of a traffic

infraction, and all of the provisions of the vehicle and traffic law,

except as otherwise specifically provided herein, shall be applicable

thereto, and shall be subject to a fine of not less than three hundred

fifty dollars nor more than one thousand dollars for the first offense,

and upon being found guilty of a second or subsequent offense committed

within eighteen months by a fine of not less than one thousand dollars

nor more than two thousand five hundred dollars, or by imprisonment for

not more than ninety days or by both such fine and imprisonment. Except

as otherwise provided by law, such a violation shall not be a crime and

the penalty or punishment imposed therefor shall not be deemed for any

purpose a criminal penalty or punishment and shall not impose any

disability upon or affect or impair the credibility as a witness, or

otherwise, of a person found guilty thereof; provided, however, that any

person transporting hazardous waste in violation of article twenty-seven

of the environmental conservation law shall be subject to the penalties

provided in article seventy-one of such law.

(b) Any person, corporation, company, association or partnership found

guilty of violating any such rules or regulations involving an

out-of-service defect relating to brake systems, steering components

and/or coupling devices shall be subject to a fine of not less than five

hundred dollars nor more than one thousand five hundred dollars, or by

imprisonment for not more than sixty days or by both such fine and

imprisonment, and upon being found guilty of a second or subsequent

offense committed within eighteen months by a fine of not less than one

thousand five hundred dollars nor more than two thousand five hundred

dollars, or by imprisonment for not more than ninety days or by both

such fine and imprisonment.

(c) Operation of an out-of-service vehicle shall constitute a

misdemeanor and shall be punished by a fine of not less than two

thousand five hundred dollars nor more than five thousand dollars, or by

imprisonment for not more than one year or by both such fine and

imprisonment. A conviction for a second or subsequent offense committed

within eighteen months shall constitute a class E felony and shall be

punished by a fine of not less than three thousand five hundred dollars

or by a period of imprisonment as provided in the penal law, or by both

such fine and imprisonment.

(d) If any person does not appear in response to an appearance ticket

or the court's direction, or pay any fine imposed, the commissioner of

motor vehicles shall have the power to suspend the registration or

privilege of operation of any such vehicle operated or alleged to have

been operated in violation of such rules and regulations.

(e) (i) Any complaint issued for an equipment violation, except for a

violation involving an out-of-service defect or except for a violation

involving the operation of any motor vehicle after it has been placed

out of service, shall be dismissed by the court before such summons is

returnable if the violation as set forth in the summons is corrected not

later than one-half hour after sunset on the first full business day

after the issuance of the summons and proof of such correction as set

forth in subparagraph (ii) of this paragraph is submitted to the court.

For the purposes of this subparagraph, "business day" shall mean any

calendar day except Sunday, or the following business holidays: New

Year's Day, Washington's Birthday, Memorial Day, Independence Day, Labor

Day, Columbus Day, Veterans' Day, Thanksgiving Day and Christmas Day.

(ii) Acceptable proof of repair or adjustment shall consist of

submission to the court on or before the return date of the summons of

(A) a statement of correction from an officially designated state

inspection station duly executed by the person performing or making such

inspection and bearing the official stamp of the state inspection

station, (B) a statement of correction from an automobile repair shop on

the letterhead of such repair shop duly executed by the person who made

the correction or (C) a signed statement of any police officer or a

department inspector that the necessary corrections have been made. The

statement required by this subparagraph shall be directed to the court

having jurisdiction of the alleged violation, shall be affirmed as true

under penalty of perjury, and shall include the name, occupation and

position of the person making the statement, the time and date that the

repairs or inspection were made and a statement that the defective

equipment, cited in the violation, on the vehicle in question, is in

proper working order.

5. With respect to the transportation of radioactive materials,

nothing in this section shall be construed to abrogate or effect the

provisions of any federal or state statute or local ordinance,

regulation or resolution which are more restrictive than or which

supersede the provisions of this section.

6. Any police officer having lawfully stopped any vehicle which he has

reason to believe is transporting hazardous materials or hazardous waste

may require that such vehicle shall be driven to a place designated by

such police officer to be inspected pursuant to the provisions of this

section and the rules and regulations of the commissioner concerning

transportation of hazardous materials or pursuant to title nine of

article twenty-seven of the environmental conservation law. Provided,

however, that such place designated by such police officer shall not

exceed a distance of five miles from the place at which such vehicle was

stopped. Furthermore, that when such place designated by such officer or

any other place utilized for inspection of vehicles pursuant to this

section is a roadside rest area, such rest area shall be kept open for

the use of the public to the extent practicable.

§ 14-g — Intercity bus passenger service preservation

Intercity bus passenger service preservation. 1. Authorization

is hereby given to the commissioner of transportation to contract with

any person, firm, corporation or agency, including, but not limited to,

any intercity bus company, state agency, the federal government, any

other state or agency or instrumentality thereof, any public authority

of this state or any other state, or any political subdivision or

municipality of the state, for the purpose of providing, maintaining and

improving intercity bus passenger service within New York state.

2. The commissioner may, subject to the concurrence of the director of

the budget:

a. Enter into joint service agreements on behalf of the state with any

intercity bus company, the federal government, any other state or agency

or instrumentality thereof, any public authority of this state or any

other state, or any political subdivision or municipality of the state,

relating to property, buildings, structures, facilities, equipment,

services, rates, fares, allowances or charges, or rules or regulations

pertaining thereto, for or in connection with the provision of intercity

bus passenger services, or such local or commuter services as are

provided by an intercity bus company.

b. Utilize federal moneys available or which may become available to

the state for the purpose of effectuating the provisions of this

section, and enter into any necessary agreements required to meet

federal regulations, criteria and standards in connection therein.

c. Do all things necessary, convenient or desirable to carry out the

purposes of this section.

3. For the purposes of this section, the term "intercity bus passenger

service" shall mean transportation provided to the public on a regular

and continuing basis by a person, firm, or corporation authorized to

transport passengers in interstate commerce by the United States

department of transportation or in intrastate commerce by the state

department of transportation that is primarily intended to satisfy

longer distance travel demand between cities, and villages and

unincorporated urban places that have a population of two thousand five

hundred or more. Such term does not include services that are primarily

local or commuter oriented in nature.

§ 14-h — Airport preservation

Airport preservation. 1. In order to preserve and enhance the

air transportation system of the state, the commissioner of

transportation is hereby authorized:

a. To enter into an agreement with the operator of any privately-owned

airport to pay on behalf of the state a share of the project costs of

any project undertaken in accordance with the provisions of the federal

airport and airway improvement program of the federal aviation

administration or any federal program hereafter enacted for the purpose

of airport improvement.

b. To utilize for this purpose any funds available for the

acquisition, construction, reconstruction or improvement of airports or

aviation capital facilities, including but not limited to funds

available from the transportation capital facilities bond act of

nineteen hundred sixty-seven and the rebuild New York through

transportation infrastructure renewal bond act of nineteen hundred

eighty-three. Notwithstanding any provisions of law to the contrary,

for airports funded pursuant to this section, the owner of a municipal

airport may, with the approval of the commissioner, contract directly

with the office of general services to provide for the removal of fuel

tanks under such terms and conditions as set forth by the office of

general services, including provision for the deposit of funds of such

airport with the state comptroller, who is authorized to receive and

accept the same for the purposes of this paragraph, for expenditure on

such project costs or, as appropriate, for the return of any excess

deposit to such airport, on vouchers approved by the office of general

services.

c. To enter into any agreements necessary to effectuate the provisions

of this section and to insure the availability to the public of any

airport improved hereunder for the useful life of such improvement as

defined in section sixty-one of the state finance law.

d. To receive applications for participation in this program by the

operators of privately-owned airports determined by the commissioner to

serve a public purpose and to establish standards governing the form,

content and submission of such applications, including the requirement

that any application submitted under this section by the owner of a

privately-owned airport be accompanied by a resolution from the

governing body of the municipality in which such airport is located

formally endorsing the project for which state aid is requested.

e. To do all things necessary, convenient or desirable to carry out

the purposes of this section.

2. The state share of any such improvement project undertaken with

federal assistance from the federal aviation administration shall be

limited to seventy-five percent of the non-federal share of such

approved project.

3. Whenever a property owner intends to dispose of, sell, lease or

otherwise transfer any or all of its interest in an air transportation

facility and such disposal, sale, lease or transfer shall result in that

facility no longer having as its principal function aviation operations

or support, such owner shall notify the department in writing of its

intention to transfer such interest on or before ninety days prior to

such transfer.

§ 14-i — Long Island expressway; design and construction

Long Island expressway; design and construction. 1. The

commissioner shall prepare an environmental impact statement on the

project to add travel lanes to the Long Island expressway between exits

forty-nine and fifty-seven in accordance with the provisions of article

eight of the environmental conservation law.

2. The commissioner shall prepare an environmental impact statement on

projects to add travel lanes to the Long Island expressway from exits

thirty to sixty-four in accordance with the provisions of article eight

of the environmental conservation law.

3. Notwithstanding any other provision of law to the contrary, a

project to add travel lanes to the Long Island expressway between exits

forty-nine and fifty-seven shall, for the purposes of this section, be

deemed to have independent utility and not be deemed part of any

long-range plan and other potential highway improvement projects on Long

Island are not to be deemed likely to be undertaken as a result thereof

or to be dependent thereon.

4. a. The design for the project to add travel lanes to the Long

Island expressway between exits forty-nine and fifty-seven, shall

commence forthwith. Such design shall proceed concurrent with the

environmental review process required by subdivision one of this

section, and may, to the extent necessary, focus on a design alternative

or alternatives. Preparation of a design shall not be a commitment to an

action by the department prior to the completion of the environmental

review process.

b. The department shall not commence construction until the department

has considered the final environmental impact statement and made

findings pursuant to subdivision one of this section.

c. The preparation of a design or designs shall not be deemed to have

prejudiced any decision-making pursuant to article eight of the

environmental conservation law.

§ 14-j — Special rail and aviation transportation program

Special rail and aviation transportation program. 1. The

commissioner is hereby authorized to enter into a contract, lease or

agreement with the New York state thruway authority for the financing by

such authority of special rail and aviation transportation program as

authorized by law.

2. The commissioner is hereby authorized to approve funding for the

costs for the construction, reconstruction, improvement, reconditioning

and preservation of rail freight facilities and for the cost of

intercity rail passenger facilities and equipment. For rail freight

projects, the commissioner shall give priority to projects which are

coordinated with community economic development objectives, improve the

safety of rail operations, promote intermodal services, provide rail

access to relieve highway congestion, provide for the efficient

restructuring of urban rail facilities or facilitate the transition of

branch lines from large operations to shortline operations. For

intercity rail passenger facilities and equipment projects, priority

will be given to projects which improve the quality, performance, speed

and safety of intercity rail services.

3. The commissioner is hereby authorized to approve funding for the

cost of construction, reconstruction, improvement, reconditioning and

preservation of municipal airports, privately owned airports and

aviation capital facilities, excluding airports owned by the state or

operated by a bi-state public benefit corporation, for which federal

funding is not available provided projects are part of an approved

airport layout plan. Such improvements shall include, but not be limited

to, acquisition of certain traffic control navigational aids utilizing

the global positioning system technologies and applications.

Notwithstanding any provisions of law to the contrary, for airports

funded pursuant to this section, the owner of a municipal airport may,

with the approval of the commissioner, contract directly with the office

of general services to provide for the removal of fuel tanks under such

terms and conditions as set forth by the office of general services,

including provision for the deposit of funds of such airport with the

state comptroller, who is authorized to receive and accept the same for

the purposes of this subdivision, for expenditure on such project costs

or, as appropriate, for the return of any excess deposit to such

airport, on vouchers approved by the office of general services.

4. The program shall provide forty million dollars to be made

available as follows:

Rail Aviation

State Fiscal Year 1993-1994 $7.5 million $2.5 million

State Fiscal Year 1994-1995 $7.5 million $2.5 million

State Fiscal Year 1995-1996 $7.5 million $2.5 million

State Fiscal Year 1996-1997 $7.5 million $2.5 million

§ 14-k — Multi-modal program

Multi-modal program. 1. There is hereby established the

"multi-modal program". The commissioner is hereby authorized to enter

into a contract, lease or agreement with the New York state thruway

authority for the financing by such authority of the multi-modal program

as authorized by law.

2. Program funds shall be provided pursuant to annual appropriation or

pursuant to authorization by the legislature for capital projects.

3. The commissioner is hereby vested with the authority and

responsibility to approve funding for projects authorized in subdivision

four of this section. The funding of projects will be made upon

application, in a format prescribed by the commissioner, by the project

sponsor for funding of prior expenditures.

4. Multi-modal projects shall be limited to:

(a) project costs for construction, reconstruction, improvement,

reconditioning and preservation of rail freight facilities and for the

project costs of intercity rail passenger facilities and equipment where

the service life of the project is at least ten years. Funding of

project expenditures for an approved project shall require certification

by the project sponsor to the department that the project has a service

life of ten or more years. Such certification shall include any such

information as may be necessary to maintain, if applicable, the federal

tax exempt status of bonds, notes or other obligations issued by the New

York state thruway authority for such purposes. The commissioner shall

request the project sponsors to furnish such information in writing as

may be necessary;

(b) project costs for construction, reconstruction, improvement,

reconditioning and preservation of state, municipal, or privately owned

ports where the service life of the project is at least ten years.

Funding of project expenditures for an approved project shall require

certification by the project sponsor to the department that the project

has a service life of ten or more years. Such certification shall

include any such information as may be necessary to maintain, if

applicable, the federal tax exempt status of bonds, notes or other

obligations issued by the New York state thruway authority for such

purposes. The commissioner shall request the project sponsors to furnish

such information in writing as may be necessary;

(c) project costs of construction, reconstruction, improvement,

reconditioning and preservation of municipal airports, privately owned

airports and aviation capital facilities, excluding airports operated by

the state or operated by a bi-state municipal corporate instrumentality,

for which federal funding is not available provided the project is

consistent with an approved airport layout plan, where the service life

of the project is at least ten years. Funding of project expenditures

for an approved project shall require certification that the project has

a service life of ten or more years. Such certification shall include

any such information as may be necessary to maintain, if applicable, the

federal tax exempt status of bonds, notes or other obligations issued by

the New York state thruway authority for such purposes. The commissioner

shall request the project sponsors to furnish such information in

writing as may be necessary;

(d) project costs of construction, reconstruction, enhancement,

improvement, replacement, reconditioning, restoration, rehabilitation

and preservation of state, county, town, city and village roads,

highways, parkways and bridges where the service life of the project is

at least ten years. Funding of project expenditures for an approved

project shall require certification from the project sponsor that:

(i) the project has a service life of ten or more years;

(ii) program funds are not to be used for the mandated non-federal

share of federally funded projects;

(iii) the amount of funds requested is no greater than prior

unreimbursed municipal project expenditures for work completed or

materials incorporated in qualifying projects; and

(iv) the amount of municipal funds appropriated for transportation

capital projects by municipalities shall not be reduced because of the

availability of these funds.

The commissioner shall request the project sponsors to furnish such

information in writing as may be necessary. For the purposes of this

section, the Chautauqua, Cattaraugus, Allegany and Steuben southern tier

extension railroad authority shall be an authorized project sponsor.

By written agreement between them, a county may act for one or more

cities, towns or villages in the implementation of projects eligible for

funding pursuant to this paragraph. A copy of such agreement shall be

filed with the commissioner; and

(e) project costs for construction, reconstruction, improvement,

reconditioning and preservation of fixed ferry facilities of municipal

and privately owned ferry lines for transportation purposes, where the

service life of the project is at least ten years. Funding of the

project expenditures for an approved project shall require certification

by the project sponsor to the department that the project has a service

life of ten or more years. Such certification shall include any such

information as may be necessary to maintain, if applicable, the federal

tax exempt status of bonds, notes or other obligations issued by the New

York state thruway authority for such purposes. The commissioner shall

request the project sponsors to furnish such information in writing as

may be necessary.

§ 14-l — Airport improvement and revitalization

Airport improvement and revitalization. 1. Notwithstanding any

other provision of law to the contrary, an airport improvement and

revitalization grant and loan program is established. Such program is

established to provide assistance for the revitalization of public use

airports through funding of projects or portions thereof, for which

sufficient federal capital assistance and required non-federal matching

funding is not available and provided the project is consistent with the

airport layout plan approved by the department. The funding of capital

improvements pursuant to this section shall not be used to provide the

non-federal matching share for federal airport capital improvement

grants.

2. (a) Assistance may consist of grants and loans for capital

improvements and technical assistance provided by the department

pursuant to this section.

Loans and grants pursuant to this section may be made to any municipal

corporation, public authority, public benefit corporation or any

combination thereof, or to other owners of a public use airport for the

purpose of improving a public use airport. A county, pursuant to a

written agreement, may act on behalf of one or more cities, towns or

villages for the purposes of this section. No such assistance shall be

provided to any airport operated by a bi-state authority.

(b) Improvements pursuant to this section may be made for the

following purposes:

(i) construction, reconstruction, improvement, reconditioning and

preservation of capital facilities where the service life of the project

is at least ten years, and related engineering services provided,

however, that for pavement management projects the service life of the

project shall be at least five years;

(ii) purchase of airport equipment, including navigational aids,

acquisition of land and easements; and

(iii) technical assistance for airports including, but not limited to,

preparation of studies to attract, retain or improve air carrier or air

cargo services including low fare commercial service air carrier

services, airport business plans, activities to inform the general

public or public and private organizations of the availability and

economic impact of the airport and the aviation services at the airport

on the community.

(c) Assistance pursuant to this section shall be provided pursuant to

contract with the commissioner. Contracts for capital improvements shall

insure the availability to the public of any airport improved hereunder

for the useful life of such improvement as defined in section sixty-one

of the state finance law. The commissioner shall establish standards

governing the form, content and submission of applications for

participation in this program. Such standards shall include, but not be

limited to, the requirement that, with respect to applications submitted

by owners of privately-owned airports, the commissioner shall make a

determination that a request submitted by such owners will serve a

public purpose and such applications are accompanied by a resolution

from the governing body of the county in which such privately-owned

airport is located formally endorsing the project for which assistance

is requested. The commissioner shall not approve an application for a

grant or loan unless the applicant can demonstrate commitment of

sufficient funds to provide the match set forth in paragraph (d) of this

subdivision.

All loans shall be repaid within ten years and bear such rate of

interest as shall be established therefor by the commissioner upon the

issuance of the loan; provided, however, such rate shall not exceed six

percent per annum. Payments on all loans shall be made to the department

and credited to the airport improvement and revitalization fund

established pursuant to section eighty-eight-d of the state finance law.

(d) Matching ratios. (i) Capital grants and loans. State assistance

for the program shall cover the following share of the project cost: for

general aviation airports and commercial service airports with less than

fifty thousand annual enplanements, up to ninety percent; for commercial

service airports with fifty thousand or more but less than seven hundred

thousand annual enplanements, up to eighty percent; and for commercial

service airports with annual enplanements of seven hundred thousand or

more, up to seventy percent.

(ii) Technical assistance. Technical assistance may be up to eighty

percent of the project cost. Funding for technical assistance shall be

limited to general aviation airports and commercial service airports

with less than two hundred fifty thousand annual enplanements, provided,

however, that such funding may be granted to general aviation airports

and commercial service airports, regardless of the number of annual

enplanements, for the preparation of studies to attract, retain or

improve low fare commercial service air carrier services. The entire

cost of regional or statewide studies conducted by or on behalf of the

department may be funded.

(e) Funds for assistance pursuant to this section shall be from the

airport improvement and revitalization fund established pursuant to

section eighty-eight-d of the state finance law. No funds shall be paid

pursuant to this section unless the applicant for assistance provides

for the required non-state funded share of the costs of a project.

(f) No grant or loan to any eligible applicant shall exceed the sum of

two million five hundred thousand dollars, and no part of any such grant

or loan shall be used for salaries or for services regularly provided by

the applicant for administrative costs in connection with such grant or

loan.

(g) On or before May first each year, the commissioner shall submit a

report on the immediately preceding fiscal year to the governor,

temporary president of the senate and speaker of the assembly showing

the total funds available for assistance pursuant to this section,

itemization of assistance provided, and the repayments of loans.

(h) No provision of this section shall be deemed to make any applicant

ineligible for assistance otherwise available pursuant to section

fourteen-h or fourteen-k of this article.

(i) The commissioner may promulgate rules and regulations for the

implementation of this section.

§ 14-m — Airport security

Airport security. 1. For the purposes of this section, the

following terms shall have the following meanings: (a) the term

"airport" shall have the same meaning as such term is defined in

subdivision five of section two hundred forty of the general business

law except that such term shall not include any airport operated by a

bi-state authority nor any airport with scheduled commercial air carrier

service;

(b) the term "aircraft" shall have the same meaning as such term is

defined in subdivision one of section two hundred forty of the general

business law;

(c) the term "private-use airport" shall mean an airport used

exclusively by the owner thereof and persons authorized by such owner;

(d) the term "public-use airport" shall mean an airport available for

use by the general public without a requirement for the prior approval

of the owner or operator thereof except as may be required by federal

law or regulation.

This section shall not be construed to replace or supersede airport

security standards required by the United States department of homeland

security or transportation security administration or safety standards

required by the United States department of transportation or federal

aviation administration.

2. Notwithstanding any provision of law to the contrary, in order to

enhance security at the airports of the state, each private-use and

public-use airport located, in whole or in part, in New York state

shall:

(a)(i) Register with the department within one year from the effective

date of this section. Such registration shall be valid for a period of

three years, and shall be submitted on forms provided by the department

which shall contain the following information: the physical and mailing

addresses of such airport; the telephone number, facsimile number, and

e-mail address of such airport; the name or names and telephone number

or numbers of one or more twenty-four hour security contact persons, as

designated by such airport; a map showing the location and general

boundaries of such airport; and such other information as the department

may reasonably prescribe. Such registration also shall be accompanied by

the written security plan required pursuant to paragraph (b) of this

subdivision.

(ii) Each such airport shall renew its registration with the

department every three years. Requests for renewal shall be made on

forms supplied by the department and shall not be accepted unless

accompanied with an updated written security plan as provided in

paragraph (b) of this subdivision.

(b) (i) Each private-use and public-use airport shall document its

security procedures in a written security plan that is consistent with

the most recent security guidelines for general aviation airports

published by the United States transportation security administration.

Such plan shall be updated every three years and submitted to the

department with each such airport's renewal application for

registration. In developing such plan, each airport shall consider the

applicable security enhancement recommendations contained in the most

recent security guidelines for general aviation airports published by

the United States transportation security administration. Each written

plan shall include a description of how the airport has addressed each

applicable recommendation of such guidelines, and a justification for

not adopting any applicable recommendation suggested by such guidelines

for the airport's security characteristics. Applicable recommendations

from such document should be determined by such airport by using the

airport characteristics self-assessment measurement tool available in

such document and any other self-assessment tools subsequently issued by

the transportation security administration.

(ii) In addition to submitting such plan to the department in

compliance with paragraph (a) of this subdivision, each airport shall

submit a copy of such plan and all updates thereof to local law

enforcement agencies having jurisdiction over such airport, the New York

state police, and the New York state office of homeland security.

(c)(i) In addition to the other provisions of this section,

private-use airports shall:

(A) require all aircraft to be double-locked, with one lock internal

to the aircraft, and one lock external to the aircraft, when such

aircraft is not in operation; and

(B) provide that all hangars be locked when not in use.

(ii) In addition to the other provisions of this section, public-use

airports shall:

(A) meet all the requirements of private-use airports set forth in

subparagraph (i) of this paragraph;

(B) require verification of the identity of all aircraft passengers by

the aircraft crew;

(C) maintain a log of all transient aircraft for a minimum of five

years;

(D) develop a written list of emergency contacts and telephone

numbers, to be available to airport personnel;

(E) restrict the access of unlicensed persons and student pilots to

aircraft keys;

(F) require persons renting aircraft to present government-issued

identification, which identification shall be in addition to any pilot's

license;

(G) post airport security warning signs and advisories where

appropriate;

(H) create an emergency locator map, which may be hand-drawn generally

to scale, identifying areas such as runways, ramp areas, fence lines,

gates, hydrants, emergency shelters, buildings and hazardous materials

sites, and provide copies of such map to emergency response agencies

serving such airport, to law enforcement agencies having jurisdiction

over such airport, and appropriate airport personnel. Whenever there is

a physical change involving such areas, such map shall be revised and

resubmitted to the aforementioned emergency response and law enforcement

agencies and airport personnel within sixty days of such change; and

(I) familiarize local law enforcement with the airport and consult

with them in the airport's development of appropriate security

procedures.

3. The map required to be created pursuant to clause (H) of

subparagraph (ii) of paragraph (c) of subdivision two of this section

and the written security plan required pursuant to paragraph (b) of

subdivision two of this section shall prominently display the following

statement: "This document may contain information that if disclosed

could endanger the life or safety of the public, and therefore this

document is to be maintained and used in a manner which preserves the

confidentiality of the information contained herein in a manner

consistent with law."

4. A person or entity who submits or otherwise makes available to any

state agency or agency of any subdivision thereof the registrations and

security plans produced pursuant to the requirements of this section may

at any time identify those records or portions thereof that contain

critical security information and request that the agency that maintains

such records except such information from disclosure pursuant to

subparagraph one-a of paragraph (a) of subdivision five of section

eighty-nine of the public officers law.

§ 14-n — Information concerning services for human trafficking victims in commercial service airports and general aviation airports

Information concerning services for human trafficking victims

in commercial service airports and general aviation airports. 1. The

operator of a commercial service airport and the operator of a general

aviation airport shall make available in the public restrooms and in any

lactation rooms, in plain view and in a conspicuous place and manner,

informational cards and/or signs developed by:

(a) the office of temporary and disability assistance in consultation

with the New York state interagency task force on human trafficking; or

(b) the United States Department of Homeland Security.

2. All such informational cards and signs shall only contain

information concerning services for human trafficking victims and shall

prominently include the national human trafficking hotline telephone

number.

3. The provisions of this section shall not apply to any airport

operated by a bi-state authority.

4. For the purposes of this section, the following terms shall have

the following meanings:

(a) "airport" shall mean an area of land or water used or intended to

be used for the landing and taking off of aircraft, an appurtenant area

used or intended to be used for airport buildings or other airport

facilities or rights of way, and airport buildings and facilities

located in any of those areas. Such term shall include heliports;

(b) "commercial service airport" shall mean a public airport or a

public-use airport in the state that, as determined by the United States

secretary of transportation, has at least twenty-five hundred passenger

boardings each year and is receiving scheduled passenger aircraft

service;

(c) "general aviation airport" shall mean a public airport or a

public-use airport with passenger boardings in the state that, as

determined by the United States secretary of transportation, either: (i)

does not have scheduled service; or (ii) has scheduled service with less

than twenty-five hundred passenger boardings each year;

(d) "lactation room" shall mean a hygienic place, other than a

restroom, that is: (i) shielded from view; (ii) free from intrusion;

(iii) contains a chair, a working surface, and, if the building is

otherwise supplied with electricity, an electrical outlet; and (iv)

intended to be used for the primary purpose of breastfeeding or

expressing breast milk;

(e) "passenger boardings" shall mean revenue passenger boardings in

the prior calendar year on an aircraft in service in air commerce, as

the United States secretary of transportation determines, including

passengers who continue on an aircraft in international flight that

stops at an airport in the state for a nontraffic purpose;

(f) "public airport" means an airport used or intended to be used for

public purposes: (i) that is under the control of the state, a county,

city, town, or village or a state or local authority; and (ii) of which

the area used or intended to be used for the landing, taking off, or

surface maneuvering of aircraft is publicly owned. Provided, however,

such term shall not include any airport operated by a bi-state

authority; and

(g) "public-use airport" shall mean an airport available for use by

the general public without a requirement for the prior approval of the

owner or operator thereof except as may be required by federal law or

regulation.

§ 15 — Comprehensive statewide master plan for transportation

Comprehensive statewide master plan for transportation. 1. The

department shall formulate and from time to time revise a long-range

comprehensive statewide master plan for the balanced development and

coordination of adequate, safe and efficient commuter and general

transportation facilities and services in the state at reasonable cost

to the people, including, but not limited to, highways, rapid transit,

railroad, omnibus, marine and other mass transportation facilities and

services, and aviation and airport facilities and services, whether

publicly or privately owned, developed, operated or maintained.

2. The department shall submit such plan to the governor, the

temporary president of the senate, the speaker of the assembly and to

the department of state on or before September first, nineteen hundred

sixty-eight, and thereafter shall submit appropriate revisions of such

plan to the governor, the temporary president of the senate, the speaker

of the assembly and to the department of state from time to time as such

revisions are made. The department of state shall review such plan and

such revisions and shall submit a report thereon, together with such

recommendations as it may deem appropriate, to the governor, the

temporary president of the senate and the speaker of the assembly. Such

plan and such revisions shall become effective upon approval by the

governor and shall serve thereafter as a guide to the public and

publicly assisted development of transportation facilities and services

in the state.

3. In formulating such plan and any such revisions, the department:

a. shall conduct one or more public hearings;

b. may consult with and cooperate with (i) officials of departments

and agencies of the state having duties and responsibilities concerning

transportation;

(ii) officials and representatives of public corporations as defined

in article one, section three of the general corporation law;

(iii) officials and representatives of the federal government, of

neighboring states and of interstate agencies on problems affecting

transportation in this state;

(iv) officials and representatives of carriers and transportation

facilities and systems in the state; and

(v) persons, organizations and groups utilizing, served by, interested

in or concerned with transportation facilities and systems in the state;

c. may request and receive from any department, division, board,

bureau, commission or other agency of the state or any political

subdivision thereof or any public authority such assistance and data as

may be necessary to enable the department to carry out its

responsibilities under this section; and

d. may make use of and incorporate in the department's plan, any

recognized long-range regional plan for transportation, survey or report

developed by any public or private agency.

§ 15-a — Metropolitan planning organization and participants; certain functions

Metropolitan planning organization and participants; certain

functions. 1. In each urbanized area in which a public transportation

system provides services, the existing metropolitan planning

organization designated as such by the governor for the purpose of

complying with federal statutes, shall be the metropolitan planning

organization for the purposes of this section. The metropolitan planning

organization shall endorse a program of projects for submission to the

administrator of the urban mass transportation administration as a

product of the continuing comprehensive planning process.

In all other areas, no such planning organization need be formed.

However, the requirements of this section which pertain to the actions

of metropolitan planning organizations may be accomplished in such areas

by the public transportation system in cooperation with the appropriate

officials of the municipalities and counties within the transportation

system operating area and in cooperation with the state department of

transportation.

2. To develop effective involvement of county and municipal

governments in the metropolitan planning process, counties and

municipalities participating in each regional metropolitan planning

organization shall develop alternative plans for carrying out the

provisions of this section at both the regional and subregional level.

Such alternative plans shall consider the continuing and comprehensive

nature of the planning process; federal and state statutory

responsibilities for planning; citizen involvement; transportation

system operator participation; and population representation.

Participating counties and municipalities shall submit such alternative

plans to the governor and the legislature prior to January first,

nineteen hundred seventy-six.

3. In addition to its responsibilities stated in subdivision one of

this section, the responsibilities of each metropolitan planning

organization shall be:

(a) to develop long-range regional transportation plans for submission

to the commissioner for consideration for inclusion in the statewide

transportation master plan;

(b) to develop and suggest periodic amendments to the master plan to

the commissioner;

(c) to consult with and cooperate with local officials and

representatives of carriers and transportation facilities and systems

within their urbanized area;

(d) to examine the structure, and cost of transit operations;

(e) to endorse long-range plans assuring maximum utilization and

integration of mass transportation facilities and services throughout

the State;

(f) to study the long-range financial needs for improving public

transportation systems; and

(g) to conduct one or more public hearings to carry out the provisions

of this subdivision.

4. To provide for the existence of a transit development program, the

metropolitan planning organization shall consult with other planning

agencies and coordinate its transportation planning process with the

comprehensive regional plan developed by the regional planning

commission.

§ 15-b — New York city accessible transportation system; New York city transportation disabled committee

New York city accessible transportation system; New York city

transportation disabled committee. 1. Definitions. When used in this

section:

a. "Authority" shall mean the New York city transit authority and its

subsidiaries.

b. "Committee" shall mean the New York city transportation disabled

committee established pursuant to subdivision two of this section.

c. "Contractor" shall mean any person, firm, partnership, association,

corporation, or any state agency, public authority, political

subdivision or municipality of this state which enters into a contract

related to the provision of paratransit transportation in accordance

with the provisions of this section.

d. "Paratransit transportation" shall mean specialized

demand-responsive, shared-ride revenue services provided to

transportation disabled persons on a regular and continuing basis.

e. "Rapid transit station" shall mean any facility located along a

rapid transit railway designed and used under normal operating

conditions by patrons of such rapid transit railway to gain access to

and egress from such rapid transit railway, including any portion

therein, together with the devices and appurtenances, facilities and

equipment thereof and other instrumentalities used or useful therefor or

in connection therewith.

f. "Transportation disabled person" shall mean any individual,

including individuals in wheelchairs, who, by reason of illness, injury,

age or other semi-permanent or permanent incapacity or disability, is

unable to utilize mass transportation facilities without special

facilities, equipment or special planning or design.

2. New York city accessible transportation disabled committee. a. To

assist in the development of an integrated New York city accessible

transportation system, hereinafter referred to as the "system", a New

York city transportation disabled committee is hereby created. Such

committee shall consist of an advisor to the mayor of the city of New

York on transportation, the director of the mayor's office of the

handicapped in the city of New York, the commissioner of the department

for the aging in the city of New York, the commissioner of the state

department of transportation, the state advocate for the disabled, the

director of the state office for the aging, four transportation disabled

persons who reside or work in the city of New York to be appointed by

the governor, two of which shall be so appointed upon the recommendation

of the mayor of the city of New York, and one individual who resides or

works in the city of New York and who has experience with transportation

services for transportation disabled persons to be appointed by the

governor, upon the recommendation of the mayor. The mayor of the city of

New York shall select one person from among the voting members of the

committee who shall serve as chairperson of the committee at the

pleasure of the mayor of the city of New York.

The appointed membership shall serve four year terms. If a vacancy in

the appointed membership shall occur by reason of the death,

disqualification, resignation, or removal of a member, a successor shall

be appointed by the governor or the mayor for the unexpired term by the

same procedure used to appoint the predecessor.

The governor may remove any member for inefficiency, neglect of duty

or misconduct in office after giving him a copy of the charges against

him and an opportunity to be heard, in person or by counsel in his

defense, upon not less than ten days' notice.

b. No more than three percent of funding available for paratransit

transportation may be used for purposes of administering the powers and

duties of the committee. Each member of the committee shall receive

reimbursement for actual and necessary expenses incurred in the

performance of committee duties except that no officer or employee of

the state, the city or a public authority shall be entitled to such

expense reimbursement.

c. A majority of the whole number of voting members of the committee

shall constitute a quorum for the transaction of the committee's

business. The committee shall have the power to act by a majority vote

of the members. Ex officio members may designate an alternate, who shall

have the full power to act on behalf of the official.

d. Meetings of the committee shall take place at least once every

month for a period of one year following the effective date of this

section unless waived in writing by a majority of the members of the

committee. Thereafter, meetings of the committee shall take place at

least once every three months unless waived in writing by a majority of

the members of the committee.

e. Notwithstanding any inconsistent provision of this or any other

law, general, special or local, no officer or employee of the state, or

of any public corporation as defined in the general construction law,

shall be deemed to have forfeited or shall forfeit their office or

employment or any benefits provided under the retirement and social

security law or under any public retirement system maintained by the

state or its subdivisions by reason of the acceptance of membership on

the committee.

f. The committee is authorized to employ, contract for or utilize the

services of any person, firm, partnership, association, corporation,

governmental agency, or authority that has an expertise in planning

transportation services for transportation disabled persons to carry out

its powers and duties authorized or mandated pursuant to the provisions

of this section.

3. Accessible rapid transit stations. a. The New York city accessible

transportation system shall include access by individuals with

disabilities to rapid transit services through the renovation of one

hundred stations, as set forth in paragraphs b, c and d of this

subdivision, by a date no later than July twenty-sixth, two thousand

twenty, pursuant to a schedule as approved by the United States

department of transportation, federal transit administration, in a key

station plan to be submitted by the metropolitan transportation

authority in accordance with the key station plan provisions of the

federal Americans with Disabilities Act of 1990.

b. The following rapid transit stations shall be made accessible,

except that stations may be substituted in accordance with the

provisions of paragraph d of this subdivision: in the county of New

York: (1) Brooklyn Bridge on the 4, 5, 6 lines, (2) Grand Central on the

4, 5, 6 lines, (3) Grand Central on the number 7 line, (4) 125th street

on the A, B, C, D lines, (5) Herald Square on the B, D, F, Q lines, (6)

Times Square on the 1, 2, 3, 9 lines, (7) Times Square on the 7 line,

(8) Herald Square on the N, R lines, (9) Times Square on the N, R lines,

(10) 42nd street on the A, C, E lines, (11) 51st street on the 6 line,

(12) World Trade Center on the C, E lines, (13) 175th street on the A

line, (14) Chambers street on the 1, 2, 3, 9 lines, (15) 59th street on

the 1, 9 lines, (16) 59th street on the A, B, C, D lines, (17) 34th

street on the A, C, E lines, (18) 168th street on the A, B, C lines,

(19) Broad street on the J, M, Z lines, (20) 207th street on the A line,

(21) 135th street on the 2, 3 lines, (22) 72nd street on the 1, 2, 3, 9

lines, (23) Lexington-3rd avenue on the E, F lines, (24) 47-50th streets

on the B, D, F, Q lines, (25) Times Square on the S line, (26) Grand

Central on the S line, (27) 14th street on the A, C, E lines, (28) 8th

avenue on the L line, (29) 96th street on the 1, 2, 3, 9 lines, (30)

68th street on the 6 line, (31) 57th street on the N, R lines, (32) 23rd

street on the 6 line, (33) Cortlandt street on the N, R lines, (34)

Bowling Green on the 4, 5 lines, (35) West 4th street on the A, C, E

lines, (36) 34th street on the 1, 2, 3, 9 lines, (37) 125th street on

the 4, 5, 6 lines, (38) Union Square on the L, N, R lines; in the county

of the Bronx, (39) 149th street and Third avenue on the 2, 5 lines, (40)

Pelham Bay Park on the 6 line, (41) Simpson street on the 2, 5 lines,

(42) 161st street on the 4 line, (43) 161st street on the C, D lines,

(44) 231st street on the 1, 9 lines, (45) Fordham road on the 4 line,

(46) Pelham Parkway on the 2, 5 lines, (47) Hunts Point avenue on the 6

line, (48) Gun Hill road on the 5 line, (49) Kingsbridge road on the C,

D lines, (50) 233rd street on the 2, 5 lines; in the county of Kings:

(51) Borough Hall on the 2, 3 lines, (52) Stillwell avenue on the B

line, (53) Atlantic avenue on the 2, 3 lines, (54) Pacific street on the

B, M, N, R lines, (55) Atlantic avenue on the D, Q lines, (56) Jay

street on the A, C, F lines, (57) Utica avenue on the 3, 4 lines, (58)

95th street on the R Line, (59) Euclid avenue on the A, C lines, (60)

Church avenue on the F line, (61) DeKalb avenue on the D, M, N, Q, R

lines, (62) Flatbush avenue on the 2, 5 lines, (63) Marcy avenue on the

J, M, Z lines, (64) Church Avenue on the D, Q lines, (65) Greenpoint

avenue on the G line, (66) Bedford avenue on the L line, (67) Utica

avenue on the A, C lines, (68) Franklin avenue on the A, C lines, (69)

Franklin avenue on the S line, (70) Church avenue on the 2, 5 lines,

(71) 59th street on the N, R lines, (72) Bay parkway on the B, M lines,

(73) Myrtle avenue on the L line, (74) Wyckoff avenue on the M line,

(75) Flushing avenue on the J, M lines, (76) Rockaway parkway on the L

line; in the county of Queens: (77) Roosevelt avenue on the E, F, G, R

lines, (78) 179th street on the F line, (79) 74th street/Broadway on the

7 line, (80) Main street on the 7 line, (81) 61st street-Woodside on the

7 line, (82) Union turnpike/Kew Gardens on the E, F lines, (83)

Continental avenue on the E, F, G, R lines, (84) Lefferts boulevard on

the A line, (85) Howard Beach on the A line, (86) Astoria boulevard on

the N line, (87) Junction boulevard on the 7 line, (88) Queens Plaza on

the E, F, G, R lines; and in the county of Richmond: (89) Great Kills on

the SIRT line, (90) Dongan Hills on the SIRT line, and (91) St. George

on the SIRT line.

c. In addition to the stations listed in paragraph b of this

subdivision, by a date no later than July twenty-sixth, two thousand

twenty, the authority shall make accessible nine stations to be selected

after the effective date of the statute by the authority in consultation

with the transportation disabled committee.

d. The authority shall prepare and submit to the transportation

disabled committee for approval, not later than one hundred days after

enactment, a plan which provides a schedule for the implementation of

the provisions of this subdivision, and such plan shall be the

authority's key station plan adopted to implement the Americans with

disabilities act of nineteen hundred ninety, as amended. The schedule

shall provide that not less than two-thirds of the rapid transit

stations specified in paragraph b of this subdivision shall be made

accessible to individuals with disabilities in conformance with

applicable construction codes not later than December thirty-first, two

thousand ten, and that accessibility of all rapid transit stations

specified in such paragraph is completed by December thirty-first, two

thousand twenty.

e. On or before December thirty-first, nineteen hundred ninety-five,

and annually thereafter, the authority shall submit a report which has

been approved by the transportation disabled committee to the governor,

the temporary president of the senate, the minority leader of the

senate, the speaker of the assembly, the minority leader of the

assembly, the mayor of the city of New York and the city council of the

city of New York. Each such report shall describe the progress that has

been made during the reporting period in implementing the provisions of

this subdivision.

f. If the authority determines that it is not feasible to make

accessible any station listed in paragraph b of this subdivision,

another station may be substituted by the authority with the approval of

the transportation disabled committee. The authority shall notify the

committee in writing that it intends to seek approval for a substitute

key station. The committee, after providing an opportunity for public

comment of not less than fifteen days or more than thirty days, shall

within ninety days of the notification by the authority approve the

substitution or recommend an alternate station for feasibility

consideration by the authority. Failure of the committee to act within

ninety days of the notification shall be deemed an approval of the

authority's proposed substitution.

4. Accessible buses. The system shall include access by transportation

disabled persons, including persons in wheelchairs, to not less than

sixty-five percent of buses in the regularly operated fleet of the

authority, which shall be properly operated and maintained to facilitate

their use by transportation disabled persons. To meet this sixty-five

percent requirement, all buses purchased, leased, or otherwise brought

newly into service on the bus lines of the authority and its

subsidiaries, except buses leased or otherwise put into service to

relieve temporary, unplanned shortages of buses in service, shall be

accessible to transportation disabled persons until the sixty-five

percent requirement is met.

5. Paratransit transportation. a. The committee shall develop an

implementation plan for the provision of paratransit transportation in

each county wholly contained within the city of New York in a manner

that is economical and efficient and that is directed toward achieving

optimal integration of paratransit transportation with the accessible

transportation system and with other transportation services accessible

to the disabled and avoiding duplication of services. Such plan shall

provide for the orderly provision of paratransit transportation

consistent with available resources. On or before April first, nineteen

hundred eighty-six, such plan shall be completed and forwarded to the

governor, the temporary president of the senate, the minority leader of

the senate, the speaker of the assembly, the minority leader of the

assembly, the mayor of the city of New York, the city council of the

city of New York, and the chairman of the metropolitan transportation

authority. The plan shall include:

(1) Service areas and routes. In determining such areas and routes,

the committee shall consider:

(a) Residential concentrations of transportation disabled persons and

their employment, medical, educational and recreational needs;

(b) Areas or groups in the city of New York that will not be served by

accessible rapid transit or accessible buses;

(c) Any studies, master plans, surveys, data and other materials

completed by or under development by any state agency or authority or

the city of New York;

(d) Existing transportation services operating in the city of New York

that are available to transportation disabled persons; and

(e) Other criteria relevant to the effective provision of paratransit

transportation.

(2) Hours of service. In determining such hours, the committee shall

consider the employment, medical, educational and recreational needs of

transportation disabled persons.

(3) Identification. Identification of criteria for eligibility for,

and ridership and cost levels associated with paratransit transportation

as provided under the implementation plan.

(4) Financing sources. Such sources shall include:

(a) Fares, and other charges for paratransit transportation. In

determining such fares and other charges the committee shall consider

the nature of such services, the cost and expense of maintaining

paratransit facilities in good condition and repair and the capital and

operating expenses of the contractor. Fares for paratransit

transportation shall be set at levels based on the criteria set forth in

this section;

(b) Any payments receivable or available under title XVIII or XIX of

the federal social security act and any other sources of federal

funding, including third-party payments;

(c) Appropriate sources of local funding; and

(d) Any gift, grant, bequest, or devise.

(5) A method to acquire by purchase, gift, grant, transfer, contract

or lease, any vehicles, equipment or facilities necessary for the

provision of paratransit transportation. In determining such method the

committee shall develop a plan under which every effort is made to

acquire such vehicles, equipment, or facilities that are produced and/or

provided by services performed in the state of New York.

(6) Elements necessary. Any other element deemed by the committee to

be necessary or desirable to the provision of paratransit

transportation.

b. An agency of the city of New York designated by the mayor of the

city of New York, provided that such agency shall not be the authority

or its subsidiaries, shall provide paratransit transportation in

consultation with the committee and in accordance with the paratransit

transportation implementation plan developed pursuant to this

subdivision, within ninety days of receipt of the plan by the mayor.

Such services shall be provided under purchase of service agreements

with any responsible person, firm, partnership, association,

corporation, governmental agency or authority based on a competitive

bidding process. No such service agreement shall be entered into without

the approval of the committee. The agency shall not enter into any

service agreement that is in excess of financing sources that are

reasonably available as identified in paragraph four of this subdivision

and the amounts provided pursuant to sections W46-2.0 and II 46-4.0 of

the administrative code of the city of New York. In determining whether

a proposed contractor is responsible, the designated city agency shall

consider but not be limited to the following factors: (1) demonstration

of an ability to provide the requested services, (2) compliance with or

ability to meet acceptable safety standards, (3) demonstration of sound

financial position and acceptable financial reporting, and (4)

compliance with applicable local laws and regulations including those

related to disadvantaged business enterprises. The agency may use no

more than three percent of the funds available for paratransit

transportation to cover the cost of program administration.

6. Report. On or before December thirty-first, nineteen hundred

eighty-six, and annually thereafter, the committee shall report to the

governor, the temporary president of the senate, the minority leader of

the senate, the speaker of the assembly, the minority leader of the

assembly, the mayor of the city of New York, the city council of the

city of New York, and the metropolitan transportation authority. Each

such report shall:

a. Describe the progress that has been made during the reporting

period on implementation of the requirements of this section, including

costs and usage estimates attributable thereto, in relation to achieving

an integrated accessible transportation system in the city of New York,

including the provision of paratransit transportation throughout each

county wholly contained within the city of New York;

b. Assess the need for changes in the system based on technological

advances and other changing conditions and make recommendations for

coordination of the system with other public transportation and

specialized transportation services in the region; and

c. Include such other elements as may be deemed necessary to evaluate

the effectiveness of the system.

7. Inconsistent provisions. Insofar as the provisions of this section

are inconsistent with the provisions of any other law, general, special

or local, the provisions of this section shall be controlling. However,

the provisions of this section shall be implemented in such manner to

ensure compliance with federal legislative and administrative funding

eligibility requirements regarding the transportation disabled.

8. Severability. If any provision of this section or the application

thereof to any person or circumstances shall be adjudged invalid by a

court of competent jurisdiction, such order or judgment shall be

confined in its operation to the controversy in which it was rendered,

and shall not affect or invalidate the remainder of any provision of

this section or the application of any part thereof to any other person

or circumstance and to this end the provisions of each subdivision of

this section are hereby declared to be severable.

§ 15-c — Accessible public transportation

Accessible public transportation. 1. Definitions. When used in

this section:

a. "Transportation provider" shall mean the Niagara frontier

transportation authority, the Rochester-Genesee transportation

authority, the capital district transportation authority, the central

New York regional transportation authority, the Utica transit authority,

the metropolitan suburban bus authority, Suffolk county, Westchester

county and Broome county.

b. "Committee" shall mean the committee for accessible transportation

established pursuant to subdivision two of this section.

c. "Transit-disabled person" shall mean any individual who, by reason

of illness, age, injury, or congenital malfunction or other permanent or

temporary incapacity or disability, is unable, without special

facilities, special planning or design, to utilize mass transportation

facilities as effectively as members of the general public.

d. "Para-transit" shall mean a transportation service specifically

designed to serve the needs of transit disabled persons using special

vehicles operating on demand.

e. "Accessible fixed-route service" shall mean a regularly scheduled

fixed-route bus service operated by a transportation provider with

lift-equipped transit buses.

2. Establishment of committee. a. To assist in the development of an

accessible transportation system, a committee for accessible

transportation shall be established for each transportation provider.

Each committee shall consist of seven persons, including the

commissioner of transportation and the state advocate for the disabled,

or their designee, and five persons appointed by the governor including

one member from the transportation provider and three transit-disabled

persons. If the member appointed from the transportation provider ceases

to be a member of the provider, such member shall at the same time cease

to be a member of the committee. The commissioner of transportation, or

the commissioner's designee, shall serve as chairperson.

b. Members of the committee, other than the commissioner of

transportation and the state advocate for the disabled, shall serve at

the pleasure of the governor. If at any time there is a vacancy in the

membership of the committee by reason of death, resignation,

disqualification, or otherwise, such vacancy shall be filled in the same

manner as the original appointment.

c. A majority of the whole number of members of the committee shall

constitute a quorum for the transaction of the committee's business. The

committee shall have the power to act by a majority vote of the members.

d. Meetings of the committee shall take place no less than once every

two months for a period of fifteen months following the effective date

of this section unless waived, in writing, by a majority vote of the

members of the committee. Within such fifteen month period, the

committee shall, in addition to its regular meetings, hold no less than

two public meetings at which the committee shall receive testimony

concerning service needs. Thereafter, regular meetings of the committee

shall take place no less than every three months unless waived, in

writing, by a majority vote of the members of the committee.

3. Committee responsibilities. a. Each committee shall, by July first,

nineteen hundred ninety-one, develop an accessible transportation

services plan to provide for accessible transportation services at a

level sufficient to meet demand in an economic and efficient manner,

which coordinates, to the maximum extent possible, accessible

fixed-route services, para-transit, accessible rapid transit, and other

transportation services available to transit-disabled persons, as

appropriate.

b. The accessible transportation services plan shall include service

criteria for the provision of para-transit services.

c. The plan shall also include:

(i) service areas and routes which shall reflect residential

distributions of transit-disabled persons and existing transportation

services operating in the transportation provider's service area that

are accessible to transit-disabled persons;

(ii) eligibility for use of para-transit;

(iii) hours and days of operation;

(iv) available financing, including farebox revenue;

(v) passenger and mileage data;

(vi) vehicle hours of operation;

(vii) a financial analysis and comparison of projected capital and

operating costs, a revenue plan to cover any additional costs within

resources otherwise available to the transportation provider and a

determination of the effectiveness of any proposed accessible

fixed-route service and alternative para-transit; and

(viii) any other information deemed appropriate. The committee shall

consult on such plan with the metropolitan planning organization, and

following such consultation, shall recommend the plan to the

transportation provider for implementation.

4. Required level of fixed-route accessibility. a. Each transportation

provider shall provide access to one hundred percent of its

regularly-operated buses that provide local, fixed-route service. To

implement this requirement on and after the effective date of this

section, all buses purchased, leased or otherwise brought into service

on the bus lines of each transportation provider shall be lift-equipped

except any bus which a provider has under contract of purchase on July

first, nineteen hundred ninety for delivery after that date. Such

lift-equipped buses shall be properly operated and maintained to

facilitate their use by transit-disabled persons.

b. The provisions of paragraph a of this subdivision shall not apply

to buses that are purchased, leased or otherwise brought into service

that have a useful life of six years or less.

5. Required level of para-transit service. a. Within thirty days after

the submission of the accessible transportation services plan, the

transportation provider shall, with respect to that portion of the plan

setting forth service criteria for para-transit service, approve such

criteria, request amendments to the criteria or reject such criteria. If

the transportation provider approves the criteria, it shall proceed to

implement such criteria. If the transportation provider requests

amendments to the criteria, the committee shall consider such request

and, no later than thirty days following such request, submit either

amended criteria or the initial criteria. Within fifteen days of such

submission, the transportation provider shall either approve or reject

the criteria, as resubmitted. If the transportation provider rejects the

criteria, it shall be subject to the provisions of paragraph b of this

subdivision. This schedule may be modified by mutual consent of the

committee and the transportation provider.

b. If a transportation provider rejects the service criteria submitted

by the committee, the transportation provider shall, subject to the

provisions of paragraphs c and d of this subdivision, provide the

following minimum level of para-transit service:

(i) For transportation providers operating up to fifty buses,

para-transit services shall operate with a para-transit fleet of no less

than ten percent of the provider's fixed route fleet, but in no event

less than one vehicle;

(ii) For transportation providers operating fifty-one to one hundred

buses, para-transit services shall operate with a para-transit fleet of

no less than eight percent of the provider's fixed route fleet, but in

no event less than five vehicles;

(iii) For transportation providers operating one hundred one to one

hundred fifty buses, para-transit services shall operate with a

para-transit fleet of no less than six percent of the provider's fixed

route fleet, but in no event less than eight vehicles; and

(iv) For transportation providers operating in excess of one hundred

fifty buses, para-transit services shall operate with a para-transit

fleet of no less than five percent of the provider's fixed route fleet,

but in no event less than nine vehicles.

c. Each provider shall begin implementing the requirements of

paragraph a of this subdivision upon the committee's submission of an

accessible transportation service plan and shall fully implement such

requirements no later than three years thereafter; provided, however,

that each provider must fully implement such requirements by December

first, nineteen hundred ninety-four.

d. In no event shall the amount of a provider's expenditures on

para-transit services be less than the amount allocated for para-transit

services in a provider's budget for the year nineteen hundred ninety,

unless agreed to by the committee.

6. Committee reports. On or before February first, nineteen hundred

ninety-three, each committee shall submit a report to the governor, the

president pro tem of the senate, and the speaker of the assembly, which

details the progress of the committee in addressing the transportation

needs of persons with disabilities and which presents the accessible

transportation services plan developed by the committee and recommended

to the metropolitan planning organization and the transportation

provider.

7. Technical assistance. The committee shall receive technical

assistance from the metropolitan planning organization, the department

of transportation, the transportation provider, the office of the

advocate for the disabled, and any other state agency that it determines

appropriate.

8. The committee may, by vote of two-thirds of its members cease to

exist at any time after December thirty-first, nineteen hundred

ninety-five.

9. The commissioner of transportation is authorized to promulgate

regulations to carry out the provisions of this section.

§ 16 — Delegation of powers and duties

Delegation of powers and duties. The commissioner may, by

official order filed with the department of transportation, delegate any

of his powers to or direct any of his duties to be performed by any

deputy, director, assistant, officer or employee of such department.

§ 17 — State advances to authorities for preparation of plans

State advances to authorities for preparation of plans. 1.

Application may be made to the commissioner by an authority for state

advances for making studies relating to and preparing preliminary plans

and detailed plans and specifications for a project within the state

which may be undertaken by such authority. Upon approval of such

application by the commissioner, the commissioner shall allocate out of

any moneys available therefor by appropriation such sum as he deems

necessary to pay the cost of such studies and the cost of preparing such

preliminary plans, but in no event shall the sum allocated for the cost

of preparing such preliminary plans exceed one per cent of the cost of

construction of such project as estimated by the commissioner at the

time such application is approved. Any such application and allocation

shall be subject to the approval of the director of the budget.

2. If such an application shall have been approved as provided in

subdivision one, and, if preliminary plans are or have been required and

moneys allocated therefor as provided in subdivision one, upon approval

of the preliminary plans by the commissioner, an authority may proceed

with the preparation of detailed plans and specifications and the

commissioner shall thereupon allocate such sum as he deems necessary to

pay the cost of preparing such detailed plans and specifications, but in

no event shall the total of the sum so allocated, together with the sum

allocated for the preparation of preliminary plans, exceed four per cent

of the cost of construction as estimated by the commissioner at the time

such preliminary plans are approved. Such allocations shall be subject

to the approval of the director of the budget.

3. Whenever an application for a state advance is made by an authority

pursuant to this section, the commissioner may in his discretion

allocate out of any moneys available therefor by appropriation such

additional sum or sums as he may deem necessary to pay the cost of test

borings or other extraordinary expenditures which the commissioner may

deem desirable. Such allocation shall be subject to the approval of the

director of the budget.

4. Plans and specifications, or studies or test borings or other

extraordinary expenditures for a project in connection with which an

application for an advance made by an authority has been approved, as

hereinbefore provided in this section, may be prepared or undertaken by

such authority or by private architectural or engineering firms selected

by such authority.

5. All moneys paid to any authority pursuant to the provisions of this

section shall be treated as advances by the state and shall be repaid to

the state. If bonds or other obligations are sold by such an authority

for the purpose of financing the construction of such project, and if

repayment is not made from other moneys, such advances by the state

shall be repaid out of the proceeds of the first bonds or other

obligations sold by such authority; if any such project is constructed

by such authority without the sale of bonds or other obligations, and if

repayment is not made from other moneys, such advances shall be repaid

from the revenues of such authority derived from such project; and in

any other case such advances shall be repaid from any other funds of the

authority not otherwise pledged. Upon receipt of any such moneys by the

state they shall be credited by the state comptroller to the post-war

reconstruction fund.

6. Any unobligated balance of moneys appropriated and allocated for

the purposes of this section remaining at any time may be cancelled by

the commissioner with the approval of the director of the budget, and

any such balances so cancelled shall be available for the purposes

described in the original appropriation from which such allocations were

made.

7. The commissioner and the director of the budget may each request

and shall each receive from any department, division, board, bureau,

commission or agency of the state or of any political subdivision

thereof, such assistance and data as will enable them to properly carry

out their respective activities under and effectuate the purposes of

this section. The department of taxation and finance is authorized to

accept and receive from the federal government any moneys which the

federal government shall offer to the state to assist it to carry out

any of the provisions of this section or undertakings or assistance

authorized by it.

§ 17-a — Reports of regional transportation authorities; certain cases

Reports of regional transportation authorities; certain cases.

1. Each regional transportation authority shall submit to the governor,

the commissioner, the chairman and ranking minority member of the senate

finance committee, and the chairman and ranking minority member of the

assembly ways and means committee annually, not later than the first day

of October in a manner to be prescribed by the state director of the

budget, information on operations and capital construction, setting

forth the estimated receipts and expenditures for its next fiscal year

and its current fiscal year.

2. In addition to any report required pursuant to subdivision one

hereof, each regional transportation authority shall report to the

commissioner concerning capital improvement projects in accordance with

the provisions of section one hundred nineteen-s of the general

municipal law any inconsistent provision of law notwithstanding.

§ 17-b — Public transportation safety plans; filing

Public transportation safety plans; filing. 1.

Notwithstanding the provisions of subdivision eight of section twelve

hundred sixty-six and subdivision seven of section twelve hundred

ninety-nine-f of the public authorities law or of subdivision seventeen

of section one hundred forty-two of this chapter, every transportation

authority and every other public transportation operator or carrier

receiving mass transportation operating assistance pursuant to section

eighteen-b of this chapter either directly from the department of

transportation or through a county or municipality pursuant to said

section, shall prepare and publicize a plan for transportation safety,

including but not limited to equipment maintenance procedures, personnel

safety training programs, accident reporting systems, passenger safety

practices and the persons responsible for the implementation of such

practices and programs. Every authority and every other public

transportation operator or carrier required herein to file such a plan

shall review such plan biennially and amend such plan if amendments are

necessary.

2. A plan and any amendment thereto, prepared pursuant to the

provisions of this section shall be filed with the department at its

Albany office. The commissioner, in consultation with the state public

transportation safety board shall examine the plan and determine whether

the same is satisfactory and feasible. The plan shall be made available

to any and all persons, corporations, departments and agencies necessary

to enable timely review and solicitation of comments.

3. If within one hundred eighty days of receipt of notice of the

provisions of this section from the commissioner and every two years

thereafter, any transportation authority or system shall fail to file a

plan as required by this section or shall file a plan or amendment which

the commissioner determines in consultation with the state public

transportation safety board, is unsatisfactory and shall fail to file a

substitute plan or amendment within ninety days of the sending of notice

of such determination, the commissioner shall be authorized and

empowered to withhold from such authority or system payment of any and

all state moneys otherwise payable to such authority or system as

operating assistance pursuant to section eighteen-b of this chapter in

the next occurring quarter of the state fiscal year.

4. For purposes of this section the term transportation authority

shall be deemed to mean and include every public benefit corporation

constituting a transportation authority which provides or contracts for

the provision of mass transportation services or any subsidiary thereof.

§ 18 — Acquisition of abandoned railroad transportation property

Acquisition of abandoned railroad transportation property. 1.

Notwithstanding the provisions of any general, special or local law to

the contrary, the commissioner shall have a preferential right to

acquire, for and in behalf of the people of the state of New York, for

use in the future for transportation purposes, as such purposes are set

forth in this chapter, the highway law or the canal law, any property as

defined in subdivision six of this section and which has been abandoned

for railroad transportation purposes as defined in subdivision two of

this section. No property owner shall dispose of any such property

without having first obtained notification from the commissioner that

the preferential right of acquisition granted under this section does

not apply, or a release of such preferential right from the

commissioner. Conveyances of property in violation of this section shall

be null and void. Acquisition of property pursuant to this section shall

be in the manner provided by section thirty of the highway law. No

acquisition shall be made until the director of the budget shall have

issued a certificate of availability of funds therefor. Before any

property is acquired pursuant to this section, the commissioner shall

determine that it is in the best interests of the state to acquire such

property for use in the future for transportation purposes.

1-a. The department of transportation is hereby designated the

official state agency to receive all notifications from the United

States department of transportation or any other federal or state agency

in regard to discontinuance of service or railroad property abandonment

proceedings, including notification of applications from railroad

companies for any such purposes.

1-b. The department of transportation shall promptly inform in writing

all interested state agencies, transportation authorities, and every

county, city, town and village in which such property is located and the

appropriate entity designated by the governor pursuant to title IV of

the federal intergovernmental cooperation act of nineteen hundred

sixty-eight and the federal office of management and budget circular

A-98 of (a) the issuance of any certificate from the United States

department of transportation or other federal or state agency

authorizing discontinuance of railroad service or abandonment of

railroad transportation property, (b) approval of discontinuance of

service or a determination of abandonment of railroad transportation

property pursuant to this section, and (c) the receipt of an application

to release a preferential acquisition right to railroad transportation

property pursuant to this section.

1-c. Whenever a property owner intends to dispose of abandoned

railroad transportation property, it shall notify the department of

transportation in writing of its intention. Upon receipt of such

notification, the department of transportation shall have ninety days to

make a determination and notify the property owner as to the

applicability of the preferential right of acquisition granted under

this section, except that this period may be suspended by the department

upon its finding that the property owner has not submitted information

sufficient to enable the department to make its determination. If

suspended, this period will resume upon receipt of this required

information. In the event the department fails to notify the property

owner of its determination, the preferential right of acquisition shall

be deemed not to apply. The department shall inform the appropriate

state agencies, every metropolitan or regional transportation authority

and every county, city, town and village in which such railroad property

or portion thereof is located, of the intention of the property owner

and the department's finding of applicability of the preferential right

of acquisition. If notified by the department that the preferential

right of acquisition does not extend to the subject property, or the

department has not notified the property owner of its determination

prior to the expiration of the foregoing ninety day period,

notwithstanding any suspension, the property owner shall not enter into

a binding contract to sell the property within forty-five days after

this notification by the department. Such state agencies, metropolitan

or regional transportation authorities, and counties, cities, towns and

villages shall have preferential acquisition rights to be determined as

herein provided. No state agency, metropolitan or regional

transportation authority, county, city, town, or village shall have any

preferential right of acquisition unless specifically authorized in

writing by the department. Within a reasonable time thereafter, any

agency of government which intends to exercise a preferential

acquisition right for such property shall notify the department of

transportation in writing. Within a reasonable time, not greater than

one hundred twenty days after receipt of such notification by the

property owner, the department of transportation shall notify the

property owner in writing whether the department of transportation

intends to exercise its preferential acquisition right under this

section or, if not, whether it has determined that any other agency of

government has been authorized by it to exercise a preferential

acquisition right to such property. If the department of transportation

notifies the property owner that it does not intend to exercise its

right and that it has not authorized any other state or local agency of

government to so exercise its right, the commissioner shall issue the

property owner a written release of the preferential acquisition rights

granted under this section. In the event the department fails to provide

notice of the intent to release the preferential right of acquisition,

such right shall be deemed to have expired. If the department of

transportation, or any other state or local agency of government shall

be qualified to exercise such preferential acquisition right, the

department of transportation shall notify the property owner of such

intention and the property owner shall not dispose of such abandoned

railroad transportation property without first having obtained a release

of the preferential right from the department of transportation. There

shall be good faith bargaining between the property owner and the

department or any party of interest either authorized by the department

to exercise the preferential right of acquisition or notified by the

department as to the inapplicability of the preferential right of

acquisition. The department of transportation shall issue a written

release of the preferential acquisition right within one hundred eighty

days after demand by the property owner, or such right will be deemed to

have been expired. The department shall make a good faith effort to

issue such release.

1-d. Whenever a conflict occurs between one or more agencies of

government as to the exercise of a preferential right, the department of

transportation shall in the exercise of its sole discretion resolve such

conflict and make a prompt determination of the reasonable and proper

order of priority with respect to the same. In making such

determination, the department shall take into consideration the

provisions of the comprehensive state-wide master transportation plan

and its actions shall be consistent to the extent practicable with the

effectuation of all state plans, policies and objectives.

1-e. The commissioner of transportation shall promulgate rules and

regulations consistent with and for the purpose of adequately

implementing the foregoing subdivisions.

2. For the purposes of this section, property shall be deemed to be

abandoned for railroad transportation purposes (a) when, where required

by law, a certificate of abandonment of the railroad line situate

thereon has been issued by the United States department of

transportation and/or any other federal or state agency having

jurisdiction thereof; or (b) when such a certificate of abandonment is

not so required and the use of such property for railroad transportation

purposes has been discontinued with the intent not to resume. Intent not

to resume may be inferred from circumstances. Non-use of the property

for railroad transportation purposes for two consecutive years shall

create a presumption of abandonment. When use of such property for

railroad transportation purposes has been discontinued and upon request

of the property owner or his own motion, the commissioner shall

undertake an investigation thereof, which may include consultation with

the United States department of transportation, and shall render a

determination as to whether or not (a) the property owner has definite

plans for the use of such property for purposes ordinarily associated

with the safe and normal operation of a railroad or associated

transportation purposes; (b) such property continues to be suitable for

such railroad transportation purposes; and (c) such property is

necessary, either presently or in the future, for such railroad

transportation purposes. Such property shall be deemed to be abandoned

for railroad transportation purposes if the commissioner shall determine

that (a) the property owner has no definite plans for the use of such

property for purposes ordinarily associated with the safe and normal

operation of a railroad or associated transportation purposes; or (b)

such property is no longer suitable for such railroad transportation

purposes; and (c) such property is not necessary, either presently or in

the future, for such railroad transportation purposes. The commissioner

shall render such determination within ninety days after the

commencement of such investigation and such determination shall be

conclusive except that if the property is determined not to be so

abandoned such determination shall not preclude the undertaking of a

subsequent investigation concerning the same property. Sales of

abandoned railroad transportation property for continued or resumed rail

transportation use may be exempted at the commissioner's discretion from

the preferential right of acquisition. This section shall not apply to

the subsequent resale of property lawfully acquired subject to the

provisions of this section as then applicable, except when the

subsequent sale involves property previously exempted from this section

by the commissioner.

3. The expense of the acquisition of property including the cost of

making surveys and preparing descriptions and maps of property to be

acquired, and of administrative duties in connection therewith, serving

notice of appropriation, publication, making title searches, appraisals

and agreements, and examinations and readings and approval of titles

made by the attorney-general, expenses incurred by the commissioner or

the attorney-general in proceedings for removal of owners or occupants,

and expenses incurred by the commissioner in connection with the

management and supervision of the property, shall together be deemed to

constitute the cost of property acquired pursuant to this section. The

comptroller is hereby authorized to charge against the moneys

appropriated for highway or other transportation purposes and to reserve

therefrom such sums as may be sufficient to defray the necessary

expenses to be incurred by the attorney general for examination,

readings and approval of titles, upon the filing with him by the

attorney general from time to time of a certificate or certificates

approved by the commissioner setting forth such estimated expenses. Such

expenses shall be paid from the funds so reserved after audit by the

state comptroller.

4. Any moneys received by the commissioner from rentals or other

sources of revenue in connection with the management, operations,

occupancy, use or the sale of or exchange of property, under this

section, that has been acquired by the commissioner pursuant to this

section shall be deposited in the treasury of the state to the credit of

the capital construction fund.

5. The commissioner may determine whether any property acquired

pursuant to this section may be, in whole or in part, sold or exchanged

on terms beneficial to the state, and in all cases of such

determination, he may, notwithstanding the provisions of any general,

special or local law, so dispose of such property. In order to carry any

such sale or exchange into effect, the commissioner of transportation is

hereby authorized to execute and deliver, in the name of the people of

the state, a quitclaim of, or a grant in and to, such property. Each

such instrument of conveyance shall be prepared by the attorney general

and before delivery thereof, shall be approved by him as to form and

manner of execution.

6. The term "property" as used in this section means all abandoned

railroad property, except:

(a) property noncontiguous to line rights of way and yards, except

when such property has been made noncontiguous as a result of a previous

sale or release of the preferential right, and

(b) side and spur track properties not greater than one-fourth mile in

length, except when sales of such property would make adjoining rights

of way noncontiguous.

7. The commissioner, when he deems it necessary, may in the manner

provided by subdivision twelve of section thirty of the highway law,

obtain possession of any property acquired pursuant to this section.

8. The commissioner, in the manner provided by subdivision thirteen-c

of section thirty of the highway law, shall manage and receive fair and

reasonable value for the holding, use or occupancy of property acquired

pursuant to this section.

9. The provisions of this section shall not apply to a railroad

company owned and operated by a municipal corporation.

§ 18-a — Statewide mass transportation operating assistance program

*§ 18-a. Statewide mass transportation operating assistance program.

1. Within the amounts made available therefor by appropriation, a

statewide mass transportation operating assistance program is hereby

established for the purpose of making payments toward the operating

expenses of public transportation systems. For the purposes of this

section, the term public transportation system shall mean any public

benefit corporation constituting a transportation authority which

provides or contracts for the provision of (under joint support

arrangements) mass transportation services, or a subsidiary thereof, or

any county or city which provides or contracts for the provision of

(pursuant to section one hundred nineteen-r of the general municipal

law) mass transportation services.

2. a. On and after May first, nineteen hundred seventy-four, the

commissioner shall pay to each public transportation system that makes

an application therefor, in quarterly installments, a mass

transportation operating assistance service payment to be determined and

computed as follows: the chief executive officer of each such system

shall certify to the commissioner not more than thirty days nor less

than fifteen days prior to the date of commencement of any quarter for

which an installment is payable, the total number of passengers such

system estimates that it will carry and the total number of vehicle or

car miles such system estimates that its equipment will travel in

revenue service during the quarter for which such installment is to be

paid. Upon receipt of any such certification, the commissioner shall

provide to the public transportation system a service payment, which

payment shall be computed by adding the sum of (i) the certified number

of passengers multiplied by one and four-tenths cents per passenger,

(ii) the certified number of vehicle or car miles multiplied by nine

cents per vehicle or car mile, and (iii) the amount obtained by

multiplying the total number of persons within the urban area served by

the public transportation system, as determined by the most current

federal decennial census, by ten cents per capita; provided, however,

that any service payment made by the commissioner to any county or city

on account of such county's or city's contracts for mass transportation

services (pursuant to section one hundred nineteen-r of the general

municipal law), shall not include an amount computed under item (iii)

above. Such quarterly installments shall be payable not later than the

tenth day of each successive quarter, with the quarters commencing on

the first day of May, August, November and February, respectively;

provided, however, that for the first quarter of May first through July

thirty-first, nineteen hundred seventy-four, such quarterly installment

may be made on or before June fifteenth, nineteen hundred seventy-four

and the chief executive officer of any public transportation system

making application hereunder shall make the required certifications not

more than thirty nor less than fifteen days prior to such date.

b. Each public transportation system receiving a quarterly service

payment pursuant to this subdivision shall certify to the commissioner,

within five days of the end of each quarter for which a service payment

was received, the actual total number of passengers carried by the

system during such quarter and the actual total vehicle or car miles the

system's equipment traveled in revenue service during such quarter, and

based upon such actual totals, the commissioner shall make such

adjustments as may be appropriate in the amount of the service payment

for such system for the succeeding quarter.

3. Notwithstanding the provisions of subdivision two of this section,

the commissioner may establish with respect to any public transportation

system a maximum service payment, limiting the amount of state

assistance for which such system may qualify, where it appears that the

total amount of money appropriated or allocated to a group of

unspecified public transportation systems is less than the total amount

of money for which the entire group is eligible. Such maximum service

payments may be established on a quarterly or annual basis, in the

discretion of the commissioner; provided, however, that the sum of all

of the maximum service payments established during the period covered by

the appropriation, shall equal the amount of the appropriation or

allocation.

4. a. For any quarter commencing on or after May first, nineteen

hundred seventy-four, any county or city served by a public

transportation system that receives a service payment pursuant to

subdivision two of this section shall, not later than the fifteenth day

following the commencement of the quarter for which the payment is made

or the date on which the payment is made, whichever is later, pay to the

public transportation system a sum equal to such service payment, except

that in the case of a service payment made to a public transportation

system on account of mass transportation services provided to more than

one county (considering the city of New York to be one county), each

county receiving such services from such system shall pay to the system

a sum equal to its share of the service payment, which sum shall be

determined in accordance with the percentage or dollar amounts

established for such county by the legislature.

b. The payment required of any county or city by paragraph a of this

subdivision shall be in addition to all other forms of assistance now

provided or scheduled to be provided to any public transportation system

by any county or city, whether directly or indirectly; provided,

however, that where any county or city pays all of the operating deficit

of a public transportation system within such county or city, the amount

of assistance provided by such county or city to such public

transportation system may be reduced to the extent of the service

payment, but in no event to an amount less than the service payment.

c. In the event that a county or city shall fail to make to a public

transportation system any of the payments required to be made by it

under this subdivision, the chief executive officer of the public

transportation system or such other person as the commissioner shall

designate shall certify to the state comptroller such amount due and

owing such public transportation system and the state comptroller shall

withhold an equivalent amount from state aid allocated to such county or

city from highway aid, the motor fuel tax and the motor vehicle

registration fee distributed pursuant to section one hundred twelve of

the highway law, or per capita local assistance pursuant to section

fifty-four of the state finance law subject to the following

limitations: prior to withholding amounts allocated to carry such county

or city, the comptroller shall pay in full any amount due the state of

New York municipal bond bank agency, on account of any such county's or

city's obligation to such agency; the city university construction fund,

pursuant to the provisions of the city university construction fund act;

the New York city housing development corporation, pursuant to the

provisions of the New York city housing development corporation act

(article twelve of the private housing finance law); and the transit

construction fund, pursuant to the provisions of article two, title nine

of the public authorities law. The comptroller shall give the director

of the budget notification of any such payment. Such amount or amounts

so withheld by the state comptroller shall be paid to such public

transportation system, which system shall use such amount or amounts for

the payment of the county or city share of its operating expenses as

determined by the legislature or by the formula or formulae developed by

the commissioner. When such amount or amounts are received by such

public transportation system, it shall credit such amounts against any

amounts due and owing such system by the county or city on whose account

such amount was withheld and paid.

5. Any federal financial assistance granted for the specific purpose

of paying the operating expenses of any county, city or public benefit

corporation eligible to receive service payments as a public

transportation system pursuant to this section, received by the state or

any municipality after the effective date of this section, and made

available to any such county, city or public benefit corporation for

application in accordance with the terms of the grant, shall be combined

with any similar federal grant made directly to the county, city or

public benefit corporation to help meet the operating expenses of any

mass transportation services provided for by any such county, city or

public benefit corporation whether directly or by contract. In the event

that the total revenues of any public transportation system, including

subsidies from federal, state or local governments, exceed the total

operating expenses for any such system, excluding depreciation, such

excess shall be utilized by the system to reduce fares or to extend or

increase mass transportation services. A plan to effectuate any such

fare reduction or extension or increase in services shall be submitted

to the commissioner by a public transportation system within thirty days

of receiving notice from the commissioner to prepare and submit such a

plan. Upon approval by the commissioner, such plan with any

modifications made by the commissioner shall be implemented as soon as

practical. Upon the failure of a public transportation system to submit

a plan in the manner provided by this subdivision, the surplus shall be

utilized by such system to reduce the proportionate shares of the state

and the county or city required to make matching payments to the system,

or in the event that no future payments are to be made to such public

transportation system, the system shall proportionately refund such

surplus to the state and the county or city involved.

6. The commissioner may prescribe such regulations as he may deem

appropriate to effectuate the purposes of this section, including, but

not limited to, a uniform system of accounting for the purposes of

reporting pursuant to the provisions of this section. The commissioner

shall also define by rules and regulations, the terms "passenger",

"vehicle or car mile", "the urban area served by any such public

transportation system", "passenger-mile", "chief executive officer",

"mass transportation services", and "service payment", and such other

terms as he deems necessary to carry out the statewide operating

assistance program.

7. The commissioner shall have the power to audit and examine the

accounts, books, contracts, records, documents and papers of any

participating public transportation system in order to effectuate the

purposes and intent of this section.

8. The commissioner is hereby authorized to enter into contracts or

otherwise cooperate with the federal government or any agency or

instrumentality thereof for the purposes set forth in this section. Such

authorization shall include the power to apply for, receive, distribute

or expend federal money available or which may hereafter become

available for such purposes. The distribution of federal monies shall be

in accordance with the requirements of the federal grant, except that in

the absence of any required distribution the commissioner shall

distribute such federal monies in a manner designed to have the maximum

effect on fare stabilization throughout the state.

* NB Expired May 1, 1975

§ 18-b — Statewide mass transportation operating assistance program

Statewide mass transportation operating assistance program. 1.

Within the amounts made available therefor by appropriation, a statewide

mass transportation operating assistance program is hereby established

for the purpose of making payments toward the operating expenses of

public transportation systems. For the purposes of this section, the

term public transportation system shall mean any public benefit

corportion constituting a transportation authority which provides or

contracts for the provision of (under joint support arrangements) mass

transportation services, or a subsidiary thereof, or any Indian tribe

which provides or any county or city which provides or contracts for the

provision of (pursuant to section one hundred nineteen-r of the general

municipal law) mass transportation services or any person, firm or

corporation performing intercity bus passenger service as defined in

subdivision three of section fourteen-g of this article serving two or

more counties within the state which is under contract with the

commissioner pursuant to such section fourteen-g to provide mass

transportation services.

2. a. The commissioner shall pay to each public transportation system

that makes an application therefor, in quarterly installments, a mass

transportation operating assistance service payment. For the purposes of

this section, the quarters shall be April through June, July through

September, October through December and January through March.

b. For the quarter commencing April first, nineteen hundred

seventy-five the quarterly service payment shall be the amount computed

by the formula set forth in subsection three of this section.

3. The quarterly service payment made to any public transportation

system shall not be greater than a sum computed in one of the following

manners:

(i) In the case of commuter rail, by adding the certified number of

commuter rail passengers multiplied by two cents per passenger and the

certified number of commuter rail vehicle or car miles multiplied by

twenty-five cents per vehicle or car mile.

(ii) In the case of subway or rapid transit, by adding the certified

number of subway or rapid transit passengers multiplied by two cents per

passenger and the certified numbers of subway or rapid transit vehicle

or car miles multiplied by eight cents per vehicle or car mile.

(iii) In the case of bus lines, by adding the certified number of bus

passengers multiplied by two cents per passenger and the certified

number of bus miles multiplied by seven cents per bus mile. For the

purposes of computing quarterly service payments only mileage

accumulated in revenue service shall be used.

Whenever it is determined by the commissioner that the amount of money

appropriated for service payments is less than the total amount of money

for which all public transportation systems are eligible, the

commissioner may establish on a quarterly or annual basis, a maximum

service payment limit which is lower than that provided for in this

section.

(iv) In the case of commuter ferry lines with the authorization for

payment thereof for the fiscal year nineteen hundred

seventy-five--nineteen hundred seventy-six to be in the discretion of

the commissioner, by adding the certified number of annual ferry

passengers multiplied by two cents per passenger, times the certified

number of annual nautical ferry miles, times two-one hundred

thousandths. For the purposes of computing quarterly service payments

only mileage accumulated in revenue service shall be used.

4. a. All service payments shall be made upon an application of the

public transportation system. Such application shall be filed between

the second and the seventeenth day of the first month of each quarter.

Upon application, the chief executive officer of each public

transportation system shall certify to the commissioner, the total

number of passengers such system estimates that it will carry and the

total number of vehicle or car miles such system estimates that its

equipment will travel in revenue service during the quarter for which

such installment is to be paid.

Upon receipt and approval of such application and certifications the

commissioner shall, by the tenth day of the next succeeding month, pay

to the public transportation operator, the quarterly service payment.

b. The chief executive officer of each public transportation system

receiving a quarterly service payment pursuant to this section shall

certify to the commissioner, within fifteen days after the end of the

quarter for which a service payment was received, the actual total

number of passengers carried by the system during such quarter and the

actual total vehicle or car miles the system's equipment traveled in

revenue service during such quarter, and based upon such actual totals,

the commissioner shall make such adjustments as may be appropriate in

the amount of the service payment for such system for the succeeding

quarter.

5. a. For each quarter, each county, municipality or Indian tribe

served by a public transportation system which receives a service

payment pursuant to subsection two of this section shall, not later than

the twenty-fifth day of the second month of each quarter for which

payment is made, pay to the public transportation system a sum equal to

such service payment or its share of such service payment, except that

in the case of a service payment made to a public transportation system

on account of mass transportation services provided to more than one

county (considering the city of New York to be one county), each county

receiving such services from such system shall pay to the system a sum

equal to its share of the service payment, which sum shall be determined

in accordance with the percentage or dollar amounts established for such

county by the legislature.

Where such county, municipality or Indian tribe is the public

transportation system, sums equal to such service payment shall be

committed to the use of the public transportation system, not later than

the twenty-fifty day of the second month of each quarter. Such sums so

committed shall not be used for other than the purposes of operating the

public transportation system.

b. The payment or commitment of such sums by the counties,

municipalities or Indian tribes provided for in paragraph a of this

subdivision shall not be made from sums received in payment of fares by

the passengers of such public transportation system or from any other

revenues of such system.

c. In the event that a county or municipality shall fail to make to a

public transportation system any of the payments required to be made by

it under this section, the chief executive officer of the public

transportation system or such other person as the commissioner shall

designate shall certify to the state comptroller such amount due and

owing such public transportation system and the state comptroller shall

withhold an equivalent amount from state aid allocated to such county or

municipality from highway aid, the motor fuel tax and the motor vehicle

registration fee distributed pursuant to section one hundred twelve of

the highway law, or per capita local assistance pursuant to section

fifty-four of the state finance law subject to the following

limitations: prior to withholding amounts allocated to carry such county

or municipality, the comptroller shall pay in full any amount due the

state of New York municipal bond bank agency, on account of any such

county or municipality's obligation to such agency; the city university

construction fund, pursuant to the provisions of the city university

construction fund act; the New York city housing development

corporation, pursuant to the provisions of the New York city housing

development corporation act (article twelve of the private housing

finance law); and the transit construction fund, pursuant to the

provisions of article five, title nine-a of the public authorities law.

The comptroller shall give the director of the budget notification of

any such payment. Such amount or amounts so withheld by the state

comptroller shall be paid to such public transportation system, which

system shall use such amount or amounts for the payment of the county or

municipality share of its operating expenses. When such amount or

amounts are received by such public transportation system, it shall

credit such amounts against any amounts due and owing such system by the

county or municipality on whose account such amount was withheld and

paid.

d. The commissioner may impose a penalty in an amount not exceeding

twenty per centum of any overpayment to a public transportation system

whenever such overpayment results from willful failure to comply with

the requirements of this section, or the rules and regulations

authorized by this section, or whenever a public transportation system,

or an individual operator that is a part of such system, knowingly files

an incomplete, incorrect or misstated report. A public transportation

system or individual operator may request and the commissioner shall

provide an opportunity to be heard prior to the imposition of any

penalty as provided for in this section.

6. Any federal financial assistance granted for the specific purpose

of paying the operating expenses of any county, municipality, public

benefit corporation or Indian tribe, eligible to receive service

payments as a public transportation system pursuant to this section,

received by the state or any municipality or Indian tribe after the

effective date of this section, and made available to any such county,

municipality, public benefit corporation or Indian tribe for application

in accordance with the terms of the grant, shall be combined with any

similar federal grant made directly to the county, municipality, public

benefit corporation or Indian tribe to help meet the operating expenses

of any mass transportation services provided for by any such county,

municipality, public benefit corporation or Indian tribe whether

directly or by contract. In the event that the total revenues of any

public transportation system, including subsidies from federal, state or

local governments, and where applicable, including funds required to be

committed by the county, municipality or Indian tribe, exceed the total

operating expenses for any such system, excluding depreciation, such

excess shall be utilized by the system to reduce fares or to extend or

increase mass transportation services. A plan to effectuate any such

fare reduction or extension or increase in services shall be submitted

to the commissioner by a public transportation system within thirty days

of receiving notice from the commissioner to prepare and submit such a

plan. Upon approval by the commissioner, such plan with any

modifications made by the commissioner shall be implemented as soon as

practical. Upon the failure of a public transportation system to submit

a plan in the manner provided by this section, the surplus shall be

utilized by such system to reduce the proportionate shares of the state

and the county, municipality or Indian tribe required to make matching

payments to the system, or in the event that no future payments are to

be made to such public transportation system, the system shall

proportionately refund such surplus to the state and the county,

municipality or Indian tribe involved.

7. The commissioner may prescribe such regulations as he may deem

appropriate to effectuate the purposes of this section, including but

not limited to, a uniform system of reporting pursuant to the provisions

of this section. The commissioner shall also define by rules and

regulations, the terms "passenger", "vehicle or car mile", "urbanized

area", "chief executive officer", "mass transportation services",

"service payment", "commuter rail system", "subway system", "rapid

transit system", "bus system", "peak hours", "elderly", "handicapped",

and such other terms as he deems necessary for the purposes of this

section.

The commissioner, in conformance with the auditing procedures of the

state comptroller, shall have the power to audit and examine the

accounts, books, contracts, records, documents and papers of any

participating public transportation system in order to effectuate the

purposes and intent of this section. Where a county, counties,

municipality, municipalities, Indian tribe or Indian tribes contract for

the provision of public transportation services with a private operator,

the books and records of such private operator shall also be subject to

audit and examination by the commissioner.

8. The commissioner is hereby authorized to enter into contracts or

otherwise cooperate with the federal government or any agency or

instrumentality thereof for the purposes set forth in this section. Such

authorization shall include the power to apply for, receive, distribute

or, following appropriation authorization by the legislature, expend

federal money available or which may hereafter become available for such

purposes. The distribution of federal monies shall be in accordance with

the requirements of the federal grant, except that in the absence of any

required distribution the commissioner shall distribute such federal

monies in a manner which gives due consideration to the relative needs

of public transportation system operators throughout the state.

9. The commissioner shall prepare and submit to the governor and the

legislature on or before November fifteenth of each year, a report,

which may include, but not be limited to, findings and recommendations

on the following: (a) the impact and effectiveness of the statewide

operating assistance program; (b) the current and projected operating

costs, revenues and subsidies of major transit systems or groups of

systems; (c) the efficiency, effectiveness, quality and the availability

of transit service; (d) the status of transit system long-range planning

and development and use of service and performance guidelines to

evaluate the efficiency, effectiveness and quality of service; and (e)

issues related to and/or affecting the administration of the statewide

operating assistance program.

* 10. Any street surface railroad in a city having a population of one

million or more commencing operation after July first, nineteen hundred

ninety-three shall not be eligible to receive statewide mass

transportation operating assistance.

* NB There are 2 sb 10's

* 10. Any commuter ferry line commencing operation after July first,

nineteen hundred ninety-three shall not be eligible to receive statewide

mass transportation operating assistance.

* NB There are 2 sb 10's

11. To ensure that major private bus operations, as defined by the

commissioner, do not make excess profits, the commissioner shall limit

operating assistance provided pursuant to this section to an amount

which will not provide more than a reasonable return based on equity or

operating revenue and expenses as defined by program rules and

regulations. Further, the commissioner may exempt the following from the

provisions of this subdivision:

a. operations of private carriers that are conducted pursuant to

contracts with New York state;

b. operations of private carriers that are conducted pursuant to

competitively procured contracts awarded by municipalities; and

c. complementary para-transit operations that are provided as mandated

by the federal Americans with Disabilities Act.

12. To ensure that mass transportation operating assistance is not

used to support duplicative and redundant service, the commissioner may

limit or withhold statewide mass transportation operating assistance

from any public transportation system for such services the commissioner

determines to be duplicative or redundant. Prior to determining that a

service is or would be duplicative or redundant, the commissioner shall

consult with the provider of such service or the applicant proposing to

provide such service and with any authority, Indian tribe, county or

city which is contracting for such service or proposing to contract for

such service.

§ 19 — Interstate high speed intercity rail passenger network compact

Interstate high speed intercity rail passenger network compact.

The interstate high speed intercity rail passenger network compact is

hereby ratified, enacted into law and entered into with all other

jurisdictions legally joining therein in form substantially as follows:

INTERSTATE HIGH SPEED INTERCITY

RAIL PASSENGER NETWORK COMPACT

ARTICLE I

POLICY AND PURPOSE

Because the beneficial service of and profitability of a high speed

intercity rail passenger system would be enhanced by establishing such a

system which would operate across state lines, it is the policy of the

states party to this compact to cooperate and share jointly the

administrative and financial responsibilities of preparing a feasibility

study concerning the operation of such a system connecting major cities

in Ohio, Indiana, Michigan, New York, Pennsylvania, Illinois, West

Virginia and Kentucky.

ARTICLE II

COOPERATION

The states of Ohio, Indiana, Michigan, New York, Pennsylvania,

Illinois, West Virginia and Kentucky, hereinafter referred to as

participating states, agree to, upon adoption of this compact by the

respective states, jointly conduct and participate in a high speed

intercity rail passenger feasibility study by providing such information

and data as is available and may be requested by a participating state

or any consulting firms representing a participating state or the

compact. It is mutually understood by the participating states that such

information shall not include matters not of public record or of a

nature considered to be privileged and confidential unless the state

providing such information agrees to waive the confidentiality.

The participating states further agree to:

1. make available to each other and to any consulting firm

representing the member states or the compact such assistance as may be

legal, proper and available, including but not limited to personnel,

equipment, office space, machinery, computers, engineering and technical

advice and services; and

2. provide such financial assistance for the implementation of the

feasibility study as may be legal, proper and available.

ARTICLE III

INTERSTATE RAIL PASSENGER ADVISORY COUNCIL

There is hereby created an interstate rail passenger advisory council,

the membership of which shall consist of two representatives from each

participating state, one representative from each state shall hold a

bachelor of science degree in either engineering or transportation

science, and shall be appointed by the governor of the participating

state and the other shall be the chairman of the state's railroad

authority, but in the event said state does not have a railroad

authority, the second member shall be the director of the participating

state's transportation agency. The members shall select designees who

shall serve in the absence of the members. The advisory council shall

meet within thirty days after ratification of this agreement by at least

two participating states and establish rules for the conduct of the

advisory council's business.

The advisory council shall coordinate all aspects of the highspeed

intercity rail passenger feasibility study relative to interstate

connections and shall do all other things necessary and proper for the

completion of the feasibility study.

ARTICLE IV

EFFECTIVE DATE

This compact shall become effective upon the adoption of the compact

into law by two or more of the participating states. Thereafter, it

shall enter into force and effect as to any other participating state

upon the enactment thereof by such state.

This compact shall continue in force with respect to a participating

state and remain binding upon such state until six months after such

state has given notice to each other participating state of the repeal

thereof. Such withdrawal shall not be construed to relieve any

participating state from any obligation incurred prior to the end of the

state's participation in the compact as provided herein.

ARTICLE V

CONSTRUCTION AND SEVERABILITY

This compact shall be liberally construed so as to effectuate the

purposes thereof. The provisions of this compact shall be severable and

if any phrase, clause, sentence, or provision of this compact is

declared to be contrary to the constitution of any participating state

or of the United States, or the applicability thereof to any government,

agency, person, or circumstance is held invalid, the validity of the

remainder of this compact and the applicability thereof to any

government, agency, person, or circumstance shall not be affected

thereby. If this compact shall be held contrary to the constitution of

any participating state, the compact shall remain in full force and

effect as to the remaining states and in full force and effect as to the

state affected as to all severable matters.

§ 20 — Nighttime work on major capital construction projects on highways, expressways and parkways

Nighttime work on major capital construction projects on

highways, expressways and parkways. 1. On every major limited access

highway, expressway and parkway capital construction project to be

initiated by the department in regions ten and eleven on and after April

first, nineteen hundred ninety-six, with a cost of more than two million

dollars in region ten, and with a cost of more than five million dollars

in region eleven the department shall, consider, and where feasible in

the department's judgment, insure that such construction work is

performed, no earlier than eight p.m. nor later than six a.m. For the

purposes of determining whether to utilize nighttime construction, the

department should review the following: existing traffic volumes,

congestion, traffic control measures and motorist safety; project cost,

project quality, inspection obligations, highway user costs, workforce

availability and materials availability; workzone lighting and worker

safety; and other factors the department deems necessary in the

consideration of nighttime construction. The department may consider any

recommendations and/or comments submitted from regional planning

organizations, citizens advisory councils or metropolitan planning

organizations regarding nighttime construction. The department shall

prepare a written report of its analysis of each such project setting

forth such decisions and the reasons therefor, and such report shall be

available to the public.

2. Beginning on January thirty-first, nineteen hundred ninety-seven

and every two years thereafter, the department shall submit a report on

the status of nighttime construction projects in the state to the

governor, the temporary president of the senate and the speaker of the

assembly, the minority leader of the senate and the minority leader of

the assembly. Such report shall include but not be limited to: a

description of each project in which nighttime construction was

authorized; the success or failure in the department's opinion of the

department's efforts to reduce traffic congestion using nighttime

construction; a general comparison of project quality and overall costs

against similar daytime construction projects; and the safety record for

nighttime construction projects.

§ 21 — Single audit program

Single audit program. 1. Municipalities and public authorities

that are required in any fiscal year to have a federal single audit

performed under paragraph (a) of part 200.501 of title 2 of the code of

federal regulations as amended from time to time, and that expend in

excess of the dollar amount provided in 2 CFR 200.501(a) as amended from

time to time in any fiscal year from funds provided through state

transportation programs, projects, grants, contracts or agreements

administered by the department, shall prepare a "schedule of state

transportation assistance expended" and cause such schedule to be

audited by an independent certified public accountant for each period

corresponding to the federal single audit. The audit shall conform with

government auditing standards and shall include a professional audit

opinion on:

(a) the "schedule of state transportation assistance expended";

(b) compliance with applicable state laws, rules, regulations and

contract provisions in the administration of state transportation funded

programs, projects, contracts and grants administered by the department;

and

(c) the adequacy of internal controls in administering such funds in

conformance with state laws, rules, regulations and contract provisions.

2. For the purposes of this section, the term "fiscal year" shall mean

the regular annual accounting period of the municipality or public

authority; and the term "government auditing standards" shall mean those

standards prescribed by the comptroller general of the United States.

3. The commissioner shall promulgate rules and regulations for the

implementation of this section. Such rules and regulations shall

include, but shall not be limited to, audit compliance requirements for

specified programs administered by the department, audit report

submission requirements, the acceptance criteria for audit reports, and

any information needed by the commissioner to complete the reports

required by subdivision six of this section. Audit reports under this

section shall be due for each fiscal year beginning after December

thirty-first, two thousand.

4. Additional expenses incurred by a municipality or public authority

in connection with audits performed under this section may be chargeable

as an indirect cost to the state program, project, grant, contract or

agreement where otherwise allowable and to the extent funds are provided

for such purposes.

5. The commissioner, insofar as the commissioner deems practicable,

shall not impose any additional audit requirements in the department's

administration of state transportation programs, projects, grants,

contracts and agreements upon municipalities and public authorities

which provide both the federal single audit and the state audit in

accordance with subdivision one of this section. This section shall not

supersede the authority of the state comptroller to conduct audits.

6. The commissioner shall annually report to the governor, the

temporary president of the senate and the speaker of the assembly on the

benefits and costs of the implementation of this section by the

thirty-first of October, beginning in the year two thousand nineteen.

§ 22 — Work zone safety and enforcement

Work zone safety and enforcement. The department shall, in

cooperation with the superintendent of state police, the commissioner of

motor vehicles, the chairman of the New York state thruway authority,

local law enforcement agencies and representatives for contractors and

laborers, develop and implement rules and regulations for the increased

safety of work zones. Such rules and regulations shall include, but

shall not be limited to, a police presence at all major active work

zones as defined by rules and regulations set forth by the commissioner,

the use of radar speed display signs at all major active work zones as

defined by rules and regulations set forth by the commissioner, and a

system for reviewing work zone safety and design for all work zones

under the jurisdiction of the department.

ARTICLE 2-A The Interstate Bridge Commission

§ 25 — Interstate bridge commission

Interstate bridge commission. The commissioner of transportation

or his duly authorized representative shall constitute the interstate

bridge commission. Such commission shall, together with a similar board

or commission from the commonwealth of Pennsylvania, constitute a joint

commission to acquire the rights, franchises and property of the several

bridge corporations, municipal corporations, companies, partnerships or

individuals owning or operating toll bridges and including the bridge at

Pond Eddy in the town of Lumberland, Sullivan county, owned by said town

across the Delaware river between the state of New York and the

commonwealth of Pennsylvania, except such as are owned by steam or

electric railroads or railways and used exclusively for railroad or

railway purposes. Such acquisition shall be either by purchase or to be

had and effected by this state and the commonwealth of Pennsylvania

under and by virtue of their respective rights of eminent domain, this

state to pay one-half of the cost of the said bridges and one-half of

the cost of acquiring them, and the other half of the cost of the said

bridges and one-half of the cost of acquiring them to be paid by the

commonwealth of Pennsylvania, or in lieu thereof, in proportion between

the commonwealth of Pennsylvania, and the counties and municipalities

thereof as the latter state may by appropriate legislation determine.

§ 26 — Expense of maintenance a joint charge; reconstruction of bridges

Expense of maintenance a joint charge; reconstruction of

bridges. Upon the acquisition as aforesaid by this state jointly with

the commonwealth of Pennsylvania of the bridge properties, rights and

franchises, as hereinbefore provided, such bridge or bridges, except in

the case of railroad or railway bridges as hereinbefore provided, shall

be and remain in the charge and custody of the said joint commission,

and such bridges and the immediate approaches thereto shall be

maintained jointly by this state and the commonwealth of Pennsylvania in

equal proportions, and shall be kept in constant repair so long as the

said joint commission deems it feasible so to do, and the expense

thereof and therefor shall be paid as are other expenses incident to the

maintenance of property in the charge and custody of the said state;

however, and notwithstanding the aforesaid provision as to the joint

maintenance of the approaches to such bridges, if and when the

department of highways of the commonwealth of Pennsylvania shall, with

the approval of the said joint commission, maintain at its sole expense

said approaches lying in Pennsylvania as a part of its state highway

system or otherwise, then, and in that event, the department of

transportation of New York state, with the approval of said joint

commission, shall take over and maintain all of such approaches, with

the exception of the approach in Port Jervis, lying in New York state,

such approaches in New York state to be considered as the length of

existing roads between the bridge head of the respective bridges and the

nearest intersecting public road or street, and the cost of such

maintenance by said department of transportation shall be payable from

any moneys available for the maintenance of state highways; provided

that appropriate concurrent legislation for the same purpose be enacted

by the commonwealth of Pennsylvania.

If in the discretion of said joint commission it shall be deemed

infeasible to continue the repairing of any such bridge and the said

joint commission shall therefore determine to discontinue the public use

thereof then the interstate bridge commission may enter into an

agreement with the department of highways of the commonwealth of

Pennsylvania for the removal of such bridge and the expense of such

removal shall be paid one-half by this state and one-half by the

commonwealth of Pennsylvania.

The said interstate bridge commission is hereby empowered and

authorized to enter into an agreement or agreements with the department

of highways of the commonwealth of Pennsylvania for the reconstruction

of the existing free bridges across the Delaware river between the

commonwealth of Pennsylvania and the state of New York at or near the

present location of such bridges as may be fixed and determined in an

agreement or agreements entered into pursuant to the provisions hereof.

Said agreement or agreements shall provide for the making and

preparation of the necessary surveys, plans and specifications by the

state of New York and the commonwealth of Pennsylvania, either jointly

or by either, in such manner as may be agreed upon; and the letting of

the contract and the supervision and inspection of the work may be

handled in the same manner; provided, however, that said agreement or

agreements shall make an equal division of the expense involved between

the state of New York and the commonwealth of Pennsylvania, and provided

further that each said state shall secure at its own cost and expense

the necessary right of way within its respective limits required for the

reconstruction of said bridges and approaches thereto, and each state

shall bear the cost of said approaches within its respective limits.

In carrying out the terms of any agreement or agreements entered into

pursuant to the provisions of this act for the reconstruction or

maintenance of any bridge or bridges, as well as in connection with the

reconstruction or maintenance of the necessary approaches in New York

state, the said interstate bridge commission, acting by and through the

commissioner of transportation shall have and exercise all the same

rights and powers as are vested by law in the commissioner of

transportation relating to the construction of state highways and

bridges thereon.

The portion of the cost and expense to the state of New York for its

share of the engineering and the reconstruction of said bridge or

bridges, as well as the approaches thereto within said state, shall be

payable from any moneys available for the construction or reconstruction

of state highways and bridges thereon to be paid out of the state

treasury on the audit and warrant of the state comptroller on the

certificate of the commissioner of transportation countersigned by the

interstate bridge commission of this state.

Upon the completion of any such bridge or bridges they shall be free

from toll and shall be in the charge and custody of the said joint

commission, and such bridge or bridges and the immediate approaches

thereto shall be maintained jointly by this state and the commonwealth

of Pennsylvania in the same way as other bridges across the Delaware

river under the charge and custody of the joint commission.

The share of New York state of the cost and expense of such

maintenance and repair shall be payable from any moneys of the state

available for the maintenance and repair of state highways and bridges

thereon upon vouchers audited by the interstate bridge commission;

provided that appropriate concurrent legislation for the same purpose be

enacted by the commonwealth of Pennsylvania.

§ 27 — Power to sell and lease property; disposition of proceeds

Power to sell and lease property; disposition of proceeds.

Provided that concurrent legislation for the same purpose be enacted by

the commonwealth of Pennsylvania, the said joint commission be and is

hereby authorized and empowered as follows:

(a) To sell and dispose of such real and personal property in either

Pennsylvania or New York as is, in its judgment, not necessary for the

proper care, maintenance and operation of such bridges as are, or may

hereafter come, under its control and jurisdiction for such price or

prices and under such conditions as such commission may deem proper and

reasonable.

(b) To lease real estate owned by it, and which, in its judgment, is

not necessary for the maintenance and operation of the bridges under its

control and jurisdiction, and to grant licenses to public utility

companies for the occupation of parts of bridges and other real estate

now or hereafter under the control and jurisdiction of said commission,

upon such terms and conditions, and for such rentals and fees, as are,

in the opinion of the commission, proper and reasonable.

(c) To pay all moneys paid to it, in accordance with the provisions of

this section, as follows: one-half thereof shall be paid unto the state

of New York, and the remaining half thereof shall be paid unto the

commonwealth of Pennsylvania, such payment to the state of New York to

be deposited in the state treasury to the credit of the general fund;

provided, however, that whenever the real or personal property, which

the commission may desire to sell, has been acquired or secured at the

sole cost and expense of the commonwealth of Pennsylvania or the state

of New York, the entire net proceeds of such sale shall be paid to the

state which has borne the cost of acquisition of such property.

ARTICLE 2-B Urban Transportation

§ 30 — Urban transportation planning

Urban transportation planning. Notwithstanding section seven

hundred thirty-four of the executive law or any other law, the

commissioner shall have power to sponsor, conduct and undertake urban

transportation studies and to act as the state planning agency for

metropolitan or regional urban transportation planning and for state and

interstate comprehensive urban transportation planning and for research

and coordination activity related thereto in connection with the

provisions of and for the purposes set forth in section seven hundred

one of the federal housing act of nineteen hundred fifty-four, as

amended, when such studies and activity relate primarily to the

development of a transportation plan. In exercising his powers under

this section the commissioner may act jointly with and otherwise

cooperate with any state office or agency, and in order to carry out the

purposes of this section the commissioner may enter into contracts or

agreements with any person, firm, corporation or governmental agency.

The commissioner may act as agent for or enter into contracts and

otherwise cooperate with the federal government in connection with the

provisions of section seven hundred one of the housing act of nineteen

hundred fifty-four, as amended, to the extent that such section relates

to assistance of urban transportation planning, and as such agent

administer any grant or grants for the assistance of urban

transportation planning to the state or through the state to its local

governing bodies and to regional and metropolitan planning agencies,

complying with the provisions of such grants or advances. The

department of taxation and finance is hereby designated to accept and

receive all grants or advances from the federal government for the

purpose of this section. All monies so accepted and received shall be

deposited by the department of taxation and finance in a special fund

for use exclusively for the purposes for which such grants or advances

were made. Payment from the said fund shall be made upon audit and

warrant of the comptroller upon vouchers approved by the commissioner.

The commissioner is hereby authorized to present any claim to the

federal government or any agency or official thereof with respect to the

funds made available for the purposes of this section pursuant to

section seven hundred one of the housing act of nineteen hundred

fifty-four, as amended.

§ 31 — Mass transportation demonstration projects

Mass transportation demonstration projects. The commissioner

shall have power to sponsor, conduct and undertake mass transportation

demonstration projects which will assist in carrying out urban

transportation plans and research, including but not limited to the

development of data and information of general applicability on the

reduction of urban transportation needs, the improvement of mass

transportation service, and the contribution of such service toward

meeting total urban transportation needs at minimum cost, and in

connection therewith to enter into contracts and otherwise cooperate

with the federal government pursuant to section one hundred three (b) of

the housing act of nineteen hundred forty-nine, as amended or section

six of the urban mass transportation act of nineteen hundred sixty-four,

as amended. For the purposes of this section the commissioner may enter

into contracts or agreements with any person, firm, corporation or

governmental agency.

Any real property which the commissioner deems necessary for the

purposes of this section may be acquired and disposed of by him in the

name of the people of the state of New York according to the procedure

provided in the highway law for the acquisition and disposition of

property for state highway purposes. The provisions of the highway law

shall also control the meaning of property as used herein, the manner in

which possession of such property may be obtained and the circumstances

under the procedure by which it may be sold or exchanged. Adjusted

claims for such acquisition and awards and judgments of the court of

claims made in respect thereto shall be paid out of the state treasury

from moneys available for the purposes of this section. The construction

of improvements by the commissioner in connection with a demonstration

project, and the design of such improvements, shall be carried on,

generally, in the same manner and subject to the same provisions of law

as apply to the design and construction of state highways. The

department of taxation and finance is hereby designated to accept and

receive all grants or advances from the federal government for the

purposes of this section. All monies so accepted and received shall be

deposited by the department of taxation and finance in a special fund

for use exclusively for the purposes for which such grants or advances

were made. Payment from the said fund shall be made upon audit and

warrant of the comptroller upon vouchers approved by the commissioner.

The commissioner is hereby authorized to present any claim to the

federal government or any agency or official thereof with respect to the

funds made available pursuant to section one hundred three (b) of the

housing act of nineteen hundred forty-nine, as amended or section six of

the urban mass transportation act of nineteen hundred sixty-four, as

amended.

§ 31-a — Purchase through the state division of standards and purchase in the office of general services by certain not-for-profit corporations

Purchase through the state division of standards and purchase

in the office of general services by certain not-for-profit

corporations. A corporation, incorporated under the not-for-profit

corporation law of the state of New York and approved by the federal

government as a recipient of federal funds for the acquisition of

equipment to provide transportation services to the elderly and/or

handicapped, may make purchases, upon the written approval of the

department of transportation, of special vehicles and/or radio equipment

pursuant to the terms of contracts let by the state division of

standards and purchase in the office of general services subject to such

rules as may be established from time to time pursuant to section one

hundred sixty-three of the state finance law which may establish

limitations with respect to commodities and impose such other

appropriate conditions upon purchasing as deemed necessary by the

commissioner of general services in order to protect the state's own

purchasing interests; provided that each such purchase shall have a cost

of five hundred dollars or more and that said corporation shall accept

sole responsibility for any payment of such cost due the vendor.

ARTICLE 2-C Niagara Thruway Toll Removal Fund

§ 32 — Niagara thruway toll removal fund

Niagara thruway toll removal fund. 1. There is hereby created

within the department of transportation the "Niagara thruway toll

removal fund". The fund shall be a corporate governmental agency

constituting a public benefit corporation. It shall be administered by

three trustees, two of whom shall be appointed by the governor with the

advice and consent of the senate and the third shall be the commissioner

of transportation.

2. The two trustees of the fund first appointed by the governor shall

serve their terms ending December thirty-first, in nineteen hundred

sixty-eight and nineteen hundred seventy, respectively. Persons

appointed for full terms as their successors shall serve for six years

each commencing as of the January first next following the year in which

the term of his predecessor expired. In the event of a vacancy occurring

in the office of a trustee by death, resignation or otherwise, the

governor shall appoint a successor in the same manner as an original

appointment to serve for the balance of the unexpired term.

3. The trustees of the fund shall serve without salary, but each

trustee shall be entitled to reimbursement for his actual and necessary

expenses incurred in the performance of his official duties.

4. The trustees of the fund may engage in private employment, or in a

profession or business, subject to the limitations contained in sections

seventy-three and seventy-four of the public officers law. The fund

shall, for the purposes of such sections, be a "state agency", and the

trustees thereof shall be "officers" of the agency for the purposes of

said sections.

5. Notwithstanding any inconsistent provisions of law, general,

special or local, no officer or employee of the state, or of any civil

division thereof, shall be deemed to have forfeited or shall forfeit his

office or employment by reason of accepting appointment as a trustee of

the fund.

6. The governor may remove any trustee for inefficiency, neglect of

duty or misconduct in office after giving him a copy of the charges

against him, and an opportunity to be heard, in person or by counsel, in

his defense, upon not less than ten days' notice. If any trustee shall

be removed, the governor shall file with the secretary of state a

complete statement of charges made against the trustee, and his findings

thereon, together with a complete record of the proceedings.

7. The chairman of the fund shall be designated by the governor, shall

preside over all its meetings and shall have such other duties as the

trustees may direct. A vice-chairman who shall preside over all meetings

of the fund in the absence of the chairman and shall have such other

duties as the trustees may direct may be designated from time to time by

the trustees from among the other trustees.

8. The powers of the fund shall be vested in and exercised by no less

than two of the trustees then in office. The fund may delegate to one or

more of its trustees, or officers, agents and employees, such powers and

duties as it may deem proper, provided, however, that all contracts

involving an estimated expense of ten thousand dollars or more and all

lease agreements to be entered into pursuant to section thirty-four of

this chapter shall be approved prior to execution by no less than two

trustees of the fund.

9. Officers and employees of other state agencies may be transferred

to the fund and officers and employees of the fund may be transferred to

other state agencies without examination and without loss of any civil

service status or rights. No such transfer, however, may be made except

with the approval of the head of the other state agency involved, the

director of the budget and the chairman of the fund, and in compliance

with the rules and regulations of the state civil service commission.

§ 33 — Purposes of fund

Purposes of fund. The purposes of this fund shall be to provide

a means for elimination of existing tolls, except bridge tolls, on the

Niagara section of the Governor Thomas E. Dewey Thruway within the

context of protection of the rights of the bond holders of the New York

State Thruway Authority.

§ 34 — General powers and duties of the fund

General powers and duties of the fund. The fund shall have the

following powers in addition to those specifically conferred elsewhere

in this article:

1. To sue and be sued;

2. To have a seal and alter the same at pleasure;

3. To make and alter by-laws for its organization and internal

management;

4. With the approval of the comptroller, to prescribe a system of

accounts;

5. To make rules and regulations governing the exercise of its

corporate powers and the fulfillment of its corporate purposes under

this article, which rules and regulations shall be filed with the

secretary of state in the manner provided by section one hundred two of

the executive law;

6. To make and execute contracts, lease agreements, and all other

instruments necessary or convenient for the exercise of its corporate

powers and the fulfillment of its corporate purposes under this article;

7. To do any and all things necessary or convenient to carry out its

corporate purposes and exercise the powers given and granted to it in

this article.

§ 35 — Resources of fund

Resources of fund. 1. (a) There shall be paid into the fund any

and all moneys received by the state from the federal government in

payment of its share, pursuant to the applicable provisions of title

twenty-three, United States Code, of the cost of construction of said

section as it exists on the sixth day of July, nineteen hundred

sixty-six.

(b) The sum of two million five hundred thousand dollars ($2,500,000),

or so much thereof as may be necessary, is hereby appropriated in the

first instance out of any moneys in the state treasury in the general

fund to the credit of the state purposes fund, not otherwise

appropriated, to the Niagara thruway toll removal fund for the purposes

of this article. No part of the appropriation hereby made shall be

available until a certificate of approval of availability shall have

been issued by the director of the budget and a copy of such certificate

filed with the state comptroller, the chairman of the senate finance

committee and the chairman of the assembly ways and means committee.

Such certificate may be amended from time to time by the director of the

budget and a copy of each such amendment shall be filed with the state

comptroller, the chairman of the senate finance committee and the

chairman of the assembly ways and means committee.

2. The fund shall pay over annually from moneys made available to it

from any source to the New York state thruway authority an amount equal

to an amount sufficient to amortize that portion of the debt service of

the authority allocable to the Niagara section of said thruway

authority; provided, however, an agreement shall be entered into between

the fund, the commissioner of transportation, the thruway authority and

the bureau of public roads of the United States department of

transportation providing: for the aforesaid annual payments by the fund

to the thruway authority; that the federal government make the payments

provided under paragraph (a) of subdivision one of this section; that

such tolls shall be removed as of the time of the first of such payments

to the thruway authority; that such tolls shall not be collected so long

as such annual payments are made; and further that the thruway authority

shall operate and maintain such section in the same manner as on the

sixth day of July, nineteen hundred sixty-six.

§ 36 — Article not affected if in part unconstitutional or ineffective

Article not affected if in part unconstitutional or ineffective.

If any section, subdivision, paragraph, sentence, clause or provision of

this article shall be unconstitutional or be ineffective in whole or in

part, to the extent that it is not unconstitutional or ineffective, it

shall be valid or effective and no other section, subdivision,

paragraph, sentence, clause or provision shall on account thereof be

deemed invalid or ineffective.

§ 37 — Inconsistent provisions of other acts superseded

Inconsistent provisions of other acts superseded. Insofar as the

provisions of this article are inconsistent with the provisions of any

other act, general or special, the provisions of this article shall be

controlling.

ARTICLE 2-D Utica Transit Authority

§ 40 — Definitions

Definitions. Whenever used in this article, unless a different

meaning clearly appears from the context:

1. "Authority" shall mean a public benefit corporation created by

section forty-one of this article for the purposes specified in article

five-I of the general municipal law.

2. "Government" shall include the state, municipality and the federal

government, and any agency or instrumentality, corporate or otherwise,

or any of them acting for and on behalf of the state, a municipality or

the federal government.

3. "State" shall mean New York State.

4. "Municipality" shall mean a city, town, village or county not

wholly contained within a city.

5. "Municipal corporation" shall mean a city, town, village, or county

not wholly contained within a city, special transportation district,

public benefit corporation or other public corporation, or two or more

of the foregoing acting jointly.

6. "Real Property" shall include lands, waters, rights in lands or

waters, structures, franchises and interests in land, including lands

under water, riparian rights, and air rights, and any and all other

things and rights usually included within the said term and includes

also any and all interests in such property less than full title, such

as easements, permanent or temporary, rights-of-way, uses, leases,

licenses and all other incorporeal heriditaments and every estate,

interest or right legal or equitable.

7. "Personal property" shall mean chattels and other tangible things

of a movable or removable nature.

8. "Property" shall mean both real and personal property.

9. "Capital project" shall mean the acquisition, construction,

reconstruction or improvement of any omnibus, transportation or other

omnibus transportation capital facility and real property and capital

equipment used in connection therewith; including the preparation of

feasibility studies, plans, specifications and estimates of cost

therefor.

10. "Municipal project" shall mean any omnibus transportation capital

project undertaken by a municipal corporation.

11. "Federal project" shall mean a municipal project aided or financed

in whole or in part by the federal government.

12. "State Project" shall mean a municipal project aided or financed

in whole or in part by the state.

13. "Project" shall mean a specific work or improvement to effectuate

all or any part of a plan. A project may be a federal project, a state

project, a municipal project or any combination of these.

14. "Project cost" shall mean the actual cost of any municipal

project, or the estimated cost of such project as determined by the

commissioner of transportation, whichever is lower, plus any direct

incidental costs approved by the commissioner and the state comptroller.

15. "Plan" shall mean a plan or undertaking to carry into effect any

municipal project.

16. "Governing body" shall mean (1) In a county, the county

legislative body; (2) in a city, the board of aldermen, a common

council, commission or other body vested by its charter or other law

with jurisdiction to enact ordinances or local laws, except that in a

city having a population of one million or more, if there be a board of

estimate, the term "governing body" shall mean such board of estimate;

(3) in a town, the town board; and, (4) in a village, the board of

trustees.

17. "Federal assistance" shall mean funds available, other than by

loan from the federal government to the Utica transit authority, either

directly or through allocation by the state, for any omnibus

transportation capital project.

18. "State Assistance" shall mean funds available from the state

government to any omnibus transportation capital project.

§ 41 — Organization

Organization. 1. There is hereby created the Utica transit

authority. The authority shall be a body corporate and politic

constituting a public benefit corporation and shall be perpetual in

duration and consist of at least five members. The chairman of the

authority shall, before the authority becomes operative, cause to be

filed in the office of the commissioner, and a duplicate in the office

of the secretary of state, a certificate signed by him and setting

forth: (a) the date of the passage of the special act establishing the

authority; (b) the name of the authority; and (c) the names of the

members and their terms, specifying which member is chairman.

2. Three members, no more than two from any political party, shall be

appointed by the Mayor of the city of Utica; one for a term of two years

to terminate on the thirty-first day of December, nineteen hundred and

seventy-one; one for a term of three years to terminate on the

thirty-first day of December, nineteen hundred and seventy-one; and one

for a term of four years to terminate on the thirty-first day of

December nineteen hundred and seventy-three. Two members, no more than

one from any political party, shall be appointed by the common council

of the city of Utica; one for a term of two years to be terminated on

the thirty-first day of December nineteen hundred and seventy-one; one

for a term of three years to terminate on the thirty-first day of

December nineteen hundred and seventy-one. The present membership of the

Utica transit commission, already so appointed under local law number

six of nineteen hundred and sixty-five of the city of Utica, shall

constitute the membership of the Utica transit authority for terms

coinciding with the present terms of the Utica transit commission. The

present chairman of the Utica transit commission shall continue to serve

his current term as chairman of the Utica transit authority. The mayor

of the city of Utica, the majority leader of the common council and the

minority leader of the common council, as they have already been serving

pursuant to said local law number six of nineteen hundred and

sixty-five, shall serve as ex-officio members without voting rights of

the Utica transit authority.

Other municipalities electing to participate shall by their governing

body appoint one member to the Utica transit authority to serve for a

term of three years and who shall have a proportional vote multiplied by

five based upon the same percentage as the population of the

municipality he represents bears to the population of the city of Utica,

said populations to be determined by the last decennial or federal

county-wide special census. Any member of the authority shall lose his

voting rights for such period of time as the municipality which he

represents fails to make a pro-rata contribution toward the expenses of

the operation of the authority.

A member of the authority shall continue to hold office until a

successor is appointed and has qualified.

3. A majority of the whole number of members of a mass transportation

authority then in office shall constitute a quorum for the transaction

of any business or the exercise of any power of the authority. A mass

transportation authority shall have power to act by a majority of the

members present at any meeting at which a quorum is in attendance.

§ 42 — Scope of jurisdiction

Scope of jurisdiction. The territorial jurisdiction of the Utica

transit authority shall be coterminous with the territorial limits of

the City of Utica and of the areas the Utica transit commission is now

serving. The Utica transit authority may provide its services or

facilities to any additional areas or areas, outside of its territorial

jurisdiction, in which it is franchised, licensed, authorized or

permitted to provide such services or facilities by a local legislative

body or governmental regulatory agency.

§ 43 — Powers and duties

Powers and duties. 1. Except as otherwise limited by this

article and by article five-I of the general municipal law, the Utica

transit authority shall have the following powers and duties, in

addition to the other powers granted in article five-I of the general

municipal law:

(a) To investigate transportation services in the municipality or

municipalities within its territorial jurisdiction and the means of

improving such services;

(b) To investigate to determine if there are inadequate and/or

substandard transportation services;

(c) To publish and disseminate information;

(d) To prepare or arrange for preparation of plans for carrying out

and operating municipal projects;

(e) To construct, reconstruct, improve, maintain or operate, or

provide for the construction, reconstruction, improvement, maintenance

or operation of any municipal project;

(f) To make and execute a contract or contracts for the acquisition by

purchase of all or any part of the property, plant and equipment of an

existing omnibus facility actually used and useful for the convenience

of the public within the Utica transit authority's jurisdiction;

(g) To request the municipality or municipalities within the Utica

transit authority's jurisdiction for such municipality or municipalities

to adopt appropriate local laws to authorize such municipality or

municipalities to acquire through eminent domain proceedings all

property which the Utica transit authority deems necessary for its

purposes which the Utica transit authority is unable to acquire without

the use of eminent domain proceedings and to reimburse such municipality

or municipalities for all costs and expenses incident to such

acquisition;

(h) To acquire, hold, clear and improve real property or any interest

therein for its corporate purposes;

(i) To acquire and hold personal property for its corporate purposes;

(j) To enter upon such real property as in the judgment of the Utica

transit authority may be necessary for the purpose of making surveys,

soundings, borings and examinations of whatever character to accomplish

any purpose authorized by this article, the Utica transit authority

being liable for actual damage done;

(k) To contract for expert technical and professional services;

(l) To have jurisdiction and control of each of its projects, with the

right and duty to establish and charge fares, fees, rentals, rates and

other charges, and to collect revenues therefrom;

(m) To sell, exchange, transfer, assign or mortgage any property or an

interest therein;

(n) In connection with any municipal project to lease or rent any of

the Utica transit authority's property or facilities which the Utica

transit authority deems advisable;

(o) To agree upon and contract with the municipality or municipalities

within the Utica transit authority's jurisdiction for the terms and

conditions of occupancy or use of any of the streets, roads, highways,

avenues, parks or public places of such municipality or municipalities;

(p) To petition and appear before local legislative bodies and

governmental regulatory agencies to seek authorization to provide new or

additional services or facilities, or to modify or terminate existing

services or facilities; including permission to provide charter service;

(q) To acquire or contract to acquire from any person, firm,

corporation or government by subsidy, contribution, gift, grant,

grant-in-aid, loan, bequest, devise or purchase any property or any

interest therein or financial assistance to be utilized in carrying out

any municipal project of the Utica transit authority;

(r) To borrow money and to issue bonds and to provide for the rights

of the holders thereof;

(s) To enter into collective bargaining agreements with labor

representatives duly elected or recognized by the employees of the Utica

transit authority;

(t) To insure or provide for the insurance of the Utica transit

authority's property or operations as required by law and also against

such other risks as the Utica transit authority may deem advisable;

(u) To limit by contract the exercise of any of the Utica transit

authority's powers;

(v) To invest any funds held in reserves or sinking funds, or any

funds not required for immediate disbursement in property or securities

in which savings banks may legally invest funds subject to their

control;

(w) To make and from time to time amend and repeal by-laws, rules and

regulations not inconsistent with the provisions of this article for the

management and regulation of its affairs and for the regulation of its

municipal projects;

(x) To conduct examinations and investigations, hear testimony and

take proof under oath at public or private hearings on any material

matter, require the attendance of witnesses and the production of books

and papers and issue commissions for the examination of witnesses who

are out of the state, unable to attend, or excused from attendance;

(y) To authorize a committee designated by the Utica transit authority

consisting of one or more members, or counsel, or any officer or

employee to conduct any such investigation or examination, in which case

such committee, counsel, officer or employee shall have power to

administer oaths, take affidavits and issue subpoenas or commissions;

(z) To enter into agreements of cooperation with or for the rendition

of service to or from a federal, state or municipal governmental agency;

(aa) To sue and be sued;

(bb) To have a seal and alter the same at pleasure;

(cc) To have perpetual succession;

(dd) To make and execute contracts and other instruments necessary or

convenient to the exercise of the Utica transit authority's powers;

(ee) To conduct operations customarily considered ancillary to

rendering transportation services;

(ff) To do all things necessary or convenient to carry out the Utica

transit authority's powers.

(gg) 1. In order to effectuate the purposes of this article the

authority may acquire, hold, own, lease, establish, construct,

effectuate, operate, maintain, renovate, improve, extend or repair any

of its facilities through, and cause any one or more of its powers,

duties, functions or activities to be exercised or performed by, one or

more wholly owned subsidiary corporations of the authority and may

transfer to or from any such corporation, or between such corporations,

any moneys, real property or other property or the services of any

officers, employees or consultants for any of the purposes of this

article. The directors or members of each such subsidiary corporation

shall be the same persons holding the offices of members of the

authority. Each such subsidiary corporation and any of its property,

functions and activities shall have all of the privileges, immunities,

tax exemptions and other exemptions of the authority and of the

authority's property, functions and activities. Each such subsidiary

corporation shall be subject to the restrictions and limitations to

which the authority may be subject. Each such subsidiary corporation

shall be subject to suit in accordance with section sixty-two of this

chapter. The employees of any such subsidiary corporation, except those

who are also employees of the authority, shall not be deemed employees

of the authority.

2. If the authority shall determine that one or more of its subsidiary

corporations should be in the form of a public benefit corporation, it

shall create each such public benefit corporation by executing and

filing with the secretary of state a certificate of incorporation, which

may be amended from time to time by filing, which shall set forth the

name of such public benefit subsidiary corporation, its duration, the

location of its principal office, and any or all of the purposes of

acquiring, owning, leasing, establishing, constructing, effectuating,

operating, maintaining, renovating, improving, extending or repairing

one or more facilities of the authority. Each such public benefit

subsidiary corporation shall be a body politic and corporate and shall

have all those powers vested in the authority by the provisions of this

article which the authority shall determine to include in its

certificate of incorporation except the power to contract indebtedness.

3. Notwithstanding any other provision of law, the authority may elect

to maintain consolidated records of account for itself and its

subsidiary corporations and to report on a consolidated basis with

regard to the moneys and activities of the authority and its subsidiary

corporations, and the authority shall not be required to keep separate

records of account for or to report separately with regard to moneys or

activities of any of its subsidiary corporations or of the authority

itself apart from its subsidiary corporations or with regard to

transfers of property or services between the authority and its

subsidiary corporations or between said subsidiary corporations.

4. Notwithstanding section one hundred thirteen of the retirement and

social security law or any other general, special or local law, the

authority or its subsidiary created pursuant to the provisions of this

subdivision, shall continue to provide to persons in its employ who were

employed by public transportation facilities heretofore acquired by the

authority or who have been employed by the authority, the city of Utica

or the Utica transit commission prior to and after May twentieth,

nineteen hundred seventy, any retirement, disability, death or other

benefits provided or required pursuant to any agreement, including an

agreement with a labor union of which its employees are members, and the

authority or its subsidiary created pursuant to this section, is hereby

authorized to retroactively or in the future to make such contributions

as may be necessary to provide such benefits pursuant to the provisions

of chapter one thousand thirty-eight of the laws of nineteen hundred

seventy, and any and all payments heretofore made by the authority in

compliance with the terms of any contract between the authority or its

predecessors in title, and the Amalgamated Association of Street,

Electric and Motor Coach Employees of America, Division 582 of Utica,

New York, including the trust agreement between said Division 582 and

the Oneida National Bank & Trust Company of Utica, New York, as trustee,

originally dated December thirtieth, nineteen hundred fifty-seven, and

subsequent amendatory agreements thereof, shall be and hereby are

ratified and confirmed.

5. Whenever any state, political subdivision, municipality,

commission, agency, officer, department, board, division or person is

authorized and empowered for any of the purposes of this article to

cooperate and enter into agreements with the authority, such state,

political subdivision, municipality, commission, agency, officer,

department, board, division or person shall have the same authorization

and power for any of such purposes to cooperate and enter into

agreements with a subsidiary corporation of the authority.

2. The Utica transit authority shall file in the office of the

commissioner annual reports which shall be open to public inspection.

Such reports shall include, in addition to any information which the

commissioner may require, a statement with respect to each completed

municipal project owned or operated by the Utica transit authority the

following data:

(a) Cost breakdown of real property acquired for the project;

(b) Cost breakdown in appropriate units of facilities acquired for the

project;

(c) Operating revenues;

(d) Operating expenses;

(e) Number or estimated number of persons utilizing the project

facility.

§ 44 — Officers and employees; compensation and expenses

Officers and employees; compensation and expenses. 1. When the

office of the first chairman of the mass transportation authority

becomes vacant, the authority shall select a chairman from among its

members. The Utica transit authority shall select from among its

members, a vice-chairman, and it may employ a general manager, a

secretary, technical experts and such other officers, agents, and

employees as it may require and determine their qualifications, duties

and, subject to the approval of the Board of Estimate and Apportionment

fix their compensation. The Utica transit authority may call upon the

chief law officer of any municipality or municipalities for such legal

services as it may require and it shall reimburse the municipality for

the cost of such services, or it may employ its own counsel and legal

staff. This section shall not be construed to prevent the Utica transit

authority from engaging by contract planning, architectural, engineering

or other professional or consultant services in the execution of a

project.

2. The Utica transit authority may delegate to one or more of its

agents or employees such powers or duties as it may deem proper.

3. A member of the Utica transit authority may be compensated at a

rate to be determined by the Board of Estimate and Apportionment of the

city of Utica and in addition shall be entitled to the necessary

expenses including traveling expenses incurred in the discharge of his

duties.

4. Every officer, agent or employee of the Utica transit authority who

shall sign the receipt upon the payroll of the authority as having

received the amount therein mentioned in full payment for services

rendered by him for the entire time specified in such payroll, or, in

the event no payroll receipt is required by the authority, shall endorse

a check in the amount shown upon such payroll and receive payment

thereof, shall be deemed to have made an accord and satisfaction of all

claims against the authority for wages, salary or other compensation due

to such person from the authority for the period covered by such

payroll, unless at the time of signing such payroll or endorsing such

check the person receiving such wages or salary shall write legibly on

the payroll in connection with his receipt or on such check in

connection with his endorsement that the amount received is received

under protest, and unless such protest is so written upon such payroll

or check, no recovery shall be had against the authority upon any

further claim for wages, salaries or other compensation for the period

of time covered by such payroll.

§ 45 — Vacancies and removals

Vacancies and removals. A vacancy occurring other then by reason

of the expiration of the term of a member of the Utica transit authority

shall be filled for the unexpired term. The governing body of the

municipality or when two or more municipalities are acting jointly, the

governing bodies thereof jointly may remove a member of the Utica

transit authority for inefficiency, neglect of duty, or misconduct in

office but only after the member shall have been given a copy of the

charges against him and an opportunity to be heard in person or by

counsel in his own defense at a public hearing. In the event of removal,

the governing body of such municipality or the governing bodies of such

municipalities, as the case may be, shall file with the commissioner a

record of the proceedings together with a copy of the charges made

against the members and its findings thereon, pending the determination

of charges against a member, the governing body of such municipality or

the governing bodies of such municipalities, as the case may be, may

suspend him from office.

§ 46 — Non-liability of authority members

Non-liability of authority members. No personal liability or

accountability shall attach to any member of the Utica transit authority

or to any person executing bonds of such authority by reason of the

execution or issuance thereof.

§ 47 — Disqualification of members and employees

Disqualification of members and employees. No member or employee

of the Utica transit authority should have any interest, financial or

otherwise, direct or indirect, or engage in any business or transaction

or professional activity or incur any obligation of any nature, which is

in substantial conflict with the proper discharge of his duties, in the

public interest. If any member or employee of the Utica transit

authority owns or controls an interest, financial or otherwise, direct

or indirect, in any property included in any project, which was acquired

prior to his appointment or employment, he shall disclose such interest

and the date of acquisition thereof in writing to the Utica transit

authority prior to such appointment and such disclosure shall be entered

upon the minutes of the Utica transit authority.

§ 48 — Not within jurisdiction of public service commission

Not within jurisdiction of public service commission. The

acquisition, construction, reconstruction or improvement of any omnibus

transportation capital project by the Utica transit authority pursuant

to this article shall not be subject to the jurisdiction of the public

service commission except as provided in sections sixty-eight,

sixty-nine, sixty-nine-a, sixty-nine-b, sixty-nine-c and sixty-nine-d of

the transportation corporations law.

§ 49 — Plans for proposed municipal projects; statement of project costs

Plans for proposed municipal projects; statement of project

costs. The Utica transit authority shall file with the commissioner a

copy of each proposed municipal project embodying the plans,

specifications, estimated costs and proposed method of financing. Any

change made in a municipal project shall be filed with the commissioner

by the Utica transit authority. With reasonable promptness after each

municipal project shall have been completed and from time to time prior

to completion upon request of the commissioner, the Utica transit

authority shall file with the commissioner a detailed statement of the

cost thereof. All records and financial documents shall be subject to

audit by the commissioner and the state comptroller. Upon receipt of a

copy of a proposed state project, or of any proposed changes therein,

the commissioner may transmit his criticisms and suggestions with

reasonable promptness to the Utica transit authority. No change in a

state project may be made by the Utica transit authority without the

approval of the commissioner and the state comptroller.

§ 50 — Statewide transportation planning

Statewide transportation planning. Project coordination with

statewide transportation plan. Upon review of a proposed municipal

project submitted to the commissioner under section forty-nine herein,

the commissioner may transmit, within a reasonably prompt time, advisory

comments to the Utica transit authority with regard to such project's

being a part of or consistent with a statewide comprehensive master plan

for transportation promulgated by him and approved by the governor upon

the recommendation of the department of state or, in the absence of any

such statewide plan, any other recognized long-range regional

transportation plan approved by the commissioner or, in the absence of

any such regional plan, sound transportation development policy and

planning concept. If the commissioner finds such a project to be in

conflict with such statewide plan, regional plan or transportation

development policy and planning concept, the Utica transit authority

shall before undertaking such project, upon the request of the

commissioner, state in writing to the commissioner its reasons for

undertaking the project notwithstanding such conflict. In no event,

however, shall the Utica transit authority submit to the United States

or to the State of New York, or any agency or instrumentality of them,

an application for a federal or state project unless the application

shall have been first approved by the commissioner as being part of or

consistent with such statewide plan, regional plan or transportation

development policy and planning concept.

§ 51 — Comprehensive regional planning

Comprehensive regional planning. Project coordination with

comprehensive regional planning. Prior to undertaking a municipal

project, the Utica transit authority shall comply with the provisions of

this section.

Where a proposed municipal project is to be located in whole or in

part, within the jurisdiction of a multi-county regional planning board

which has adopted a regional comprehensive plan, the Utica transit

authority proposing such project shall submit a description of the

project to such regional planning board. Such regional planning board

shall advise the Utica transit authority within fifteen days of the date

of such submission as to whether or not the proposed project has a

significant regional impact. If the regional planning board determines

that the proposed project does not have a significant regional impact,

it shall certify that it is not in substantial conflict with the board's

regional comprehensive plan. If the proposed project is determined to

have a significant regional impact, the regional planning board shall

determine, within thirty days from date of the submission of the project

description, whether or not it is in substantial conflict with its

regional comprehensive plan. In making such determination, the regional

planning board may also consider whether the proposed project is

properly coordinated with other exisiting or proposed projects within

the region. If the regional planning board determines that such project

might be in substantial conflict with its regional comprehensive plan,

the regional planning board may issue an order to the Utica transit

authority directing that such authority not undertake or continue such

project for an additional period of forty-five days immediately

following such thirty day period. During such additional forty-five day

period, the regional planning board shall further review the project and

shall hold a public hearing concerning such project. On or before the

conclusion of such forty-five day period and after the public hearing,

the regional planning board shall determine whether or not such project

is in substantial conflict with its regional comprehensive plan, and

report its determination to the Utica transit authority sponsoring such

project, to the commissioner of transportation, to any other public

agency having the power of review or approval of such project, and in a

manner conducive to the wide dissemination of such determinations, to

the public. If the regional planning board determines that the proposed

project is in substantial conflict with its regional comprehensive plan,

the Utica transit authority shall before undertaking such project state

in writing to the regional board its reasons for undertaking the project

notwithstanding such determination of substantial conflict.

Regional planning boards may adopt rules and regulations establishing

standards and procedures, consistent with this section, for the review

of projects hereunder, and which may exclude specified kinds of projects

from such review. Such procedures may contain provisions allowing for

informal discussion of preliminary and informal plans for a project

subject to review and for preliminary approval or recommendations by the

board with respect to the project. Before adopting such rules and

regulations, the regional planning board shall consult with the

department of state, which may make recommendations concerning such

standards and procedures.

In the event a proposed project is to be located, in whole or in part,

in an area not within the jurisdiction of a multi-county regional

planning board which has adopted a comprehensive regional plan, the

functions, powers and duties conferred in this section upon such a

regional planning board shall apply to the county planning board or

boards of any county wherein such project is to be located, in whole or

in part, if such county planning board has adopted a comprehensive

master plan. In the event there is no such county planning board which

had adopted a comprehensive master plan, such functions, powers and

duties may be carried out by the department of state.

The regional comprehensive plan referred to under this section shall

embody the policy recommendations of the regional planning board for the

comprehensive development of the region, and shall include statements of

policies, goals and objectives. Before such regional comprehensive plan

is adopted by the regional planning board, it shall be certified to by

the secretary of state as being adequate for the review purposes of this

section. The comprehensive master plan of a county referred to under

this section shall embody the same elements as herein prescribed with

respect to a regional comprehensive plan, and shall similarly be

certified to by the secretary of state.

§ 52 — Construction contracts, cancellation of contracts, disqualification to contract with mass transportation authority, statement of non-coll...

Construction contracts, cancellation of contracts,

disqualification to contract with mass transportation authority,

statement of non-collusion in bids on proposals. 1. Contracts of the

Utica transit authority for construction, alteration, renovation,

demolition, excavation or for purchase of materials or supplies shall be

in such form and contain provisions as may be deemed advisable by the

Utica transit authority. All such contracts in excess of ten thousand

dollars shall be made on sealed bids, in compliance with a public notice

advertised at least once, not less than twenty days before the date set

for the receipt of bids, in the official publication of the municipality

in which the main office of the Utica transit authority is located or if

no such official publication exists, in a newspaper circulating in the

municipality. If the Utica transit authority shall deem it to its best

interest or necessary or desirable to effectuate the purposes of this

article or the economy and efficiency in construction and operation of a

project, the Utica transit authority by majority vote of its members may

either reject all bids or readvertise for bids or by unanimous vote of

its members may accept a bid other than the lowest bid. In any such

contract there may be inserted in the discretion of the Utica transit

authority, a provision that additional work may be done or materials and

supplies furnished or that work or materials may be omitted for the

purpose of completing such contract in accordance with any changes,

omissions or additions in the specifications of any such contract. Each

contract shall provide that in the case of default by the contractor the

Utica transit authority may adopt on behalf of the authority all

subcontracts made by such contractor and all such subcontractors shall

be bound by such adoption if made, and the authority may relet, with or

without public advertisement, the work specified in the original

contract, exclusive of so much thereof as shall be provided in any

subcontracts so adopted. The Utica transit authority may make rules and

regulations governing the qualifications of bidders, the submission of

combined bids by two or more contractors, the award and execution of the

contract, security, if any, for execution and performance of the

contract, and any other matters relating to the contract. The bidding

may be restricted to those who shall have qualified prior to the receipt

of bids according to standards fixed by the Utica transit authority,

provided that notice or notices for the submission of qualifications

shall be published in the official publication of the municipality in

which the main office of the Utica transit authority is located, or if

no such official publication exists, in a newspaper circulating in the

municipality, at least once, not less than ten days prior to the date

fixed for the filing of qualifications. Nothing in this section shall be

construed to limit the power of the Utica transit authority to carry out

a project or any part thereof directly by the officers, agencies and

employees of the Utica transit authority, or by any government, or to

purchase or acquire materials or supplies through the purchasing

officer, department or agency of a government.

2. A clause shall be inserted in all specifications or contracts

hereafter made or awarded by the Utica transit authority or by any

official of the Utica transit authority, for work or services performed

or to be performed or goods sold or to be sold, to provide that upon the

refusal by a person who directly or indirectly derives a monetary

benefit which is traceable to such a specification or contract, when

called before a grand jury to testify concerning any transaction or

contract had with the state or of any political subdivision thereof, a

public authority, a mass transportation authority or with any public

department, agency or official of the state or of any political

subdivision thereof or of any public authority or of a mass

transportation authority or subcontract thereunder, to sign a waiver of

immunity against subsequent criminal prosecution or to answer any

relevant question concerning such transaction, contract or subcontract.

(a) Such person and any firm, partnership or corporation of which he

is a member, partner, director or officer, shall be disqualified from

thereafter selling to or submitting bids to or receiving awards from or

entering into any contracts with the Utica transit authority or official

thereof or any subcontract thereunder, or sub-contracting with any

person, firm, partnership or corporation who or which has entered into

any such contract or contracts, in relation to such contract or

contracts, for goods, work or services, for a period of five years after

such refusal. No person, firm, partnership or corporation who or which

has entered into any contract or contracts with the state, or any

political subdivision thereof, a public authority, a mass transportation

authority, or with any public department, agency or official of the

state or any political subdivision thereof or of any public authority,

or of a mass transportation authority, for goods, work or services,

shall enter into a subcontract thereon with any person, firm or

corporation which is disqualified to contract as provided herein. Such

clause shall also provide that

(b) Any and all contracts made with the Utica transit authority or

official thereof or any subcontract thereunder, since the effective date

of this law, by such person and by any firm, partnership or corporation

of which he is a member, partner, director or officer may be cancelled

or terminated by the Utica transit authority without incurring any

penalty or damages on account of such cancellation or termination, but

any moneys owing by the Utica transit authority or by a contractor or

subcontractor thereunder for goods delivered or work done prior to the

cancellation or termination shall be paid.

3. (a) Any person who, when called before a grand jury to testify

concerning any transaction or contract had with the state, any political

subdivision thereof, a public authority, a mass transportation authority

or with a public department, agency or official of the state or of any

political subdivision thereof or of a public authority or of a mass

transportation authority, refuses to sign a waiver of immunity against

subsequent criminal prosecution or to answer any relevant question

concerning such transaction or contract, and any firm, partnership or

corporation of which he is a member, partner, director or officer shall

be disqualified from thereafter selling to or submitting bids to or

receiving awards from or entering into any contracts with any mass

transportation authority or any official of any mass transportation

authority created by the state or any political subdivision, or

sub-contracting with any person, firm, partnership or corporation who or

which has entered into any such contract or contracts, in relation to

such contract or contracts, for goods, work or services, for a period of

five years after such refusal or until a disqualification shall be

removed pursuant to the applicable provisions of law. No person, firm,

partnership or corporation who or which has entered into any contract or

contracts with the state, or any political subdivision thereof, a public

authority, a mass transportation authority, or with any public

department, agency or official of the state or any political subdivision

thereof or of any public authority, or of a mass transportation

authority, for goods, work or services, shall enter into a subcontract

thereon with any person, firm or corporation which is disqualified to

contract as provided herein.

(b) It shall be the duty of the officer conducting the investigation

before the grand jury before which the refusal occurs to send notice of

such refusal, together with the names of any firm, partnership or

corporation of which the person so refusing is known to be a member,

partner, officer or director, to the commissioner of transportation of

the state of New York and the appropriate departments, agencies and

officials of the state, political subdivisions thereof or public

authorities with whom the person so refusing and any firm, partnership

or corporation of which he is a member, partner, director or officer, is

known to have a contract.

4. (a) Any firm, partnership or corporation which has become subject

to the cancellation or termination of a contract or subcontract or

disqualification to contract or subcontract on account of the refusal of

a member, partner, director or officer thereof to waive immunity when

called to testify, as provided in subdivisions two and three of this

section, may, upon ten days' notice to the attorney general and to the

officer who conducted the investigation before the grand jury in which

the refusal occurred, make an application at a special term of the

supreme court held within the judicial district in which the refusal

occurred for an order discontinuing the disqualification. Such

application shall be in the form of a petition setting forth grounds,

including that the cooperation by petitioner with the grand jury at the

time of the refusal was such, and the amount and degree of control and

financial interest, if any, in the petitioning firm, partnership or

corporation by the member, partner, officer or director who refused to

waive immunity is such that it will not be in the public interest to

cancel or terminate petitioner's contracts or subcontracts or to

continue the disqualification, as provided in subdivisions two and three

of this section.

A copy of the petition and accompanying papers shall be served with

the notices to be given pursuant to this subdivision.

(b) Upon the filing of such petition the court may stay as to

petitioner, pending a decision upon the petition, the cancellation or

termination of any contracts or subcontracts resulting from such refusal

upon such terms as to notice or otherwise as may be just.

(c) At least two days prior to the return day, the officer who

conducted the investigation before the grand jury and the attorney

general may file answers to the petition or apply for an order

dismissing the petition as a matter of law. On or before the return day

the petitioner may file a reply to the answer.

(d) Upon the return day the court may, upon the petition and answer

and other papers filed, forthwith render such final order as the case

requires, or if a triable issue of fact is duly raised, it shall

forthwith be tried before a court sitting without a jury or before a

referee. The provisions of statute or rule governing references in an

action shall apply to a reference under this subdivision.

(e) The court shall render a final order dismissing the petition on

the merits or discontinuing the disqualification upon the ground that

the public interest would be served by its discontinuance, and granting

such other relief as to the cancellation or termination of contracts or

subcontracts as may be appropriate, but without costs to petitioner.

5. (a) Every bid or proposal hereafter made to a mass transportation

authority where competitive bidding is required by statute, rule or

regulation, for work or services performed or to be performed or goods

sold or to be sold shall contain the following statement subscribed by

the bidder and affirmed by such bidder as true under the penalties of

perjury: Non-collusive bidding certification.

(1) By submission of this bid, each bidder and each person signing on

behalf of any bidder certifies, and in the case of a joint bid each

party thereto certifies as to its own organization, under penalty of

perjury, that to the best of his knowledge and belief:

(i) The prices in this bid have been arrived at independently without

collusion, consultation, communication, or agreement, for the purpose of

restricting competition, as to any matter relating to such prices with

any other bidder or with any competitor;

(ii) Unless otherwise required by law, the prices which have been

quoted in this bid have not been knowingly disclosed by the bidder and

will not knowingly be disclosed by the bidder prior to opening, directly

or indirectly, to any other bidder or to any competitor; and

(iii) No attempt has been made or will be made by the bidder to induce

any other person, partnership or corporation to submit or not to submit

a bid for the purpose of restricting competition.

(2) A bid shall not be considered for award nor shall any award be

made where (1) (i) (ii) and (iii) above have not been complied with;

provided however, that if in any case the bidder cannot make the

foregoing certification, the bidder shall so state and shall furnish

with the bid a signed statement which sets forth in detail the reasons

therefor. Where (1) (i) (ii) and (iii) above have not been complied

with, the bid shall not be considered for award nor shall any award be

made unless the Utica transit authority to which the bid is made

determines that such disclosure was not made for the purpose of

restricting competition.

The fact that a bidder (a) has published price lists, rates, or

tariffs covering items being procured, (b) has informed prospective

customers of proposed or pending publication of new or revised price

lists for such items, or (c) has sold the same items to other customers

at the same prices being bid, does not constitute, without more, a

disclosure within the meaning of paragraph (a) of this subdivision.

(b) Any bid hereafter made to the Utica transit authority by a

corporate bidder for work or services performed or to be performed or

goods sold or to be sold, where competitive bidding is required by

statute, rule, regulation, or local law, and where such bid contains the

certification referred to in paragraph (a) of this subdivision, shall be

deemed to have been authorized by the board of directors of the bidder,

and such authorization shall be deemed to include the signing and

submission of the bid and the inclusion therein of the certificate as to

non-collusion as the act and deed of the corporation.

§ 53 — Financial assistance from and cooperation with the state and federal governments

Financial assistance from and cooperation with the state and

federal governments. The Utica transit authority is empowered to include

in agreements with the state and/or federal governments provisions that

such government or governments shall have the right to approve in

advance of execution all contracts entered into by the authortiy and to

supervise and approve the construction, maintenance and operation of any

project to which such government or governments may render any

assistance, and subject to the restrictions contained in this article,

any other terms, covenants and provisions which the Utica transit

authority may deem necessary or appropriate.

§ 54 — Bonds

Bonds. 1. The Utica transit authority shall have the power, and

is hereby authorized, from time to time to borrow money and issue bonds

in such amounts and upon such terms as it may deem advisable for any of

the purposes of this article. Bonds, except those for the acquisition of

any omnibus for the acquisition, construction, reconstruction or

improvement of any omnibus capital facility and any capital equipment

used in connection therewith may be issued for periods not exceeding

thirty years and for a period not exceeding the probable life of a

municipal project which said period shall be calculated from the date of

the bonds. Bonds for the acquisition of any omnibus may be issued for

periods not exceeding ten years and for a period not exceeding the

probable life of such equipment which said periods shall be calculated

from the date of the bonds. The Utica transit authority shall also have

power to issue refunding bonds for the purpose of paying or retiring

bonds previously issued by it but no such refunding bonds shall mature

later than the expiration of the maximum period permitted by this

subdivision at the time of the issuance of the bonds to be refunded for

the municipal project for which such bonds were issued. Such period

shall be construed to commence from the date of issuance of the bonds to

be refunded.

2. The Utica transit authority is authorized to issue, whenever it may

deem it necessary to do so, notes at a rate of interest not exceeding

seven and one-half per cent per annum in anticipation of the sale of

bonds. Such notes shall mature within a period not to exceed one year

from the date of their issue but may be made subject to the right of

earlier payment. The proceeds of the sale of such notes shall be used

only for the purposes for which may be used the proceeds of the sale of

bonds. Any such notes may be renewed or may be refunded through the sale

of similar notes but no such renewal or refunding notes shall be issued

after the sale of bonds. Such notes, renewal notes or refunding notes

shall not mature beyond one year after completion of the municipal

project. Except as may be provided otherwise in this article, the Utica

transit authority shall have the same powers in connection with the

issuance and securing the payment of its notes as it has in connection

with the issuance and securing payment of its bonds.

3. The Utica transit authority may issue its interim certificates, or

other temporary obligations, to the purchaser of bonds pending the

authorization, preparation, execution or delivery of definitive bonds.

Such interim certificates, or other temporary obligations, shall be in

such form, contain such terms, conditions and provisions, bear such date

or dates, and evidence such agreements relating to their discharge or

payment or to the delivery of definitive bonds as the authority may by

resolution determine.

§ 55 — Provisions of bonds

Provisions of bonds. Bonds of the Utica transit authority shall

be authorized by its resolution and may be issued singly or in one or

more series, and shall bear such date or dates, mature at such time or

times, bear interest at such rate or rates, not exceeding seven per cent

per annum, be in such denomination or denominations, interchangeable or

otherwise, be in such form, either coupon or registered, carry such

conversion or registration privileges, have such rank or priority, be

executed in such manner with or without authentication, and be subject

to such terms of redemption with or without premium, and be secured in

such manner, as such resolution may provide. The bonds may be sold by

the authority at public or private sale at such price or prices as the

Utica transit authority may determine.

§ 56 — Negotiability of bonds

Negotiability of bonds. Whether or not any bonds, interim

certificates or other obligations of the Utica transit authority issued

pursuant to this article are of such form and character as to be

negotiable instruments under article eight of the uniform commercial

code, such bonds, interim certificates or other obligations shall be and

are hereby made negotiable instruments within the meaning of and for all

the purposes of article eight of the uniform commercial code, unless

such bonds, interim certificates or other obligations expressly provide

otherwise.

§ 57 — Signature on bonds

Signature on bonds. In case any of the members or officers of

the Utica transit authority whose signatures appear on any bonds or

coupons shall cease to be such members or officers before the delivery

of such bonds, such signatures shall, nevertheless, be valid and

sufficient for all purposes, the same as if they had remained in office

until such delivery.

§ 58 — Repurchase of bonds

Repurchase of bonds. The Utica transit authority shall have

power to purchase any bonds issued by it for the purpose of retirement

or investment. The Utica transit authority shall not purchase such

bonds at a price in excess of the face value thereof plus a premium of

four per cent. All bonds purchased for the purpose of retirement shall

be cancelled.

§ 59 — Suit on bonds

Suit on bonds. In any suit, action or proceeding upon any bond

of the Utica transit authority or the security therefor, any such bond

reciting in substance that it has been issued by such an authority to

aid in financing a municipal project to provide omnibus transportation

facilities pursuant to the procedure required in this article shall be

conclusively deemed to have been issued for a municipal project of such

character and pursuant to such procedure.

§ 60 — Bond covenants

Bond covenants. 1. In connection with the issuance of bonds or

the incurring of an obligation, and to secure the payment of such bonds

or obligations, the Utica transit authority, in addition to its other

powers, may:

(a) Pledge, covenant to pledge or covenant against pledging, all or

any part of its rents, fares, fees, revenues, subsidies, gifts, grants

or other moneys received or to be received to which its right then

exists or may thereafter come into existence; covenant against

permitting or suffering any lien thereon; it is the intention hereof

that any pledge of revenues or other moneys made by the Utica transit

authority shall be valid and binding from the time when the pledge is

made, that revenues or other moneys so pledged and thereafter received

by the Utica transit authority shall immediately be subject to the lien

of such pledge without any physical delivery thereof or further act and

that the lien of any such pledge shall be valid and binding as against

all parties having claims of any kind in tort, contract or otherwise

against the Utica transit authority, irrespective of whether such

parties have notice thereof;

(b) Mortgage, covenant to mortgage or covenant against mortgaging, all

or any part of its property, real or personal, then owned or thereafter

acquired; covenant against permitting or suffering any lien thereon;

(c) Covenant with respect to limitations on its right to sell, lease,

or otherwise dispose of any municipal project or part thereof;

(d) Covenant as to the bonds to be issued and as to the issuance of

such bonds in escrow or otherwise, and as to the use and disposition of

the proceeds thereof; provide for the replacement of lost, destroyed or

mutilated bonds;

(e) Covenant as to what other or additional debts may be incurred by

it;

(f) Covenant that the Utica transit authority warrants the title to

the premises;

(g) Covenant as to the rents, fares and fees to be charged, the amount

to be raised each year or other period of time by rents, fares, fees and

other revenues, and as to the use and disposition to be made thereof;

(h) Covenant as to the use of any or all of its property, real or

personal;

(i) Create or authorize the creation of special funds segregating (1)

the proceeds of any grants, subsidies or contributions; (2) all the

rents, fares, fees and revenues of any municipal project or projects;

(3) any moneys held for the payment of the costs of operation and

maintenance of municipal projects, or as a reserve for the meeting of

contingencies in the operation and maintenance thereof; (4) any moneys

held for the payment of the principal of and interest on its bonds or

the sums due under its leases or as a reserve for such payments; and (5)

any moneys held for any other reserves or contingencies; and covenant as

to the use and disposal of the moneys held in such funds;

(j) Redeem the bonds and covenant for their redemption, and provide

the terms and conditions thereof;

(k) Covenant against extending the time for the payment of its bonds

or interest thereon;

(l) Prescribe the procedure, if any, by which the terms of any

contract with bondholders may be amended or abrogated, the amount of

bonds the holders of which must consent thereto, and the manner in which

such consent may be given;

(m) Covenant as to the maintenance of its property, the replacement

thereof, the insurance to be carried thereon, and the use and

disposition of insurance moneys;

(n) Vest in an obligee, in the event of a default by the Utica transit

authority the right to cure any such default and to advance any moneys

necessary for such purpose, and covenant that the money so advanced by

an additional obligation of such authority with such interest, security

and priority as may be provided in any resolutions, trust indenture,

mortgage, lease or contract;

(o) Covenant and prescribe as to the events of default and terms and

conditions upon which any or all of its bonds shall become or may be

declared due before maturity, and as to the terms and conditions upon

which such declaration and its consequences may be waived;

(p) Covenant as to the rights, liabilities, powers and duties arising

upon the breach by it of any covenant, condition or obligation;

(q) Covenant to surrender possession of a municipal project or

projects or parts thereof upon the happening of an event of default; and

vest in an obligee the right, upon such default, without judicial

proceedings, to take possession and use, operate, manage, and control

such projects or any part thereof, and to collect and receive rents,

fares, fees and revenues arising therefrom in the same manner as such

authority itself might do, and to dispose of the moneys collected in

accordance with the agreement of such obligee with the Utica transit

authority;

(r) Vest in a trustee or trustees the right to enforce any covenant to

secure, or pay the bonds, or otherwise relating to such bonds; provide

for the powers, duties and limitations of liabilities of such trustee or

trustees, or the holders of bonds, or any proportion of them, may

enforce any such covenant;

(s) Vest in a trustee or in other obligee the right, upon any

happening of an event of default, to foreclose through judicial

proceedings or through the exercise of a power of sale without judicial

proceedings, any mortgage as to all or such part or parts of the

property covered thereby as such trustee or other obligee shall elect;

the institution, prosecution and conclusion of any such foreclosure

proceedings or the sale of any such parts of the mortgaged property

shall not affect in any manner or to any extent the lien of the mortgage

on the parts of the mortgaged property not included in such proceedings

or not sold as aforesaid;

(t) Make such other covenants and do any and all such acts and things

as may be necessary or convenient or desirable in order to secure its

bonds or make them more marketable, not withstanding that such

covenants, acts or things may not be enumerated herein; execute all

instruments necessary or convenient in the exercise of the powers herein

granted, or in the performance of its covenants or duties, which may

contain such covenants and provisions, in addition to those above

specified, as the purchaser of the bonds of an authority may require.

2. In case of conflict between this section and article nine of the

uniform commercial code, this section shall control.

§ 61 — Bonds and notes as legal investments

Bonds and notes as legal investments. The bonds and notes of the

Utica transit authority are hereby made securities in which all public

officers and bodies of the state and all municipalities and municipal

subdivisions thereof, all insurance companies and associations and other

persons carrying on an insurance business, all banks, bankers, trust

companies, savings banks and savings associations, including savings and

loan associations, building and loan associations, investment companies

and other persons carrying on a banking business, all administrators,

guardians, executors, trustees and other fiduciaries, and all other

persons whatsoever who are now, or may hereafter be authorized to invest

in bonds or other obligations of the state, may properly and legally

invest funds, including capital, in their control or belonging to them.

Notwithstanding the provisions of any other general or special law to

the contrary, the bonds and notes are also hereby made securities which

may be deposited with and may be received by all public officers and

bodies of the state of New York and all municipalities and municipal

subdivisions thereof for any purpose for which the deposit of bonds or

other obligations of the state is now, or may hereafter be, authorized.

§ 62 — Remedies against the Utica transit authority

Remedies against the Utica transit authority. 1. In an action

or proceeding to foreclose a mortgage on property of the Utica transit

authority, the authority and all other necessary parties, shall be made

parties defendant and shall take such steps in said action as may be

necessary to protect the public interest therein and no costs shall be

awarded against them. Wherever under the instrument creating a lien a

notice of default in writing is required to be served upon the Utica

transit authority before the institution of a foreclosure action or

proceeding, a copy of such notice shall be served upon the chairman of

the authority at least five days before the institution of such

proceedings. At such a sale of the property of the mass transportation

authority pursuant to foreclosure or other proceedings, the municipality

or municipalities within whose territorial jurisdiction the property

exists may purchase the property affected; or such municipality or

municipalities may, prior to the institution of a foreclosure action or

proceeding, or during such action or proceeding make such payment or

take such other steps as may be necessary to cure any defaults that may

have occurred and such steps as may be necessary to protect the property

of the Utica transit authority and the public interest.

2. In the event that the Utica transit authority shall default in the

payment of principal of or interest on an issue of bonds after the same

shall become due, whether at maturity or upon call for redemption, and

such default shall continue for a period of thirty days, or, in the

event the authority shall fail or refuse to comply with the provisions

of this article or shall default in an agreement with the holders of an

issue of bonds then outstanding, the holders of twenty-five per cent of

the aggregate principal amount of the bonds of the issue then

outstanding by instrument or instruments filed in the office of the

clerk of the county in which the principal office of the Utica transit

authority is situated and proved or acknowledged in the same manner as a

deed to be recorded, may appoint a trustee to represent the holders of

the bonds for the purposes herein provided. Such trustee may declare all

the bonds due and payable, but before declaring the principal of the

bonds due and payable, he shall first give thirty days' notice in

writing to the authority, and, if all defaults shall be made good, then

with the consent of the holders of twenty-five per cent of the aggregate

principal amount of the bonds then outstanding, he shall annul the

declaration and its consequences. He shall, in addition to any powers

granted by this section, have and possess all of the powers necessary or

appropriate for the exercise of functions specifically set forth herein

or incident to the general representation of bondholders in the

enforcement and protection of their rights.

3. In addition to any other rights and remedies, but subject to such

limitations as may be made by contract, any obligee, lessor or

mortgagee, or any trustee or agent designated in the bonds of the Utica

transit authority or appointed as provided in paragraph two of this

section, or under a resolution, mortgage or indenture executed by the

Utica transit authority as security for its bonds may:

(a) bring suit upon the bonds of the Utica transit authority;

(b) by suit, action or special proceeding at law or in equity enforce

all rights of the bondholders, including the right to require the Utica

transit authority to collect revenues, rates, fares, fees, rentals and

other charges adequate to carry out any agreement as to, or pledge of,

such revenues, rates, fares, fees, rentals and other charges, and to

require the authority to carry out any other agreement with the

bondholders and to perform its duties under this article;

(c) by suit, action or special proceeding at law or in equity compel

the authority to perform each and every term, provision and covenant

contained in any agreement of the authority with an obligee, trustee,

mortgagee or lessor and require the performance of any or all such

covenants and agreements of the Utica transit authority and of the

duties imposed upon such authority by this article;

(d) by action or suit, enjoin any acts or things which may be unlawful

or in violation of the rights of such obligee, trustee, mortgagee, or

lessor;

(e) by suit, action or proceeding in any court of competent

jurisdiction compel possession of any project or any part thereof to be

surrendered to such obligee, trustee, mortgagee, or lessor having the

right to such possession under any agreement with the authority;

(f) by suit, action or proceeding in any court of competent

jurisdiction obtain the appointment of a receiver of any municipal

project of the mass transportation authority or any part thereof and of

the rents and profits therefrom. If such receiver be appointed, he may

enter and take possession of such project or any part or parts thereof

and operate and maintain the same, and collect and receive all fees,

rates, fares, rents, revenues, or other charges thereafter arising

therefrom in the same manner as the Utica transit authority itself might

do, and shall keep such moneys in a separate account or accounts and

apply the same in accordance with the obligations of the authority as

the court shall direct;

(g) by action or suit require the Utica transit authority to account

as if it were the trustee of an express trust.

4. The supreme court of the state shall have jurisdiction of a suit,

action or proceeding by a trustee on behalf of the bondholders. The

venue of the suit, action or proceeding shall be laid in the county in

which the principal office of the Utica transit authority is situated.

5. In a suit, action or proceeding by a trustee for the bond holders,

the fees, counsel fees and expenses of the trustee and of the receiver,

if any, shall constitute taxable disbursements and all costs and

disbursements allowed by the courts shall be a first charge on revenues,

rates, fares, fees, rentals and other charges derived from the municipal

project.

§ 62-a — Actions against authority

Actions against authority. Except in an action for wrongful

death, no action or special proceeding shall be prosecuted or maintained

against the authority, its members, officers, or employees for personal

injury or damage to real or personal property alleged to have been

sustained by reason of the negligence or wrongful act of the authority

or of any member, officer, agent or employee thereof, unless (i) a

notice of claim shall have been made and served upon the authority

within the time limit by and in compliance with section fifty-e of the

general municipal law, (ii) it shall appear by and as an allegation in

the complaint or moving papers that at least thirty days have elapsed

since the service of such notice and that adjustment or payment thereof

has been neglected or refused, and (iii) the action or special

proceeding shall be commenced within one year and ninety days after the

happening of the event upon which the claim is based. An action against

the authority for wrongful death shall be commenced in accordance with

the notice of claim and time limitation provisions of title eleven of

article nine of the public authorities law.

§ 63 — Liability of state or municipality

Liability of state or municipality. The bonds or other

obligations of the Utica transit authority shall not be a debt of the

state or a municipality and neither the state nor a municipality shall

be liable thereon nor shall the Utica transit authority have power in

any way to pledge the credit of the state or a municipality, nor shall

the transfer from the Utica transit authority to a municipality or the

vesting in a municipality of property theretofore belonging to the Utica

transit authority impose upon the municipality any obligations except

such as it may expressly assume.

§ 64 — Tax exemptions

Tax exemptions. 1. The Utica transit authority shall be exempt

from the payment of (a) any taxes or fees to the state or any

subdivision thereof, (b) any fees to any officer or employee of the

state or of any subdivision thereof, except where it is provided by or

pursuant to law that such officer or employee is personally entitled to

such fees as compensation for services rendered or performed by him in

his official capacity.

2. Bonds, mortgages, notes and other obligations of the Utica transit

authority are declared to be issued for a public purpose and to be

public instrumentalities and together with interest thereon, shall be

exempt from tax.

3. The property of the Utica transit authority shall be exempt from

all local and municipal taxes. The Utica transit authority may agree

with any municipality within the Utica transit authority's jurisdiction

that such municipality will (a) fix a sum which shall be paid to it

annually by the Utica transit authority in respect of each municipal

project; or (b) agree that the Utica transit authority shall not pay or

be liable to pay any sum whatsoever in respect of a municipal project or

projects for any year or years; or (c) agree with the Utica transit

authority upon the sum to be paid by the Utica transit authority for any

year or years in respect of a municipal project or projects, or accept

or agree to accept a fixed sum or other consideration in lieu of such

payment; provided, however, that the sum fixed, or agreed to be paid by

the Utica transit authority, for any year shall in no case exceed the

sum last levied as an annual tax upon the property included in such

project prior to the time of its acquisition by the Utica transit

authority.

§ 65 — Depositories of funds

Depositories of funds. In order to protect funds deposited by

the Utica transit authority all banks, bankers, trust companies or other

persons carrying on a banking business, organized under the laws of the

state, are authorized to give to the authority an undertaking with such

sureties as shall be approved by the Utica transit authority, faithfully

to keep and pay over upon the order of the Utica transit authority any

such deposits and agreed interest thereon, or in lieu of said sureties,

to deposit as collateral such securities and in such amounts as may be

agreed upon with the Utica transit authority pursuant to a collateral

deposit agreement in form and terms satisfactory to the Utica transit

authority. The collateral to be deposited shall consist of securities in

which savings banks may legally invest funds within their control.

§ 66 — Filing of by-laws, rules and regulations

Filing of by-laws, rules and regulations. 1. The Utica transit

authority shall file with the commissioner a copy of any by-laws, rules

and regulations and amendments thereto adopted by it from time to time.

No such by-laws, rules and regulations and amendments thereto shall be

effective until filed with the commissioner.

2. No rules and regulations, and amendments thereto, adopted by the

Utica transit authority from time to time, except such as relate to its

organization or internal management, shall be effective until filed in

the office of the department of state.

§ 67 — Dissolution

Dissolution. The Utica transit authority may apply to the

supreme court in any county within the Utica transit authority's

jurisdiction for an order dissolving such authority. The court thereupon

shall hold a hearing in open court after such notice of hearing as the

court may require. Upon a showing to the satisfaction of the court that

provision has been made for the payment or satisfaction of all of the

outstanding obligations of the Utica transit authority and for the

necessary expenses for the liquidation thereof, the court may order that

the Utica transit authority be dissolved. The court shall also provide

for disposition of the property of the Utica transit authority.

§ 68 — Disposal of records

Disposal of records. 1. Notwithstanding the provisions of any

general, special or local law, the Utica transit authority or officer or

employee thereof is hereby empowered to destroy, sell or otherwise

dispose of any book, paper, map photograph, microphotograph or other

record regardless of its physical form or characteristic, which has been

made, acquired, or received or is now in its custody and which the Utica

transit authority determines no longer has sufficient administrative,

legal, fiscal, research or historical value to warrant its continued

retention and preservation, provided the Utica transit authority

authorizes such destruction, sale or other disposition.

2. The provisions of this section shall not apply to the following

records of the Utica transit authority unless copies for retention are

reproduced as provided in section sixty-nine of this article:

(a) The official copy of the minutes of the Utica transit authority

including appendices and attachments thereto.

(b) The official copy of any annual report of the Utica transit

authority to the commissioner.

(c) Records which have not been retained for such period of time as

may be required:

(1) by the federal government or any of its agencies;

(2) by rules and regulations of the state comptroller;

(3) by rules and regulations of the commissioner.

§ 69 — Reproduction of records

Reproduction of records. The Utica transit authority may cause

any paper, document or other record kept or recorded by it to be

recorded, copied or reproduced by any photographic, photostatic,

microfilm, microcard, miniature photographic or other process which

accurately reproduces or forms a durable medium for so reproducing the

original. Such reproduction, when satisfactorily identified, shall be

deemed to be an original for all purposes and is as admissible in

evidence as the original itself in any judicial or administrative

proceeding, and an enlargement or facsimile of such reproduction is

likewise admissible in evidence if the original reproduction is in

existence and available for inspection under direction of the court.

ARTICLE 2-E Special Parkways

§ 70 — Special parkways

Special parkways. 1. The department shall be responsible for and

shall have jurisdiction for the purposes of construction,

reconstruction, improvement and maintenance of the special parkways as

designated in this article, and for expediting the construction,

reconstruction and improvement of said special parkways to safe, modern

standards.

2. As used in this article, the term "special parkways" shall mean the

following roadways which are designated and set forth within the county

of Westchester:

(a) the Hutchinson river parkway from the New York city line to the

Connecticut line;

(b) the Saw Mill river parkway from the New York city line northerly

to interstate route six hundred eighty-four;

(c) the Cross County parkway connecting the Saw Mill river and

Hutchinson river parkways;

(d) the Taconic state parkway from the Kensico circle north to the

Westchester-Putnam line; and

(e) the Sprain Brook parkway from the Bronx river parkway at or about

Dewitt avenue at Bronxville northerly to a connection with the Taconic

state parkway at Hawthorne interchange.

3. Special parkways shall be constructed, reconstructed, improved,

operated and maintained by the department. Further, the commissioner of

transportation shall do all within his power to expeditiously secure

federal aid highway financing for such additional construction,

reconstruction and/or improvement of said special parkways as may be

needed. In the event federal-aid is to be utilized for such special

parkways, they may be constructed, reconstructed, improved, operated

and/or maintained subject to the provisions of federal-aid therefor.

Such special parkways shall be constructed, reconstructed, improved,

operated and/or maintained in accordance with all of the provisions of

the highway law applicable to state highways, including the acquisition,

management and disposition of property therefor, and according to such

designs and types as the commissioner may determine. All provisions of

the vehicle and traffic law applicable to state highways and not

inconsistent with this article shall be applicable to special parkways.

Such special parkways shall be operated and maintained by the department

to such standards of maintenance as the commissioner may determine.

§ 71 — Powers of commissioner

Powers of commissioner. In addition to all powers conferred by

other provisions of law, the commissioner with respect to special

parkways designated by this article shall have power:

1. Subject to the approval of the state comptroller to provide

procedures for the receipt, deposit and security of moneys collected

under authority of this article and to designate the agent or agents

which shall be empowered to carry out such procedures.

2. To make rules and regulations governing the use and safety

standards of the special parkway facilities, including the power to

lease property, regulate the use and operation of gasoline stations,

restaurants and other facilities for the public on or along the special

parkways. Any lease of property of the special parkways shall be subject

to the approval of the state director of the budget.

5. To limit or prohibit travel by types or classes of commercial

vehicles as may be required due to roadway design or safety

considerations, and to establish speed limits and standards of travel

safety on all such special parkways designated by this article.

6. To determine the points at which there shall be access from other

roads and highways to the special parkways designated by this article

and to determine points of egress from such special parkways, and to

otherwise act with respect to control of access along such special

parkways.

7. To dispose of, pursuant to the provisions of the highway law

applicable to state highways, any real property deemed by the

commissioner not to be necessary for the operation of special parkways,

or to otherwise, in whole or in part, hold, manage, sell or exchange

such property on terms beneficial to the state. However, any property

previously owned by Westchester county shall revert to the county when

such property is no longer necessary and utilized for the operations of

special parkways.

ARTICLE 2-F New York State Rural Public Transportation Coordination Assistance Program

§ 73-a — Short title

Short title. This article may be cited as the "rural public

transportation coordination assistance program".

§ 73-b — Legislative findings and purposes

Legislative findings and purposes. The legislature hereby

finds, determines, and declares that:

1. the inability of persons in rural areas to access public or private

transportation services often is detrimental to the public health,

safety and general welfare because such persons are thereby unable to

receive regular medical care and public services, do shopping,

participate in specialized recreation and education programs, and obtain

employment;

2. the number and proportion of persons without access to essential

transportation services in rural environs is alarmingly high and could

increase in the future, thereby further increasing the demand for

specialized transportation services in said areas;

3. added social burdens frequently fall upon state and local

governments because of involuntary isolation of individuals and families

in rural areas who are unable to obtain employment, public services,

health care, educational or other essential human services;

4. lack of a comprehensive state policy to promote the development of

coordinated public transportation services in the state's rural regions

has inhibited the formation of such services, thereby contributing to a

great disparity in the nature and levels of transportation services

available in said rural areas and the inefficient use of many existing

transportation resources;

5. such unique rural conditions as low population density, limitations

of size and resources and the general absence of private common carriers

call for more innovation and flexibility in the development of

coordinated public transportation services in rural environs, which

would include more intensive use of existing transportation services

that may now service a single clientele and are frequently

underutilized;

6. existing federal, state and local public transportation assistance

programs are of vital importance in providing mobility to persons in

rural areas of New York state, and increased coordination and more

intensive use of such programs would or could increase the

cost-effectiveness of these programs and enhance the availability of

transportation services to those individuals and families in need; and

7. the establishment of a rural public transportation coordination

assistance program would or could increase the mobility of individuals

and families in the state's rural regions and make available to those in

need more of the limited transportation resources that now exist.

8. the establishment of a rural transportation coordination assistance

program is intended to be in addition to existing programs and services

required of the department of transportation and this act shall in no

manner or means detract from the other services, resources and programs

now provided by such department.

§ 73-c — Definitions

Definitions. Whenever used in this article, the following

terms shall have the respective meanings:

1. "Department" shall mean the state department of transportation.

2. "Commissioner" shall mean the commissioner of transportation.

3. "Committee" shall refer to the New York state interagency

coordinating committee on rural public transportation as hereinafter set

forth.

4. "Transportation disadvantaged person" shall mean any person, who by

reason of physical, economic or other circumstances does not have access

to private personal transportation or is unable to use private personal

transportation, either permanently or temporarily such as frail,

elderly, physically or mentally handicapped, low-income, youth,

unemployed or underemployed, and other individuals who may need public

transportation services for gaining access to human or public services,

health care, educational, recreational, shopping or employment

opportunities. Identification of persons in this group shall not

preclude such persons from being considered "general public" in any

public transportation service criteria established pursuant to this

article.

5. "Public transportation service" shall mean a passenger

transportation service which, during its hours of operation, is

available on an equal opportunity basis to any person, without

preference for service availability, eligiblity or design being given to

any person or population sub-group because of age, gender, race,

national origin, creed or agency client status, and which is regularly

advertised and marketed as available to the general public. Nothing in

this article shall be deemed to mean that the transportation services

operated or provided by human or social service agencies solely for

their clients or programs constitute, in and of themselves, public

transportation services.

6-a. "Transportation provider" shall mean any public, private or

not-for-profit entity utilizing public funds to provide or contract for

public transportation services for the benefit of the general public or

specific client groups.

6-b. "Operator of passenger transportation service" shall mean the

municipal government or public transportation authority which assumes

full responsibility for the operation of the service or a common or

contract carrier under contract to said government or authority for the

purpose of assuming said responsibility.

7. a. "Coordinated transportation service" in a rural county shall

mean a passenger transportation service formed by the pooling or

sharing, by contract, of funds, facilities, vehicles, equipment and

other resources used for passenger transportation for the purpose of

improving the mobility of rural residents through increased service

levels, so that the coordinated service is under the direction and

control of a single operator of passenger transportation having the

authority for establishing the service's operating hours, routes,

schedules, dispatching and other operating features and when the

resulting transportation service serves more passengers for the same or

reduced amount of government expenditure than the previoulsy

uncoordinated services. A coordinated transportation service may include

an existing public transportation service operating within the rural

county. Nothing contained herein shall require a transportation provider

to contribute funds or services; current providers may participate in

whole or in part in the coordinated service.

b. "Coordinated public transportation service" shall mean a

coordinated transportation service which is predominately a public

transportation service as defined in this article. Such coordinated

public transportation service shall offer service to the general public

to at least the same extent and degree, in terms of service levels,

operating hours and geographic coverage, as service is offered for

clients of human service agency programs, and seeks to increase service

to transportation disadvantaged persons who do not receive

transportation from a human or social services agency program.

8. "Rural counties" shall mean those New York state counties having

populations of two hundred thousand or less.

9. "Services coordinator" shall mean the person, authority, agency or

corporation designated by resolution of a rural county's governing body

to undertake or oversee preparation and implementation of the rural

county's public transportation service plan in accordance with this

article. Such person, authority, agency or corporation shall be chosen

from among those who can fairly and equitably address the needs of all

transportation disadvantaged persons and the general public, without

preference to any one population sub-group or component of the

transportation disadvantaged population.

§ 73-d — Interagency coordinating committee on rural public transportation

Interagency coordinating committee on rural public

transportation. 1. There is hereby created a committee to be known as

the "interagency coordinating committee on rural public transportation",

to be comprised of nineteen members. The commissioner or his or her

designee shall serve as chairperson. Twelve of such members shall be the

following or his or her duly designated representative: the director of

the office for the aging; the commissioner of education; the

commissioner of labor; the commissioner of health; the commissioner of

the office of mental health; the commissioner of the office of addiction

services and supports; the commissioner of the office for people with

developmental disabilities; the commissioner of the office for temporary

and disability assistance; the executive director of the New York state

justice center for the protection of people with special needs;

secretary of state; the commissioner of agriculture and markets and the

commissioner of the office of children and family services. Six

additional members, five of whom shall be transportation providers or

consumers representing rural counties and one of whom shall be a

representative of a labor union affiliated with rural public

transportation systems receiving mass transportation operating

assistance pursuant to section eighteen-b of this chapter, shall be

appointed to serve a term of three years as follows: two by the

temporary president of the senate, two by the speaker of the assembly,

one by the minority leader of the senate, and one by the minority leader

of the assembly. Efforts shall be made to provide a broad representation

of consumers and providers of transportation services in rural counties

when making such appointments. Members of the committee shall receive no

salary. Any vacancies on the committee shall be filled in the manner

provided for in the initial appointment. Beginning January first, two

thousand twenty-two, the committee shall meet at least once every three

months and, beginning January first, two thousand twenty-four, the

committee shall meet at least once every four months.

The commissioner shall cause the department to provide staff

assistance necessary for the efficient and effective operation of the

committee.

2. The committee shall:

a. identify programs and the annual amounts and sources of funds from

such programs that are eligible to be used to support a coordinated

public transportation service, and the annual amounts and sources of

such funds that are actually used for client transportation or for

transportation of persons in connection with agency-affiliated programs

or services; such data shall be provided on a county basis;

b. identify restrictions on existing programs that inhibit funds from

such programs being used to pay for a coordinated public transportation

service in rural counties;

c. recommend changes in state or local laws or regulations that would

improve the coordination of funds, facilities, vehicles or equipment and

other resources used for transportation at the local level;

d. upon request, compile and forward to the commissioner any data or

other information required by this section;

e. conduct a study, in consultation with the department, of the

availability of public transportation services in rural counties. Such

study shall identify, examine and review the following: the efficiency,

effectiveness, quality and availability of public transportation

services in rural counties; the current and projected operating and

capital costs, revenues, subsidies, and ridership and service area data

of each public transportation system operating within rural counties;

the barriers and financial challenges to providing and operating public

transportation services in rural counties; and the demographics of the

populations which have, and those which lack, access to public

transportation services in rural counties. Such study shall include

findings and recommendations to expand the level and availability of

public transportation services in rural counties. On or before January

first, two thousand twenty-three, the committee shall deliver such study

to the governor, the temporary president of the senate, the speaker of

the assembly, and the chairs of the senate and assembly transportation

committees; and

f. beginning June first, two thousand twenty-four and on the same date

in each succeeding year, submit an annual report to the governor, the

temporary president of the senate, the speaker of the assembly, and the

chairs of the senate and assembly transportation committees on the level

and availability of public transportation services in rural counties.

§ 73-e — Rural public transportation coordination assistance program

Rural public transportation coordination assistance program.

1. Program established. There is hereby established a rural public

transportation coordination assistance program which shall:

a. enhance the access of people in rural counties to health care,

shopping, education, employment, public services and recreation services

and opportunities;

b. assist in the establishment, maintenance, development, improvement

and use of public transportation services in rural counties;

c. encourage and facilitate the most efficient and economical use of

all federal, state and local funds used to provide passenger

transportation in rural counties through the establishment of a

coordinated public transportation service in each county; and seek to

increase the productivity of existing programs used for transportation

by increasing the hours of vehicle operation and by expanding services

and service eligibility in such manner as to transport more persons,

especially those in need of transportation but who do not typically

receive transportation services;

d. provide for the participation of public and private for profit and

not-for-profit transportation providers, school districts and volunteers

in coordinated public transportation services in rural counties to the

maximum extent feasible.

2. Eligible expenses and services. The department shall, in

consultation with the interagency coordinating committee on rural public

transportation, define and determine the categories or types of expenses

or services that will be eligible for financial assistance. Public

transportation services funded under this article should be designed to

maximize usage by the public, including transportation disadvantaged

persons. Rail, air, water, freight, emergency medical, charter or tour

transportation services shall not be eligible for assistance provided by

this article. No payment of financial assistance under this section

shall be made for any expenses incurred by a rural county or its

subcontractors prior to the date it receives written notice from the

commissioner that it shall be awarded a grant under this article.

3. Technical assistance and transportation management services. The

department may, at the request of a services coordinator, provide

technical transportation assistance to said coordinator to help the

coordinator comply with program standards and guidelines issued by the

commissioner. Additionally, the department may arrange to sponsor

training programs which will enable services coordinators to perform the

duties required by this article. The department may furnish to and

periodically update for services coordinators information relating to

existing rural transportation services in the state. Such information

may include but not be limited to:

a. a brief description of the nature and scope of existing rural

public transportation services, including a listing of transportation

providers and services coordinators;

b. the identification of unique operating circumstances, and

innovative management or transportation services delivery techniques.

4. Transportation services coordination between counties and regions.

The department may identify and attempt to coordinate the use of

transportation services outside of individual rural counties and between

counties in order to enable persons to be transported outside a county

and or outside a region and the department may identify and promote the

intercounty use of transportation facilities.

5. Coordination of federal, state, local and private aid; report. The

department may compile and maintain current information on available and

pending federal, state, local and private aid affecting coordinated

public transportation services in rural counties. The department may

request and shall be entitled to receive information from state or local

agencies regarding the amount of federal, state and local aid received

by public and private nonprofit organizations providing or contracting

for transportation services and the purpose for which the aid is

received. The commissioner may, in consultation with the interagency

coordinating committee on rural public transportation, use the following

criteria to recommend policies to the governor and the legislature that

would or could promote compliance with the purposes of this subdivision:

a. elimination of duplicative and inefficient administrative costs,

policies and management;

b. greater utilization of resources for providing effective and

efficient transportation services;

c. elimination of duplicative and inefficient transportation services;

d. development of transportation services which meet the needs of the

general public and insure services adequate to the needs of

transportation disadvantaged persons;

e. protection of the rights of privately operated public

transportation providers;

f. coordination of transportation services providers, in order that

individual providers, when participating within a coordinated public

transportation services program, together provide an integrated,

comprehensive service;

g. management of equipment and facilities purchased with public funds

in order that efficient and routine maintenance and replacement is

accomplished.

§ 73-f — Local coordination of rural public transportation services

Local coordination of rural public transportation services.

Transportation services funded under this article must be coordinated

with transportation services funded by other federal, state and local

sources. Public, private, and private non-profit corporations or

organizations applying for or receiving federal, state or local aid in

order to provide or contract for public transportation services or

transportation to the general public and specific clientele groups in

rural counties, shall coordinate and integrate funding and resulting

services, to the maximum extent possible, with services coordinators in

said counties in accordance with this article. No rural county shall

qualify for aid or assistance authorized pursuant to this article unless

said county shall first appoint a services coordinator. An individual,

agency or corporation may be designated a services coordinator by the

county executive, if any, or the county legislative body in a rural

county in accordance with rules promulgated by the commissioner which

rules shall establish criteria for selecting and terminating

coordinators. A rural county may terminate the services of a services

coordinator at any time following established county procedures for same

and may change its designation of a services coordinator at any time in

accordance with this article. A rural county's designated services

coordinator may request, from public and private agencies receiving

federal, state or local aid in that county, information or data related

to transportation services, facilities, equipment, usage, costs,

revenues and funds as he or she may deem necessary for the preparation,

revision, updating and implementation of the county's coordinated public

transportation service plan. The extent to which such information is

provided by agencies wishing to participate in the program may be

considered by the department in the awarding of grants.

§ 73-g — Financial assistance for creation of coordinated rural public transportation services

Financial assistance for creation of coordinated rural public

transportation services. 1. The commissioner may approve grants to any

rural county having no coordinated public transportation service, for

the purpose of developing such a service, and such approval shall

reflect on ongoing funding commitment to the extent necessary to develop

and implement a county plan. Such grants shall be awarded in amounts up

to a maximum of forty-five thousand dollars for up to three successive

years, subject to the amounts of an annual appropriation to be included

in the state budget, and shall be utilized by such county solely to pay

for its eligible costs incurred in the development and implementation of

coordinated public transportation service plan for said county. No

grant shall be approved for a rural county until the commissioner has

certified to the director of the division of the budget that said county

will appropriate for the purpose of planning and implementation of such

coordinated public transportation service plan, county funds equivalent

to at least ten percent of the grant to be awarded the first year,

twenty percent of the grant awarded the second year, and thirty percent

of the grant to be awarded the third year.

2. Each grant shall be considered by the commissioner upon application

by a county, signed by the chief executive officer of the county, if

any, or the chairperson of the county legislative body, including but

not limited to, the general intent and purpose of the project; a general

statement of the expected benefits to derive therefrom; and an

organizational statement, designating the person responsible for

managing the grant, and the manner by which the county will maintain

oversight of the expenditure of grant funds. Such application shall also

state that the county will appropriate an amount equivalent to at least

ten percent of the grant to be awarded the first year, twenty percent of

the grant awarded the second year, and thirty percent of the grant to be

awarded the third year.

3. Upon notification by the commissioner of the approval of an

application for funding under this section, the services coordinator

shall prepare a countywide coordinated public transportation service

plan in accordance with guidelines issued by the commissioner. No such

funds shall be used for purchase of capital equipment. In the event a

plan is completed and approved within one year and funds awarded to a

rural county for this purpose are not fully expended, the remaining

unexpended funds may be utilized to implement such plan.

a. The commissioner shall by rule issue program guidelines for

preparing a countywide coordinated public transportation service plan.

Such guidelines may address, but not be limited to, the following

elements of the plan:

(1) provision for consultation with existing transportation providers

and purchasers, the county executive, if any, the county legislature,

the general public and any other persons interested in the plan;

(2) a description of the geographic area to be served;

(3) a description of existing transportation services, facilities,

equipment, and usage;

(4) a description of the nature and levels of existing funding

sources;

(5) a description of any new funding sources that are proposed to be

included in the coordinated public transportation service program;

(6) provision for the retention of existing levels of human service

agency funding for transportation services;

(7) provision for the inclusion of federal and state public

transportation operating assistance;

(8) provision for continuation of existing levels of service to agency

clients and the general public currently receiving service;

(9) specific provision of new services for persons in need of

transportation who are not currently served or sponsored by a human

service agency or program;

(10) provision for the increased utilization of vehicles which

currently provide transportation services;

(11) procedures for the regular advertising and marketing of the

coordinated public transportation service indicating that such service

is open to the general public, and publication of methods by which the

general public can access and utilize available coordinated public

transportation service;

(12) performance, productivity and other measures that shall be used

to measure accomplishment of coordinated public transportation service;

(13) uniform definitions related to record-keeping in order to

maintain consistency among counties;

(14) provision for equitable sharing of total coordinated public

transportation service operating costs among participating providers,

agencies, and program sources;

(15) provision for a centralized accounting service that provides

primary documentation for all revenues and expenses associated with

administering and coordinating rural public transportation service in

the county;

(16) investment of one person or office with responsibility for

managing the assets, operations and funding of coordinated rural public

transportation service in the county;

(17) descriptions of how the coordinated service system will maintain

its policies, routes, schedules, fare structures and budget in a manner

that encourages public review, responsiveness to user concerns, energy

conservation and fiscal solvency;

(18) a pre-established basis for determining success using a specified

means of performance measurement; a detailed budget of the resources

available and the assistance necessary for implementation;

(19) a demonstration of the potential for enhancement of services to

be derived from a coordinated public transportation service program, and

the manner in which the program will promote more economical,

comprehensive or efficient service to the general public and

transportation disadvantaged populations;

(20) a description of the manner in which the elements of the

coordinated public transportation service program are to be consolidated

into a single management unit and the extent to which that unit will

coordinate with any remaining non-public transportation services;

(21) a description of the manner in which the subsequent two-year

grants are to be utilized in the implementation of the plan, including

an itemized preliminary budget as described in section seventy-three-j

of this article.

b. The services coordinator shall submit to the county legislature a

draft coordinated public transportation service plan in accordance with

program guidelines promulgated by the commissioner.

c. The county legislature shall, upon the giving of at least ten days

notice, hold a public hearing on the draft plan after which, it may make

such modifications as it deems appropriate.

d. As a condition of the submittal of the plan to the department, the

county legislature shall adopt the plan, which it shall then submit to

the commissioner. After approval by the commissioner of the plan, the

county legislature may make such organizational changes as may be

necessary for implementation of the plan.

5. A second year grant may be authorized by the commissioner upon

acceptance of the plan, completed in accordance with paragraph a of

subdivision three of this section, and upon the appropriation by the

county of an amount equivalent to at least twenty percent of such grant.

The second year grant shall be utilized for implementation of the plan,

including management expenses, and the cost of expanded operational

services as well as for the purchase of equipment, other than vehicles,

which will enhance delivery of a coordinated public transportation

service.

6. A third year grant may be authorized by the commissioner upon the

appropriation by the county of an amount equivalent to at least thirty

percent of the grant. The third year grant may be utilized for any

eligible costs necessary for the development and implementation of a

coordinated public transportation service other than operating expenses

of services that were performed prior to the implementation of a

coordinated public transportation service; vehicles, other than those

being purchased through other programs, may be purchased with a

third-year grant.

7. Any rural county or public transportation authority providing

transportation services in a rural county which has already established

and operates a countywide public transportation system, but does not

offer a coordinated public transportation service as defined in this

article, shall be eligible for not more than two years of financial aid,

subject to annual appropriation in the state budget, for the purpose of

developing and implementing a more fully coordinated public

transportation service.

8. Any rural county which has previously initiated and is currently

undertaking activities leading to the development of a coordinated

public transportation services plan utilizing federal funds administered

by, and pursuant to guidelines issued by the commissioner, shall be

eligible to receive a total of federal and state financial assistance up

to the limit prescribed herein.

§ 73-h — Operating aid

Operating aid. 1. For those rural counties having an approved

and implemented coordinated public transportation service plan which has

maintained existing levels of funding used for transportation by the

coordinated service and has documented the need for additional operating

aid, the commissioner may, in consultation with the interagency

coordinating committee on rural public transportation, grant up to

twenty-five thousand dollars per year for operating aid for up to five

successive years, subject to annual appropriations to be included in the

state budget. Such aid may be extended annually when the county or

operator of the coordinated public transportation service has adequately

demonstrated the need for such continued aid and that criteria for

continuing aid established by rules issued by the commissioner have been

met.

2. No such operating aid shall be paid to any rural county unless such

county appropriates and expends at least twenty percent of the

coordinated public transportation service's total annual administrative

and operating costs. Except for other public transportation monies paid

by the department to the county, such amount may include any county

funds used for operating aid, including funds used to support any other

transportation service, that have been appropriated to an account under

the management and control of the coordinated public transportation

service.

§ 73-j — Special provisions relating to aid

Special provisions relating to aid. 1. Within one hundred

twenty days after the adoption of a state budget containing an

appropriation implementing this article, the commissioner shall send to

the county executive, if any, or the chairperson of the county

legislative body of each rural county, a copy of this article and

general information relating to the procedure to be followed to obtain

the aid provided for in this article including, but not limited to, the

following:

a. the intent of the program;

b. program guidelines, including the time when applications must be

submitted; the time when applications will be accepted or rejected; the

time when the applicant must complete the program for which aid has been

given;

c. potential county benefit, including an indication of the level of

the funds to which each county would be entitled should it participate

in the program as defined in this article.

2. The failure to file an application for aid in any year shall not

impair the right of a rural county to file an application for aid in any

subsequent year.

3. Within six months of the time of receipt of any application for

aid, pursuant to section seventy-three-g of this article, the

commissioner shall notify the applicant that such application was

approved and aid shall be paid to such county or the commissioner will

reject such application and state the reasons for such rejection. The

rejection shall not disqualify an applicant from resubmitting an

application for aid. In the event, after consultation with the

commissioner, the application is modified it may thereafter be

resubmitted for further consideration.

4. Each request submitted to the commissioner for a financial

assistance grant under this article shall be accompanied by an itemized

preliminary budget, certified by the chief financial officer of the

county, identifying expected eligible costs, amounts and sources of

grant funding including any applicable county matching funds.

a. Within sixty days after the completion of the grant, as determined

by the terms of the grant, the chief executive officer of the county, if

any, or the chairperson of the county legislative body shall forward to

the commissioner a certified financial statement identifying actual

costs incurred, grant funds expended or encumbered, including any

applicable county matching funds on forms provided by the commissioner.

After the expenditure of any applicable county matching funds, should

any state funds paid to a county remain unexpended or unencumbered upon

completion of the grant, as determined by the terms of the grant, the

commissioner will credit said state funds to the county's planning or

operating assistance grant for the subsequent year. In no event, shall

the county's subsequent year's grant exceed the sum of forty-five

thousand dollars for planning or twenty-five thousand dollars for

operating aid.

b. Should a county's activities in coordinated public transportation

services be terminated at any time, the chief executive officer of the

county, if any, or the chairperson of the county legislative body shall

advise the commissioner of such termination in writing and return to the

commissioner any unexpended state funds paid to the county together with

the final certified financial statement indicating the expenditure of

any grant funds received.

5. Except as provided for in section seventy-three-g of this article,

any moneys paid to rural counties by the commissioner shall be paid in

quarterly installments at the beginning of each quarter, commencing on

the first day of January of each year, unless the commissioner approves

an alternative method of payment in accordance with subdivision nine of

this section.

6. Except as provided for in section seventy-three-g of this article,

a rural county's apportionment of funds made available in accordance

with this article may be used for capital, operating and or

administrative assistance to provide rural public transportation. The

commissioner, in consultation with the interagency coordinating

committee on rural public transportation, may award other grants for

operating and capital expenses.

7. Recipients of aid shall annually submit to the commissioner such

data as he or she may deem necessary to review the program and to

recommend future funding levels.

8. Following formal adoption of a rural county's coordinated public

transportation service plan and approval of that plan by the

commissioner, and upon receipt of written notice from a rural county

that its coordinated public transportation service is about to commence

in accordance with such approved plan, the commissioner shall forward

operating aid applications to the chief executive officer of the county,

if any, or the chairperson of the county legislative body, along with

instructions and a timetable for their completion. The commissioner

shall advise the applicant county of his action on each such application

within ninety days of its receipt.

9. Funds appropriated for the purpose of implementation of this

article may be allocated in whole or in part to a rural county prior to

the time actual expenditures are incurred if the payment is first

approved by the commissioner. Applications for advance payment shall be

made by the county in accordance with rules of the commissioner. Each

application shall specifically state why such advance payment is

required.

10. The commissioner shall promulgate rules and regulations in order

to implement the provisions of this article.

11. When a rural county has adopted and implemented a coordinated

public transportation service plan in accordance with rules and

regulations issued by the commissioner pursuant to the provisions of

this article and such plan has been approved by the commissioner, then

the department may, from among all applications within said county for

financial aid to purchase vehicles provided by section sixteen (b) (two)

of the federal Urban Mass Transportation Act of nineteen hundred

sixty-four as amended, give priority consideration for funding to those

applications that provide coordinated public transportation service in

accordance with the county's plan.

12. When included and operated as an integral part of a coordinated

public transportation service plan approved by the commissioner and

adopted pursuant to the provisions of this article, and consistent with

the Urban Mass Transportation Act of nineteen hundred sixty-four as

amended, vehicles obtained through section sixteen (b) (two) of said

federal Urban Mass Transportation Act, may be eligible to carry persons

other than elderly and disabled on a regular basis, provided that the

transportation needs of elderly and/or disabled persons described in the

recipient's original section sixteen (b) (two) grant application are met

by the adopted coordinated public transportation service and the

transportation needs of other elderly and disabled persons in the rural

county are met under the county's adopted plan.

13. Public transportation providers utilizing state or federal transit

assistance moneys for the purchase of vehicles pursuant to this article,

may purchase said vehicles through state contract or by public bid as

required by section one hundred three of the general municipal law.

14. Notwithstanding any other provisions of this article to the

contrary, no application for financial assistance made pursuant to

section seventy-three-g of this article shall be awarded by the

commissioner for less than fifty-five thousand dollars or for less than

the amount requested unless the commissioner shall, in writing, prior to

making the award, each year certify the reasons why such applicant was

awarded less than fifty-five thousand dollars or an amount less than

requested. Such certification, including the reasons for such action,

shall be sent to the applicant, the interagency coordinating committee

on rural public transportation, the secretary of the senate finance

committee, the secretary of the assembly ways and means committee, the

director of the office of rural affairs and the director of the

legislative commission on the development of rural resources.

15. Notwithstanding any other provisions of this article to the

contrary, no grant for operating aid, as authorized by section

seventy-three-h of this article, shall be made by the commissioner to

any county for less than thirty-five thousand dollars in any one year

unless the commissioner shall, in writing, prior to making the grant,

each year certify the reasons why such county was awarded less than

thirty-five thousand dollars. Such certification including the reasons

for such action shall be sent to such county, the interagency

coordinating committee on rural public transportation, the secretary of

the senate finance committee, the secretary of the assembly ways and

means committee, the director of the office of rural affairs and the

director of the legislative commission on the development of rural

resources.

§ 73-k — Aid for counties operating jointly or cooperatively

Aid for counties operating jointly or cooperatively. In the

event two or more counties jointly or cooperatively develop coordinated

public transportation services and designate one services coordinator or

the same services coordinator, such services coordinator may apply for

aid for each rural county as provided by this article and each rural

county shall be entitled to such aid to the same extent and in the same

manner as any other rural county.

§ 73-l — Aid for counties with transportation authorities

Aid for counties with transportation authorities. In the event

a transportation authority encompasses one or more rural counties, each

rural county may make application for aid under this article. Any such

aid may be given to such authority provided such aid is used within the

rural county to carry out the purposes of this section.

§ 73-m — Contract authority

Contract authority. The department and rural counties are

hereby empowered to enter into any agreement or contract with any

private or public agencies, corporations or individuals necessary or

convenient to carry out the provisions of this article. Funds made

available by the department pursuant to this article shall be provided

pursuant to the terms of such contracts.

§ 73-n — Cooperation and assistance from other state agencies

Cooperation and assistance from other state agencies. The

governor shall direct that all state agencies provide the commissioner

with assistance in advancing the purposes of this article, and to assure

that the activities of the department are fully coordinated with the

activities of state agencies providing or contracting for public

transportation services. To effectuate the purposes of this article, the

commissioner may request and shall be entitled to receive from any state

agency, and the same are authorized to provide, such assistance,

service, facilities and data as will enable the department to carry out

its functions, powers and duties.

§ 73-o — Functions, powers and duties of departments and state agencies

Functions, powers and duties of departments and state

agencies. Nothing contained in this article shall be deemed to derogate

or detract in any way from the functions, powers or duties prescribed by

law of any department of the state or to interrupt or preclude the

direct relationship of any such department or agency with local

agencies, individuals or corporations for the carrying out of such

functions, powers and duties.

§ 73-p — Department report

Department report. Commencing December thirty-first, nineteen

hundred eighty-seven, the department, in cooperation with the state

interagency coordinating committee on rural public transportation, shall

prepare and submit to the governor and the legislature a report on or

before the first day of January of each year, which shall include

information relating to the operation of coordinated public

transportation services in rural counties then being funded under this

article and any recommendations for overall program improvement; stating

the receipts and disbursements made during the preceding fiscal year and

adequacy of programs financed by federal, state, local and private aid

in rural counties of the state. The department shall analyze the

programs financed in accordance with this article and recommend methods

of avoiding duplication and increasing the efficacy of programs

financed. The department shall receive comments from the officers and

agents of affected state and local government units relative to the

department's analysis.

ARTICLE 3 Jurisdiction of Commissioner; Proceedings Before Commissioner; Recovery of Penalties; Court Preferences; Fees

§ 80 — Jurisdiction of commissioner

Jurisdiction of commissioner. 1. The jurisdiction, supervision,

powers and duties of the commissioner under this chapter shall extend to

common carriers, common and contract carriers of passengers by motor

vehicle, and common and contract carriers of property by motor vehicle,

and to the persons owning, leasing or operating the same. Such

jurisdiction does not extend however to any public authority or any

subsidiary thereof exercising any power granted under the public

authorities law.

2. A person or persons owning or holding a majority of the stock of

any common carrier specified in subdivision one of this section and

subject to the jurisdiction of the commissioner shall be subject to the

supervision of the commissioner in respect of the relations between such

common carrier and such owners or holders of a majority of the stock

thereof insofar as such relations arise from or by reason of such

ownership or holding of stock thereof or the receipt or holding of any

money or property thereof or from or by reason of any contract between

them; and in respect of such relations shall in like manner and to the

same extent as such common carrier be subject to examination of

accounts, records and memoranda and shall furnish such reports and

information as the commissioner shall from time to time direct and

require and shall be subject to like penalties for default therein.

3. Corporations formed to acquire property or to transact business

which would be subject to the provisions of this chapter, and

corporations and other persons possessing franchises for any of the

purposes contemplated by this chapter, shall be deemed to be subject to

the provisions of this chapter although no property may have been

acquired, business transacted or franchises exercised.

4. Notwithstanding any other provision of law, the commissioner shall

not have jurisdiction over the regulation of any bus line operations

that are wholly within the boundaries of any city when such city has

adopted an ordinance, local law or charter to regulate or franchise bus

line operations, except that the commissioner shall have jurisdiction

with respect to safety of operation of motor vehicles and self-insurance

requirements of such bus lines. The commissioner shall, however, have

exclusive jurisdiction over the regulation of common carriers of

passengers by motor vehicle that provide operations on a prearranged

basis over non-specified or irregular routes within a city, except as

provided in subdivision five of this section or as otherwise provided in

this chapter. It is further provided, however, that once the

commissioner issues a certificate to a motor carrier to operate as a

common carrier of passengers by motor vehicle, such motor carrier shall

be under the exclusive jurisdiction of the commissioner with respect to

the service performed under such certificate, except as provided in

subdivision five of this section.

5. a. (1) Notwithstanding any other provision of law, in any city with

a population of over one million, the commissioner shall not have

jurisdiction over the regulation of any van service or other common

carrier of passengers by motor vehicle covered under article seven of

this chapter when such van service or other such common carrier is

operated wholly within the boundaries of such city or is operated partly

within such city if the partial operation consists of the pick up and

discharge of passengers wholly within such city, when such city has

adopted an ordinance, local law or charter to regulate or franchise such

operations; provided, however, that the commissioner shall have

exclusive jurisdiction with respect to the safety of operation of motor

vehicles operated as van services or other such common carriers of

passengers, except that concurrent jurisdiction with respect to

enforcement of such safety standards may be transferred pursuant to

agreement between the department and such city; and provided further

that the commissioner shall have exclusive jurisdiction with respect to

van services and other such common carriers that are designed for the

transport of transportation disabled persons as defined in section

fifteen-b of this chapter, except that such city shall continue to have

jurisdiction over the licensure of wheelchair accessible vans and

drivers of such vans as provided in chapter five of title nineteen of

the administrative code of the city of New York; and provided further

that the commissioner shall have exclusive jurisdiction with respect to

the operations of motor vehicles as van services or other such common

carriers of passengers covered under article seven of this chapter to or

from an airport in such city when such van services or other such common

carriers of passengers have been issued a permit by the port authority

of New York and New Jersey to operate at an airport in such city or

apply for such permit and within a reasonable period of time are issued

such permit by such authority. Such local law or ordinance shall: (i)

designate a city agency which will assume the regulatory responsibility,

(ii) contain regulations for the issuance of operating authority in

accordance with criteria to be established pursuant to such local law or

ordinance, which criteria shall include but not be limited to the

fitness, willingness and ability of the applicant to provide the

transportation to be authorized by the certificate and to comply with

the local law or ordinance, and consideration of the present or future

public convenience and necessity, and prohibit the operation of any

vehicle as a van service or other such common carrier of passengers

without such operating authority or without complying with regulations

promulgated by the commissioner regarding safety of operations, (iii)

make provisions for the continuation of operating authority for van

services and other such common carriers of passengers previously

approved by the department which are in compliance with such operating

authority through the conversion of such operating authority to

operating authority issued by the city agency designated by the local

law or ordinance adopted pursuant to this subdivision, pursuant to

agreement between the department and such city, provided that all such

van services and common carriers shall comply with such local law or

ordinance within one year of the effective date of such local law or

ordinance, (iv) contain adequate regulatory and enforcement mechanisms,

(v) provide that such city agency shall, after consultation with the

department, render a final administrative determination on any

application for the issuance of a permit, certificate or other operating

authority within one hundred eighty days after a completed application

is filed, provided that the failure to approve or disapprove any

completed application by such agency within one hundred eighty days

shall be deemed a disapproval of said application, and (vi) provide for

the imposition of a fee for such operating authority not to exceed the

amount of the license fee for for-hire vehicles established by the

commissioner of the agency having jurisdiction over the licensing of

for-hire vehicles in accordance with subdivision b of section 19-504 of

the administrative code of the city of New York, as amended.

(2) Such local law or ordinance shall prohibit a van service or other

such common carrier of passengers, other than van services and other

such common carriers that are designed for the transport of

transportation disabled persons as defined in section fifteen-b of this

chapter and may lawfully engage in such transportation or under the

exclusive jurisdiction of the commissioner, from soliciting, picking up

or discharging passengers at stops of, or along a route which is

traveled upon by, a bus line which is operated by a transit authority or

such city or a private bus company approved by such city to operate

pursuant to a local law, ordinance or charter provision enacted in

accordance with subdivision four of this section; provided, however,

that such local law or ordinance shall provide that this prohibition

shall not apply to the pick up or discharge of passengers in the borough

of Manhattan south of Chambers Street by van services or other such

common carriers of passengers with authority from the department as of

the first day of July, nineteen hundred ninety-two to pick up or

discharge passengers along bus routes in such area, provided further

that the scope of operations by such van services or other common

carriers of passengers along bus routes in such area shall not exceed

the scope of such operations prior to the first day of July, nineteen

hundred ninety-two.

(3) Notwithstanding any provision of law to the contrary, such local

law or ordinance may provide for the administrative adjudication of a

violation of such local law or ordinance by an agency or an

administrative tribunal of an agency heretofore authorized pursuant to

the charter of such city to adjudicate violations of local law, rules

and regulations pertaining to for-hire vehicles as if it were a

violation relating to for-hire vehicles and in accordance with the

provisions of such charter pertaining to the adjudication of violations

relating to for-hire vehicles. Such local law or ordinance may provide

that notices of violation of such local law or ordinance may be served

by any police officer, officer or employee designated by the city agency

with regulatory responsibility, or authorized officers or employees of

the transit authority of such city, and shall be returnable to such

agency or administrative tribunal. Such local law or ordinance shall

provide that the civil penalty imposed by such agency or administrative

tribunal for a first violation relating to a van service or other such

common carrier of passengers shall not be more than one thousand

dollars, and for a second or subsequent violation within two years of

the first violation shall not be more than twenty-five hundred dollars.

Judgments based on such adjudications may be entered and enforced

without court proceedings in accordance with the provisions of such

charter pertaining to the enforcement of judgments relating to for-hire

vehicles.

(4) Such local law or ordinance shall provide that where such agency

or administrative tribunal finds an owner liable for operating a vehicle

as a van service or other such common carrier without the operating

authority required by such local law or ordinance, such agency or

administrative tribunal may notify the commissioner of motor vehicles of

such finding and the commissioner shall thereupon suspend the

registration of such vehicle and shall deny any application for the

registration of such vehicle or any application for the renewal thereof

pursuant to subdivision five-a of section four hundred one of the

vehicle and traffic law until such time as such agency or administrative

tribunal may give notice that the violation has been corrected to its

satisfaction. The procedure on any such suspension shall be the same as

in the case of a suspension under the vehicle and traffic law. Operation

of any motor vehicle for which the registration has been suspended as

herein provided shall constitute a class A misdemeanor.

(5) Such local law or ordinance may provide for the seizure and

forfeiture of vehicles that have been operated as a van service or other

such common carrier of passengers without the operating authority

required by such local law or ordinance, in accordance with the

provisions of paragraphs b and c of this subdivision.

b. (1) A local law or ordinance adopted pursuant to paragraph a of

this subdivision may provide that any police officer or officer or

employee designated by the city agency with regulatory responsibility

may, upon service of a notice of violation upon the owner or operator of

a vehicle, seize a vehicle which such police officer or authorized

officer or employee has reasonable cause to believe is being operated as

a van service or other such common carrier of passengers by or on behalf

of an individual or entity which is not the holder of operating

authority to operate a van service or other such common carrier of

passengers. All passengers in any seized vehicle shall be left in or

transported to a location which is readily accessible to other means of

public transportation. Any vehicle seized pursuant to this paragraph

shall be delivered into the custody of the city agency with regulatory

responsibility or other appropriate agency of the city. Within one

business day after the seizure, notice of such seizure and a copy of the

notice of violation shall be mailed to the owner of such vehicle at the

address for such owner set forth in the records maintained by the

department of motor vehicles, or for vehicles not registered in New York

state, such equivalent record in such state of registration.

(2) A hearing to adjudicate the violation underlying the seizure shall

be held before the agency or administrative tribunal designated by such

local law or ordinance to adjudicate violations of such local law or

ordinance within five business days after the date of seizure. Such

agency or administrative tribunal shall within one business day of the

conclusion of the hearing render a determination as to whether the

vehicle has been operated by or on behalf of an individual or entity

which is not the holder of operating authority to operate a van service

or other such common carrier of passengers. An owner shall be eligible

to obtain release of such vehicle prior to such hearing if such owner

has not previously been found liable in an administrative or court

proceeding for operating a vehicle as a van service or other such common

carrier in violation of a local law or ordinance adopted pursuant to

paragraph a of this subdivision, which violation was committed within a

five-year period prior to the violation resulting in seizure. The

vehicle shall be released to an eligible owner upon the posting of a

bond in a form satisfactory to such agency or administrative tribunal in

an amount that shall not exceed an amount sufficient to cover the

maximum fines or civil penalties which may be imposed for the violation

underlying the seizure and all reasonable costs for removal and storage

of such vehicle.

(3) Where such agency or administrative tribunal after adjudication of

the violation underlying the seizure finds that the vehicle has been

operated by or on behalf of an individual or entity which is not the

holder of operating authority to operate a van service or other such

common carrier of passengers, (i) if the vehicle is not subject to

forfeiture pursuant to paragraph c of this subdivision, such agency or

administrative tribunal shall release such vehicle to an owner upon

payment of the applicable fines and civil penalties and all reasonable

removal and storage costs, or (ii) if the vehicle is subject to

forfeiture pursuant to paragraph c of this subdivision, such agency or

administrative tribunal may release such vehicle to an owner upon

payment of the applicable fines and civil penalties and all reasonable

removal and storage costs, or may commence a forfeiture action pursuant

to paragraph c of this subdivision within ten days after the owner's

written demand for such vehicle.

(4) Where such agency or administrative tribunal after adjudication of

the violation underlying the seizure finds that the charge of operating

without the required operating authority has not been sustained, the

vehicle shall be released to the owner.

(5) If an owner or representative of such owner has not sought to

reclaim a seized vehicle within thirty days after the mailing of notice

to such owner of the final adjudication by such city agency or

administrative tribunal of the violation underlying the seizure, such

vehicle shall be deemed by such agency or administrative tribunal to be

abandoned. Such vehicle shall be disposed of by the city agency with

regulatory responsibility or other appropriate agency of the city

pursuant to section twelve hundred twenty-four of the vehicle and

traffic law; provided, however, that notwithstanding any inconsistent

provision of section twelve hundred twenty-four of such law, if an owner

seeks to reclaim such vehicle pursuant to the provisions of section

twelve hundred twenty-four of such law, such owner shall be deemed to

have made a written demand for such vehicle and such agency or

administrative tribunal shall take such action as may be authorized by

subparagraph three or four of this paragraph.

c. (1) In addition to the penalties, sanctions and remedies provided

for in paragraphs a and b of this subdivision or subdivisions six and

seven of section one hundred forty-five of this chapter, a vehicle

seized pursuant to paragraph b of this subdivision and all rights, title

and interest therein shall be subject to forfeiture to the city in

accordance with the procedures set forth in this paragraph upon judicial

determination thereof if the owner of such vehicle has been found liable

at least two times in an administrative or court proceeding for

violating a provision of a local law or ordinance adopted pursuant to

paragraph a of this subdivision that prohibits the operation of a

vehicle as a van service or other such common carrier of passengers

without the operating authority required by such local law or ordinance,

both of which violations were committed within a five-year period.

(2) A forfeiture action which is commenced pursuant to this paragraph

shall be commenced by filing of a summons with notice or a summons and

complaint pursuant to the civil practice law and rules, and such summons

with notice or summons and complaint shall be served pursuant to

subparagraph three of this paragraph. A vehicle which is the subject of

such action shall remain in the custody of the city agency with

regulatory responsibility or other appropriate agency of the city

pending the final determination of the forfeiture action.

(3) Service of a summons with notice or a summons and complaint shall

be made: (i) by personal service pursuant to the civil practice law and

rules upon all owners of the vehicle listed in the records maintained by

the department of motor vehicles, or for vehicles not registered in New

York state, in the records maintained by the state of registration; (ii)

by first class mail upon all individuals who have notified such city

agency or administrative tribunal that they are an owner of the vehicle;

and (iii) by first class mail upon all persons holding a security

interest in such vehicle which security interest has been filed with the

department of motor vehicles pursuant to the provisions of title ten of

the vehicle and traffic law, at the address set forth in the records of

such department, or for vehicles not registered in New York state, all

persons holding a security interest in such vehicle which security

interest has been filed with such state of registration at the address

provided by such state of registration.

(4) Any owner who receives notice of the institution of a forfeiture

action who claims an interest in the vehicle subject to forfeiture shall

assert a claim for the recovery of the vehicle or satisfaction of the

owner's interest in such vehicle by intervening in the forfeiture action

in accordance with the civil practice law and rules. Any person with a

security interest in such vehicle who receives notice of the institution

of the forfeiture action who claims an interest in such vehicle subject

to forfeiture shall assert a claim for satisfaction of such person's

security interest in such vehicle by intervening in the forfeiture

action in accordance with the civil practice law and rules.

(5) No vehicle shall be forfeited under this paragraph, to the extent

of the interest of a person who claims an interest in the vehicle, where

such person pleads and proves as an affirmative defense that: (i) the

use of the vehicle for the conduct that was the basis for a seizure

authorized by a local law or ordinance adopted pursuant to paragraph a

of this subdivision occurred without the knowledge of such person, or if

such person had knowledge of such use, without the consent of such

person, and that such person did not knowingly obtain such interest in

the vehicle in order to avoid the forfeiture of such vehicle; or (ii)

the conduct that was the basis for such seizure was committed by any

person other than such person claiming an interest in the vehicle, while

such vehicle was unlawfully in the possession of a person who acquired

possession thereof in violation of the criminal laws of the United

States or any state. For purposes of this subparagraph, where such

person claiming an interest in the vehicle had knowledge of the use of

the vehicle for the conduct that was the basis for such seizure, such

person shall be deemed to have consented to the unlawful conduct unless

such person establishes that he or she did all that could reasonably

have been done to prevent the use of the vehicle for such unlawful

conduct.

(6) The agency of the city having custody of the forfeited vehicle,

after judicial determination of forfeiture, shall, at its discretion,

either: (i) retain such vehicle for the official use of the city or,

(ii) by public notice of at least twenty days, sell such forfeited

vehicle at public sale. The net proceeds of any such sale shall be paid

into the general fund of such city.

(7) At any time within six months after the forfeiture, any person

claiming an interest in a vehicle which has been forfeited pursuant to

this paragraph who was not sent notice of the commencement of the

forfeiture action pursuant to subparagraph three of this paragraph or

who did not otherwise receive actual notice of the forfeiture action may

assert in an action commenced before the justice of the supreme court

before whom the forfeiture action was held such claim as could have been

asserted in such forfeiture action pursuant to this paragraph. The court

may grant the relief sought upon such terms and conditions as it deems

reasonable and just if such person claiming an interest in the vehicle

establishes that he or she was not sent notice of the commencement of

the forfeiture action and was without actual knowledge of the forfeiture

action and establishes either of the affirmative defenses set forth in

subparagraph five of this paragraph.

(8) In any action commenced pursuant to subparagraph two or seven of

this paragraph, where the court awards a sum of money to one or more

persons in satisfaction of such person's or persons' interest or

interests in the forfeited vehicle, the total amount awarded to satisfy

such interest or interests shall not exceed the amount of the net

proceeds of the sale of the forfeited vehicle, after deduction of the

lawful expenses incurred by the city, including the reasonable costs of

removal and storage of the vehicle between the time of seizure and the

date of sale.

(9) For purposes of this paragraph, the term "security interest" shall

mean a security interest as defined in subdivision k of section two

thousand one hundred one of the vehicle and traffic law.

d. For purposes of this subdivision, the term "owner" shall mean an

owner as defined in section one hundred twenty-eight and in subdivision

three of section three hundred eighty-eight of the vehicle and traffic

law.

e. The provisions of this subdivision authorizing penalties, sanctions

and remedies shall not be construed to supersede the provisions of

subdivisions six and seven of section one hundred forty-five of this

chapter but shall be construed to provide penalties, sanctions and

remedies in addition to those provided in such subdivisions.

f. Any city with a population of over one million which adopts a local

law or ordinance pursuant to this subdivision to regulate van service

and other such common carrier operations shall, no later than two years

following the effective date of such local law or ordinance, submit a

report regarding the regulation of such van services and other such

common carriers to the governor, the temporary president of the senate

and the speaker of the assembly. Such report shall, to the extent such

information is available, include but not be limited to: (i) the

estimated number of individuals and entities with proper operating

authority to operate a van service and other such common carrier, both

prior to the commencement of local regulation and after such two-year

period, and the number of vehicles operated by such individuals or

entities; (ii) the estimated number of vehicles operated without proper

operating authority, both prior to the commencement of local regulation

and after such two-year period; (iii) the number of individuals and

entities which had applied for operating authority during such two-year

period; (iv) the number of applications which had been denied and a

breakdown of the reasons for such denials; (v) the number of notices of

violations or summonses issued to vehicles pursuant to local law or

ordinance during such two-year period, and a breakdown of the

dispositions of such violation notices or summonses; (vi) the number of

vehicles seized pursuant to local law or ordinance during such two-year

period, and a breakdown of the dispositions of such seizures; (vii) the

number of vehicles forfeited pursuant to local law or ordinance during

such two-year period; (viii) the total amount of fines collected

pursuant to such local law or ordinance; and (ix) a description of the

manner in which service is being provided to commuters who previously

used van services and other such common carriers which had been

operating without proper operating authority.

§ 81 — Counsel to the commissioner; duties

Counsel to the commissioner; duties. The commissioner shall

appoint an attorney to represent and appear for the people of the state

and the commissioner in all actions and proceedings involving any

question under this chapter, or within the jurisdiction of the

commissioner under the railroad law, or under or in reference to any act

or order of the commissioner, in relation to functions and powers

possessed by and all obligations and duties transferred to the

commissioner from the public service commission and the department of

public service by the provisions of this chapter and, if directed to do

so by the commissioner, to intervene, if possible, in any action or

proceeding in which any such question is involved. The attorney

appointed by the commissioner shall have the duty of commencing and

prosecuting all actions and proceedings directed or authorized by the

commissioner, and to expedite in every way possible final determination

of all such actions and proceedings.

§ 82 — Certain acts prohibited

Certain acts prohibited. Any employee or agent of the

commissioner who divulges any confidential fact or information which may

come to his knowledge during the course of any inspection or examination

of the property, accounts, records or memoranda of any person,

corporation or municipality subject to the jurisdiction of the

commissioner, except insofar as he may be directed by the commissioner,

or by a court or judge, or authorized by law, shall be guilty of a

misdemeanor.

§ 83 — Reports of commissioner

Reports of commissioner. All proceedings of the commissioner in

relation to functions and powers possessed by and all obligations and

duties transferred to the commissioner from the public service

commission and the department of public service by the provisions of

this chapter, and records in his possession relating thereto shall be

public records.

§ 84 — Practice before the commissioner; immunity of witness

Practice before the commissioner; immunity of witness. 1. All

hearings before the commissioner, or an officer or employee of the

department specially authorized to conduct an investigation or hearing,

shall be governed by rules to be adopted and prescribed by the

commissioner. And in all investigations, inquiries or hearings the

commissioner, or an officer or employee of the department specially

authorized to conduct an investigation or hearing, shall not be bound by

the technical rules of evidence.

2. In any investigation or inquiry by or upon any hearing before the

commissioner, or an officer or employee of the department specially

authorized to conduct an investigation or hearing, the commissioner, or

the officer or employee conducting the investigation or hearing, may

confer immunity in accordance with the provisions of section six hundred

nineteen-c of the code of criminal procedure.

§ 85 — Service and effect of orders; stay

Service and effect of orders; stay. 1. Every order of the

commissioner shall be served upon every person or corporation to be

affected thereby, either by personal delivery of a copy thereof; or by

mailing a copy thereof, in a sealed package with postage prepaid, to the

person to be affected thereby or, in the case of a corporation, to any

officer or agent thereof upon whom a summons may be served in accordance

with the provisions of the civil practice law and rules. Within a time

specified in the order of the commissioner every person and corporation

upon whom it is served must if so required in the order notify the

commissioner, in writing, whether the terms of the order are accepted

and will be obeyed and in the case of a corporation such notification

shall be signed and acknowledged by a person or officer duly authorized

by the corporation to execute such acceptance and agreement. Every order

of the commissioner shall take effect at a time therein specified and

shall continue in force either for a period which may be designated

therein or until changed or abrogated by the commissioner, unless such

order be unauthorized by this chapter or any other act or be in

violation of law.

2. No order staying or suspending an order of the commissioner fixing

any rate, fare or charge or joint rate, fare or charge shall be made by

the supreme court otherwise than upon notice and after hearing; and if

the order of the commissioner is suspended, the order suspending the

same shall contain a specific finding based upon evidence submitted to

the court and identified by reference thereto, that great and

irreparable damage would otherwise result to the petitioner and

specifying the nature of the damage.

§ 87 — Attendance of witnesses and their fees

Attendance of witnesses and their fees. 1. The commissioner, or

an employee of the department duly designated, shall have power to issue

subpoenas and subpoenas duces tecum. All subpoenas shall be signed and

issued by the commissioner or by an officer or employee of the

department specially authorized to conduct an investigation or hearing.

The fees of witnesses required to attend before the commissioner, or an

officer or employee of the department specially authorized to conduct an

investigation or hearing, shall be the same as in the case of a subpoena

issued out of a court of record, and paid when the witness is excused

from further attendance. Except as is herein provided subpoenas shall be

regulated by the civil practice law and rules. Whenever a subpoena is

issued at the instance of a complainant, respondent or other party to

any proceeding before the commissioner, or an officer or employee of the

department specially authorized to conduct an investigation or hearing,

the cost of service thereof and the fee of the witness shall be borne by

the party at whose instance the witness is summoned.

2. If a person subpoenaed to attend before the commissioner, or an

officer or employee of the department specially authorized to conduct an

investigation or hearing, fails to obey the command of such subpoena,

without reasonable cause, or if a person in attendance shall, without

reasonable cause, refuse to be sworn or to be examined or to answer a

question or to produce a book or papers, when ordered so to do by the

commissioner or an officer or employee of the department specially

authorized to conduct an investigation or hearing, or to subscribe and

swear to his deposition after it has been correctly reduced to writing,

he shall be guilty of a misdemeanor.

§ 88 — Certified copies of papers filed to be evidence

Certified copies of papers filed to be evidence. Copies of all

official documents and orders filed or deposited according to law in the

department, or office of the commissioner, certified by the commissioner

or by an authorized officer or employee of the department to be true

copies of the originals, under the official seal of the department,

shall be evidence in like manner as the originals.

§ 89 — Rehearing before commissioner

Rehearing before commissioner. After an order has been made by

the commissioner any corporation or person interested therein shall have

the right to apply for a rehearing in respect to any matter determined

therein, but any such application must be made within thirty days after

the service of such order, unless the commissioner for good cause shown

shall otherwise direct; and the commissioner shall grant and hold such a

rehearing if in his judgment sufficient reason therefor be made to

appear. The decision of the commissioner granting or refusing the

application for a rehearing shall be made within thirty days after the

making of such application. If a rehearing shall be granted, the same

shall be determined by the commissioner within thirty days after the

same shall be finally submitted. An application for such a rehearing

shall not excuse any corporation or person from complying with or

obeying any order or any requirement of any order of the commissioner,

or operate in any manner to stay or postpone the enforcement thereof

except as the commissioner may by order direct. If, after such rehearing

and a consideration of the facts, including those arising since the

making of the order, the commissioner shall be of the opinion that the

original order or any part thereof is in any respect unjust or

unwarranted, or should be changed, the commissioner may abrogate or

change the same. An order made after any such rehearing abrogating or

changing the original order shall have the same force and effect as an

original order but shall not affect any right or the enforcement of any

right arising from or by virtue of the original order.

§ 90 — Action to recover penalties or forfeitures

Action to recover penalties or forfeitures. An action to recover

a penalty or a forfeiture under this chapter or to enforce the powers of

the commissioner under the railroad law may be brought in any court of

competent jurisdiction in this state in the name of the people of the

state of New York. In any such action all penalties and forfeitures

incurred up to the time of commencing the same may be sued for and

recovered therein, and the commencement of an action to recover a

penalty or forfeiture shall not be, or be held to be, a waiver of the

right to recover any other penalty or forfeiture; if the defendant in

such action shall prove that during any portion of the time for which it

is sought to recover penalties or forfeitures for a violation of an

order of the commissioner the defendant was actually and in good faith

prosecuting a suit, action or proceeding in the courts to set aside such

order, the court shall remit the penalties or forfeitures incurred

during the pendency of such suit, action or proceeding. All moneys

recovered in any such action, together with the costs thereof, shall be

paid into the state treasury to the credit of the general fund. Any such

action may be compromised or discontinued on application of the

commissioner upon such terms as the court shall approve and order. An

action may be maintained by the commissioner for the whole or any part

of the penalties or forfeitures prescribed in this chapter, and judgment

may be rendered for the amount demanded in the complaint, or for any

less amount, as justice may require.

§ 91 — Court proceedings; preferences

Court proceedings; preferences. All actions and proceedings

under this chapter, and all actions and proceedings commenced or

prosecuted by order of the commissioner, and all actions and proceedings

to which the commissioner or the people of the state of New York may be

parties, and in which any question arises under this chapter, or under

the railroad law, or under or concerning any order or action of the

commissioner, shall be preferred over all other civil causes except

election causes in all courts of the state of New York and shall be

heard and determined in preference to all other civil business pending

therein excepting election causes, irrespective of position on the

calendar. The same preference shall be granted upon application in any

action or proceeding in which he may be allowed to intervene.

§ 92 — Registration

Registration. It is unlawful for any motor carrier or any other

person subject to the registration requirements of the Unified Carrier

Registration System established by section 13908 of title 49 of the

United States Code to use any of the public highways of this state for

the transportation of passengers or property in interstate commerce or

foreign commerce unless such motor carrier or person has registered with

the United States Department of Transportation under such Unified

Carrier Registration System in accordance with the provision of the

federal "Unified Carrier Registration Act of 2005", as amended or

supplemented, and the regulations of the Federal Motor Carrier Safety

Administration adopted thereunder and such regulations promulgated by

the commissioner regarding the same.

§ 93 — Registration of motor vehicles

Registration of motor vehicles. It is unlawful for any person or

corporation that is required to have operating authority from the

Federal Motor Carrier Safety Administration or the department to

transport property or passengers by motor vehicle and to engage in such

transportation over the streets and highways of this state, whether it

be in intrastate, interstate or foreign commerce, unless each vehicle or

vehicles utilized in such transportation are first registered with the

department and such vehicle or vehicles carry appropriate identification

evidencing such registration in accordance with rules and regulations

promulgated by the commissioner.

§ 94 — Assessment to defray operating expenses of the department

Assessment to defray operating expenses of the department. 1.

For the fiscal year commencing on April first, nineteen hundred

eighty-three and for each fiscal year thereafter, the expenses of the

department for administering and enforcing motor carrier safety and

economic regulation pursuant to articles six, seven, eight and nine of

this chapter, exclusive of those expenses related to the safety

inspection of vehicles, shall be assessed by the commissioner in the

form of a fee for the registration of interstate operation pursuant to

section ninety-two of this article and an annual vehicle regulatory fee

imposed upon all motor vehicles required to be registered under section

ninety-three of this article.

2. The annual vehicle registration fee referred to in subdivision one

of this section shall be established and levied by the commissioner

subject to the approval of the director of the division of the budget in

an amount that is sufficient to raise funds to defray the expenses of

the department in administering and enforcing motor carrier safety and

economic regulation pursuant to articles six, seven, eight and nine of

this chapter exclusive of those expenses related to the safety

inspection of vehicles. Such expenses shall consist of the direct costs

of personal service, the cost of maintenance and operation, retirement

contributions, workers' compensation premiums, and health and dental

premiums which are paid by the state for or on account of personnel

involved in motor carrier regulation and any other direct costs involved

in administering and enforcing motor carrier regulations as deemed

appropriate by the commissioner. The commissioner may promulgate any

rules and regulations necessary to establish and administer the annual

vehicle registration fee except that in case of interstate carriers the

annual vehicle registration fee shall not exceed the limit established

by federal law or regulation for interstate carriers.

3. With respect to the annual vehicle registration fee imposed by this

section, the commissioner is authorized to enter into reciprocity

agreements or compacts with other state and provincial jurisdictions

exempting vehicles domiciled in such other state or provincial

jurisdiction from the annual vehicle registration fee to the extent that

such state or provincial jurisdiction agrees to exempt vehicles

domiciled in this state from similar fees.

ARTICLE 4 Provisions Relating to Common Carriers

§ 95 — Application of article

Application of article. The provisions of this article shall

apply to the transportation of passengers or property from one point to

another within the state of New York, and to any common carrier

performing such service.

§ 96 — Safe and adequate service; just and reasonable charges

Safe and adequate service; just and reasonable charges. Every

corporation, person or common carrier performing a service designated in

the preceding section, shall furnish, with respect thereto, such service

and facilities as shall be safe and adequate and in all respects just

and reasonable. All charges made or demanded by any such corporation,

person or common carrier for the transportation of passengers or

property or for any service rendered or to be rendered in connection

therewith shall be just and reasonable and not more than allowed by law

or by order of the commissioner and made as authorized by this chapter.

Every unjust or unreasonable charge made or demanded for any such

service or transportation of passengers or property or in connection

therewith or in excess of that allowed by law or by order of the

commissioner is prohibited.

§ 97 — Switch and side-track connections; powers of commissioner

Switch and side-track connections; powers of commissioner. 1. A

railroad company upon the application of any shipper tendering traffic

for transportation, shall construct, maintain and operate upon

reasonable terms a switch connection or connections with a lateral line

of railroad or private side-track owned, operated or controlled by such

shipper, and shall, upon the application of any shipper, provide upon

its own property a side-track and switch connection with its line of

railroad, whenever such side-track and switch connection is reasonably

practicable, can be put in with safety and the business therefor is

sufficient to justify the same.

2. If any railroad company shall fail to install or operate any such

switch connection with a lateral line of railroad or any such side-track

and switch connection as aforesaid, after written application therefor

has been made to it, any corporation or person interested may present

the facts to the commissioner by written petition, and the commissioner

shall investigate the matter stated in such petition, and give such

hearing thereon as he may deem necessary or proper. If the commissioner

finds that it is safe and practicable to have a connection,

substantially as prayed for, established or maintained, and that the

business to be done thereon justifies the construction and maintenance

thereof, he shall make an order directing the construction and

establishment thereof, specifying the reasonable compensation to be paid

for the construction, establishment and maintenance thereof, and may in

like manner upon the application of the railroad company order the

discontinuance of such switch connection.

3. The commissioner shall have power, where in his judgment it is

reasonably necessary, to make delivery to, or complete delivery by a

railroad company to require such railroad company to operate upon the

property of another a switch or side-track, and construct and maintain a

proper connection thereto, with its line of railroad. Whenever the

shipper and the carrier shall be unable to agree as to the terms of

agreements respecting such switches or side-tracks, whether on the

property of the railroad company or of another, and such connections,

made between a railroad company and the owner or occupant of any

premises served or to be served by such switch, or side-track, or

connection, the same shall be subject to the approval of the

commissioner.

§ 97-a — Rules and instructions for flag protection for stopped railroad trains

Rules and instructions for flag protection for stopped

railroad trains. 1. Every railroad company shall, within thirty days

enactment hereof, promulgate appropriate operating rules and special

instructions for employees in conformity with the following:

(a) When a train stops under circumstances in which it may be

overtaken by another train, a member of the crew must provide flagging

protection, that is, go back immediately with a red flag, torpedoes and

fusees by day and with a red and/or white light, torpedoes and fusees by

night, a sufficient distance to insure full protection, placing two

torpedoes on the rail and when necessary, in addition, display lighted

fusees.

(b) When recalled and safety to the train will permit, he may return.

(c) When conditions require, he will leave the torpedoes and a lighted

fusee.

(d) The front of the train must be protected in the same way, when

necessary, by a member of the crew.

(e) When a train is moving under circumstances in which it may be

overtaken by another train, a member of the crew must take such action

as may be necessary to insure full protection. By night (or by day, when

the view is obscured) lighted fusees must be dropped off the moving

train or displayed at proper intervals.

(f) When day signals cannot be plainly seen, owing to weather or other

conditions, night signals must also be used.

(g) Conductors and enginemen are responsible for the protection of

their trains.

(h) When a pusher engine is assisting a train, coupled behind the

cabin or caboose car, and the member of the crew who protects the

rear-end of the train is riding in the cabin or caboose car, the

requirements as to the fusees will be met by dropping them off between

the cabin or caboose car and pusher engine on the track the train is

using, and not between that track and an adjacent track. Provided,

however, that unless specific circumstances indicate to the contrary, it

will be presumed that trains stopping under the following circumstances

will not be overtaken by another train:

(i) Passenger trains making normal station stops.

(ii) All trains stopping in manual block territory protected by

absolute block.

(iii) All trains stopping so as to be completely within the limits of

classication or storage yards at the usual place to change crews or

remove power.

2. Nothing in this section shall be deemed to require the employment

of additional employees or restrict the use of crew members in any

manner.

3. The commissioner shall have full authority to enforce the

provisions of this section.

§ 98 — Tariff schedules; publication

Tariff schedules; publication. Every common carrier shall file

with the commissioner and shall print and keep open to public inspection

schedules showing the rates, fares and charges for the transportation of

passengers and property within the state between each point upon its

route and all other points thereon; and between each point upon its

route and all points upon every route leased, operated or controlled by

it; and between each point on its route or upon any route leased,

operated or controlled by it and all points upon the route of any other

common carrier, whenever a through route and joint rate shall have been

established or ordered between any two such points. If no joint rate

over a through route has been established, the several carriers in such

through route shall file, print and keep open to public inspection, as

aforesaid, the separately established rates, fares and charges applied

to the through transportation. The schedules printed as aforesaid shall

plainly state the places between which property and passengers will be

carried, and shall also contain the classification of passengers or

property in force, and shall also state separately all terminal charges,

storage charges, icing charges, and all other charges which the

commissioner may require to be stated, all privileges or facilities

granted or allowed, and any rules or regulations which may in anywise

change, affect or determine any part, or the aggregate of, such

aforesaid rates, fares and charges, or the value of the service rendered

to the passenger, shipper or consignee. Such schedules shall be plainly

printed in large type, and a copy thereof shall be kept by every such

carrier readily accessible to and for convenient inspection by the

public in every station or office of such carrier where passengers or

property are respectively received for transportation, when such station

or office is in charge of an agent, and in every station or office of

such carrier where passenger tickets for transportation or tickets

covering sleeping or parlor car or other train accommodation are sold or

bills of lading or receipts for property are issued. All or any of such

schedules kept as aforesaid shall be immediately produced by such

carrier for inspection upon the demand of any person. A notice printed

in bold type and stating that such schedules are on file with the agent

and open to inspection by any person and that the agent will assist any

such person to determine from such schedules any transportation rates or

fares or rules or regulations which are in force shall be kept posted by

the carrier in two public and conspicuous places in every such station

or office. The form of every such schedule shall be prescribed by the

commissioner and shall conform in the case of railroad company as nearly

as may be to the form of schedule required by the United States

department of transportation under the act of congress entitled "An act

to regulate commerce," approved February fourth, eighteen hundred and

eighty-seven and the acts amendatory thereof and supplementary thereto.

The commissioner shall have power, from time to time, in his discretion,

to determine and prescribe by order such changes in the form of such

schedules as may be found expedient, and to modify the requirements of

this section in respect to publishing, posting and filing of schedules

either in particular instances or by general order applicable to special

or peculiar circumstances or conditions.

§ 99 — Changes in fares and charges; notice required; power of suspension by the commissioner

Changes in fares and charges; notice required; power of

suspension by the commissioner. 1. Unless the commissioner otherwise

orders, no change shall be made in any rate, fare or charge, or joint

rate, fare or charge, which shall have been filed and published by a

common carrier in compliance with this chapter, except after thirty

days' notice to the commissioner and publication for thirty days as

required by section ninety-eight, which shall plainly state the changes

proposed to be made in the schedule then in force, and the time when the

changed rate, fare or charge will go into effect; and all proposed

changes shall be shown by printing, filing and publishing new schedules

or shall be plainly indicated upon the schedules in force at the time

and kept open to public inspection. The commissioner, for good cause

shown, may allow changes in rates without requiring the thirty days'

notice and publication herein provided for, by duly filing and

publishing in such manner as he may direct an order specifying the

change so made and the time when it shall take effect; all such changes

shall be immediately indicated upon its schedules by the common carrier.

Whenever there shall be filed with the commissioner by any common

carrier any schedule stating a new individual or joint rate, fare or

charge, or any new individual or joint classification or any new

individual or joint regulation or practice affecting any rate, fare or

charge, the commissioner shall have and he is hereby given authority,

either upon complaint or upon his own initiative without complaint, at

once, and if he so orders without answer or other formal pleading by the

interested carrier or carriers, but upon reasonable notice, to enter

upon a hearing concerning the propriety of such rate, charge, fare,

classification, regulation or practice; and pending such hearing and

decision thereon, the commissioner upon filing with such schedule, and

delivering to the carrier or carriers affected thereby, a statement in

writing of his reasons for such suspension, may suspend the operation of

such schedule and defer the use of such rate, fare, charge,

classification, regulation or practice, but not for a longer period than

one hundred and twenty days beyond the time when such rate, fare,

charge, classification, regulation or practice would otherwise go into

effect; and after full hearing whether completed before or after the

rate, fare, charge, classification, regulation or practice goes into

effect, the commissioner may make such order in reference to such rate,

fare, charge, classification, regulation or practice, as would be proper

in a proceeding initiated after the rate, fare, charge, classification,

regulation or practice had become effective. Provided, that if any such

hearing cannot be concluded within the period of suspension, as above

stated, the commissioner may, in his discretion, extend the time of

suspension for a further period not exceeding six months. The

commissioner may as authorized by subdivision one of section one hundred

nineteen establish temporary rates for any period of suspension under

this section. At any hearing involving a rate, the burden of proof to

show that the change in rate if proposed by the common carrier, or that

the existing rate, if on motion of the commissioner or in a complaint

filed with the commissioner it is proposed to reduce the rate, is just

and reasonable shall be upon the common carrier; and the commissioner

may give to the hearing and decision of such questions preference over

all other questions pending before him and decide the same as speedily

as possible.

§ 100 — Concurrence in joint tariffs

Concurrence in joint tariffs. The names of the several carriers

which are parties to any joint tariff shall be specified therein, and

each of the parties thereto, other than the one filing the same, shall

file with the commissioner such evidence of concurrence therein or

acceptance thereof as may be required or approved by the commissioner;

and where such evidence of concurrence or acceptance is filed, it shall

not be necessary for the carriers filing the same also to file copies of

the tariffs in which they are named as parties.

§ 101 — Unjust discrimination

Unjust discrimination. No common carrier shall, directly or

indirectly, by any special rate, rebate, drawback, or other device or

method, charge, demand, collect or receive from any person or

corporation a greater or less compensation for any service rendered or

to be rendered in the transportation of passengers or property, except

as authorized in this chapter, than it charges, demands, collects or

receives from any other person or corporation for doing a like and

contemporaneous service in the transportation of a like kind of traffic

under the same or substantially similar circumstances and conditions.

§ 102 — Unreasonable preference

Unreasonable preference. No common carrier shall make or give

any undue or unreasonable preference or advantage to any person or

corporation or to any locality or to any particular description of

traffic in any respect whatsoever, or subject any particular person or

corporation or locality or any particular description of traffic, to any

undue or unreasonable prejudice or disadvantage in any respect

whatsoever.

§ 103 — Transportation prohibited until publication of schedules; rates as fixed to be charged; passes prohibited

Transportation prohibited until publication of schedules; rates

as fixed to be charged; passes prohibited. 1. No common carrier subject

to the provisions of this chapter shall engage or participate in the

transportation of passengers or property, between points within the

state, until its schedules of rates, fares and charges shall have been

filed and published in accordance with the provisions of this chapter.

No common carrier shall charge, demand, collect or receive a greater or

less or different compensation for transportation of passengers or

property, or for any service in connection therewith, than the rates,

fares and charges applicable to such transportation as specified in its

schedules filed and in effect at the time; nor shall any such carrier

refund or remit in any manner or by any device any portion of the rates,

fares, or charges so specified, nor extend to any shipper or person any

privileges or facilities in the transportation of passengers or property

except such as are regularly and uniformly extended to all persons and

corporations under like circumstances.

2. No common carrier subject to the provisions of this chapter shall,

directly or indirectly, issue or give any free ticket, free pass or free

transportation for passengers or property between points within this

state, except to its officers, employees, agents, surgeons, physicians,

attorneys-at-law, and their families; to ministers of religion, officers

and employees of railroad young men's christian associations,

incarcerated individuals of hospitals, charitable and eleemosynary

institutions and persons exclusively engaged in charitable and

eleemosynary work; and to indigent, destitute and homeless persons and

to such persons when transported by charitable societies or hospitals,

and the necessary agents employed in such transportation; to

incarcerated individuals of the national homes or state homes for

disabled volunteer soldiers and of soldiers' and sailors' homes,

including those about to enter and those returning home after discharge,

and boards of managers of such homes; to necessary caretakers of

property in transit; to employees of sleeping-car companies, express

companies, telegraph and telephone companies doing business along the

line of the issuing carrier; to railway mail service employees,

post-office inspectors, mail carriers in uniform, customs inspectors and

immigration inspectors; to newspaper carriers on trains, baggage agents,

witnesses attending any legal investigation or proceeding in which the

common carrier is interested, persons injured in accidents or wrecks and

physicians and nurses attending such persons; to the carriage free or at

reduced rates of persons or property for the United States, state or

municipal governments, or of property to or from fairs and expositions

for exhibit thereat.

3. Nothing in this chapter shall be construed to prohibit the

interchange of free or reduced transportation between common carriers of

or for their officers, agents, employees, attorneys, surgeons, and their

families, and their household and personal effects nor to prohibit any

common carrier from carrying passengers or property free, with the

object of providing relief in cases of general epidemic, pestilence or

other calamitous visitation; not to prohibit any common carrier from

transporting persons or property as incident to or connected with

contracts for construction, operation or maintenance, and to the extent

only that such free transportation is provided for in the contract for

such work, nor to prevent any common carrier from transporting children

under five years of age free. Provided further, that nothing in this

chapter shall prevent the issuance of mileage, excursion, school or

family commutation, commutation passenger tickets, half fare tickets for

the transportation of children under twelve years of age, any form of

reduced rate passenger tickets for persons attending schools or

educational institutions pursuant to title two of the "Servicemen's

Readjustment Act of 1944," or any other form of reduced rate passenger

tickets, or joint interchangeable mileage tickets, with special

privileges as to the amount of free baggage that may be carried under

mileage tickets of one thousand miles or more. But before any common

carrier subject to the provisions of this chapter shall issue any such

mileage, excursion, school or family commutation, commutation, half

fare, or any other form of reduced rate passenger tickets, or joint

interchangeable mileage ticket, with special privileges as aforesaid, it

shall file with the commissioner copies of the tariffs of rates, fares

or charges on which such tickets are to be based, together with the

specifications of the amount of free baggage permitted to be carried

under such joint interchangeable mileage ticket, in the same manner as

common carriers are required to do with regard to other rates by this

chapter. Nor shall anything in this chapter prevent the issuance of

passenger transportation in exchange for advertising space in newspapers

at full rates. The term "employees" as used in subdivisions two and

three, when referring to employees of a common carrier, shall include

furloughed, pensioned and superannuated employees, persons who have

become disabled or infirm in the service of any such common carrier, and

the remains of a person killed in the employment of a carrier and

ex-employees traveling for the purpose of entering the service of any

such common carrier; and the term "families" as used in such

subdivisions shall include the families of those persons named in this

proviso, also the families of persons killed, and the unremarried widow

or widower and minor children during minority of persons who died, while

in the service of such common carrier.

4. Nothing in this section or in any other provision of law shall

limit the power of the commissioner to require the sale of, and upon

investigation prescribe reasonable and just fares as the maximum to be

charged for, commutation, school or family commutation, mileage tickets

over railroads or street railroads, joint interchangeable mileage

tickets, round trip excursion tickets, or any other form of reduced rate

passenger tickets over such railroads or street railroads, including

cummutation, mileage, school tickets or any form of reduced rate tickets

issued to persons attending schools or educational institutions pursuant

to title two of the "Servicemen's Readjustment Act of 1944"; provided

that all special round trip excursion tickets, the sale of which is

limited to less than thirty days, except round trip excursion tickets to

the state fair and return during the holding thereof, shall be deemed

exempt from such regulation by the commissioner.

§ 104 — Free transportation on municipal ferries of soldiers, sailors and marines in uniform

Free transportation on municipal ferries of soldiers, sailors

and marines in uniform. A ferry owned or operated by a municipality

between points wholly within the state of New York shall carry without

charge or fee of any kind for transportation between such points any

soldier, sailor or marine in uniform during their term of enlistment in

the service of the state or the United States.

§ 105 — False billing by carrier or shipper

False billing by carrier or shipper. No common carrier or any

officer or agent thereof or any person acting for or employed by it,

shall assist, suffer or permit any person or corporation to obtain

transportation for any passenger or property between points within this

state at less than the rates then established and in force in accordance

with the schedules filed and published in accordance with the provisions

of this chapter, by means of false billing, false classification, false

weight or weighing, or false report of weight, or by any other device or

means. No person, corporation or any officer, agent or employee of a

corporation, who shall deliver property for transportation within the

state to a common carrier, shall seek to obtain such transportation for

such property at less than the rates then established and in force

therefor, as aforesaid, by false billing, false or incorrect

classification, false weight or weighing, false representation of the

contents of a package, or false report or statement of weight, or by any

other device or means, whether with or without the consent or connivance

of the common carrier, or any of its officers, agents or employees. No

person shall obtain transportation for himself or others or shall avail

himself or others of any means of transportation at rates other than or

different from those prescribed in the schedules of rates filed and

published, or in violation of the conditions attached to any reduced

rate ticket, provided such conditions are contained in the filed and

published schedules. Nothing in this section shall limit, modify or

change the provisions of section one hundred three and section one

hundred four.

§ 105-a — Immunity from civil liability for employees of public transportation authorities who render assistance to victims of crime

Immunity from civil liability for employees of public

transportation authorities who render assistance to victims of crime.

Notwithstanding any provision of law to the contrary, any employee of a

public transportation authority who renders assistance to a person who

is a victim of a crime being committed on any facility of such authority

shall have immunity from civil liability for damages for injuries or

death arising out of such act of assistance, unless it is established

that such injuries were or such death was caused by gross negligence on

the part of such employee.

§ 106 — Discrimination prohibited; connecting lines

Discrimination prohibited; connecting lines. Every common

carrier shall afford all reasonable, proper and equal facilities for the

interchange of passenger and property traffic between the lines owned,

operated, controlled or leased by it and the lines of every other common

carrier, and for the prompt transfer of passengers and for the prompt

receipt and forwarding of property to and from its said lines; and no

common carrier shall in any manner discriminate in respect to rates,

fares or charges or in respect to any service or in respect to any

charges or facilities for any such transfer in receiving or forwarding

between any two or more other common carriers or between passengers or

property destined to points upon the lines of any two or more other

common carriers or in any respect with reference to passengers or

property transferred or received from any two or more other common

carriers. This section shall not require a common carrier to permit or

allow any other common carrier to use its tracks or terminal facilities.

Every common carrier shall receive from every other common carrier, at a

connecting point, freight cars of proper standard, and haul the same

through to destination, if the destination be upon a line owned,

operated or controlled by such common carrier, and such service shall

not be construed as requiring a common carrier to permit or allow any

other common carrier to use its tracks or terminal facilities; or if the

destination be upon a line of some other common carrier, to haul any car

so delivered through to the connecting point upon the line owned,

operated, controlled or leased by it, by way of route over which such

car is billed, and there to deliver the same to the next connecting

carrier. Nothing in this section shall be construed as limiting or

modifying the duty of a common carrier to establish joint rates, fares

and charges for the transportation of passengers and property over the

lines owned, operated, controlled and leased by it and the lines of

other common carriers, nor limiting or modifying the power of the

commissioner to require the establishment of such joint rates, fares and

charges. A railroad company and a street railroad company shall not be

required to interchange cars except on such terms and conditions as the

commissioner may direct.

§ 107 — Long and short hauls

Long and short hauls. It shall be unlawful for any common

carrier subject to the provisions of this chapter to charge or receive

any greater compensation in the aggregate for the transportation of

passengers, or of like kind of property, for a shorter than for a longer

distance over the same line or route in the same direction, the shorter

being included within the longer distance, or to charge any greater

compensation as a through rate than the aggregate of the intermediate

rates subject to the provisions of this chapter; but this shall not be

construed as authorizing any common carrier to charge or receive as

great compensation for a shorter as for a longer distance; provided,

however, that upon application to the commissioner such common carrier

may in special cases, after investigation, be authorized by the

commissioner to charge less for longer than for the shorter distances

for the transportation of passengers or property; and the commissioner

may from time to time prescribe the extent to which such designated

common carrier may be relieved from the operation of this section.

Provided further, that any such carrier or carriers operating over a

circuitous line or route may, subject only to the standards of

lawfulness set forth in this chapter and without further authorization,

meet the charges of such carrier or carriers of the same type operating

over a more direct line or route, to or from the competitive points,

provided that rates so established over circuitous routes shall not be

evidence on the issue of the compensatory character of rates involved in

other proceedings; and provided further, that tariffs proposing rates

subject to the provisions of this section requiring the commissioner's

authorization may be filed when application is made to the commissioner

under the provisions hereof, and in the event such application is

approved, the commissioner shall permit such tariffs to become effective

upon one day's notice.

Whenever a carrier by railroad in competition with a water route or

routes shall reduce the rates on the carriage of any species of freight

to or from competitive points, it shall not be permitted to increase

such rates unless after hearing by the commissioner it shall be found

that such proposed increase rests upon changed conditions other than the

elimination of water competition.

§ 108 — Distribution of cars

Distribution of cars. 1. Every common carrier engaged in the

transportation of property shall, upon reasonable notice, furnish to all

persons and corporations who may apply therefor, and offer property for

transportation, sufficient and suitable cars for the transportation of

such property in car-load lots. Every railroad company and street

railroad company shall have sufficient cars and motive power to meet all

requirements for the transportation of passengers and property which may

reasonably be anticipated, unless relieved therefrom by order of the

commissioner. In case, at any particular time, a common carrier has not

sufficient cars to meet all requirements for the transportation of

property in car-load lots, all cars available to it for such purposes

shall be distributed among the several applicants therefor, without

discrimination between shippers, localities or competitive or

non-competitive points, but preference may always be given in the supply

of cars for shipment of live-stock or perishable property.

2. The commissioner shall have power to make, and by order shall make,

reasonable regulations for the furnishing and distribution of freight

cars to shippers, for the switching of the same, for the loading and

unloading thereof, for demurrage charges in respect thereto, and for the

weighing of cars and property offered for shipment or transported by any

common carrier.

§ 109 — Liability for damage to property in transit

Liability for damage to property in transit. Every common

carrier shall, upon demand, issue either a receipt or bill of lading for

all property delivered to it for transportation. No contract,

stipulation or clause in any receipt or bill of lading shall exempt or

be held to exempt any common carrier from any liability for loss, damage

or injury caused by it to property from the time of its delivery for

transportation until the same shall have been received at its

destination and a reasonable time shall have elapsed after notice to

consignee of such arrival to permit the removal of such property. Every

common carrier shall be liable for all loss, damage or injury to

property caused by delay in transit due to negligence while the same is

being carried by it, but in any action to recover for damages sustained

by delay in transit the burden of proof shall be upon the defendant to

show that such delay was not due to negligence. Every common carrier

shall be liable for loss, damage and injury to property carried as

baggage whether in connection with the transportation of the owner or

not, up to the full value and regardless of the character thereof, but

the value in excess of one hundred and fifty dollars shall be stated

upon delivery to the carrier, and a written receipt stating the value

shall be issued by the carrier, who may make a reasonable charge for the

assumption of such liability in excess of one hundred and fifty dollars

and for the carriage of baggage exceeding one hundred and fifty pounds

in weight upon a single ticket or receipt. Nothing in this section shall

deprive any holder of such receipt or bill of lading of any remedy or

right of action which he has under existing law.

§ 110 — Continuous carriage

Continuous carriage. No common carrier shall enter into or

become a party to any combination, contract, agreement or understanding,

written or oral, express or implied, to prevent by any arrangement or by

change of arrangement of time schedule, by carriage in different cars or

by any other means or device whatsoever the carriage of property from

being continuous from the place of shipment to the place of destination.

No breakage of bulk, stoppage or interruption of carriage made by any

common carrier shall prevent the carriage of property from being treated

as one continuous carriage from the place of shipment to the place of

destination. Nor shall any such breakage of bulk, stoppage or

interruption of carriage be made or permitted by any common carrier

except it be done in good faith for a necessary purpose without

intention to avoid or unnecessarily interrupt or delay the continuous

carriage of such property or to evade any provision of law, or order of

the commissioner.

§ 111 — Liability for damage

Liability for damage. In case a common carrier shall do, cause

to be done or permit to be done any act, matter or thing prohibited,

forbidden or declared to be unlawful, or shall omit to do any act,

matter or thing required to be done, either by law or by order of the

commissioner, such common carrier shall be liable to the persons or

corporations affected thereby for all loss, damage or injury caused

thereby or resulting therefrom, and in case of recovery, if the court

shall find that such act or omission was wilful, it may in its

discretion fix a reasonable counsel or attorney's fee, which fee shall

be taxed and collected as part of the costs in the case. An action to

recover for such loss, damage or injury may be brought in any court of

competent jurisdiction by any such person or corporation.

§ 112 — Routing of shipments by shipper of goods

Routing of shipments by shipper of goods. In all cases where at

the time of the delivery of property to a common carrier, for

transportation subject to the provisions of this chapter, to any point

of destination, between which and the point of such delivery for

shipment two or more through routes shall exist, the person, firm or

corporation making such shipment shall have the right to designate in

writing by which of such routes such property shall be transported to

destination, and it shall thereupon be the duty of the initial carrier

to route such property and issue a through bill of lading therefor as so

directed, and to transport such property over its own line or lines and

deliver the same to the connecting carrier by rail or water, and it

shall be the duty of such connecting carrier to receive such property

and transport it over such line or lines and deliver the same to the

next succeeding carrier or consignee according to the routing

instructions of such bill of lading, provided that nothing in this

section shall be construed to make a common carrier liable for injury to

or loss of goods in transit on the line of another carrier. The shipper

shall in all instances have the right to determine where competing lines

of railroad or of carriers by water constitute portions of a through

line or route, over which of said competing lines so constituting a

portion of such through line or route his freight shall be transported.

The commissioner shall have the power to make such reasonable exceptions

and regulations as he may determine and shall have power to enforce the

above provisions. Where the route adopted by the shipper is by rail and

water lines, some of which have no physical connection, the property

carried shall be delivered at the point on the route where the transfer

is to take place by the initial or succeeding carrier to an agent of the

connecting carrier.

ARTICLE 5 The Powers of the Commissioner In Respect to Common Carriers

§ 115 — General powers and duties of commissioner in respect to common carriers

General powers and duties of commissioner in respect to common

carriers. 1. The commissioner shall have power and authority to

administer oaths, in all parts of the state, to witnesses summoned to

testify in any inquiry, investigation, hearing or proceedings; and also

to administer oaths in all parts of the state whenever the exercise of

such power is incidentally necessary or proper to enable the

commissioner to perform a duty or to exercise a power. An officer or

employee of the department specially authorized to conduct an

investigation or hearing shall have power to administer oaths to

witnesses subpoenaed to testify before him.

2. (a) The commissioner shall have the general supervision of all

common carriers subject to his jurisdiction as hereinbefore defined, and

shall have power to and shall examine the same and keep informed as to

their general condition, their capitalization, their franchises and the

manner in which their lines and property, owned, leased, controlled or

operated, are managed, conducted and operated, not only with respect to

the adequacy, security and accommodation afforded by their service, but

also with respect to their compliance with all provisions of law, orders

of the commissioner and charter requirements. The commissioner, or

responsible engineers or inspectors duly authorized by him, shall have

power to enter in or upon and to inspect the property, equipment,

buildings, plants, factories, power-houses and offices of any of such

companies or persons, including the right for such inspection purpose to

ride upon any freight locomotive or train or any passenger locomotive or

train while in service; and to have upon reasonable notice the use of an

inspection locomotive or special locomotive and inspection car for a

physical inspection once annually of all the lines and stations of each

common carrier under his supervision; and to the extent that such

facilities for inspection involve transportation the commissioner and

each such employee shall pay the published one-way fare established by

the common carrier for the transportation of persons by regular

passenger trains over the distance covered by such inspection. The cost

of such transportation, if the commissioner so elects, may be paid upon

bill rendered to the commissioner after the transportation has been

furnished and the amount thereof ascertained. The commissioner shall

also have general powers and authority with respect to the abatement

except by change of motive power of all nuisances arising outside the

corporate limits of a city from the generation of smoke, soot, or

cinders, incident to the operation of such railroads, and railroad

companies.

(b) The commissioner shall promulgate rules and regulations relating

to railroad electric power substations which shall provide for safe

ingress to and egress from such substations with relation to surrounding

areas. Such rules and regulations shall also establish safety guidelines

which when implemented will assure that such substations will be

maintained under conditions of reasonable security and optimum safety

not only for persons authorized for ingress to such substations but also

for persons unauthorized for such ingress.

3. The commissioner or officer or employee specially authorized to

conduct an investigation or hearing shall have power to examine all

books, contracts, records, documents and papers of any person or

corporation subject to his supervision, and by subpoena duces tecum to

compel production thereof. In lieu of requiring production of originals

by subpoena duces tecum, the commissioner may require sworn copies of

any such books, records, contracts, documents and papers or parts

thereof to be filed with him.

§ 116 — Reports of common carriers

Reports of common carriers. Every common carrier shall file an

annual report with the commissioner verified by the oath of the

president, vice-president, treasurer, secretary, general manager or

receiver, if any, of such carrier or by the person required to file the

same. The verification shall be made by said official holding office at

the time of the filing of the said report, and if not made upon the

knowledge of the person verifying the same shall set forth the sources

of his information and the grounds of his belief as to any matters not

stated to be verified upon his knowledge. The commissioner shall

prescribe the form of such reports and the character of the information

to be contained therein, and may from time to time make such changes and

such additions in regard to form and contents thereof as he may deem

proper, and on or before June thirtieth in each year shall furnish a

blank form for such annual reports to every such carrier and person. The

contents of such report and the form thereof shall conform in the case

of railroad companies as nearly as may be to that required of common

carriers under the provisions of the act of congress, entitled "An act

to regulate commerce," approved February fourth, eighteen hundred and

eighty-seven, and the acts amendatory thereof and supplementary thereto.

The commissioner may require such report to contain information in

relation to rates or regulations concerning fares or freights,

agreements or contracts affecting the same, so far as such rates or

regulations pertain to transportation within the state. When the report

of any such carrier or person is defective, or believed to be erroneous,

the commissioner shall notify the carrier or person to amend the same

within a time prescribed by the commissioner. The originals of the

reports, subscribed and sworn to as prescribed by law, shall be

preserved in the office of the commissioner. The commissioner may also

require such carriers and persons to file periodic reports in the form,

covering the period and at the time prescribed by the commissioner. The

commissioner may require of any such carrier or person specific answers

to questions upon which the commissioner may need information. The

annual report required to be filed by a common carrier shall be so filed

at the time prescribed by the commissioner or within such extended time

as the commissioner shall allow. If such carrier or person shall fail to

make and file the annual report within the time above specified or

within the time as extended by the commissioner, or shall fail to amend

such report within such reasonable time as may be prescribed by the

commissioner, or shall fail to make specific answer to any question, or

shall fail to make the periodic reports when required by the

commissioner as herein provided, within the time and in the form

prescribed by the commissioner for the making and filing of any such

report or answer, such carrier or person shall forfeit to the state the

sum of one hundred dollars for each and every day it shall continue to

be in default with respect to such annual report, amendment, answer or

periodic report. Such forfeiture shall be recovered in an action brought

by the commissioner in the name of the people of the state of New York.

The amount recovered in any such action shall be paid into the state

treasury and credited to the general fund.

§ 117 — Investigation of accidents

Investigation of accidents. The commissioner shall investigate

the cause of all accidents on any railroad or street railroad subject to

his jurisdiction which result in loss of life or injury to persons or

property, and which in his judgment shall require investigation. Every

common carrier shall give immediate notice to the commissioner of every

accident happening upon any line of railroad or street railroad owned,

operated, controlled or leased by it, in such manner as the commissioner

may direct.

§ 118 — Investigations by commissioner

Investigations by commissioner. 1. The commissioner may, of his

own motion, investigate or make inquiry, in a manner to be determined by

him as to any act or thing done or omitted to be done by any common

carrier, subject to his supervision, and the commissioner must make such

inquiry in regard to any act or thing done or omitted to be done by any

such common carrier in violation of law or an order of the commissioner.

2. Complaints may be made to the commissioner by any person or

corporation aggrieved, by petition or complaint in writing setting forth

any thing or act done or omitted to be done by any common carrier in

violation, or claimed to be in violation, or of the terms and conditions

of its franchise or charter or of any order of the commissioner. Upon

the presentation of such a complaint the commissioner shall cause a copy

thereof to be forwarded to the person or carrier complained of, which

may be accompanied by an order, directed to such person or carrier,

requiring that the matters complained of be satisfied, or that the

charges be answered in writing within a time to be specified by the

commissioner. If the person or carrier complained of shall make

reparation for any injury alleged and shall cease to commit, or to

permit, the violation of law, franchise or order charged in the

complaint, and shall notify the commissioner of that fact before the

time allowed for answer, the commissioner need take no further action

upon the charges. If, however, the charges contained in such petition be

not thus satisfied, and it shall appear to the commissioner that there

are reasonable grounds therefor, he shall investigate such charges in

such manner and by such means as he shall deem proper, and take such

action within his powers as the facts justify.

3. Whenever the commissioner shall investigate any matter complained

of by any person or corporation aggrieved by any act or omission of a

common carrier under this section it shall be his duty to make and file

an order either dismissing the petition or complaint or directing the

common carrier complained of to satisfy the cause of complaint in whole

or to the extent which the commissioner may specify and require.

§ 119 — Rates and service to be fixed by the commissioner

Rates and service to be fixed by the commissioner. 1. Whenever

the commissioner shall find, after a hearing had upon his own motion or

upon a complaint, that the rates, fares or charges demanded, exacted,

charged or collected by any common carrier subject to his jurisdiction

for the transportation of persons or property within the state, or that

the regulations or practices of such common carrier affecting such rates

are unjust, unreasonable, unjustly discriminatory or unduly

preferential, or in violation of law, or that the maximum rates, fares

or charges, chargeable by any such common carrier are insufficient to

yield reasonable compensation for the service rendered, and are unjust

and unreasonable, the commissioner shall with due regard among other

things to the estimated prospective earning capacity of such property at

the rate of fare at the time fixed and existent and to a reasonable

average return upon the value of the property actually used in the

public service, and to the necessity of making reservation out of income

for surplus and contingencies, determine the just and reasonable rates,

fares and charges to be thereafter observed and in force as the maximum

to be charged for the service to be performed, notwithstanding that a

higher rate, fare or charge has been heretofore authorized by general or

special statute, and shall fix the same by order to be served upon all

common carriers by whom such rates, fares and charges are thereafter to

be observed.

At any hearing involving a rate, the burden of proof to show that the

change in rate if proposed by the common carrier, or that the existing

rate, if on motion of the commissioner or in a complaint filed with the

commissioner it is proposed to reduce the rate, is just and reasonable

shall be upon the common carrier; and the commissioner may give to the

hearing and decision of such questions preference over all other

questions pending before him and decide the same as speedily as

possible.

Whenever the commissioner shall find, after a hearing had upon his own

motion, or upon a complaint, that the rates, fares or charges demanded,

exacted, charged or collected by any common carrier subject to his

jurisdiction for excursion, school or family commutation, commutation

passenger tickets, half fare tickets for the transportation of children

under six years of age, or any other form of reduced rate tickets for

the transportation of persons within the state, or joint interchangeable

mileage tickets, with special privileges as to the amount of free

baggage that may be carried under mileage tickets of one thousand miles

or more within the state, or that the regulations or practices of such

common carriers affecting such rates are unjust, unreasonable, unjustly

discriminatory or unduly preferential, or in violation of law, or that

the maximum rates, fares or charges collected or charged for any of such

forms of reduced fare passenger transportation tickets by any such

common carrier are insufficient to yield reasonable compensation for the

service rendered, and are unjust and unreasonable, and whenever the

commissioner shall find, after a hearing had upon his own motion or upon

a complaint, and upon investigation, that the sale of any form or forms

of reduced passenger ticket heretofore sold or used upon any railroad or

street railroad within the state, the use or sale of which ticket or

tickets has been discontinued within five years prior to June thirtieth,

nineteen hundred and eleven, will be just and reasonable and not in

violation of any provision of this chapter or other provision of law,

the commissioner shall, with due regard, among other things, to a

reasonable average return upon the value of the property actually used

in the public service and to the necessity of making reservation out of

income for surplus and contingencies, determine the just and reasonable

rates, fares and charges to be thereafter observed and enforced as the

maximum to be charged for such mileage, excursion, school or family

commutation, commutation, half fare or any other form of reduced rate

tickets for the transportation of persons, or joint interchangeable

mileage tickets with special privileges as aforesaid, and shall order

the sale and use thereof to be restored, or any of the kinds of tickets

herein specified or any other form of reduced rate ticket for the

transportation of persons within the state, upon any railroad or street

railroad within this state, upon which railroad or street railroad any

such form of ticket or tickets for the transportation of persons within

the state, have, within five years prior to June thirtieth, nineteen

hundred and eleven, been sold or used, and shall determine and prescribe

the reasonable and just rates, fares and charges to be thereafter

observed and enforced as the maximum to be charged for any of such form

of ticket or tickets for the transportation of persons within the state,

all of which acts fixing such rates, fares and charges or requiring the

restoration of, sale and use of any of such forms of ticket or tickets,

shall be by order to be served upon all common carriers, railroad

companies and street railroad companies by whom such rates, fares and

charges or restoration of, sale or use of such ticket or tickets are

thereafter to be observed.

2. Whenever the commissioner shall find, after a hearing, had upon his

own motion or upon complaint, that the regulations, practices,

equipment, appliances, or service of any such common carrier in respect

to transportation of persons or property within the state are unjust,

unreasonable, unsafe, improper or inadequate, the commissioner shall

determine the just, reasonable, safe, adequate and proper regulations,

practices, equipment, appliances and service thereafter to be in force,

to be observed and to be used in such transportation of persons and

property and so fix and prescribe the same by order to be served upon

every common carrier to be bound thereby; and thereafter every common

carrier shall observe and obey each and every requirement of every such

order so served upon it, and do everything necessary or proper in order

to secure absolute compliance with and observance of every such order by

all of its officers, agents and employees.

3. The commissioner shall have power by order to require any two or

more common carriers whose lines, owned, operated, controlled or leased,

form a continuous or connecting line of transportation or could be made

to do so by the construction and maintenance of switch connection or

interchange track at connecting point, or by transfer of property or

passengers at connecting points, to establish through routes and joint

rates, fares and charges for the transportation of passengers and

property within the state as the commissioner may, by his order,

designate; and in case such through routes and joint rates be not

established by the common carriers named in any such order within the

time therein specified, the commissioner shall establish just and

reasonable rates, fares and charges to be charged, for such through

transportation, and declare the portion thereof to which each common

carrier, affected thereby shall be entitled and the manner in which the

same shall be paid and secured; and the commissioner shall also have

power in the same proceeding, or in a separate proceeding involving any

rates, fares or charges to prescribe joint rates and fares and charges

as the maximum to be exacted for the transportation by them of

passengers and property within the state, and to require such common

carriers affected thereby to make within a specified time an agreement

between them as to the portion of such joint rates, fares or charges to

which each of them shall be entitled; and in case such agreement be not

so made within the time so specified the commissioner may declare by

supplemental order the portion thereof to which each common carrier

affected thereby shall be entitled and the manner in which the same

shall be paid and secured; such supplemental order shall take effect as

part of the original order from the time such supplemental order shall

become effective.

All powers of the commissioner to establish through routes and order

joint rates, fares and charges as above conferred in relation to common

carriers by railroad, shall extend and apply to the establishment of

through routes and ordering of joint rates, fares and charges for use

and observance by common carriers by railroad and common carriers by

water.

When property may be or is transported from point to point in the

state of New York by rail and water, the transportation being by a

common carrier or carriers, and entirely within such state, the

commissioner shall have jurisdiction of such transportation and of the

carriers, both by rail and by water, which may or do engage in the same,

in the following particulars, in addition to the jurisdiction given by

other provisions of this chapter:

(a) To establish physical connection between the lines of the rail

carrier and the dock of the water carrier by directing the rail carrier

to make suitable connection between its line and a track or tracks which

have been constructed from the dock to the limits of its right of way,

or by directing either or both the rail and water carrier, individually

or in connection with one another, to construct and connect with the

lines of the rail carrier a spur track or tracks to the dock. This

provision shall only apply where the connection is reasonably

practicable, can be made with safety to the public, and where the amount

of business existing or prospective is sufficient to justify the outlay.

The commissioner shall have full authority to determine the terms and

conditions upon which these connecting tracks, when constructed, shall

be operated, and he may either in the construction or the operation of

such tracks, determine what sum shall be paid to or by either carrier.

The provisions of this paragraph shall extend to cases where the dock is

owned by other parties than the carrier involved. The commissioner

shall have authority to compel common carriers by rail to make physical

connection between their tracks and public terminals established and

operated by the state under the provisions of chapter seven hundred and

forty-six of the laws of nineteen hundred and eleven, at the expense of

such carrier and of the state in such proportions as may be reasonable,

where such connection is practicable. The commissioner shall also have

authority to compel common carriers by rail to operate upon the railroad

tracks within such public terminals by such common carriers' own motive

power and servants all rolling stock going to or coming from such public

terminals. Common carriers by rail required to make such connections

shall file tariffs for all service into and out of such terminals and

over the connecting lines of such carriers by rail, if complaint is made

by any person that the rates so made are unreasonable, the burden shall

be upon the common carrier by rail to establish the reasonableness of

such rates. If the rates are found by the commissioner to be

unreasonable, the commissioner shall establish reasonable rates. The use

and operation of such connections and the spotting, placing and removing

of rolling stock shall be in accordance with the regulations prescribed

by the commissioner.

(b) To establish through routes and from time to time order maximum

joint rates between and over such rail and water lines, and to determine

all the terms and conditions under which such a line shall be operated

in the handling of the traffic embraced.

(c) To establish maximum proportional rates by rail to and from places

to which the traffic is brought, or from which it is taken by the water

carrier, and to determine to what traffic and upon what terms and

conditions such rates shall apply. By proportional rates are meant those

which differ from corresponding local rates to and from the place of

receipt and delivery and which apply only to traffic which is brought to

the place of receipt and delivery or is carried from that place by a

common carrier by water.

(d) If any rail carrier subject to this chapter enters into

arrangements with any water carrier operating in the state for the

handling of business between interior points in said state, the

commissioner may require such carrier to enter into similar arrangements

with any or all other common carriers by water operating therein.

(e) No common carrier by rail shall own, lease, operate, control or

have any interest whatsoever, by stock ownership or otherwise, either

directly or indirectly, through any holding company, or by stockholders

or directors in common, or in any other manner, in any common carrier by

water, with which said common carrier does or may compete for traffic,

or in vessels, boats or barges carrying freight upon any water route

with which such common carrier does or may compete for traffic.

Jurisdiction is hereby conferred on the commissioner to determine

questions of fact as to the competition or possibility of competition,

after full hearing, on the application of any railroad company or other

carrier. Such application may be filed for the purpose of determining

whether any existing service is in violation of this section and pray

for an order permitting the continuance of any vessel or vessels already

in operation, or for the purpose of asking an order to install new

service not in conflict with the provisions of this paragraph. The

commissioner may on his own motion or the application of any shipper

institute proceedings to inquire into the operation of any vessel in use

by any railroad or other carrier which has not applied to the

commissioner and had the question of competition or the possibility of

competition determined as herein provided.

(f) The provisions of sections ninety-eight, ninety-nine and one

hundred, relating to filing, publication and changes of rates, fares and

charges of common carriers shall apply to all rates, fares and charges,

and regulations and practices affecting rates, fares and charges for

transportation partly by water and partly by railroad, when both the

water line and the railroad line are used for a continuous carriage or

shipment; but the said section shall not apply to rates, fares or

charges, or regulations or practices affecting rates, fares or charges,

established by any such common carrier by water for local carriage or

shipment of passengers or property between points in this state which

are served by such common carrier wholly by water and independently of

any railroad service.

The provisions of this chapter, and the powers of the commissioner,

relating to the transportation of passengers and property by railroad

apply to the transportation of passengers and property partly by

railroad and partly by water when both the railroad line and such water

line are used for a continuous carriage or shipment between points in

this state; and the provisions of this chapter and the powers of the

commissioner respecting common carriers by water are hereby limited

thereto, except as may be in this section otherwise specifically

provided.

4. If the commissioner shall be of the opinion that through cars for

the transportation of property should be operated over the tracks of

said common carriers and that switch connection or interchange track at

a connecting point, if not already existing, should be constructed and

maintained by such common carriers, to the end that property may be

carried without change of cars, the commissioner shall have power after

a hearing to require by order said common carriers to receive from each

other and transport for each other such cars over each other's tracks by

way of such switch connection or interchange track, and if no such

switch connection or interchange track exist to construct and maintain

said switch connection or interchange track, and to make within a

specified time not less than thirty days an agreement between them as to

the terms of such receipt and transportation of cars, and if so required

as to the division of the expense of such construction and maintenance

of switch connection or interchange track; and in case such agreement be

not so made within the time so specified, the commissioner shall after a

hearing declare by supplemental order the terms and conditions upon

which such cars shall be received and transported, and if so required

the portion of such expense to which each common carrier affected

thereby shall be entitled and the manner in which any sums of money to

which any such common carrier is entitled shall be paid and secured, and

such supplemental order shall take effect as part of the original order

from the time such supplemental order shall become effective. Nothing in

this subdivision shall require a through route between railroad

companies and street railroad companies between points reached by such

railroad companies. In case upon the termination of a lease or otherwise

the owner or lessor of a rapid transit railroad resumes operation

thereof and thereupon such owner or lessor or the lessee discontinues or

threatens to discontinue or refuses or threatens to refuse to permit

operation over any extension or extensions of such rapid transit

railroad or railroads or any of them, or discontinues or threatens to

discontinue or refuses or threatens to refuse to permit operation over

other railroads on which such lessee had operated under trackage rights,

then and in either of those events the commissioner may order that

through cars for the transportation of passengers shall be operated over

such extension or extensions and over the tracks of such other railroad

over which such lessee may have had trackage rights, and the

commissioner shall have power, after a hearing to require by order such

operating, including the right to order such switch or other connections

or interchange tracks as may be necessary, and if so required to

determine as to the division of the expense of the maintenance and

operation thereof. The commissioner may, after a hearing, prescribe the

terms and conditions upon which such operations shall be conducted and

the manner in which receipts and expenses shall be apportioned. Pending

the hearing or hearings provided for herein, and the determinations and

orders of the commissioner thereon, the commissioner shall have power,

if in his judgment the public interest requires it, to issue a temporary

order requiring said rapid transit railroad companies to receive from

each other, and transport for each other, such cars over each other's

tracks by way of switch connection or interchange track, and if no such

switch connection or interchange track exists, to construct and maintain

said switch connection or interchange track; and upon the completion of

said hearing or hearings, and the determinations and orders of the

commissioner thereafter made, the terms of the receipt and

transportation of cars, and the readjustment of compensation and expense

involved, shall take effect as of the original date of such temporary

order of the commissioner. If upon the expiration or earlier termination

of a lease, the free transfer or interchange of passengers, theretofore

in effect and permitted by the lessee of a rapid transit railroad at any

point or points between the lines of the rapid transit railroads owned

or leased and operated by it, is discontinued or is threatened to be

discontinued, the commissioner shall have power by order to require the

companies, by which the said lines of rapid transit railroads may be

operated after the termination of the lease, to continue or re-establish

such through routes formerly existing, and to establish joint rates,

fares and charges for the transportation of passengers thereon in the

manner provided by subdivision three. Pending the hearing or hearings

provided for herein, and the determinations and orders of the

commissioner thereon, the commissioner shall have power to issue a

temporary order requiring the companies then operating said lines of

rapid transit railroad to restore the said free transfer or interchange

of passengers at the point or points on said rapid transit railroad

lines where the said free transfer or interchange was formerly in effect

and permitted; and upon the completion of said hearing or hearings, and

the determinations and orders of the commissioner thereafter made, the

terms and conditions under which the portion of said joint rates, fares

and charges to which each company shall be entitled and the manner in

which the same shall be paid and secured, shall take effect as of the

original date of such temporary order of the commissioner.

§ 120 — Power of commissioner to order repairs or changes

Power of commissioner to order repairs or changes. If in the

judgment of the commissioner, additional tracks, switches, terminals or

terminal facilities, stations, motive power, or any other property,

construction, apparatus, equipment, facilities or device for use by any

common carrier in or in connection with the transportation of passengers

or property ought reasonably to be provided or any repairs or

improvements to or changes in any thereof in use ought reasonably to be

made, or any additions to changes in construction should reasonably be

made thereto in order to promote the security or convenience of the

public or employees, or in order to secure adequate service or

facilities for the transportation of passengers or property, or to

overcome or to minimize except by change of motive power nuisances of

smoke, soot, or cinders, arising from the operation outside the

corporate limits of a city of such common carrier, such changes or

additions in equipment not to be in conflict with any federal statute or

regulation, the commissioner shall, after a hearing either on his own

motion or after complaint, make and serve an order directing such

repairs, improvements, changes or additions to be made within a

reasonable time and in a manner to be specified therein, and every

common carrier shall make all repairs, improvements, changes and

additions required of it by any order of the commissioner served upon

it. If any repairs, improvements, changes or additions which the

commissioner has determined to order require joint action by two or more

of said carriers, the commissioner shall, before entry and service of

order, notify the said carriers that such repairs, improvements, changes

or additions will be required and that the same shall be made at their

joint cost, and thereupon the said carriers shall have thirty days or

such longer time as the commissioner may grant within which to agree

upon the part or division of cost of such repairs, improvements, changes

or additions which each shall bear. If at the expiration of such time

such carriers shall fail to file with the commissioner a statement that

an agreement has been made for a division or apportionment of such

repairs, improvements, changes or additions the commissioner shall have

authority, after further hearing, to fix in his order the proportion of

such cost or expense to be borne by each such company and the manner in

which the same shall be paid and secured. But this section shall not be

construed to authorize the commissioner to require two or more railroad

companies to unite in the erection of a union station.

§ 121 — Substitution of motor vehicles or trackless trolleys for cars on tracks; supplemental or extended operation

Substitution of motor vehicles or trackless trolleys for cars

on tracks; supplemental or extended operation. 1. Whenever the

commissioner shall find, after a hearing, had upon the application of

any street railroad company or railroad company, that the public

interest will be served by the operation of stages, buses, motor

vehicles or vehicles known as trackless trolleys, as such trackless

trolleys are defined in the vehicle and traffic law, wholly or partly in

place of or supplemental to cars or trains upon tracks, on any portion

of the route of such railroad, the commissioner may make an order

authorizing such whole or partial substitution or such supplemental

operation, and thereupon such company shall have the power and privilege

and shall be authorized to operate stages, buses, motor vehicles, or

trackless trolleys on such portion of its route and if such operation be

by trackless trolleys to install and maintain all necessary additional

wires paralleling its existing trolley wires on such portion of its

route and such other wires and appurtenances as may be necessary for

such operation. Such an application or such an order, however, shall not

be made unless the local authorities of each city, village or town in

which the portion of the route affected is located shall have consented

to such substitution or such supplemental operation, by resolution, a

certified copy of which shall be presented with the application, which

consent may contain such terms and conditions as such local authorities

may deem to the best interest of any such city, town or village, and

which terms and conditions so contained in such consent may include

limitation, reduction or shortening of the period of any franchise or

consent under which such street railroad company or railroad company is

operating, and also may include, anything in any charter, general,

special or local law to the contrary notwithstanding, changes in and

modification of the terms and provisions of any franchise or consent

under which such street railroad company or railroad company is

operating, and of any obligation of such street railroad company or

railroad company to any such city, village or town under any such

franchise or consent or under any statute, provided, however, that such

changes and modifications shall not extend or lengthen the duration of

such franchise or consent. If any such portion of the route within a

town shall be wholly within an incorporated village, the consent of the

board of trustees shall be sufficient, and the consent of the town board

shall not be required. If such consent shall require the abandonment of

a route or any portion thereof the application to the commissioner shall

comply with the provisions of section one hundred eighty-four of the

railroad law, and shall require the separate approval by the

commissioner of such abandonment. The commissioner may also make an

order authorizing any street railroad company or railroad company to

operate stages, buses, motor vehicles or trackless trolleys upon

streets, highways and public places not included in but forming a route

or routes or portion of a route connecting with any part of the route of

such railroad or forming deviations or detours therefrom or in

connection therewith, provided such company obtains the consent or

consents of the local authorities, which consent may be given in like

manner and to the same extent as hereinabove provided in respect of the

substitution of stages, buses, motor vehicles or vehicles known as

trackless trolleys wholly or partly in place of or supplemental to cars

or trains upon tracks.

2. Wherever the commissioner has made an order authorizing a

substitution as provided in subdivision one, and such substitution is

made, the commissioner may on further application by the street railroad

company or railroad company, such application to be made in the same

manner and subject to the same conditions as provided in subdivision

one, revoke such order in whole or in part and make a new order

authorizing the operation of stages, buses, motor vehicles or trackless

trolleys.

§ 122 — Contracts between railroad companies and bus companies owned by former; approval of commissioner

Contracts between railroad companies and bus companies owned by

former; approval of commissioner. Whenever the commissioner has made an

order authorizing any street railroad company or railroad company to

substitute the operation of stages, buses or motor vehicles in place of

cars or trains upon tracks on any portion of the route of such railroad,

and such company is the owner of all of the capital stock of a bus

company, such street railroad company or railroad company and such bus

company may, subject to the approval of the commissioner, contract for

the use of their respective routes, or any part thereof, upon which

stages, buses or motor vehicles may be operated, and such routes shall

thereafter be used in such manner and for such time as may be prescribed

in such contract.

§ 123 — Power of commissioner to order changes in time schedules; running of additional cars and trains

Power of commissioner to order changes in time schedules;

running of additional cars and trains. If, in the judgment of the

commissioner, any railroad company or street railroad company does not

run trains enough or cars enough or possess or operate motive power

enough, reasonably to accommodate the traffic, passenger and freight,

transported by or offered for transportation to it, or does not run its

trains or cars with sufficient frequency or at a reasonable or proper

time having regard to safety, or does not run any train or trains, car

or cars, upon a reasonable time schedule for the run, the commissioner

shall, after a hearing either on his own motion or after complaint, have

power to make an order directing any such railroad company or street

railroad company to increase the number of its trains or of its cars or

its motive power or to change the time for starting its trains or cars

or to change the time schedule for the run of any train or car or make

any other suitable order that the commissioner may determine reasonably

necessary to accommodate and transport the traffic, passenger or

freight, transported or offered for transportation.

§ 125 — Power of commissioner to order continuance of train service during investigation

Power of commissioner to order continuance of train service

during investigation. Unless otherwise ordered or authorized by the

commissioner, no railroad company shall discontinue any train engaged in

the transportation of passengers in intrastate commerce within the

state, except upon thirty days' notice to the commissioner and the

posting of notice of such proposed discontinuance in every station

directly affected thereby thirty days in advance thereof; nor, unless

otherwise ordered or authorized by the commissioner, shall any railroad

company discontinue any scheduled station stop by any such train, except

upon fifteen days' notice and posting as herein prescribed. Upon receipt

of such notice, the commissioner shall have power, upon complaint, or

upon his own motion without complaint, to institute an investigation to

determine whether the existing service provided by any such train is

reasonably required to provide adequate transportation service. Upon the

institution of such an investigation, the commissioner is authorized by

order to require the railroad company to continue existing service,

pending the holding of public hearings and decision thereon, provided

that such order shall not be effective for a longer period than ninety

days.

§ 126 — Uniform system of accounts; access to accounts; forfeitures

Uniform system of accounts; access to accounts; forfeitures.

The commissioner may, whenever he deems advisable, establish a system of

accounts to be used by common carriers which are subject to his

supervision, or may classify the said carriers and prescribe a system of

accounts for each class, and may prescribe the manner in which such

accounts shall be kept. He may also in his discretion prescribe the

forms of accounts, records and memoranda to be kept by such carriers,

including the accounts, records and memoranda of the movement of traffic

as well as the receipts and expenditures of moneys. Notice of

alterations by the commissioner in the required method or form of

keeping a system of accounts shall be given to such persons or carriers

by the commissioner at least six months before the same are to take

effect. The system of accounts established by the commissioner and the

forms of accounts, records and memoranda prescribed by him as provided

above shall conform in the case of railroad companies as nearly as may

be to those from time to time established and prescribed by the United

States department of transportation under the provisions of the act of

congress entitled "An act to regulate commerce" approved February

fourth, eighteen hundred eighty-seven, and the acts amendatory thereof

or supplementary thereto. The commissioner shall at all times have

access to all accounts, records and memoranda kept by common carriers

and may designate any officers or employees of the department who shall

thereupon have authority under the order of the commissioner to inspect

and examine any and all accounts, records and memoranda kept by such

carriers. The commissioner may, after hearing, prescribe by order the

accounts in which particular outlays and receipts shall be entered,

charged or credited. At any such hearing the burden of proof shall be on

the common carrier to establish the correctness of the accounts in which

such outlays and receipts have been entered, and the commissioner may

suspend a charge or credit pending submission of proof by such carrier.

Where the commissioner has prescribed the forms of accounts, records and

memoranda to be kept by such carriers it shall be unlawful for them to

keep any other accounts, records or memoranda than those so prescribed,

or those prescribed by or under authority of the United States.

§ 127 — Franchises and privileges

Franchises and privileges. Without first having obtained the

permission and approval of the commissioner no common carrier shall

begin the construction of a railroad or street railroad, or any

extension thereof, for which a certificate of public convenience and

necessity shall not have been granted by the board of railroad

commissioners or where prior to said time said common carrier shall not

have become entitled by virtue of its compliance with the provisions of

the railroad law to begin such construction; nor, except as above

provided in this section, shall any such common carrier exercise any

franchise or right under any provision of the railroad law, or of any

other law, not heretofore lawfully exercised, without first having

obtained the permission and approval of the commissioner. The

commissioner shall have power to grant the permission and approval

herein specified whenever he shall after due hearing determine that such

construction or such exercise of the franchise or privilege is necessary

or convenient for the public service.

§ 128 — Transfer of franchises, property or stocks

Transfer of franchises, property or stocks. 1. No franchise nor

any right to or under any franchise, to own or operate a railroad or

street railroad shall be assigned, transferred or leased, nor shall any

contract or agreement with reference to or affecting any such franchise

or right be valid or of any force or effect whatsoever, unless the

assignment, transfer, lease, contract or agreement shall have been

approved by the commissioner. No street railroad company shall transfer

or lease its works or system or any part of such works or system to any

other person or corporation or contract for the operation of its works

and system, without the written consent of the commissioner. The

permission and approval of the commissioner to the exercise of a

franchise under section one hundred twenty-seven, or to the assignment,

transfer or lease of a franchise under this section shall not revive or

validate any lapsed or invalid franchise, or to enlarge or add to the

powers and privileges contained in the grant of any franchise, or to

waive any forfeiture.

2. No railroad company or street railroad company, domestic or

foreign, or a corporation which owns or operates a stage, bus or motor

vehicle line or route under the jurisdiction of the commissioner, shall

hereafter purchase or acquire, take, or hold, any part of the capital

stock of any common carrier organized or existing under or by virtue of

the laws of this state, unless authorized so to do by the commissioner;

and except where stock shall be transferred or held for the purpose of

collateral security only with the consent of the commissioner, no stock

corporation of any description, domestic or foreign, other than a

railroad company, street railroad company, or a corporation which owns

or operates a stage, bus or motor vehicle line or route under the

jurisdiction of the commissioner, shall purchase or acquire, take, or

hold, more than ten per centum of the voting capital stock issued by any

common carrier organized or existing under or by virtue of the laws of

this state, except that a corporation now lawfully holding a majority of

the voting capital stock of any railroad company or street railroad

company either directly or through ownership thereof by a subsidiary

corporation may with the consent of the commissioner acquire and hold

the entire voting capital stock of such railroad company or street

railroad company or any portion thereof. Provided, that with the

consent of the commissioner and upon and subject to such terms and

conditions as the commissioner may fix and impose, any such stock

corporation may acquire, take and hold more than ten per centum of the

voting capital stock of any common carrier organized or existing under

or by virtue of the laws of this state. No consent shall be given by the

commissioner to the acquisition of any stock in accordance with this

section unless it shall have been shown that such acquisition is in the

public interest. Nothing herein contained shall be construed to prevent

the holding of any stock heretofore lawfully acquired or, upon the

surrender or exchange of said stock or said stock and bonds or other

evidence of indebtedness pursuant to an agreement of consolidation or

merger or a reorganization plan, approved by the commissioner, to

prevent the purchase, acquisition, taking or holding of the voting

capital stock of the new corporation organized pursuant to such

agreement or plan to take over the property of any corporation whose

stock or whose stock and bonds or other evidences of indebtedness have

been thus surrendered or exchanged, or, subject to approval by the

commissioner, to prevent the purchase, acquisition, taking or holding of

any further issue of stock provided such further issue does not increase

the proportion of voting capital stock held by such stock corporation.

Every contract, assignment, transfer or agreement for transfer of any

stock by or through any person or corporation to any corporation, in

violation of this chapter, shall be void and of no effect, and no such

transfer or assignment shall be made upon the books of any such railroad

company or street railroad company, or shall be recognized as effective

for any purpose. The power conferred by this section to approve or

disapprove a transaction relating to franchises, rights or stock of any

common carrier, shall be exercised by the commissioner.

§ 129 — Approval of securities

Approval of securities. A common carrier existing, or hereafter

incorporated, under or by virtue of the laws of the state of New York,

may issue stocks, bonds, notes or other evidences of indebtedness

payable at periods of more than twelve months after the date thereof, or

a receiver of such a corporation, if duly authorized by law, may issue

receiver's certificates, when necessary for the acquisition of property,

the construction, completion, extension or improvement of its

facilities, or for the improvement or maintenance of its service or for

the discharge or lawful refunding of its obligations or for the

reimbursement of moneys actually expended from income or from any other

moneys in the treasury of the corporation not secured by or obtained

from the issue of stocks, bonds, notes or other evidences of

indebtedness of such corporation, within five years next prior to the

filing of an application with the commissioner for the required

authorization, for any of the aforesaid purposes except maintenance of

service and except replacements in cases where the applicant shall have

kept its accounts and vouchers of such expenditure in such manner as to

enable the commissioner to ascertain the amount of moneys so expended

and the purposes for which such expenditure was made; provided and not

otherwise that there shall have been secured from the commissioner an

order authorizing such issue, and the amount thereof and stating the

purposes to which the issue or proceeds thereof are to be applied, and

that, in the opinion of the commissioner, the money, property or labor

to be procured or paid for by the issue of such stock, bonds, notes or

other evidences of indebtedness is or has been reasonably required for

the purposes specified in the order, and that except as otherwise

permitted in the order in the case of bonds, notes and other evidences

of indebtedness, such purposes are not in whole or in part, reasonably

chargeable to operating expenses or to income; but this provision shall

not apply to any lawful issue of stock, to the lawful execution and

delivery of any mortgage or to the lawful issue of bonds thereunder,

which shall have been duly approved by the board of railroad

commissioners before July first, nineteen hundred seven. Stock may be

issued to stockholders as a stock dividend provided that there shall

have been secured from the commissioner an order authorizing such issue

and a transfer of surplus to capital in an amount equal to the par or

stated value of the stock so authorized and stating that a sum equal to

the amount to be so transferred was expended for the purposes enumerated

in this section. The issue of stocks, bonds or other evidences of

indebtedness, within the meaning of this section, shall include the sale

by any such corporation of any such securities previously issued in

compliance with this section and subsequently reacquired by such

corporation, provided, however, for good cause shown the commissioner

may exempt from the restriction hereof stocks, bonds or other evidences

of indebtedness. For the purpose of enabling him to determine whether he

should issue such an order, the commissioner shall make such inquiry or

investigation, hold such hearings and examine such witnesses, books,

papers, documents or contracts as he may deem of importance in enabling

him to reach a determination. Such corporation shall not without the

consent of the commissioner apply said issue or any proceeds thereof to

any purpose not specified in such order. Such common carrier may issue

notes for proper corporate purposes and not in violation of law, payable

at periods of not more than twelve months without such consent but no

such notes shall, in whole or in part, directly or indirectly, be

refunded, by any issue of stock or bonds or by any evidences of

indebtedness running for more than twelve months without the consent of

the commissioner. The commissioner shall have power to require every

such carrier to file with the commissioner after the issuance of stocks,

bonds, notes or other evidences of indebtedness, issued with or without

the approval of the commissioner as herein provided, a notice of such

transaction in such form as the commissioner may prescribe. Provided,

however, that the commissioner shall have no power to authorize the

capitalization of any franchise to be a corporation nor to authorize the

capitalization of any franchise or the right to own, operate or enjoy

any franchise whatsoever in excess of the amount (exclusive of any tax

or annual charge) actually paid to the state or to a political

subdivision thereof as the consideration for the grant of such franchise

or right, nor to authorize the issuance of any stocks or other

securities for any purposes other than those enumerated in this section;

nor shall the capital stock, bonds and other evidences of debt of a

corporation formed by the merger or consolidation of two or more other

corporations, exceed the sum of the capital stock, bonds and other

evidences of debt of the corporations so consolidated, at the par value

thereof, or such sum and any additional sum actually paid in cash; nor

shall any contract for consolidation or lease be capitalized in the

stock of any corporation whatever; nor shall any corporation hereafter

issue any bonds against or as a lien upon any contract for consolidation

or merger.

§ 130 — Reorganizations

Reorganizations. 1. Corporate reorganizations of common

carriers shall be subject to the approval of the commissioner.

2. Upon all such reorganizations the amount of capitalization,

including therein all stocks and bonds and other evidence of

indebtedness, shall be such as is authorized by the commissioner which,

in making his determination, shall not exceed the fair value of the

property involved, taking into consideration its original cost of

construction, duplication cost, present condition, earning power at

reasonable rates and all other relevant matters and any additional sum

or sums as shall be actually paid in cash, provided, however, that the

commissioner may make due allowance for discount of bonds. Any

reorganization agreement before it becomes effective shall be amended so

that the amount of capitalization shall conform to the amount authorized

by the commissioner.

§ 131 — Forfeiture; penalties

Forfeiture; penalties. 1. Every common carrier and all

officers, and agents of any common carrier shall obey, observe and

comply with every order made by the commissioner so long as the same

shall be and remain in force. Any common carrier which shall violate any

provision of law requiring the consent, permission or approval of the

commissioner for the performance of an act, or which fails, omits or

neglects to obey, observe or comply with any order or any direction or

requirement of the commissioner, shall forfeit to the people of the

state of New York not to exceed the sum of five thousand dollars for

each offense; every violation of any such order or direction or

requirement, or of law, shall be a separate and distinct offense, and,

in case of a continuing violation, every day's continuance thereof shall

be a separate and distinct offense.

2. Every officer and agent of any such common carrier who shall

violate, or who procures, aids or abets any violation by any such common

carrier of any provision of law requiring the consent, permission or

approval of the commissioner for the performance of an act, or who shall

fail to obey, observe and comply with any order of the commissioner or

any provision of an order of the commissioner, or who procures, aids or

abets any such common carrier in its failure to obey, observe and comply

with any such order or provision, shall be guilty of a misdemeanor.

§ 131-a — Penalties for violations

Penalties for violations. 1. Any railroad company that

operates as a common carrier that violates any provision of article five

of this chapter and regulations promulgated pursuant thereto shall, upon

direction by the commissioner, be liable for a penalty payable to the

people of the state of New York in the amount not to exceed five

thousand dollars.

2. Any railroad company that operates as a common carrier of property

that violates any provision of article five of this chapter and

regulations promulgated pursuant thereto with respect to one or more

freight cars required to be placarded by federal hazardous materials

regulations shall, upon direction by the commissioner, be liable for a

penalty payable to the people of the state of New York in an amount not

to exceed fifteen thousand dollars.

3. Each violation shall be a separate and distinct offense, and, in

case of a continuing violation, every day's continuance thereof shall be

a separate and distinct offense.

4. Before imposing a penalty set forth in this section, the

commissioner shall afford the railroad company notice and an opportunity

to be heard. In assessing the penalty, the commissioner may consider

the following:

a. the railroad company's history of violating the law or the

regulations of the commissioner;

b. if the violation arises out of an accident, whether death or

serious injury occurred as a result of the accident, whether the

accident resulted in an evacuation of the general public for one hour or

more, and whether the accident resulted in the closure of a major

transportation artery or facility for one hour or more; and

c. any other factors the commissioner deems relevant.

5. If such penalty is not paid within four months, the amount thereof

may be entered as a judgment in the office of the clerk of the county of

Albany and in any other county in which the railroad company has a place

of business or through which it operates.

§ 132 — Enforcement proceedings

Enforcement proceedings. Whenever the commissioner shall find

that a common carrier subject to his supervision is failing or omitting

or about to fail or omit to do anything required of it by law or by

order of the commissioner, or is doing anything or about to do anything

or permitting anything or about to permit anything to be done, in

violation of law or of any order of the commissioner, he shall direct an

attorney employed by the department to commence an action or special

proceeding in the supreme court in the name of the commissioner for the

purpose of having such violations or threatened violations stopped and

prevented. Such attorney shall thereupon begin an action or special

proceeding alleging the violation complained of and praying for

appropriate relief. In case of default in answer or after answer, the

court shall immediately inquire into the facts and circumstances in such

manner as the court shall direct without other or formal pleadings, and

without respect to any technical requirement. Such other persons or

corporations as the court shall deem necessary or proper to join as

parties in order to make its judgment effective, may be joined as

parties upon application. The final judgment in any such action or

special proceeding shall either dismiss the action or special proceeding

or direct judgment as prayed for in the complaint or petition or in such

modified or other form as the court may determine will afford

appropriate relief.

§ 133 — Penalties for other than common carriers

Penalties for other than common carriers. 1. Any corporation,

other than a common carrier which shall violate this chapter, or shall

fail to obey, observe and comply with every order made by the

commissioner under authority of this chapter so long as the same shall

be and remain in force, shall forfeit to the people of the state of New

York a sum not exceeding one thousand dollars for each offense; every

such violation shall be a separate and distinct offense, and the penalty

or forfeiture thereof shall be recovered in an action as provided in

section ninety.

2. Every person who, either individually or acting as an officer or

agent of a corporation other than a common carrier, shall violate this

chapter, or fail to obey, observe or comply with any order made by the

commissioner under this chapter so long as the same shall be or remain

in force, or who shall procure, aid or abet any such corporation in its

violation of this chapter, or in its failure to obey, observe or comply

with any such order, shall be guilty of a misdemeanor.

3. In construing and enforcing the provisions of this chapter relating

to forfeitures and penalties the act of any director, officer or other

person acting for or employed by any common carrier or corporation,

acting within the scope of his official duties or employment, shall be

in every case and be deemed to be the act of such common carrier or

corporation.

§ 134 — Duties of commissioner as to interstate traffic

Duties of commissioner as to interstate traffic. The

commissioner may investigate interstate freight or passenger rates or

interstate freight or passenger service on railroads within the state,

and when such rates are, in the opinion of the commissioner, excessive

or discriminatory or are levied or laid in violation of the act of

congress entitled "An act to regulate commerce," approved February

fourth, eighteen hundred and eighty-seven, and the acts amendatory

thereof and supplementary thereto, or in conflict with the rulings,

orders or regulations of the United States department of transportation,

the commissioner may apply by petition to the United States department

of transportation for relief or may present to the United States

department of transportation all facts coming to his knowledge, as to

violations of the rulings, orders, or regulations of that commission or

as to violations of the said act to regulate commerce or acts amendatory

thereof or supplementary thereto.

§ 135 — Rail safety fee

Rail safety fee. 1. For the fiscal year commencing on April

first, nineteen hundred ninety-one and for each fiscal year thereafter,

the expenses of the administration and enforcement of the department's

railroad safety functions shall be assessed in the form of a fee.

2. The annual fee referred to in subdivision one of this section shall

be established and levied by the commissioner, subject to the approval

of the director of the division of the budget, in an amount that is

sufficient to raise funds to defray the expenses of the department in

administering and enforcing its railroad safety and related duties

pursuant to the provisions of this chapter and the railroad law. Such

expenses shall consist of the direct costs in the department's rail

safety program of personal service, the cost of maintenance and

operation, retirement contributions, workers' compensation premiums, and

health and dental premiums which are paid by the state for or on account

of personnel involved in the department's railroad safety program and

any other indirect costs involved in administering and enforcing rail

safety as deemed appropriate by the commissioner, provided, however,

that such indirect costs shall not exceed twenty percent of total direct

costs.

3. The fee shall be assessed against all railroads operating in the

state of New York and shall be based on railroad gross operating

revenues derived or earned from operations within the state in the

preceding calendar year. In instances where railroad gross operating

revenues are reported on a system basis and its operations cross state

lines, the revenues derived or earned from operations within the state

shall be the ratio of revenue freight ton miles operated within the

state to total revenue freight ton miles times the total railroad gross

operating revenues for freight operations and the ratio of passenger

miles travelled within the state to total system passenger miles of

routes operating through the state times the total gross operating

revenues for passenger operations.

4. Fees will be based on revenues from the preceding calendar year and

shall be assessed on or before July first and are payable by September

first of each year. On or before January first of each year following

assessment of fees pursuant to this section, the commissioner shall

report to the railroad companies annual costs associated with this

assessment.

5. The department shall annually submit a report by February first of

each year to the chairmen of the senate finance and assembly ways and

means committees which provides: a listing of department positions

funded in part or whole by the rail safety fee established pursuant to

this section; for the current state fiscal year and the next state

fiscal year, the dollar amount of total direct costs and the dollar

amount of total indirect costs funded or anticipated to be funded by

said rail safety fee; and a listing by railroad of the total annual fee

assessed, the total annual fee collected to date and the total annual

fee anticipated to be collected by the end of the current state fiscal

year and during the next state fiscal year. In addition, the

commissioner shall include within this report any plans to increase or

decrease said rail safety fee and provide an explanation for, and

description of the impact of, such increase or decrease in fee amount.

ARTICLE 6 Matters Relating to All Motor Carriers

§ 136 — Application of article

Application of article. This article shall apply to all motor

carriers.

§ 137 — Transportation policy

Transportation policy. It is hereby declared to be the policy

of this state to regulate transportation by motor carriers in such

manner as to recognize and preserve the inherent advantages of, and

foster sound economic conditions in such transportation and among such

carriers in the public interest; promote safe, adequate, economical and

efficient service by motor carriers, and reasonable charges therefor,

without unjust discriminations, undue preferences or advantages, and

unfair or destructive competitive practices; improve the relations

between, and coordinate transportation by and regulation of motor

carriers and other carriers.

§ 138 — General powers of commissioner

General powers of commissioner. The commissioner or a

designated employee shall have the following functions, powers and

duties:

1. To regulate motor carriers by establishing reasonable requirements

with respect to continuous and adequate service, and by establishing

reasonable requirements with respect to uniform systems of accounts,

records, reports, preservation of records and safety of operation and

equipment.

2. To administer, execute and enforce all provisions of this chapter;

to make all necessary orders in connection therewith; to prescribe

rules, regulations and procedures for such administration; to issue

certificates and permits to motor carriers and to attach to any such

certificate or permit issued, either at time of issuance or at any time

thereafter, any reasonable terms, conditions and limitations as shall be

consistent with the public interest.

3. To investigate all motor carriers and keep informed as to the

manner in which their property is operated, not only with respect to the

adequacy, security, safety and accommodation afforded by their service

but also with respect to their compliance with all provisions of law,

regulations and orders of the commissioner and to issue such orders in

connection therewith as may be required in the public interest.

4. To compel by subpoena duces tecum the production of any accounts,

books, contracts, records, documents, memoranda and papers.

5. To subpoena witnesses, take testimony and administer oaths to

witnesses in any proceeding or examination instituted or conducted in

reference to any matter under this chapter.

6. To establish reasonable classifications or groups of carriers

included in the term motor carrier as the special nature of the services

performed by such motor carriers or groups of motor carriers shall

require and to establish reasonable rules, regulations and requirements

to be observed by the motor carriers so classified or grouped.

7. To investigate the cause of all accidents resulting in loss of life

or injury to persons or property, which in the commissioner's judgment

shall require investigation.

8. Except as provided in sections one hundred fifty-three and one

hundred fifty-four of this chapter, to fix and approve the route or

routes of any bus line, except bus lines operating wholly within any

city having jurisdiction pursuant to subdivision four of section eighty

of this chapter, and from time to time either upon application of the

bus company, or upon complaint, or upon the commissioner's own

initiative and without complaint, but upon reasonable notice, to modify

and amend the route or routes of any such bus company. No such bus

company shall operate a bus line or bus lines upon any highway, avenue

or street in the state except along a route as fixed and approved by the

commissioner, except that in case of street repairs, parades or other

temporary obstruction of the highway, the bus company may use during the

period of such emergency, another route as close as practicable to the

original route. The use of such alternate route during the period of

such emergency shall be lawful unless otherwise ordered by the

commissioner. Notice of a proposed change in route or routes shall be

given to each county and each city, town or village into or through

which a proposed route is to pass.

9. To maintain and annually update its website to provide information

with regard to each bus operator or motor carrier under subparagraphs

(ii) and (vi) of paragraph a of subdivision two of section one hundred

forty of this article requiring department operating authority that

includes the bus operator's or motor carrier's name, number of

inspections, number of out of service orders, operator identification

number, location and region of operation including place of address,

percentile to which an operator or motor carrier falls with respect to

out of service defects, the number or percentage of out of service

defects where pursuant to the commissioner's regulations no inspection

certificate shall be issued until the defect is repaired and a

re-inspection is conducted, and the number of serious physical injury or

fatal crashes involving a for-hire vehicle requiring operating authority

pursuant to this article, and a link to access publicly available

information on safety fitness standards and motor carrier safety and

performance data maintained by the federal motor carrier safety

administration of the United States department of transportation

pursuant to part three hundred eighty-five of title forty-nine of the

code of federal regulations.

10. (a) In consultation and cooperation with the commissioner of motor

vehicles, to establish, maintain, monitor, and publicize a toll-free

hotline operated and maintained by the department of motor vehicles

through which any person may report safety issues with altered motor

vehicles commonly referred to as "stretch limousines" having a seating

capacity of nine or more passengers, including the driver, used in the

business of transporting passengers for compensation. Upon the

establishment of such toll-free hotline, the commissioner and the

commissioner of motor vehicles shall require every such altered motor

vehicle registered in this state to have posted therein a notice

providing the department of transportation's safe limo New York website

address and toll-free hotline number, in a form and manner approved by

the commissioner of motor vehicles. Such notice shall be posted in a

manner legible and conspicuous to passengers in all seating positions of

such altered motor vehicles. For the purposes of this subdivision, the

term "safety issues" shall include, but not be limited to, the

operational condition and functioning of such altered motor vehicle,

motor vehicle safety equipment availability and condition, altered motor

vehicle inspection and registration, issues related to certificates or

permits issued to such altered motor vehicles for the transportation of

passengers by the United States department of transportation or the

commissioner, and alleged violations of article nineteen, article

nineteen-A, or title VII of the vehicle and traffic law by a person

during his or her operation of such an altered motor vehicle.

(b) (i) The commissioner may investigate reports received through such

website, and toll-free hotline related to the provisions of this article

or article seven of this chapter and, where the commissioner has

verified such information, may consider such verified information in the

enforcement of such articles, and in setting priorities for enforcement

activities.

(ii) The commissioner of motor vehicles may investigate reports

received by such website, and toll-free hotline related to the

provisions of article five, section three hundred eighty-three, article

fourteen, article nineteen, article nineteen-A, and title VII of the

vehicle and traffic law and, where substantiated by such commissioner,

may consider such substantiated information in the enforcement of

articles five, fourteen, and nineteen-A and section three hundred

eighty-three of such law, and in setting priorities for enforcement

activities.

(iii) In consultation and cooperation with the commissioner of motor

vehicles, the commissioner shall report on safety issues reported to

such website, and toll-free hotline and related investigations

summarizing (A) the total number of safety issue reports received and

the type of safety issues reported; (B) the total number of safety issue

reports received and the type of safety issues reported where the

commissioner or the commissioner of motor vehicles, as applicable,

verified the information provided; (C) enforcement actions and other

responses taken by the commissioner or the commissioner of motor

vehicles, as applicable, to safety issue reports received where the

commissioner or the commissioner of motor vehicles, as applicable, has

verified such information; and (D) the length of time between the

receipt of safety issue reports from such website, or hotline and

enforcement action or other response by the commissioner or the

commissioner of motor vehicles, as applicable. Such report shall be made

publicly available on the department's website in a searchable format,

shall be published no less than once annually, and shall compare the

previous three years of report data to the extent applicable. Such

report may also be included within the department's annual report

submitted pursuant to subdivision thirteen of section fourteen of this

chapter.

§ 139 — Insurance requirements

Insurance requirements. No certificate or permit shall be

issued to a motor carrier or remain in force, unless such carrier

complies with such rules and regulations as the commissioner shall

prescribe governing the filing and approval of surety bonds, policies of

insurance, qualification as a self-insurer or other securities or

agreements.

§ 140 — Safety requirements

Safety requirements. 1. Every common, contract and private

carrier of passenger by motor vehicle involved in interstate,

intrastate, or international commerce domiciled in New York shall

furnish and provide with respect thereto such service and facilities as

shall be safe and adequate. Any such carrier shall give immediate notice

to the commissioner of every accident to which it shall, in the course

of its operations, have been a party.

2. a. Notwithstanding any other provision of law, general or special,

the commissioner shall have the power to adopt rules and regulations

governing the safety of operation of:

(i) All motor vehicles transporting passengers to and from schools,

for hire, or owned and/or operated by school districts or any public or

private school. For the purpose of this subdivision, "school" shall be

as defined in subdivision twenty-six of section two of this chapter,

except that it shall not include schools and community residences as

such terms are defined in section 1.03 of the mental hygiene law.

(ii) All motor carriers, private motor carriers, employees and

commercial motor vehicles that transport property or passengers in

intrastate, interstate, or international commerce.

(iii) All buses operated pursuant to or requiring regulatory authority

from any city that has adopted an ordinance, local law or charter to

regulate or franchise bus line operations pursuant to section eighty of

this chapter.

(iv) All van services or other common carriers of passengers by motor

vehicle covered under article seven of this chapter, which van services

or other such common carriers of passengers are operated pursuant to or

requiring regulatory authority from any city with a population of over

one million that has adopted an ordinance or local law pursuant to

subdivision five of section eighty of this chapter.

(v) Notwithstanding subparagraph (i) of this paragraph, all motor

vehicles transporting passengers under the age of twenty-one from

schools and community residences, as such terms are defined in section

1.03 of the mental hygiene law, to school programs approved by the state

education department.

(vi) All double-decker vehicles designed to comfortably seat and carry

eight or more passengers and providing transportation for compensation

when that transportation is performed as a sightseeing service conducted

pursuant to the jurisdiction or regulatory control of a city with a

population of one million or more when such service is performed wholly

within such city.

b. The department shall have the power to examine vehicles, facilities

and records subject to the provisions of this subdivision, at any time

and place where they are found, to ascertain whether such rules and

regulations are being obeyed. The rules and regulations of the

commissioner shall provide for the inspection of all such vehicles,

facilities and records subject to the provisions of this subdivision, at

such periods and at such manner as the commissioner may direct, and,

when adopted, shall have the full force and effect of law.

c. In addition to the provisions of section one hundred forty-five of

this article:

(i) No motor carrier, private motor carrier, employee or commercial

motor vehicle that transports property or passengers in intrastate,

interstate, or international commerce shall operate in this state unless

such motor carrier, private motor carrier, employee or commercial motor

vehicle is in compliance with the department's safety rules and

regulations.

(ii) Any person who operates, or any corporation, company,

association, joint stock association, partnership, person or any officer

or agent thereof, who shall require or permit any person to operate, a

motor vehicle in violation of the department's safety rules and

regulations shall be guilty of a traffic infraction and all of the

provisions of the vehicle and traffic law, except as otherwise

specifically provided herein, shall be applicable thereto.

(iii) (a) Except as provided in subparagraph (iv) of this paragraph,

any person, corporation, company, association, joint stock association,

partnership, person or any officer or agent thereof, found guilty of

violating any of the department's safety rules or regulations shall be

subject to a fine of not less than two hundred fifty dollars nor more

than one thousand dollars for the first offense, and upon being found

guilty of a second or subsequent offense committed within eighteen

months by a fine of not less than one thousand dollars nor more than one

thousand five hundred dollars, or by imprisonment for not more than

thirty days or by both such fine and imprisonment.

(b) Any person, corporation, company, association, joint stock

association, partnership, person or any officer or agent thereof, found

guilty of violating any of the department's safety rules or regulations

involving an out-of-service defect relating to brake systems, steering

components and/or coupling devices shall be subject to a fine of not

less than five hundred dollars nor more than one thousand two hundred

fifty dollars for the first offense, and upon being found guilty of a

second or subsequent offense committed within eighteen months by a fine

of not less than one thousand two hundred fifty dollars nor more than

three thousand dollars, or by imprisonment for not more than sixty days

or by both such fine and imprisonment; provided, however, that if any

such person, corporation, company, association, joint stock association,

partnership, person or any officer or agent thereof is operating a farm

vehicle registered pursuant to subdivision thirteen of section four

hundred one of the vehicle and traffic law in conformance with the terms

of such registration, and if the violation as set forth in the summons

is corrected not later than one-half hour after sunset on the third full

business day after the issuance of the summons and proof of such

correction as set forth in item (b) of subparagraph (iv) of this

paragraph is submitted to the court, the penalty for a first violation

involving brake systems shall be a fine of two hundred fifty dollars,

the penalty for a first violation involving steering components and/or

coupling devices shall be a fine of two hundred dollars and the penalty

for a first violation involving any other out-of-service defect shall be

a fine of one hundred fifty dollars. A motor vehicle shall be deemed to

be out-of-service only until such time as the applicable out-of-service

defect is repaired or adjusted.

Any person, corporation, company, association, joint stock

association, partnership, person or any officer or agent thereof, found

guilty of violating any of the department's safety rules or regulations

involving an out-of-service defect relating to load securement, shall be

subject to a fine of not less than one thousand dollars nor more than

one thousand five hundred dollars for the first offense, and upon being

found guilty of a second or subsequent offense committed within eighteen

months by a fine of not less than one thousand five hundred dollars nor

more than three thousand dollars, or by imprisonment for not more than

sixty days or by both such fine and imprisonment; provided, however,

that if any such person, corporation, company, association, joint stock

association, partnership, person or any officer or agent thereof is

operating a farm vehicle registered pursuant to subdivision thirteen of

section four hundred one of the vehicle and traffic law in conformance

with the terms of such registration, the penalty for such violation

shall be a fine of five hundred dollars. A motor vehicle shall be deemed

to be out-of-service only until such time as the applicable

out-of-service defect is repaired or adjusted.

(iv) (a) Any complaint issued for an equipment violation, except for a

violation involving an out-of-service defect relating to load

securement, brake systems, steering components and/or coupling devices

or except for a violation involving the operation of any motor vehicle

after it has been placed out-of-service, shall be dismissed by the court

before such summons is returnable if the violation as set forth in the

summons is corrected not later than one-half hour after sunset on the

first full business day, or if such complaint involves a farm vehicle

registered pursuant to subdivision thirteen of section four hundred one

of the vehicle and traffic law and operated in conformance with the

terms of such registration, not later than one-half hour after sunset on

the third full business day after the issuance of the summons and proof

of such correction as set forth in item (b) of this subparagraph is

submitted to the court. For the purposes of this subparagraph, "business

day" shall mean any calendar day except Sunday, or the following

business holidays: New Year's Day, Washington's Birthday, Memorial Day,

Independence Day, Labor Day, Columbus Day, Veterans' Day, Thanksgiving

Day and Christmas Day.

(b) Acceptable proof of repair or adjustment shall consist of

submission to the court on or before the return date of the summons of

(I) a statement of correction from an officially designated state

inspection station duly executed by the person performing or making such

inspection and bearing the official stamp of the state inspection

station, (II) a statement of correction from an automobile repair shop

on the letterhead of such repair shop duly executed by the person who

made the correction or (III) a signed statement of any police officer or

a department inspector that the necessary corrections have been made.

The statement required by this subparagraph shall be directed to the

court having jurisdiction of the alleged violation, shall be affirmed as

true under penalty of perjury, and shall include the name, occupation

and position of the person making the statement, the time and date that

the repairs or inspection were made and a statement that the defective

equipment, cited in the violation, on the vehicle in question, is in

proper working order.

(v) (a) A driver who is convicted of violating an out-of-service order

as provided for in the department's safety rules and regulations shall

be guilty of a traffic infraction which shall be punishable by a fine of

not less than three thousand dollars nor more than five thousand dollars

upon the first offense, and upon being found guilty of a second or

subsequent offense within eighteen months by a fine of not less than six

thousand dollars nor more than seven thousand dollars.

(b) No person, corporation, limited liability company or business

entity, joint stock association, partnership, or any officer or agent

thereof, shall knowingly allow, require, permit or authorize any person

to operate a commercial motor vehicle as defined by section five hundred

one-a of the vehicle and traffic law during any period in which such

person, such commercial motor vehicle, or such motor carrier operation

has been placed out of service as provided for in the department's

safety rules and regulations and shall be subject to a fine of not less

than three thousand seven hundred fifty dollars and not more than thirty

thousand dollars for any violation thereof.

(c) No person, corporation, limited liability company or business

entity, joint stock association, partnership, or any officer or agent

thereof, shall knowingly allow, require, permit or authorize any person

to operate a commercial motor vehicle as defined in section five hundred

one-a of the vehicle and traffic law in violation of section eleven

hundred seventy-one or eleven hundred seventy-six of the vehicle and

traffic law and, upon conviction thereof, shall be subject to a fine of

not more than twelve thousand dollars for any violation thereof.

(vi) If any person, corporation, company, association, joint stock

association, partnership, person or any officer or agent thereof, does

not appear in response to an appearance ticket or the court's direction,

or pay any fine imposed by the court or a civil penalty imposed pursuant

to the provisions of section one hundred forty-five of this article, the

commissioner of motor vehicles shall have the power to suspend the

registration or privilege of operation of any vehicle operated or

alleged to have been operated in violation of the department's safety

rules and regulations.

(vii) No person, corporation, limited liability company or business

entity, joint stock association, partnership, or any officer or agent

thereof, shall knowingly allow, require, permit or authorize any person

to operate a commercial motor vehicle, as defined in section five

hundred one-a of the vehicle and traffic law, during any period in which

the operator:

(a) does not have a valid commercial learner's permit or commercial

driver's license; or

(b) does not have a commercial learner's permit or commercial driver's

license with the proper class or endorsements; or

(c) violates any restriction on such operator's commercial learner's

permit or commercial driver's license; or

(d) has a commercial learner's permit or commercial driver's license

that is suspended, revoked or cancelled, or such operator has been

otherwise disqualified by the commissioner of motor vehicles; or

(e) has more than one commercial learner's permit or commercial

driver's license.

A violation of this subparagraph shall be punishable by a fine of not

less than two hundred fifty dollars nor more than one thousand two

hundred fifty dollars.

3. No motor vehicle designed to carry passengers, as described in

subdivision two of this section, shall be operated within the state

unless it carries prominently displayed thereon the name of the operator

and certificate evidencing an inspection in accordance with the rules

and regulations of the commissioner within a period of six months last

preceding. The commissioner may, by order, rule or regulation, exempt

from the requirements of this subdivision, vehicles which are not

operated exclusively in transportation services for which inspection is

required, provided that written evidence of the names otherwise subject

to prominent display and such a certificate of inspection are at all

times carried within such vehicles to be made available for examination

upon proper demand, while the vehicles are operated in such service. In

addition, the commissioner may, by order, rule or regulation, establish

a risk-based inspection program whereby operators whose inspection

performance fails to meet performance standards established by the

commissioner shall be subject to comprehensive safety reviews and/or

additional inspections.

4. Each motor vehicle engaged in the interstate or international

transportation of passengers operated within the state shall be subject

to subdivision three of this section as to the display of the name of

the operator thereof, and of such certificate of inspection as to the

safety of its appliances, equipment and mechanical operation, as the

commissioner may, by rules and regulations require. In respect to such

motor vehicle, the commissioner may, in lieu of a certificate of the

commissioner, authorize the display of a certificate of inspection

issued within a period of twelve months last preceding, by a regulatory

body of another state, or a province of Canada, having safety standards

determined by the commissioner not to be substantially lower than those

prescribed by the commissioner. The rules and regulations to be adopted

under this subdivision shall insofar as practicable be uniform and the

provisions of the vehicle and traffic law so far as applicable and not

in conflict with the provisions of this subdivision, shall continue to

apply to all such motor vehicles.

5. No motor vehicle with a seating capacity of more than eleven

passengers manufactured after December thirty-first, nineteen hundred

seventy-five, used in the business of transporting school children for

hire or used for the transportation of school children, owned and/or

operated by school districts or by any public or private school shall be

operated within the state, unless each seat, other than the driver's

seat, on such vehicle is equipped with a padded back at least

twenty-eight inches in height of a type and specification approved by

the commissioner. Any person who operates a motor vehicle in violation

of the requirement for such seat backs shall be guilty of a violation,

punishable by a fine not exceeding one hundred dollars. The provisions

of this subdivision shall not apply to any bus used for the

transportation of pupils, teachers and other persons acting in a

supervisory capacity to and from school activities and which bus does

not receive or discharge passengers on or along the public highways on

regularly scheduled routes and which is being operated pursuant to

for-hire operating authority issued by the commissioner or by the United

States department of transportation. School buses manufactured or

assembled prior to April first, nineteen hundred seventy-seven may not

be used to transport pupils, teachers and other persons acting in a

supervisory capacity to and from school activities.

6. Notwithstanding any inconsistent provision of this chapter or of

any other law, general or special, or any rule or regulation, it shall

be unlawful, except in cases of emergency, for any person operating any

bus in intercity or suburban service where the length of a non-stop trip

is more than twenty-five miles to allow passengers to stand in the aisle

of any such bus while such bus is in motion. The commissioner may, upon

application, waive this provision in unique or special circumstances if

it is in the public interest to do so.

7. The powers granted to the commissioner by this section to regulate

and prescribe safety requirements for motor vehicle equipment and

appliances shall not supersede or otherwise limit, qualify or modify the

powers granted to the commissioner of motor vehicles in respect thereto

pursuant to the vehicle and traffic law and shall not be exercised,

except in furtherance and in addition to any regulations or requirements

of the commissioner of motor vehicles made pursuant to law.

8. The jurisdiction of the commissioner over the matters herein

conferred on the commissioner shall be exclusive.

9. a. If, after notice and opportunity to be heard, the commissioner

shall find that any person is operating in violation of the provisions

of this section, the commissioner may penalize such person pursuant to

subdivision three of section one hundred forty-five of this article. The

commissioner may also notify the commissioner of motor vehicles that

such person is operating in violation of this section and the

commissioner of motor vehicles shall thereupon suspend the registration

of all motor vehicles owned or operated by such person, with the

exception of private passenger automobiles, until such time as the

commissioner may give notice that the violation has been satisfactorily

adjusted, and the commissioner of motor vehicles may direct any police

officer to secure possession of the number plates of such motor vehicles

and to return the same to the commissioner of motor vehicles. Failure of

the holder or of any person possessing such number plates to deliver

such number plates to any police officer who requests the same pursuant

to this subdivision shall constitute a misdemeanor. The commissioner of

motor vehicles shall have the authority to deny a registration or

renewal application to any other person for the same vehicle and may

deny a registration or renewal application for any other motor vehicle

registered in the name of the applicant where it has been determined

that such registrant's intent has been to evade the purposes of this

subdivision and where the commissioner of motor vehicles has reasonable

grounds to believe that such registration or renewal will have the

effect of defeating the purposes of this subdivision. The procedure on

any such suspension shall be the same as in the case of a suspension

under the vehicle and traffic law. Operation of any motor vehicle while

under suspension as herein provided shall constitute a class A

misdemeanor. A person who operates a motor vehicle while such vehicle is

under suspension as provided in this subdivision in a manner that causes

the death of another person, knowing that the operation of such vehicle

is in violation of this subdivision, shall be guilty of a class E

felony.

b. (i) Whenever an altered motor vehicle commonly referred to as a

"stretch limousine" has failed an inspection and been placed

out-of-service, the commissioner may direct a police officer or agent of

such commissioner to immediately secure possession of the number plates

of such vehicle and return the same to the commissioner of motor

vehicles. The commissioner shall notify the commissioner of motor

vehicles to that effect, and the commissioner of motor vehicles shall

thereupon suspend the registration of such vehicle until such time as

the commissioner gives notice that the out-of-service defect has been

satisfactorily adjusted. Provided, however, that the commissioner shall

give notice and an opportunity to be heard within not more than thirty

days of the suspension. Failure of the holder or of any person

possessing such plates to deliver to the commissioner or agent of such

commissioner who requests the same pursuant to this paragraph shall be a

misdemeanor. The commissioner of motor vehicles shall have the authority

to deny a registration or renewal application to any other person for

the same vehicle where it has been determined that such registrant's

intent has been to evade the purposes of this paragraph and where the

commissioner of motor vehicles has reasonable grounds to believe that

such registration or renewal will have the effect of defeating the

purposes of this paragraph. The procedure on any such suspension shall

be the same as in the case of a suspension under the vehicle and traffic

law.

(i-a) No person, corporation, limited liability company or business

entity, joint stock association, partnership, or any officer or agent

thereof, shall operate or knowingly allow, require, permit or authorize

any person to operate a motor vehicle while under suspension as provided

in subparagraph (i) of this paragraph. A violation of this subparagraph

shall constitute a class A misdemeanor punishable by a fine of not less

than five thousand dollars nor more than twenty-five thousand dollars in

addition to any other penalties provided by law.

(ii) (a) Upon the seizure of number plates pursuant to subparagraph

(i) of this paragraph, if the out-of-service defect is of a type where

pursuant to the commissioner's regulations no inspection certificate

will be issued until the defect is repaired and a re-inspection is

conducted, or is related to its horn, and the commissioner determines

that allowing the altered motor vehicle to leave the inspection area

would be contrary to public safety, the commissioner may: (A) remove or

arrange for the removal of, or may direct any police officer to remove

or arrange for the removal of, the altered motor vehicle to a non-public

garage or other place of safety where it shall remain impounded, subject

to the provisions of this section; or (B) immobilize or arrange for the

immobilization of the altered motor vehicle on premises owned or under

the control of the owner of such altered motor vehicle, subject to the

provisions of this section. The altered motor vehicle shall be entered

into the New York statewide police information network as an impounded

or immobilized vehicle and the commissioner shall promptly notify the

owner that the altered motor vehicle has been impounded or immobilized

and the reason or reasons for such impoundment or immobilization, and

give such owner an opportunity to be heard within not more than thirty

days of the suspension imposed pursuant to subparagraph (i) of this

paragraph.

(b) A motor vehicle so impounded or immobilized shall be in the

custody of the commissioner and shall not be released unless the

commissioner is satisfied that repairs have been scheduled or been made

to satisfactorily adjust such vehicle's out-of-service defect or defects

and such vehicle has been re-inspected.

(c) The commissioner shall provide written notice to the owner or

operator of the service repair shop or impoundment lot informing them

that such impounded vehicle shall not be released without the written

approval of the commissioner. Release of such impounded vehicle without

approval by the commissioner shall be punishable by a fine of up to ten

thousand dollars;

10. For purposes of this section, the terms "employee" and "employer"

shall have the same meanings as such terms are defined by section 390.5

of title 49 of the code of federal regulations, as such regulations are

amended from time to time.

§ 141 — Orders, notices and service

Orders, notices and service. Every motor carrier operating

pursuant to a certificate or permit issued under this chapter shall file

with the commissioner a designation in writing of the name and post

office address of a person upon whom or which service of notices or

orders may be made. Such designation may from time to time be changed by

like writing similarly filed. In default of such designation, service of

any notice or order may be made by posting in the office of the

commissioner. Whenever notice is given by mail as provided herein the

date of mailing shall be considered as the time when notice is served.

§ 142 — Rate bureau regulation

Rate bureau regulation. 1. For the purpose of achieving a

stable rate structure through regulated competition, the commissioner

shall establish rules and regulations with respect to collective

ratemaking procedures for all motor carrier transportation services over

which the commissioner has jurisdiction. Any common carrier of property

or passengers by motor vehicle subject to regulation by the commissioner

and party to an agreement between or among two or more carriers relating

to rates, fares, classifications, divisions, allowances or charges,

including charges between carriers and compensation paid or received for

the use of facilities and equipment, or rules and regulations pertaining

thereto, or procedures for the joint consideration, initiation or

establishment thereof, may, under such rules and regulations as the

commissioner may prescribe, apply to the commissioner for approval of

the agreement, and the commissioner shall by order approve any such

agreement if it is found that, by reason of the transportation policy

declared in section one hundred thirty-seven of this article, the relief

provided in subdivision seven of this section should apply with respect

to the making and carrying out of such agreement; otherwise the

application shall be denied. The approval of the commissioner shall be

granted only upon such terms and conditions as the commissioner may

prescribe as necessary to carry out the purposes of this article.

2. Each conference, bureau, committee or other organization

established or continued pursuant to any such agreement approved by the

commissioner under this section shall maintain such accounts, records,

files and memoranda and shall submit to the commissioner such

information and reports as may be prescribed by the commissioner and all

such accounts, records, files and memoranda shall be subject to

inspection by the commissioner or department representatives.

3. The commissioner shall not approve any such agreement which is an

agreement with respect to a pooling or division of traffic, or service,

or of gross or net earnings, or of any portion thereof.

4. The commissioner shall not approve under this section any agreement

which establishes a procedure for the determination of any matter

through joint consideration unless it is found that under the agreement

there is accorded to each party the free and unrestrained right to take

independent action either before or after any determination arrived at

through such procedure.

5. The commissioner is authorized, upon complaint or upon the

commissioner's initiative without complaint, to investigate and

determine whether any such agreement previously approved under this

section, or terms and conditions upon which such approval was granted,

is not or are not, in conformity with the standards set forth in

subdivision one of this section, or whether any such terms and

conditions are unnecessary for the purposes of conformity with such

standards, and, after such investigation, the commissioner may by order

terminate or modify any approval of such agreement, or modify the terms

and conditions of such approval, if such action is necessary to assure

conformity with such standards. The effective date of any order

terminating or modifying approval, or modifying terms and conditions,

shall be postponed for such period as the commissioner determines to be

reasonably necessary to avoid undue hardships.

6. No order shall be entered under this section except after

interested parties have been afforded reasonable notice and opportunity

to be heard.

7. Parties to any such agreement approved by the commissioner under

this section and other parties are hereby relieved from the operation of

section three hundred forty of the general business law with respect to

the making of such agreement, and with respect to the carrying out of

such agreement in conformity with the terms and conditions prescribed by

the commissioner.

8. Rate conferences, by regulating collective ratemaking under the

supervision of the department, have established a system of pricing

actively supervised by the department which fosters competition through

approved rate levels and the right of independent action while

furnishing a responsible transportation service to the public. Continued

departmental supervision of proposed rate filings by such conferences

will continue to yield advantageous transportation rates which, although

they may tend to displace competition in the classical sense, in

actuality foster responsible, competitive motor carrier transportation

service to the public, while concurrently developing and approving

competitive rate levels among motor carriers in furtherance of the

transportation policy contained in section one hundred thirty-seven of

this chapter. The dangers inherent in a consumer's selection of a motor

carrier on the basis of price alone will also be discouraged.

§ 143 — Vehicle identification

Vehicle identification. It shall be unlawful for any motor

carrier holding a certificate or permit from the commissioner to operate

any motor vehicle upon the highways of this state unless there is firmly

affixed to such motor vehicle proper identification in accordance with

the rules and regulations promulgated by the commissioner.

§ 144 — Fees and charges

Fees and charges. The commissioner or authorized officer or

employee of the department shall charge and collect eighty-five dollars

for the inspection or reinspection of all motor vehicles transporting

passengers subject to the department's inspection requirements pursuant

to section one hundred forty of this article, except such: (a) motor

vehicles operated under contract with a municipality to provide

statewide mass transportation operating assistance eligible service; (b)

motor vehicles operated under contract with a municipality or school

district to provide school-related transportation services; (c) motor

vehicles authorized by the commissioner of health to provide

non-emergency medical transportation services; and (d) motor vehicles

used primarily to transport passengers pursuant to subparagraphs (i),

(iii), (iv), and (v) of paragraph a of subdivision two of section one

hundred forty of this article. The department may deny inspection of any

motor vehicle transporting passengers subject to the department's

inspection requirements if such fee is not paid within ninety days of

the date noted on the department invoice.

§ 145 — Penalties and forfeitures for violations

Penalties and forfeitures for violations. 1. Any certificate or

permit may, after a hearing, be suspended, cancelled, revoked or

modified, in whole or in part, for failure to comply with the provisions

of this chapter or with any lawful rule, order or regulation of the

commissioner promulgated hereunder or with any term, condition, or

limitation of such certificate or permit or for failure to render

reasonably continuous service within the scope of the certificate or

permit.

2. The commissioner may upon complaint or upon the commissioner's

initiative without complaint institute proceedings to revoke, cancel,

suspend or modify any certificate or permit issued pursuant to this

chapter after a hearing at which the holder of such certificate or

permit and any person making such complaint shall be given an

opportunity to be heard. Provided, however, that any order of the

commissioner revoking, cancelling, suspending or modifying any

certificate or permit shall not become effective until thirty days after

the serving of notice thereof upon the holder of such certificate or

permit, unless the commissioner determines that the continued holding of

such certificate or permit for such period would be contrary to the

public interest. Hearings shall be held in such manner and upon such

notice as may be prescribed by rules of the commissioner, but such

notice shall be of not less than ten days and shall state the nature of

the complaint.

3. In addition to, or in lieu of, any sanctions set forth in this

section, the commissioner may, after a hearing, impose a penalty not to

exceed a maximum of ten thousand dollars in any one proceeding upon any

person if the commissioner finds that such person or officer, agent or

employee thereof has failed to comply with the requirements of this

chapter or any rule, regulation or order of the commissioner promulgated

thereunder. If such penalty is not paid within four months, the amount

thereof may be entered as a judgment in the office of the clerk of the

county of Albany and in any other county in which the person resides,

has a place of business or through which it operates. Thereafter, if

said judgment has not been satisfied within ninety days, any certificate

or permit held by any such person may be revoked upon notice but without

a further hearing. Provided, however, that if a person shall apply for a

rehearing of the determination of the penalty pursuant to the provisions

of section eighty-nine of this chapter, judgment shall not be entered

until a determination has been made on the application for a rehearing.

Further provided however, that if after a rehearing a penalty is imposed

and such penalty is not paid within four months of the date of service

of the rehearing decision, the amount of such penalty may be entered as

a judgment in the office of the clerk of the county of Albany and in any

other county in which the person resides, has a place of business or

through which it operates. Thereafter, if said judgment has not been

satisfied within ninety days, any certificate or permit held by any such

person may be revoked upon notice but without a further hearing.

4. If after notice and opportunity to be heard, the commissioner shall

find that any person or persons is or are providing transportation

subject to regulation under this chapter without having any certificate

or permit, or is or are holding themselves out to the public by

advertising or any other means to provide such transportation without

having any certificate or permit or approval from a city having

jurisdiction pursuant to section eighty of this chapter, the

commissioner may notify the commissioner of motor vehicles to that

effect and the commissioner of motor vehicles shall thereupon suspend

the registration or registrations of all motor vehicles owned or

operated by such person or persons except private passenger automobiles

until such time as the commissioner of transportation may give notice

that the violation has been satisfactorily adjusted, and the

commissioner of motor vehicles may direct any police officer to secure

possession of the number plates of such motor vehicles and to return the

same to the commissioner of motor vehicles. Failure of the holder or of

any person possessing such number plates to deliver such number plates

to any police officer who requests the same pursuant to this subdivision

shall constitute a misdemeanor. The commissioner of motor vehicles shall

have the authority to deny a registration or renewal application to any

other person for the same vehicle and may deny a registration or renewal

application for any other motor vehicle registered in the name of the

applicant where it has been determined that such registrant's intent has

been to evade the purposes of this subdivision and where the

commissioner of motor vehicles has reasonable grounds to believe that

such registration or renewal will have the effect of defeating the

purposes of this subdivision. The procedure on any such suspension shall

be the same as in the case of a suspension under the vehicle and traffic

law. Operation of any motor vehicle while under suspension as herein

provided shall constitute a class A misdemeanor. A person who operates a

motor vehicle while such vehicle is under suspension as provided in this

subdivision in a manner that causes the death of another person, knowing

that the operation of such vehicle is in violation of this subdivision,

shall be guilty of a class E felony.

5. Any person, whether carrier, passenger, shipper, consignee, or

broker, or any officer, employee, agent or representative thereof, who

shall knowingly offer, grant or give or solicit, accept, or receive any

rebate, concession or discrimination in violation of this chapter, or

who by means of any false statement or representation, or by the use of

any false or fictitious bill, bill of lading, receipt, voucher, roll,

account, claim, certificate, affidavit, deposition, lease or bill of

sale, or by any other means or device, shall knowingly and willfully

assist, suffer or permit any person or persons to obtain transportation

of property or passengers subject to this chapter for less than the

applicable rate, toll or charge, or who, with respect to the

transportation of household goods, shall knowingly or willfully

misrepresent the applicable rate for transportation or the weight of a

shipment or the cost of transportation to the shipper, or who shall

knowingly and willfully by any such means or otherwise fraudulently seek

to evade or defeat regulation as provided for in this chapter, shall be

guilty of a misdemeanor and upon conviction thereof be fined not more

than one thousand dollars for the first offense and not more than two

thousand five hundred dollars for any subsequent offense.

6. Any person who shall provide transportation for compensation within

the state, or hold himself or herself out to the public by advertising

or any other means to provide such transportation, when such

transportation requires either the permission or approval of the

commissioner, or the permission, approval or franchise of any city

having regulatory jurisdiction over such transportation and who does not

possess a valid permit, certificate or approval for such transportation,

from the commissioner or from such city, shall be guilty of a traffic

infraction punishable by a fine of not less than one thousand dollars

and not more than one thousand five hundred dollars for the first

offense. A violation of this subdivision by a person who has previously

been convicted of such offense within five years of the violation shall

be a misdemeanor and shall be punishable by a fine of not less than two

thousand dollars and not more than five thousand dollars, or by

imprisonment for not more than sixty days, or by both such fine and

imprisonment. Upon conviction as a second or subsequent offender as

described herein the court may order forfeiture of any right, title or

interest held by the defendant in any motor vehicle used in the

commission of such offense pursuant to the provisions of subdivision

seven of this section. In addition to, or in lieu of, any sanction set

forth in this subdivision, the commissioner may, after a hearing, impose

a penalty equal to the gain or profit derived from transportation

services conducted in violation of this subdivision. Any person holding

regulatory authority or a franchise from either the commissioner or any

city having regulatory jurisdiction over such transportation, or any

public transportation authority created pursuant to title nine, eleven,

eleven-A, eleven-B, eleven-C or eleven-D of article five of the public

authorities law, who is being adversely affected by a person providing

transportation without having the necessary regulatory authority or

franchise from the commissioner or any such city, may bring suit in his,

her or its own behalf to restrain such person and recover damages

resulting from the actions of such person.

7. (a) Whenever it appears that any person is violating the provisions

of subdivision six of this section, the commissioner acting by the

attorney general, or the city acting by its corporation counsel, or

designee, may bring suit against such person in any court of competent

jurisdiction to restrain such person from continuing such violation. In

any such suit, the court shall have jurisdiction to grant to the

commissioner or city without bond or other undertaking, such prohibitory

or mandatory injunctions as the facts may warrant, including temporary

restraining orders and preliminary or permanent injunctions, and to levy

upon the gain or profit that may be subject to a penalty pursuant to

subdivision six of this section. In cities with a population of one

million or more, the police department shall have the power to issue

summonses for violations of subdivision six of this section and those

summonses shall be adjudicated according to the rules and regulations

set forth in article two-A of the vehicle and traffic law. The hearing

officer responsible for adjudication of any violation of such

subdivision six shall review the record of any person found guilty of

violating such subdivision six to determine whether or not that person

has a prior conviction under such subdivision six. After a review of the

record, if it is found that there has been a prior conviction, the

hearing officer shall refer the matter to the appropriate local criminal

court for prosecution under this article.

(b) Any person convicted as a third or subsequent offender as

described in subdivision six shall be subject to a court order divesting

him of any right, title or interest in any motor vehicle used in the

commission of the offense. An action for forfeiture may be commenced by

the attorney general on behalf of the commissioner or the corporation

counsel or designee on behalf of the city in any superior court in the

county of conviction. The defendant shall have a right to a trial by

jury on any issue of fact. The plaintiff in the forfeiture action shall

have the burden of proof by clear and convincing evidence on such issues

of fact.

(c) Any order of forfeiture issued pursuant to this subdivision shall

include provisions for the disposal of the property found to have been

forfeited. Such provisions shall be directed to the attorney general or

corporation counsel or designee as the case may be, and may include, but

are not limited to, an order directing that the property be sold in

accordance with provisions of article fifty-one of the civil practice

law and rules. Net proceeds of the sale shall be paid into the general

fund of the state or city, as the case may be, less all costs and

attendant expenses of seizure, storage and forfeiture, as the case may

be, which shall be paid to the office of the attorney general or

corporation counsel in the appropriate case notwithstanding any other

provisions of law.

8. All penalties charged and collected by the commissioner pursuant to

this section shall be deposited by the comptroller into the special

obligation reserve and payment account of the dedicated highway and

bridge trust fund established pursuant to section eight-nine-b of the

state finance law.

§ 146 — Adequacy of service

Adequacy of service. It shall be the duty of every motor

carrier to provide adequate service, equipment and facilities under such

rules and regulations as the commissioner may prescribe.

§ 147 — Dogs accompanying persons with a disability

Dogs accompanying persons with a disability. Subject to such

rules and regulations as the commissioner may prescribe, all common and

contract carriers of passengers by motor vehicle shall permit a guide

dog, hearing dog or service dog as defined in section forty-seven-b of

the civil rights law accompanying a person with a disability, as defined

in subdivision twenty-one of section two hundred ninety-two of the

executive law, to accompany, to guide, or otherwise to aid such person,

to ride on all vehicles operated for transportation and no charge shall

be made for the transportation of such dog.

ARTICLE 7 Carriers of Passengers By Motor Vehicles

§ 150 — Application of article

Application of article. This article shall apply to common

carriers of passengers by motor vehicle and contract carriers of

passengers by motor vehicle.

§ 151 — Exemptions

Exemptions. The provisions of this article shall not apply to

any transportation for compensation in sedans, as such term is defined

herein at the end of this section, or station wagons or to any

transportation for compensation that is provided in vehicles larger than

sedans or station wagons when that transportation is performed:

1. Incidental to or in furtherance of any non-transportation

commercial or not-for-profit enterprise of the provider of the

transportation when such transportation is not open to the general

public;

2. To and from schools and school-related activities;

3. In non-profit car pools;

4. On an occasional, casual or reciprocal basis by persons not engaged

in transportation as a regular occupation or business;

5. As a sightseeing service conducted pursuant to the jurisdiction or

regulatory control of a city, village or town when such service is

operated wholly within the county in which the city, town or village is

located or when such service is operated wholly within a city with a

population of one million or more;

6. In ambulances that are under the jurisdiction of the New York state

department of health;

7. By transportation authorities when the transportation performed is

wholly within the transportation district prescribed by the public

authorities law for such transportation authority;

8. By transportation systems that are wholly owned by a municipality

when the transportation performed is wholly within such municipality's

boundaries;

9. By bus lines operating wholly within any city having regulatory

control or jurisdiction over bus line operations pursuant to subdivision

four of section eighty of this chapter; and

10. By carriers operating under a contract with an employer to provide

transportation for the exclusive use of employees.

11. As a taxi or livery service, except for transportation services

that are designed for the transportation of transportation-disabled

persons, conducted in vehicles having a seating capacity of less than

fifteen passengers pursuant to the jurisdiction or regulatory control of

a municipality, other than a city with a population over one million,

authorized to adopt an ordinance relating to both registration and

licensing pursuant to subdivision one of section one hundred eighty-one

of the general municipal law, when service is conducted wholly within

such municipality and when such service is available to the general

public on a prearranged or demand-response basis over a non-specified or

irregular route with the point or points of pick-up and discharge

determined by the passenger, but such taxi or livery service shall not

include van service. For the purpose of this subdivision, the term

"livery service" shall include the term "limousines" as used in

subdivision one of section one hundred eighty-one of the general

municipal law. Provided, however, that altered motor vehicles commonly

referred to as "stretch limousines" having a seating capacity of nine or

more passengers including the driver shall be subject to the provisions

of section one hundred forty of this chapter.

12. As a taxi or livery service conducted in vehicles having a seating

capacity of twenty passengers or less pursuant to the jurisdiction or

regulatory control of a city with a population over one million, when

such service is conducted wholly within such a city; provided, however,

that vehicles having a seating capacity of fifteen or more passengers

and altered motor vehicles commonly referred to as "stretch limousines"

having a seating capacity of nine or more passengers including the

driver shall be subject to the provisions of section one hundred forty

of this chapter.

For the purposes of this article, the term "sedan" or "sedans" as used

herein shall include private passenger automobiles, but shall not

include commercial motor vehicles with a seating capacity of eleven

persons or more including the driver.

§ 152 — Certificate and permit requirement

Certificate and permit requirement. 1. No person or persons

shall engage in intrastate transportation as a common carrier of

passengers by motor vehicle on any highway in this state, or hold

themselves out by advertising or any other means to provide such

transportation, unless there is in force with respect to such person or

persons a certificate issued by the commissioner.

2. No person or persons shall engage in intrastate transportation as a

contract carrier of passengers by motor vehicle on any highway in this

state, or hold themselves out by advertising or any other means to

provide such transportation, unless there is in force with respect to

such person or persons a permit issued by the commissioner.

3. Applications for certificates or permits shall be made in writing

to the commissioner, be verified under oath, and shall be in such form

and contain such information as the commissioner by regulation may

require. The commissioner shall provide for publication of a notice of

the application.

§ 153 — Issuance of temporary authority

Issuance of temporary authority. 1. A temporary certificate of

public convenience and necessity to operate as a common carrier of

passengers may be issued by the commissioner after public notice and

with or without hearing, except as provided in subdivisions five and

seven of this section, to an applicant upon a finding that the applicant

is fit, willing and able to perform a service for which there is an

immediate or urgent need. Such a temporary certificate of public

convenience and necessity may also be issued on the commissioner's own

motion for the purpose of experiment or demonstration when the

commissioner is of the opinion that such action is required by the

public interest.

2. A temporary permit to operate as a contract carrier of passengers

may be issued by the commissioner after public notice and with or

without a hearing, to an applicant upon a finding that the applicant is

fit, willing and able to perform a service, for which there is an

immediate or urgent need.

3. A temporary certificate or a temporary permit will:

(a) create no presumption that corresponding permanent authority will

be granted;

(b) confer no proprietary or property rights in the use of the

highways;

(c) be granted for a period not to exceed six months, which may be

renewed by the commissioner for good cause shown; and

(d) be subject to any conditions deemed to be appropriate by the

commissioner.

4. Notwithstanding any other provision of law, if the commissioner

determines that, due to emergency conditions, there is not sufficient

time to process an application for temporary authority under this

section, the commissioner may grant emergency temporary authority

pursuant to such conditions and regulations that may be prescribed by

the commissioner. Unless suspended or revoked, such emergency temporary

authority shall be granted for not more than thirty days.

5. If any application for authority to operate a bus line through a

county, city, village or town or in or through a territory or district

served by a bus line or a public transportation authority created

pursuant to titles nine, eleven, eleven-A eleven-B, eleven-C and

eleven-D of article five of the public authorities law is protested by

any such municipality, bus line, or public transportation authority, and

a hearing on such application is requested, then no temporary authority

shall be granted prior to a hearing held on such application. The

commissioner shall consider any reasonable conditions required of the

applicant by such municipality regarding routing and franchise

requirements and, in cities having a population of over one million

persons the commissioner shall adopt the intracity routing requirements

to the proposed destination point or points that are established by any

such city, provided that such city furnishes the routing requirements to

the commissioner within sixty days of the filing of the application with

the department. In addition the commission shall adopt insurance

requirements provided for by any such city. Except for the routing and

insurance requirements in cities having a population of over one million

persons, the commissioner shall impose conditions on the applicant

deemed to be reasonable and in the public interest as a condition to any

authority granted.

6. Notwithstanding any other provision of law, on any application for

temporary authority to operate a bus line originating or terminating in

any city, the commissioner shall, in addition to the requirements

specified in subdivision one of this section, also consider and evaluate

the application and any objections to the application in accordance with

the following criteria:

(a) The adequacy of the existing mass transit and mass transportation

facilities to meet the transportation needs of any particular segment of

the general public for the proposed service; and

(b) The impact that the proposed operation may have on any existing

mass transit or mass transportation facilities.

7. If any application to operate a van service originating or

terminating within a city is protested by the governing body of such

city, a bus line operating in said city or a public transportation

authority created pursuant to titles nine, eleven, eleven-A, eleven-B,

eleven-C and eleven-D of article five of the public authorities law

whose territory or district includes said city, and a hearing is

requested, such hearing shall be held. Based on the evidence submitted

at such hearing the commissioner shall, in addition to the requirements

specified in subdivision one hereof, consider and evaluate the

application and the objections to the application in accordance with the

following criteria:

(a) The adequacy of the existing mass transit and mass transportation

facilities to meet the transportation needs of any particular segment of

the general public for the proposed service; and

(b) The impact that the proposed operation may have on any existing

mass transit or mass transportation facilities.

8. When an applicant proposes to operate a bus line or van service

into a city that has adopted an ordinance, local law or charter to

regulate or franchise bus lines and the commissioner determines that

those portions of the proposed operation that are not wholly within such

a city are not integral to the entire operation, such application shall

be denied.

§ 154 — Issuance of a permanent certificate

Issuance of a permanent certificate. 1. The commissioner may

issue a permanent certificate of public convenience and necessity to

operate as a common carrier of passengers to an applicant with or

without hearing, except as provided in subdivisions two and seven of

this section, but upon notice to all interested parties. If any

application for authority to operate a bus line through a county, city,

village or town or in or through a territory or district served by a bus

line or a public transportation authority created pursuant to titles

nine, eleven, eleven-A, eleven-B, eleven-C and eleven-D of article five

of the public authorities law is protested by any such municipality, bus

line, or public transportation authority, and hearing on such

application is requested then no permanent authority shall be granted

prior to a hearing held on such application. The commissioner shall

consider any reasonable conditions required of the applicant by such

municipality regarding routing and franchise requirements and, in cities

having a population of over one million persons the commissioner shall

adopt the intracity routing requirements to the proposed destination

point or points that are established by any such city, provided that

such city furnishes the routing requirements to the commissioner within

sixty days of the filing of the application with the department. In

addition the commissioner shall adopt insurance requirements provided

for by any such city. Except for the routing and insurance requirements

in cities having a population of over one million persons, the

commissioner shall impose requirements on the applicant deemed to be

reasonable and in the public interest as a condition to any authority

granted. The application for a permanent certificate shall be granted if

the commissioner finds that:

(a) the applicant is fit, willing and able to provide the

transportation to be authorized by the certificate and to comply with

this chapter and the regulations of the commissioner; and

(b) the service proposed will be required by the present or future

public convenience and necessity.

2. Notwithstanding any other provision of law, on any application for

permanent authority to operate a bus line originating or terminating in

any city, the commissioner shall, in addition to the requirements

specified in subdivision one of this section, also consider and evaluate

the application and any objections to the application in accordance with

the following criteria:

(a) The adequacy of the existing mass transit and mass transportation

facilities to meet the transportation needs of any particular segment of

the general public for the proposed service; and

(b) The impact that the proposed operation may have on any existing

mass transit or mass transportation facilities.

3. Any person holding a permanent certificate of public convenience

and necessity to provide bus line service shall be granted authority

upon application therefor, without a hearing or notice, to transport

chartered or special parties to all points in the state under such rules

and regulations as the commissioner shall prescribe.

4. Any person holding a permanent certificate of public convenience

and necessity to provide bus line service shall be granted authority

upon application therefor, without a hearing or notice, to transport

shipments of property not exceeding one hundred pounds within the scope

of its bus line certificate under such rules and regulations as the

commissioner shall prescribe.

5. No certificate issued under this article shall confer any

proprietary or property rights in the use of the highways.

6. Any person holding a permanent certificate to provide bus line

service shall not discontinue service on any route unless an application

is made to the commissioner and the commissioner approves such

application upon a finding that the public convenience and necessity no

longer requires such bus line service.

7. If any application to operate a van service originating or

terminating within a city is protested by the governing body of such

city, a bus line operating in said city or a public transportation

authority created pursuant to titles nine, eleven, eleven-A, eleven-B,

eleven-C and eleven-D of article five of the public authorities law

whose territory or district includes said city, and a hearing is

requested, such hearing shall be held. Based on the evidence submitted

at such hearing the commissioner shall, in addition to the requirements

specified in subdivision one hereof, consider and evaluate the

application and the objections to the application in accordance with the

following criteria:

(a) The adequacy of the existing mass transit and mass transportation

facilities to meet the transportation needs of any particular segment of

the general public for the proposed service; and

(b) The impact that the proposed operation may have on any existing

mass transit or mass transportation facilities.

8. When an applicant proposes to operate a bus line or van service

into a city that has adopted an ordinance, local law or charter to

regulate or franchise bus lines and the commissioner determines that

those portions of the proposed operation that are not wholly within such

a city are not integral to the entire operation, such application shall

be denied.

§ 155 — Issuance of a permanent permit

Issuance of a permanent permit. 1. A permanent permit to

operate as a contract carrier of passengers may be issued by the

commissioner to an applicant with or without a hearing, but upon notice

to all interested parties, authorizing such applicant to provide

transportation as a contract carrier of passengers. The application for

a permanent permit shall be granted if the commissioner finds that:

(a) the applicant is fit, willing and able to provide the

transportation to be authorized by the permit and to comply with this

chapter and the regulations of the commissioner; and

(b) the proposed service is or will be consistent with the public

interest and the policy declared in section one hundred thirty-seven of

this chapter.

2. No permit issued under this article shall confer any proprietary or

property rights in the use of the highways.

§ 156 — Amendment, revocation and transfer of certificates and permits

Amendment, revocation and transfer of certificates and permits.

1. Certificates and permits shall be effective from the date specified

therein, and shall remain in effect until terminated as herein provided.

Any such certificate or permit may, upon application of the holder and

in the discretion of the commissioner, be amended or revoked, in whole

or in part, or may be suspended, cancelled, revoked or modified pursuant

to section one hundred forty-five of this chapter.

2. Any certificate or permit may be suspended by the commissioner

without hearing for failure to file or keep in force a tariff as

required by section one hundred fifty-eight of this article, for failure

to comply with the insurance requirements of section one hundred

thirty-nine of this chapter; for failure to file annual reports as

required by the regulations of the commissioner or for failure to adhere

to the safety requirements of section one hundred forty of this chapter.

Any such certificate or permit so suspended may thereafter be revoked in

no less than thirty days after the date of suspension ordered by the

commissioner without hearing if the carrier does not comply with the

tariff, insurance, annual reporting or safety requirements.

3. Certificates or permits shall not be assigned or transferred, in

any manner, nor shall the right to operate under any certificate or

permit be leased without prior approval of the commissioner upon such

notice as the commissioner shall deem appropriate. The assignment,

transfer or lease of certificates or permits or the right to operate

under any certificate or permit, shall not be approved unless the

commissioner shall find that it is in the public interest to do so. All

applications for transfer or lease must be in such form as prescribed by

the commissioner.

§ 157 — Rates, fares and charges; common carriers

Rates, fares and charges; common carriers. 1. It shall be the

duty of every common carrier of passengers to establish, observe and

enforce just and reasonable rates, fares and charges, and just and

reasonable regulations and practices relating thereto.

2. Common carriers of passengers by motor vehicle may establish

through routes and joint rates, fares and charges with other such

carriers and once established it shall be the duty of all such carrier

parties to establish just and reasonable rates, fares, charges,

regulations and practices and equitable divisions of revenue.

3. All such charges made for any service rendered, or to be rendered

by any common carrier of passengers by motor vehicle, shall be just and

reasonable, and every unjust and unreasonable charge for such service or

any part thereof, is prohibited and declared to be unlawful. It shall be

unlawful for any common carrier to make, give or cause any undue or

unreasonable preference or advantage to any particular person or to

subject any particular person to any unjust discrimination or any undue

or unreasonable prejudice or disadvantage in any respect whatsoever.

4. Whenever, after a hearing, upon complaint, or in an investigation

on the commissioner's own initiative, the commissioner shall determine

that any individual or joint rate, fare or charge in effect or proposed

to be put into effect by any common carrier or group of common carriers

of passengers by motor vehicle or any rule, regulation or practice

whatsoever affecting such rate, fare or charge or the value of the

service thereunder, is or will be unjust or unreasonable, or unjustly

discriminatory, unduly preferential or unduly prejudicial, the

commissioner shall determine and prescribe the lawful rate, fare or

charge, or the lawful rule, regulation or practice thereafter to be

observed.

5. The commissioner shall, whenever deemed necessary or desirable in

the public interest, after a hearing, upon complaint or upon the

commissioner's own initiative, establish through routes and joint rates,

fares, charges, regulations or practices, applicable to the

transportation of passengers by common carriers and the terms and

conditions under which such through routes shall be operated.

6. Whenever, after a hearing, upon complaint or upon the

commissioner's own initiative, the commissioner shall determine that the

divisions of joint rates, fares or charges applicable to the

transportation of passengers by common carriers are or will be unjust,

unreasonable, inequitable, or unduly preferential or prejudicial as

between the carrier parties, the commissioner shall by order prescribe

the just, reasonable and equitable divisions thereof. The order of the

commissioner may require the adjustment of divisions between the

carriers, in accordance with the order, from the date of filing the

complaint or entry of order of investigation, or such other date

subsequent as the commissioner finds justified and, in the case of joint

rates or fares prescribed by the commissioner, the order as to divisions

may be made effective as a part of the original order.

7. In proceedings to determine the reasonableness of rate or fare

levels for a common carrier of passengers or group of common carriers of

passengers, the commissioner shall authorize revenue levels that are

adequate under efficient management to cover total operating expenses,

plus a reasonable profit as determined by the commissioner.

§ 158 — Tariff requirements; common carriers

Tariff requirements; common carriers. 1. No common carrier of

passengers shall engage in transportation unless the rates, fares and

charges of said carrier have been prescribed by the commissioner or

filed by the carrier in accordance with the provisions of this article.

2. Whenever an applicable tariff has not already been prescribed by

the commissioner, every common carrier of passengers shall file with the

commissioner and at all times keep open to public inspection tariffs

showing all the rates, fares and charges for transportation, and all

services in connection therewith, between points on its own route and

points on the route of any other such carrier, or on the routes of any

other common carrier when a through route has been established. Such

rates, fares and charges shall be stated in terms of lawful money of the

United States. The tariffs required by this section shall be published,

filed and posted in such form and manner and shall contain such

information as the commissioner by regulation shall prescribe, and the

commissioner is authorized to reject any tariff which is not in

accordance with this article and with such regulations. Any such tariff

so rejected by the commissioner shall be void and its use shall be

unlawful.

3. No common carrier of passengers shall charge, demand, collect or

receive different compensation for transportation or for any service in

connection therewith between the points enumerated in such tariff than

the rates, fares and charges specified in the tariffs in effect at the

time and no such carrier shall refund or remit in any manner or by any

device, directly or indirectly, or through any agent or broker or

otherwise, any portion of the rates, fares or charges so specified, or

extend to any person any privilege for transportation except as is

specified in its tariff.

4. No change shall be made in any rate, fare or charge, or the value

of the service thereunder, specified in any effective tariff of a common

carrier, except after thirty days' notice of the proposed change filed

and posted in accordance with the rules and regulations prescribed by

the commissioner. The commissioner may, for good cause shown, allow such

change upon less than thirty days' notice or modify the requirements of

this section with respect to posting and filing of tariffs either in

particular circumstances or by general order applicable to special or

particular circumstances or conditions.

5. Whenever a change is proposed in the tariff of any common carrier

of passengers, the commissioner may suspend the implementation of such

tariff change and defer the use of such tariff for a period of six

months. After investigation and hearing the commissioner may allow the

tariff change as proposed or may issue an order directing the carrier to

cancel or modify the proposed tariff change. Provided, however, that if

a decision is not rendered within the six month suspension period the

proposed tariff change shall go into effect at the end of such

suspension period. In any hearing to determine the reasonableness or

lawfulness of a proposed tariff change the burden of proof shall be on

the carrier or carriers proposing the tariff change.

§ 159 — Complaints as to rates, fares and service

Complaints as to rates, fares and service. 1. Upon the

complaint in writing of the county executive or board of supervisors of

a county, the mayor of a city, the trustees or mayor of a village or the

town board of a town in which a common carrier of passengers by motor

vehicle is authorized to operate, or upon the complaint in writing of

not less than twenty-five persons in any such municipality, or upon

complaint of a common carrier of passengers by motor vehicle supplying

such service, as to the rates, fares or charges demanded, received or

collected, or as to the methods employed in furnishing such service or

as to the amount of service furnished or as to extension of a route or

routes, the commissioner or a representative of the commissioner may

inspect the property, equipment and appliances and methods used by such

common carrier of passengers by motor vehicle in furnishing such

service, and may cause an investigation as to the necessity of any

proposed extensions, and may examine or cause to be examined the books

and papers of such common carrier of passengers by motor vehicle

pertaining to such service in such municipality. The form and contents

of complaints made as provided in this section shall be prescribed by

the commissioner. Such complaints shall be signed by the officers, or by

the persons making them, who must add to their signatures their places

of residence, by street and number, if any.

2. Before proceeding under a complaint presented as provided in

subdivision one of this section, the commissioner shall cause notice of

such complaint, and the purpose thereof, to be served upon the common

carrier of passengers by motor vehicle affected thereby. Such common

carrier of passengers by motor vehicle shall have an opportunity to be

heard in respect to the matters complained of at a time and place to be

specified in such notice. An investigation may be instituted by the

commissioner as to any matter of which complaint may be made, as

provided in subdivision one of this section, or to ascertain the facts

requisite to the exercise of any powers. After a hearing and after such

an investigation as shall have been made, the commissioner may, by

order, fix the just and reasonable rates, fares and charges to be

charged by the common carrier of passengers by motor vehicle for the

service to be furnished and the amount of service furnished, and may

order such extension of an existing route or routes as is deemed

necessary, and may order such improvement in such service, or in the

methods employed by such common carrier of passengers by motor vehicle

as will be adequate, just and reasonable. Any change in rates, fares,

charges, routes or amount of service shall be upon such terms,

conditions or safeguards as the commissioner may prescribe. If it shall

be made to appear to the satisfaction of the commissioner that the

public interest requires a change in rates, fares, charges, routes or

service or that such change is necessary for the purpose of providing

adequate and efficient service, or for the preservation of the property,

the commissioner, upon such terms, conditions or safeguards as are

deemed proper, may authorize an immediate, reasonable, temporary

increase or decrease in such rates, fares, charges, routes or service

pending a final determination of the rates, fares, charges, routes and

service to be thereafter charged by such common carrier of passengers by

motor vehicle. The terms, conditions or safeguards prescribed may

include provisions for the purposes for which the additional revenue

derived from any such temporary increase may be expended and for the

impounding thereof until the same shall be applied to the purposes so

specified. The rate or fare fixed by the commissioner under this section

shall be the rate or fare to be charged by such common carrier of

passengers by motor vehicle for the service to be furnished until the

commissioner shall fix in the manner heretofore described a higher or

lower rate or fare to be thereafter charged. In determining the rates

and fares to be charged or the service to be furnished or the necessity

of extension of an existing route or routes, the commissioner may

consider all facts which have any bearing upon a proper determination of

the question although not set forth in the complaint and not within the

allegations contained therein, with due regard among other things to

revenue levels that are necessary and adequate under efficient

management to cover total operating expenses plus a reasonable profit.

At any hearing involving a rate, the burden of proof to show that the

change in rate or fare if proposed by the common carrier of passengers

by motor vehicle, or that the existing rate or fare, if on motion of the

commissioner or in a complaint filed with the commissioner it is

proposed to reduce the rate or fare, is just and reasonable shall be

upon the common carrier of passengers by motor vehicle and the

commissioner may give to the hearing and decision of such questions

preference over all other questions pending and decide the same as

speedily as possible.

ARTICLE 8 Carriers of Property By Motor Vehicle

§ 170 — Application of article

Application of article. This article shall apply to common and

contract carriers of property by motor vehicle except common carriers

providing transportation of household goods as defined in paragraphs (a)

and (b) of subdivision fifteen of section two of this chapter.

§ 171 — Exemptions

Exemptions. The provisions of this article shall not apply to

the following types of transportation of property by motor vehicle:

1. The transportation of property by or for the federal, state or

municipal governments.

2. The occasional, casual or reciprocal transportation of property for

compensation by any person not engaged in the transportation of property

by motor vehicle as a regular occupation or business.

3. The transportation of property wholly within a municipality or

between contiguous municipalities or within a commercial zone as defined

by the commissioner except when such transportation is under a common

control, management or arrangement for a continuous carriage or shipment

to or from a point without such municipality, municipalities or

commercial zone.

4. The transportation of fresh fish, live fowl and ordinary livestock

except those used for exhibition or racing purposes.

5. The transportation in motor vehicles used exclusively for carrying

fertilizers, soil conditioners, forestry products and agricultural

commodities other than manufactured products thereof.

6. The transportation of livestock and poultry feed and feed

ingredients and agricultural seeds and plants, if such products are

transported to a site of agricultural production or to a business

enterprise engaged in the sale to agricultural producers of goods used

in agricultural production.

7. The transportation of newspapers, magazines or periodicals.

8. The transportation of property in private carriage when such

transportation is incidental to and in furtherance of a primary business

or farming enterprise of such person other than transportation.

9. The transportation of sand, gravel, dirt, debris, road materials,

ready-mixed concrete and similar commodities when transported in dump

trucks and when unloaded by being dumped.

10. The transportation of wrecked or disabled vehicles by the tow-away

method.

11. The transportation by motor vehicles controlled and operated by a

cooperative corporation as defined in the cooperative corporations law

when such transportation activities are related to the members of the

cooperative corporation.

12. The transportation of milk from the farm or farms where produced

or from collection stations where milk is gathered from various farms.

13. The transportation for compensation performed by an agricultural

cooperative corporation for non-members who are not farmers or

cooperative corporations when such transportation is limited to that

which is incidental to the agricultural cooperative corporation's

primary transportation operation and is necessary for its effective

performance. Such transportation shall be provided only after the

agricultural cooperative corporation notifies the commissioner in

writing of its intent to provide the transportation and it shall not

exceed twenty-five percent of the agricultural cooperative corporation's

total transportation services in each calendar year measured in terms of

tonnage. The commissioner may prescribe the records to be kept and the

information to be furnished by all agricultural cooperative corporations

performing transportation pursuant to this subdivision.

§ 172 — Certificate and permit requirement

Certificate and permit requirement. 1. No person or persons

shall engage in intrastate transportation as a common carrier of

property by motor vehicle on any highway in this state or hold

themselves out by advertising or any other means to provide such

transportation unless there is in force with respect to such person or

persons a certificate issued by the commissioner.

2. No person or persons shall engage in intrastate transportation as a

contract carrier of property by motor vehicle on any highway in this

state or hold themselves out by advertising or any other means to

provide such transportation unless there is in force with respect to

such person or persons a permit issued by the commissioner.

3. Applications for certificates or permits shall be made in writing

to the commissioner, be verified under oath, and shall be in such form

and contain such information as the commissioner by regulation may

require. The commissioner shall provide for publication of a notice of

the application to all interested parties.

§ 173 — Issuance of temporary authority

Issuance of temporary authority. 1. A temporary certificate or

permit to operate as a common or contract carrier of property may be

issued by the commissioner to a qualified applicant with or without a

hearing for the purpose of providing a service for which there is an

immediate or urgent need from or to a point or points or within a

territory. Applications for temporary authority shall contain such

information as the commissioner by regulation may prescribe.

2. Temporary authority as a common or contract carrier of property

shall:

(a) create no presumption that corresponding permanent authority be

granted;

(b) confer no proprietary or property rights in the use of the

highways;

(c) be granted for a period not to exceed six months, which may be

renewed by the commissioner for good cause shown; and

(d) be subject to any conditions deemed to be appropriate by the

commissioner.

3. Notwithstanding any other provision of law, if the commissioner

determines that, due to emergency conditions, there is not sufficient

time to process an application for temporary authority under this

section, the commissioner may grant emergency temporary authority

pursuant to such conditions and regulations that may be prescribed by

the commissioner. Unless suspended or revoked, such emergency temporary

authority shall be granted for not more than thirty days.

§ 174 — Issuance of permanent certificate

Issuance of permanent certificate. 1. A permanent certificate

to operate as a common carrier of property may be issued by the

commissioner to a qualified applicant with or without hearing, but upon

notice to all interested parties, authorizing such applicant to provide

transportation as a common carrier of property. Applications for a

permanent certificate shall contain such information as the commissioner

by regulation may prescribe. The application for a permanent certificate

shall be granted if the commissioner finds that:

(a) the applicant is fit, willing and able to provide the

transportation to be authorized by the certificate and to comply with

this chapter and the regulations of the commissioner; and

(b) that the service proposed will be required by the present or

future public convenience and necessity.

2. The provisions of paragraph (b) of subdivision one of this section

shall not apply to applications for authority to provide transportation

of shipments weighing one hundred pounds or less when transported in a

motor vehicle in which no one package exceeds one hundred pounds.

3. No permanent certificate issued under this section shall confer any

proprietary or property rights in the use of the highways.

§ 175 — Issuance of permanent permit

Issuance of permanent permit. 1. A permanent permit to operate

as a contract carrier of property may be issued by the commissioner to

an applicant with or without hearing, but upon notice to all interested

parties authorizing such applicant to provide transportation as a

contract carrier of property. The application for a permanent permit

shall be granted if the commissioner finds that:

(a) the applicant is fit, willing and able to provide the

transportation to be authorized and to comply with this chapter and the

regulations of the commissioner; and

(b) the proposed service to the extent authorized will be consistent

with the public interest and the policy declared in section one hundred

thirty-seven of this chapter.

2. No permit issued under this article shall confer any proprietary or

property rights in the use of the highways.

§ 176 — Holding certificates and permits

Holding certificates and permits. No person may at the same

time hold a certificate as a common carrier and a permit as a contract

carrier authorizing operation for the transportation of property by

motor vehicle within the same territory, unless for good cause shown,

the commissioner shall find that holding such certificate and permit is

consistent with the transportation policy declared in section one

hundred thirty-seven of this chapter.

§ 177 — Amendment, revocation and transfer of certificates and permits

Amendment, revocation and transfer of certificates and permits.

1. Certificates and permits shall be effective from the date specified

therein, and shall remain in effect until terminated as herein provided.

Any such certificate or permit may, upon application of the holder and

in the discretion of the commissioner, be amended or revoked, in whole

or in part, or may be suspended, cancelled, revoked or modified pursuant

to section one hundred forty-five of this chapter.

2. Any certificate or permit may be suspended by the commissioner

without hearing for failure to file or keep in force a tariff or a

contract as required by sections one hundred seventy-nine and one

hundred eighty of this article; for failure to comply with the insurance

requirements of section one hundred thirty-nine of this chapter; for

failure to file annual reports as required by the regulations of the

commissioner; or for failure to adhere to the safety requirements of

section one hundred forty of this chapter. Any such certificate or

permit so suspended may thereafter be revoked in no less than thirty

days after the date of suspension ordered by the commissioner without

hearing if the carrier does not comply with the tariff, contract,

insurance, annual reporting or safety requirements.

3. Certificates or permits shall not be assigned, transferred or

leased in any manner nor shall the right to operate under any

certificate or permit be leased without prior approval of the

commissioner, upon such notice as the commissioner shall deem

appropriate. The assignment, transfer or lease of a certificate, or the

right to operate under any certificate, shall not be approved unless the

commissioner shall find that it is in the public interest to do so. All

applications for assignment, transfer or lease must be in such form as

prescribed by the commissioner.

§ 178 — Rates and charges; common carriers

Rates and charges; common carriers. 1. It shall be the duty of

every common carrier of property to establish, observe and enforce just

and reasonable rates, charges and classifications, and just and

reasonable regulations and practices relating thereto.

2. Common carriers of property by motor vehicle may establish through

routes and joint rates, charges and classifications with other such

carriers and once established it shall be the duty of all such carrier

parties to establish just and reasonable rates, charges,

classifications, regulations and practices and equitable divisions of

revenue.

3. All charges made for any service rendered, or to be rendered by any

common carrier of property by motor vehicle, shall be just and

reasonable, and every unjust and unreasonable charge for such service or

any part thereof, is prohibited and declared to be unlawful. It shall be

unlawful for any common carrier to make, give or cause any undue or

unreasonable preference or advantage to any particular persons, in any

respect whatsoever; or to subject any particular person to any unjust

discrimination or any undue or unreasonable prejudice or disadvantage in

any respect whatsoever.

4. Whenever, after a hearing, upon complaint, or in an investigation

on the commissioner's own initiative, the commissioner shall determine

that any individual or joint rate, charge or classification in effect or

proposed to be put into effect by any common carrier or group of common

carriers of property by motor vehicle or any rule, regulation or

practice whatsoever affecting such rate, charge or classification, or

the value of the service thereunder, is or will be unjust or

unreasonable, or unjustly discriminatory, unduly preferential or unduly

prejudicial, the commissioner shall determine and prescribe the lawful

rate, charge or classification, or the lawful rule, regulation or

practice thereafter to be observed.

5. The commissioner shall, whenever deemed by him to be necessary or

desirable in the public interest, after a hearing, upon complaint, or

upon the commissioner's own initiative, establish through routes and

joint rates, charges, classifications, regulations or practices,

applicable to the transportation of property by common carriers and the

terms and conditions under which such through routes shall be operated.

6. Whenever, after a hearing, upon complaint or upon the

commissioner's own initiative, the commissioner determines that the

divisions of joint rates, charges or classifications applicable to the

transportation of property by common carriers are or will be unjust,

unreasonable, inequitable, or unduly preferential or prejudicial as

between the carrier parties, the commissioner shall by order prescribe

the just, reasonable and equitable divisions thereof. The order of the

commissioner may require the adjustment of divisions between the

carriers, in accordance with the order, from the date of filing the

complaint or entry of order of investigation, or such other date

subsequent as the commissioner finds justified and, in the case of joint

rates, charges or classifications prescribed by the commissioner, the

order as to divisions may be made effective as a part of the original

order.

7. In proceedings to determine the reasonableness of rates, charges or

classifications of a common carrier of property or group of common

carriers of property, the commissioner shall authorize revenue levels

that are adequate under efficient management to cover total operating

expenses, plus a reasonable profit as determined by the commissioner.

8. The commissioner may not investigate, suspend, revise or revoke any

rate or charge proposed by a carrier if the proposed rate does not

increase or reduce any existing rate or charge by more than ten percent

in any twelve month period. This subdivision does not apply to rates

that are proposed through the collective actions of the members of a

rate conference.

9. Any rate or charge that in any twelve-month period is increased or

reduced by more than the percentage specified in subdivision eight of

this section must be accompanied by such financial, statistical, cost

and other data as the commissioner may prescribe by regulation to

justify such change. Any such rate or charge is subject to

investigation, suspension, revision or revocation.

§ 179 — Tariff requirements; common carriers

Tariff requirements; common carriers. 1. No common carrier of

property by motor vehicle shall engage in such transportation unless the

rates and charges of said carrier have been prescribed, or filed in

accordance with the provisions of this article.

2. Whenever an applicable tariff has not already been prescribed by

the commissioner every common carrier of property by motor vehicle shall

file with the commissioner and at all times keep open to public

inspection tariffs showing all the rates and charges for transportation,

and all services in connection therewith, between points on its own

route and points on the route of any other such carrier, or on the

routes of any other common carrier by motor vehicle, when a through

route and joint rate shall have been established. Such rates and charges

shall be stated in terms of lawful money of the United States. The

tariffs required by this section shall be published, filed and posted in

such form and manner and shall contain such information as the

commissioner by regulation shall prescribe and the commissioner is

authorized to reject any tariff which is not in accordance with this

article and with such regulations. Any such tariff so rejected by the

commissioner shall be void and its use shall be unlawful.

3. No common carrier of property by motor vehicle shall charge,

demand, collect or receive a different compensation for transportation

or for any service in connection therewith between points enumerated in

such tariff than the rates and charges specified in the tariffs in

effect at the time of shipment and no such carrier shall refund or remit

in any manner or by any device, directly or indirectly, or through any

agent or broker or otherwise, any portion of the rates or charges so

specified, nor extend to any person any privilege for transportation

except as is specified in its tariff.

4. No change shall be made in any rate, charge or classification, or

the value of the service thereunder, specified in any effective tariff

of a common carrier, except after thirty days' notice of the proposed

change filed and posted in accordance with the rules and regulations

prescribed by the commissioner. The commissioner may for good cause

shown, allow such change upon less than thirty days' notice or modify

the requirements of this section with respect to posting and filing of

tariffs either in particular instances or by general order applicable to

special or particular circumstances or conditions.

5. Except as provided for in subdivision eight of section one hundred

seventy-eight of this article, the commissioner may suspend the

implementation of any proposed tariff change and defer the use of such

tariff change for a period of six months. After investigation and

hearing, the commissioner may allow the tariff change as proposed or he

may issue an order directing the carrier to cancel or modify the

proposed tariff change. Provided, however, that if a decision is not

rendered within the six month suspension period the proposed tariff

change shall go into effect at the end of such suspension period. In any

hearing to determine the reasonableness or lawfulness of a proposed

tariff change the burden of proof shall be on the carrier or carriers

proposing the tariff change.

§ 180 — Rates and charges; contract carriers

Rates and charges; contract carriers. 1. No contract carrier of

property by motor vehicle shall engage in such transportation unless a

copy of the contract and copies of any amendments to that contract are

filed with the commissioner in accordance with any rules and regulations

that the commissioner may prescribe.

2. No contract carrier of property by motor vehicle shall charge,

demand, collect or receive a different compensation for transportation

or for any service in connection therewith than the rates and charges

specified in the contract in effect and on file with the commissioner at

the time of shipment and no such carrier shall refund or remit in any

manner or by any device, directly or indirectly, or through any agent or

broker or otherwise, any portion of the rates or charges so specified,

nor extend to any person any privilege for transportation except as is

specified in its contract.

3. Initial, first time, contracts shall be published and filed with at

least one day's notice to the commissioner and must be in accordance

with the rules and regulations that may be prescribed by the

commissioner.

4. No reduction shall be made in any rate, charge, or classification,

or the value of the service thereunder in any contract except after at

least thirty days' notice of the proposed change filed and posted in

accordance with the rules and regulations that may be prescribed by the

commissioner. The commissioner may for good cause shown, allow changes

on less than thirty days notice or modify the requirements of this

section either in particular instances or by general order applicable to

special or particular circumstances or conditions.

5. Whenever, after a hearing, upon complaint or on the commissioner's

own initiative, the commissioner finds that any charge of any contract

carrier or contract carriers is unreasonably low or any rule, regulation

or practice of any such carrier or carriers affecting such charge, or

the value of the service thereunder results in an unreasonably low

charge, the commissioner may prescribe such charge or such rule,

regulation or practice as the commissioner determines may be necessary

or desirable in the public interest. All complaints filed under this

subdivision shall state fully the facts complained of and the reason for

such complaint and shall be made under oath.

6. Whenever there shall be filed with the commissioner by any such

contract carrier any contract or amendment to a contract stating a

reduced charge, or which has the effect of reducing a charge by means of

any rule, regulation or practice, the commissioner may, upon complaint

or on the commissioner's own initiative, suspend and defer the

implementation in part or in whole of any such contract or contract

amendment for a period of six months. After investigation and hearing,

the commissioner may allow the suspended matter as proposed or issue an

order directing the carrier to cancel or modify the proposed contract or

contract amendment. Provided, however, that if a decision is not

rendered within the six month suspension period the proposed contract or

amendment shall go into effect at the end of such suspension period. In

any hearing to determine the reasonableness or lawfulness of a proposed

reduction the burden of proof shall be on the carrier or carriers

proposing the reduction.

§ 181 — Liability for damage to property in transit

Liability for damage to property in transit. Every common

carrier of property by motor vehicle shall, upon demand, issue either a

receipt or a bill of lading for all property delivered to it for

transportation. No contract, stipulation or clause in any receipt or

bill of lading shall exempt any common carrier of property by motor

vehicle from any liability for loss, damage or injury caused by it to

property from the time of its delivery for transportation until the same

shall have been received at its destination and a reasonable time shall

have elapsed after notice to the consignee of such arrival to permit the

removal of such property and inspection; provided, however, that when

expressly authorized or required by order of the commissioner a carrier

may establish and maintain rates dependent upon the value declared in

writing by the shipper or agreed upon in writing as the released value

of the property, in which case such declaration or agreement shall have

no other effect than to limit liability and recovery to an amount not

exceeding the value so declared or released and shall not, so far as

relates to values, be held to violate this article. Every common carrier

of property by motor vehicle shall be liable for all loss, damage or

injury to property caused by delay in transit due to negligence while

the same is being carried by it, but in any action to recover for

damages sustained by delay in transit the burden of proof shall be upon

the defendant to show that such delay was not due to negligence. Nothing

in this section shall deprive any holder of such receipt or bill of

lading of any remedy or right of action which such holder has under

existing law.

ARTICLE 9 Carriers of Household Goods By Motor Vehicle

§ 190 — Application of article

Application of article. This article shall apply to common

carriers of property by motor vehicle transporting household goods. The

provisions of this article shall not apply to:

(a) the transportation of household goods by or for the federal, state

or municipal governments;

(b) the occasional, casual or reciprocal transportation of household

goods by any person not engaged in the transportation of household goods

as a regular occupation or business;

(c) the transportation of household goods as defined in paragraph (c)

of subdivision fifteen of section two of this chapter when such

transportation is wholly within a municipality or between contiguous

municipalities or within a commercial zone as defined by the

commissioner that is adjacent to and commercially a part of any

municipality or municipalities except when such transportation is under

a common control, management, or arrangement for a continuous carriage

or shipment by motor vehicle to or from a point outside of such

municipality, municipalities or commercial zone;

(d) the transportation of household goods as defined in paragraph (c)

of subdivision fifteen of section two of this chapter when such

transportation is performed by a common or contract carrier of property

by motor vehicle authorized to transport such articles pursuant to

article eight of this chapter; or

(e) the transportation of household goods in private carriage when

such transportation is incidental to and in furtherance of a primary

business enterprise of such person other than transportation.

§ 191 — Certificate requirement

Certificate requirement. 1. No person or persons shall engage

in intrastate transportation as a common carrier of household goods by

motor vehicle on any highway in this state, or hold themselves out by

advertising or any other means to provide such service, unless there is

in force with respect to such person a certificate issued by the

commissioner.

2. Applications for certificates shall be made in writing to the

commissioner, be verified under oath, and shall be in such form and

contain such information as the commissioner by regulation may require.

The commissioner shall provide for publication of a notice of the

application to all interested parties.

§ 192 — Probationary certificate

Probationary certificate. 1. A probationary certificate to

operate as a common carrier of household goods by motor vehicle may be

issued by the commissioner to a qualified applicant after public notice

and with or without hearing. The application shall contain such

information as the commissioner by regulation shall prescribe. A

probationary certificate shall:

(a) create no presumption that a corresponding permanent certificate

will be granted;

(b) confer no proprietary or property rights in the use of the

highways;

(c) be granted for a period not to exceed one year, which may be

renewed for an additional one year period by the commissioner; and

(d) be subject to any conditions deemed appropriate by the

commissioner to be in the public interest.

2. The commissioner shall issue a probationary certificate to a person

authorizing that person to provide transportation of household goods by

motor vehicle if the commissioner finds that the applicant is fit,

willing and able to provide the transportation authorized by the

probationary certificate and to comply with this chapter and the

regulations of the commissioner. Unless an applicant proposes to provide

service in a more limited geographic area, a probationary certificate

issued pursuant to this section will entitle the holder thereof to

provide service as a common carrier of household goods between all

points within a base region which shall consist of each county wherein

the applicant maintains a bona fide place of business and all adjoining

counties; and, between all points within the base region, as described

above, on the one hand, and, on the other, all points in the state. For

the purposes of this section, the counties of Bronx, Kings, New York,

Queens and Richmond shall be considered as one county.

3. Probationary certificates may be revoked, renewed or converted into

a permanent certificate by the commissioner with or without hearing when

the commissioner deems it in the public interest to do so.

4. Protests to applications for a probationary certificate will be

limited to evidence on the applicant's fitness to provide service.

5. A probationary certificate may not be assigned, transferred or

leased in any manner.

§ 193 — Permanent certificate

Permanent certificate. 1. A permanent certificate to operate as

a common carrier of household goods by motor vehicle may be issued by

the commissioner after notice and with or without hearing to a carrier

which has held a probationary certificate for at least six months if the

commissioner determines that the holder is fit, willing and able to hold

a permanent certificate.

2. In determining whether to grant or deny a permanent certificate

pursuant to subdivision one of this section, the commissioner shall

consider the carrier's actual operating experience while holding a

probationary certificate and the manner in which that carrier has

conducted itself with the public. Protests to the grant of a permanent

certificate pursuant to subdivision one of this section shall be limited

to evidence on the carrier's fitness to provide service.

3. Unless an applicant proposes to provide service in a more limited

geographic area, a permanent certificate issued pursuant to subdivision

one of this section will entitle the holder thereof to provide service

as a common carrier of household goods by motor vehicle between all

points within a base region which shall consist of each county wherein

the applicant maintains a bona fide place of business and all adjoining

counties; and, between all points within the base region, as described

above, on the one hand, and, on the other, all points in the state. For

the purposes of this section, the counties of Bronx, Kings, New York,

Queens and Richmond shall be considered as one county.

4. A permanent certificate to operate as a common carrier of household

goods by motor vehicle in a broader geographic area than specified in

subdivision three of this section may be issued by the commissioner

after public notice and with or without hearing if the commissioner

finds that:

(a) the applicant is fit, willing and able to provide the

transportation to be authorized by the certificate and to comply with

this chapter and the regulations of the commissioner; and

(b) that the service proposed will be required by the present or

future public convenience and necessity.

5. Persons holding a permanent certificate will be subject to a

continuing requirement of being fit, willing and able and if, after

notice and hearing, the commissioner finds that any person holding a

permanent certificate under this article is willfully failing to comply

with the continuing fit, willing and able requirement, the commissioner

may suspend or revoke the permanent certificate in whole or in part.

6. Permanent certificates issued pursuant to subdivision one of this

section shall have no application fee.

7. Permanent certificates shall not confer any proprietary or property

rights in the use of the highways.

§ 194 — Agents

Agents. 1. Each motor carrier providing transportation of

household goods subject to this article, and any agent or agents

employed or utilized by it, shall be jointly and severally liable for

any act or omission or for any violation of this chapter or any order or

regulation of the commissioner in connection with household goods

transportation subject to the jurisdiction of the commissioner.

2. It shall be unlawful for any motor carrier providing transportation

of household goods to employ any person or motor carrier as an agent who

or which is not the lawful holder of an effective probationary or

permanent certificate to operate as a common carrier of household goods

under this article.

3. The provisions of section three hundred forty of the general

business law shall not apply to discussions or agreements between a

motor carrier providing transportation of household goods subject to the

jurisdiction of the commissioner under this chapter and its agents

related solely to:

(a) rates for the transportation of household goods under the

authority of the principal carrier;

(b) accessorial, terminal, storage, or other charges for services

incidental to the transportation of household goods transported under

the authority of the principal carrier;

(c) allowances relating to the transportation of household goods under

the authority of the principal carrier; and

(d) ownership of a motor carrier providing transportation of household

goods subject to the jurisdiction of the commissioner under this chapter

by an agent, or membership on the board of directors of any such motor

carrier by an agent.

§ 195 — Amendment, revocation and transfer of certificates and permits

Amendment, revocation and transfer of certificates and permits.

1. Certificates shall be effective from the date specified therein, and

shall remain in effect until terminated as herein provided. Any such

certificate may, upon application of the holder thereof and in the

discretion of the commissioner, be amended or revoked, in whole or in

part, or may be suspended, cancelled, revoked or modified pursuant to

section one hundred forty-five of this chapter.

2. Any certificate may be suspended by the commissioner without

hearing for failure to keep in force a tariff as required by section one

hundred ninety-seven of this chapter; for failure to comply with the

insurance requirements of section one hundred thirty-nine of this

chapter; for failure to file annual reports as required by the

regulations of the commissioner; or for failure to adhere to the safety

requirements of section one hundred forty of this chapter. Any such

certificate so suspended may thereafter be revoked in no less than

thirty days after the date of suspension ordered by the commissioner

without hearing, if the carrier does not comply with the tariff,

insurance, annual reporting or safety requirements.

3. Permanent certificates shall not be assigned, transferred or leased

in any manner nor shall the right to operate under any such certificate

be leased without prior approval of the commissioner upon such notice as

the commissioner shall deem appropriate. The assignment, transfer or

lease of a permanent certificate, shall not be approved unless the

commissioner shall find that it is in the public interest to do so. All

applications for transfer or lease must be in such form as prescribed by

the commissioner.

§ 196 — Rates and charges; common carriers of household goods

Rates and charges; common carriers of household goods. 1. It

shall be the duty of every common carrier of household goods to

establish, observe and enforce just and reasonable rates, charges and

classifications, and just and reasonable regulations and practices

relating thereto.

2. Common carriers of household goods by motor vehicle may establish

through routes and joint rates, charges and classifications with other

such carriers and once established it shall be the duty of all such

carrier parties to establish just and reasonable rates, charges,

classifications, regulations and practices and equitable divisions of

revenue.

3. All charges made for any service rendered, or to be rendered by any

common carrier of household goods by motor vehicle, shall be just and

reasonable and every unjust and unreasonable charge for such service or

any part thereof, is prohibited and declared to be unlawful. It shall be

unlawful for any common carrier of household goods to make, give or

cause any undue or unreasonable preference or advantage to any

particular persons, in any respect whatsoever or to subject any

particular person, area or description of traffic to any unjust

discrimination or any undue or unreasonable prejudice or disadvantage in

any respect whatsoever.

4. Whenever, after a hearing, upon complaint, or in an investigation

on the commissioner's own initiative, the commissioner shall determine

that any individual or joint rate, charge or classification in effect or

proposed to be put into effect by any common carrier of household goods

or group of common carriers of household goods by motor vehicle or any

rule, regulation or practice whatsoever affecting such rate, charge or

classification, or the value of the service thereunder, is or will be

unjust or unreasonable, or unjustly discriminatory, unduly preferential

or unduly prejudicial, the commissioner shall determine and prescribe

the lawful rate, charge or classification, or the lawful rule,

regulation or practice thereafter to be observed.

5. The commissioner shall, whenever deemed necessary or desirable in

the public interest, after a hearing, upon complaint, or upon his own

initiative, establish through routes and joint rates, charges,

classifications, regulations or practices, applicable to the

transportation of property by common carriers of household goods and the

terms and conditions under which such through routes shall be operated.

6. Whenever, after a hearing, upon complaint or upon the

commissioner's own initiative, the commissioner determines that the

divisions of joint rates, charges or classifications applicable to the

transportation of household goods by common carriers are or will be

unjust, unreasonable, inequitable, or unduly preferential or prejudicial

as between the carrier parties, the commissioner shall by order

prescribe the just, reasonable and equitable divisions thereof. The

order of the commissioner may require the adjustment of divisions

between the carriers, in accordance with the order, from the date of

filing the complaint or entry of order of investigations, or such other

date subsequent as the commissioner finds justified and, in the case of

joint rates, charges or classifications prescribed by the commissioner,

the order as to divisions may be made effective as a part of the

original order.

7. In proceedings to determine the reasonableness of rates, charges or

classifications of a common carrier of household goods or group of

common carriers of household goods, the commissioner shall authorize

revenue levels that are adequate under efficient management to cover

total operating expenses, plus a reasonable profit as determined by the

commissioner.

8. The commissioner may not investigate, suspend, revise or revoke any

rate or charge proposed by a carrier if the proposed rate does not

increase or reduce any existing rate or charge by more than ten percent

in any twelve-month period. This subdivision does not apply to rates

that are proposed through the collective actions of the members of a

rate conference.

9. Any rate or charge that in any twelve-month period is increased or

reduced by more than the percentage specified in subdivision eight of

this section must be accompanied by such financial, statistical, cost

and other data as the commissioner may prescribe by regulation to

justify such change. Any such rate or charge is subject to

investigation, suspension, revision or revocation.

10. Prior to entering into an agreement to render services, every

common carrier of household goods shall inform each shipper of the

availability of a written estimate of the total cost of services if

requested at least seventy-two hours in advance of an actual move. If so

requested by a shipper, every common carrier of household goods shall

issue to each shipper an estimated total cost of services form which

shall not serve as the actual contract between the shipper and such

carrier but shall be given as an educated prediction of the total cost

for services to be rendered, except that such estimate shall not be

required for moves of household goods involving one room of four hundred

square feet or less. The estimate for all services provided shall be in

writing and shall be fully completed in all respects, and shall be

rendered only after a physical examination by the carrier. The

commissioner shall promulgate a sample estimated cost of services form

and each carrier may adopt any form substantially similar to the said

form, which shall also include a statement, in bold face type,

indicating that the tariff in effect at the time of the shipment shall

govern the final charges for the shipment. In addition to specific

rates and charges required to be filed pursuant to section one hundred

ninety-seven of this article, a common carrier of household goods may

also offer shippers a written binding estimate of the total

transportation charges for the transportation of household goods as

defined in paragraphs (a) and (b) of subdivision fifteen of section two

of this chapter. Provided, however, that if a carrier elects to offer

written binding estimates it must specifically state so in its tariff

and must make such option available on a nonpreferential basis to all

shippers as an alternative to the specific rates and charges detailed in

its tariff. The written binding estimate shall be in the form and

contain such information as the commissioner may prescribe by

regulation.

§ 197 — Tariff requirements; common carriers of household goods

Tariff requirements; common carriers of household goods. 1. No

common carrier of household goods by motor vehicle shall engage in such

transportation unless the rates and charges of said carrier have been

prescribed, or filed in accordance with the provisions of this article.

2. Whenever an applicable tariff has not already been prescribed by

the commissioner every common carrier of household goods by motor

vehicle shall file with the commissioner and at all times keep open to

public inspection tariffs showing all the rates and charges for

transportation, and all services in connection therewith, between points

on its own route and points on the route of any other such common

carriers of household goods, or on the routes of any other common

carrier of household goods by motor vehicle, when a through route and

joint rate shall have been established. Such rates and charges shall be

stated in terms of lawful money of the United States. The tariffs

required by this section shall be published, filed and posted in such

form and manner and shall contain such information as the commissioner

by regulation shall prescribe and the commissioner is authorized to

reject any tariff which is not in accordance with this article and with

such regulations. Any such tariff so rejected by the commissioner shall

be void and its use shall be unlawful.

3. No common carrier of household goods by motor vehicle shall charge,

demand, collect or receive a different compensation for transportation

or for any service in connection therewith between points enumerated in

such tariff than the rates and charges specified in the tariffs in

effect at the time of shipment and no such common carrier of household

goods shall refund or remit in any manner or by any device, directly or

indirectly, or through any agent or broker or otherwise, any portion of

the rates or charges so specified, nor extend to any person any

privilege for transportation except as is specified in its tariff.

4. No change shall be made in any rate, charge or classification, or

the value of the service thereunder, specified in any effective tariff

of a common carrier of household goods, except after thirty days' notice

of the proposed change filed and posted in accordance with the rules and

regulations prescribed by the commissioner. The commissioner may for

good cause shown, allow such change upon less than thirty days' notice

or modify the requirements of this section with respect to posting and

filing of tariffs either in particular instances or by general order

applicable to special or particular circumstances or conditions.

5. Except as provided for in subdivision eight of section one hundred

ninety-six of this article the commissioner may suspend the

implementation of any proposed tariff change and defer the use of such

tariff change for a period of six months. After investigation and

hearing the commissioner may allow the tariff change as proposed or he

may issue an order directing the carrier to cancel or modify the

proposed tariff change. Provided, however, that if a decision is not

rendered within the six month suspension period the proposed tariff

change shall go into effect at the end of such suspension period. In any

hearing to determine the reasonableness or lawfulness of a proposed

tariff change the burden of proof shall be on the carrier or carriers

proposing the tariff change.

§ 198 — Dispute settlement

Dispute settlement. 1. One or more motor carriers providing

transportation of household goods subject to the jurisdiction of the

commissioner or an industry association or associations representing

motor carriers providing transportation of household goods shall be

encouraged by the commissioner to establish a program to settle disputes

between such carriers and shippers of household goods concerning the

transportation of household goods. Applications to establish such

programs shall be submitted to the commissioner under such rules and

regulations as the commissioner may promulgate. No such program shall

become effective until approved by the commissioner. Any carrier that

does not establish its own program to settle disputes or join a dispute

settlement program of an industry association shall submit disputes with

shippers to an alternative mechanism or mechanisms for resolving

disputes sanctioned by the commissioner pursuant to rules and

regulations.

2. The commissioner may investigate at any time the functioning of any

program approved under this section and, after notice and an opportunity

for a hearing, may suspend or revoke the approval of such program.

3. No program for settling disputes concerning the transportation of

household goods may be approved under this section unless the

commissioner finds that such program contains adequate protection for

the consumer and that the program establishes an expeditious process for

the handling and resolution of disputes.

§ 198-a — Enforcement

Enforcement. The department shall enforce this article and

any rules or regulations promulgated pursuant thereto. The attorney

general, in response to a request by the commissioner or a complaint

from a consumer, or on the attorney general's own initiative, may seek

equitable relief to restrain any violation or threatened violation of

section one hundred ninety-one of this article requiring certification

of common carriers of household goods or any rules or regulations

promulgated pursuant to such section. Whenever there shall be a

violation of section one hundred ninety-one of this article or any rule

or regulation promulgated pursuant thereto, an application may be made

by the attorney general in the name of the people of the state of New

York to a court or justice having jurisdiction by a special proceeding

to issue an injunction and upon notice to the defendant of not less than

five days, to enjoin and restrain the continuance of such violation or

to enforce the provisions of such section or such rules and regulations.

If it shall appear to the satisfaction of the court or justice that the

defendant has, in fact, violated section one hundred ninety-one of this

article or any rules or regulations promulgated pursuant thereto, an

injunction may be issued by such court or justice, enjoining and

restraining any further violation, without requiring proof that any

person has, in fact, been injured or damaged thereby.

In any such proceeding, the court may make allowances to the attorney

general as provided in paragraph six of subdivision (a) of section

eighty-three hundred three of the civil practice law and rules, and

direct restitution. Whenever the court shall determine that a violation

of section one hundred ninety-one of this article or any rules or

regulations promulgated pursuant to such section has occurred, the court

may also impose a civil penalty of up to one thousand dollars for each

violation. In connection with any such proposed application, the

attorney general may take proof and make a determination of the relevant

facts and issue subpoenas in accordance with the civil practice law and

rules.

§ 199 — Liability for damage to property in transit

Liability for damage to property in transit. Every common

carrier of household goods by motor vehicle shall, upon demand, issue a

bill of lading for all property delivered to it for transportation. No

contract, stipulation or clause in any bill of lading shall exempt any

common carrier of household goods by motor vehicle from any liability

for loss, damage or injury caused by it to property from the time of its

delivery for transportation until the same shall have been received at

its destination and a reasonable time shall have elapsed after notice to

the shipper of such arrival to permit the removal and inspection of such

property; provided, however, that a carrier may limit such liability to

the value declared in writing by the shipper or agreed upon in writing

by the carrier and the shipper as the released value of the property, in

which case such declaration or agreement shall have no other effect than

to limit liability and recovery to an amount not exceeding the value so

declared or released and shall not, so far as relates to values, be held

to violate this article. Every common carrier of household goods by

motor vehicle shall be liable for all loss, damage or injury to property

caused by delay in transit due to negligence while the same is being

carried by it, but in any action to recover for damages sustained by

delay in transit the burden of proof shall be upon the defendant to show

that such delay was not due to negligence. Nothing in this section shall

deprive any holder of such bill of lading of any remedy or right of

action which such holder has under existing law.

ARTICLE 9-A Hours of Labor of Operators of Motor Trucks and Motor Buses

§ 210 — Application of this article

Application of this article. The term "motor truck" as used in

this article shall be deemed to mean and include any commercial motor

vehicle held and used for the transportation of goods, wares and

merchandise for hire or for a business purpose, pursuant to the rules

and regulations of the commissioner. The term "motor bus" as used in

this article shall be deemed to mean and include any commercial motor

vehicle held and used for the transportation of passengers for hire or

for a business purpose, pursuant to the rules and regulations of the

commissioner.

§ 211 — General provisions

General provisions. No driver of a motor truck or motor bus

shall drive such vehicle or be on duty for any period of time in excess

of that authorized pursuant to regulation of the commissioner. The

commissioner is hereby authorized to promulgate rules and regulations

governing the hours of service of drivers of motor trucks and motor

buses. Such rules and regulations shall be no less protective of public

safety than the rules and regulations promulgated by the federal

government with respect to hours of labor of operation of motor trucks

and motor buses, provided, however, that with regard to drivers of motor

buses operated by a public transportation authority operating

exclusively within its jurisdictional area, the rules and regulations of

the commissioner shall provide that no driver of such motor buses shall

drive more than twelve hours following eight consecutive hours off duty

and no driver of such motor buses shall drive for any period after

having been on duty for fifteen hours following eight consecutive hours

off duty and every driver of such motor buses shall have at least

twenty-four consecutive hours off duty in every period of seven

consecutive days and in no event shall such a driver be on duty for more

than seventy-five hours in any period of seven consecutive days.

§ 212 — Records

Records. Every driver of a motor truck or motor bus shall keep

and carry on the vehicle records showing the day and hour when and the

place where he went and was released from duty, whether in this state or

outside of this state. The commissioner shall prescribe the form of such

records and may require such other information to be shown thereon as he

shall deem advisable to insure the proper enforcement of this article.

Such records shall be exhibited to the commissioner, his

representatives, or to any peace officer, acting pursuant to his special

duties or police officer who shall demand to see the same and shall be

held available for further inspection for a period of sixty days within

the state of New York in an office designated by the owner. Failure to

produce such records upon demand shall be presumptive evidence of a

violation of this article relating to keeping such records. In any

prosecution for the violation of any of the provisions of this article

such records shall be prima facie evidence of the truth of the contents

thereof.

§ 213 — Penalties; enforcement

Penalties; enforcement. Any person violating the provisions of

this article or failing to keep or falsifying any records to be kept in

compliance therewith, or any corporation, company, association,

joint-stock association, partnership, person or any officer or agent

thereof, who shall require or permit any person to violate the

provisions of this article or to falsify any record to be kept in

compliance therewith shall be guilty of a misdemeanor and punishable by

a fine of two hundred dollars, or by imprisonment not exceeding six

months, or both. It shall be the duty of the commissioner, all peace

officers, acting pursuant to their special duties, and all police

officers, and they are hereby authorized, empowered, and required to

enforce the provisions of this article.

§ 214 — Exemptions

Exemptions. a. The commissioner shall adopt rules and

regulations establishing when the provisions of this article shall not

apply, which rules and regulations shall conform, as applicable, to

paragraphs (b) through (r) of section 395.1 of title 49 of the code of

federal regulations as such regulations may be amended from time to

time.

b. Notwithstanding the provisions of subdivision a of this section,

the provisions of this article shall not apply to the operation of a

motor truck in intrastate commerce owned by a farmer and operated by

himself or an employee when used in the hauling of farm, dairy, or

horticultural products and farm supplies for himself or his farm

neighbors to market, creamery, or place of storage, nor to the operation

of tow trucks in intrastate commerce while responding to requests to

provide roadside service or to remove wrecked, disabled, abandoned or

illegally parked motor vehicles.

c. The provisions of this article shall not apply nor shall hours of

service accrue to a driver of a utility service vehicle. For purposes of

this article, utility service vehicle means any motor truck:

(1) Used in the furtherance of repairing, maintaining, or operating

any structures or any other physical facilities necessary for the

delivery of public utility services, including the furnishing of

electric, gas or steam service, water, sanitary sewer, telephone, and

television cable or community antenna service;

(2) While engaged in any activity necessarily related to the ultimate

delivery of such public utility services to consumers, including travel

or movement to, from, upon, or between activity sites (including

occasional travel or movement outside the service area necessitated by

any utility emergency as determined by the utility provider); and

(3) Except for any occasional emergency use, operated primarily within

the service area of a utility's subscribers or consumers, without regard

to whether the vehicle is owned, leased, or rented by the utility.

ARTICLE 9-B State Public Transportation Safety Board

§ 215 — Legislative findings

Legislative findings. The legislature hereby finds and declares

that the state has a responsibility to insure the safety of public

transportation systems. Further, there exists a need for an independent,

investigative and advisory body to examine the causes of accidents on

public transportation systems and make recommendations in order to

prevent the occurrences of accidents and promote the safety of the

public. Therefore, this article establishes a public transportation

safety board to provide this protection and insure the health and safety

of the citizens of the state who use public transportation facilities.

§ 216 — State public transportation safety board

State public transportation safety board. 1. There is hereby

created in the department a board, to be known as the state public

transportation safety board. Such board shall be responsible for the

investigation of accidents involving public transportation in the state,

including commuter rail, subways, rapid transit and buses. The board

shall also be responsible for the presentation of recommendations to all

public transportation operators and carriers to prevent the occurrence

of future accidents. Such board shall consist of the commissioner and

six other members, no more than three of whom shall belong to the same

political party. Two of the members of the board shall be selected by

the governor from a list submitted by the temporary president of the

senate and two from a list submitted by the speaker of the assembly. The

remaining two members shall be selected by the governor. One from each

category of selected members shall have competence and experience in

connection with the operation, design or management of public

transportation facilities and systems. Three of the members, other than

the commissioner, shall be from the metropolitan transportation

authority region and three members shall be from areas of the state

outside such region. All appointees to the board other than the

commissioner shall be upon the advice and consent of the senate. The

metropolitan transportation authority inspector general shall be an ex

officio member of the board but shall have no vote on matters arising

outside of the operations of the metropolitan transportation authority.

Provided, however, that with the exception of the commissioner, no

elected or appointed public officer or transportation authority member

shall be eligible for membership on such board. The governor shall

select a chairman from the members but the chairman shall be someone

other than the metropolitan transportation authority inspector general.

2. The board may be called to investigate any accident by the governor

or chairman. Alternatively, any board member may call for an

investigation with majority board concurrence.

3. Except for the commissioner and the metropolitan transportation

authority inspector general, the term of office of each such member

shall be six years, except that the members first selected shall serve

for terms of six years, five years, four years, three years, two years

and one year, respectively. Any member appointed to fill a vacancy

occurring otherwise than by expiration of a term shall be appointed for

the remainder of the unexpired term.

4. Members of the board, except the commissioner and the metropolitan

transportation authority inspector general, shall receive one hundred

fifty dollars per diem, not to exceed ten thousand dollars per annum

compensation for their services as members of the board, and each of

them shall be allowed the necessary and actual expenses which he shall

incur in the performance of his duties under this article.

§ 217 — Powers and duties of the board

Powers and duties of the board. The board shall have the

following powers and duties:

1. To investigate accidents occurring on or involving public

transportation facilities or systems whether publicly or privately owned

and report on the results of such investigations;

2. To establish within the board an accident reporting procedure and

file for the purpose of accurate analysis of public transportation

safety and to prepare an annual accident report for the governor and the

legislature;

3. To review, in connection with the investigation of accidents the

safety, maintenance and training programs of public transportation

facilities or systems whether publicly or privately owned and recommend

the establishment of equipment and safety standards in connection

therewith;

4. To adopt, promulgate, amend and rescind suitable rules and

regulations to carry out the provisions and purposes of this article or

to enforce any standards established hereunder;

5. To hold hearings, issue reports, administer oaths or affirmations,

examine any person under oath or affirmation and to issue subpoenas

requiring the attendance and giving of testimony of witnesses and

require the production of any books, papers, documentary or other

evidence. The powers provided in this subdivision may be delegated by

the board to any member of the board or department employee assigned to

the board. A subpoena issued under this subdivision shall be regulated

by the civil practice law and rules;

6. To take or cause to be taken affidavits or depositions within or

without the state;

7. To enter upon any property where a public transportation accident

has occurred, or where a vehicle, appurtenance or other item involved in

any such accident is located, to fulfill the requirements of article

nine-b of this chapter.

8. To render each year to the governor and to the legislature a

written report of its activities.

9. To enforce the requirements of section five thousand three hundred

twenty-nine of title forty-nine of the United States Code, as amended

from time to time, as it pertains to oversight of rail fixed guideway

public transportation systems.

§ 218 — Periodic review of safety plans and standards

Periodic review of safety plans and standards. The board may

review and recommend to the public transportation operators and carriers

changes in safety standards, public transportation operating practices

and safety plans. Public transportation operators and carriers shall

review such recommendations and inform the board, within ninety days,

whether or not the recommendations have been adopted. If the

recommendations have not been adopted, the operator or carriers shall

set forth in detail the reason or reasons for not adopting the

recommendations.

§ 219 — Assistance of other agencies

Assistance of other agencies. 1. To effectuate the purposes of

this article, the board may request and receive from any department,

division, board, bureau, commission or other agency of the state or any

political subdivision thereof or any public authority such assistance,

information and data as will enable the office properly to carry out its

powers and duties hereunder.

2. The board shall cooperate, consult and coordinate with the

metropolitan transportation authority inspector general with regard to

any activity concerning the operations of the metropolitan

transportation authority. With respect to any accident on the facilities

of the metropolitan transportation authority, the primary responsibility

for investigation shall be that of the board which shall share its

findings with the metropolitan transportation authority inspector

general.

§ 219-a — Studies; surveys

Studies; surveys. In the accomplishment of the purposes of

this article, the board may undertake research and studies through its

own personnel or in cooperation with any public or private agencies,

including educational, safety research organizations, colleges,

universities, institutes or foundations.

§ 219-b — Grants or gifts

Grants or gifts. The board, with the approval of the

governor, may accept as agent of the state any grant, including federal

grants, or any gift for any of the purposes of this article. Any moneys

so received may be expended by the board to effectuate any purpose of

this article, subject to the same limitations as to approval of

expenditures and audit as are prescribed for state moneys appropriated

for the purposes of this article.

§ 219-c — Operating authority

Operating authority. As used in this article, the term

"metropolitan transportation authority" shall mean the authority and its

subsidiaries, the Long Island railroad, metro-north railroad,

metropolitan suburban bus authority and Staten Island rapid transit

operating authority, of the Triborough bridge and tunnel authority, and

of the New York city transit authority and its subsidiary, the Manhattan

and Bronx surface transit operating authority, or any other agency that

may come under the control of the authority, or within their custody or

control.

ARTICLE 10 Grade Crossing Elimination

§ 220 — Short title

Short title. This article shall be known as the "grade crossing

elimination act of nineteen hundred seventy." However, sections of the

transportation law falling within this article may be cited either as

sections of the transportation law or as sections of the "grade crossing

elimination act of nineteen hundred seventy."

§ 221 — Purpose

Purpose. This article shall continue the implementation of

section fourteen of article seven of the constitution and shall

supersede chapter six hundred seventy-seven and chapter six hundred

seventy-eight of the laws of nineteen hundred twenty-eight, and all acts

supplementary thereto and amendatory thereof, known as the "grade

crossing elimination act," and chapter two hundred eighty-nine of the

laws of nineteen hundred thirty-nine, and all acts supplementary thereto

and amendatory thereof, known as the "grade crossing elimination act of

nineteen hundred thirty-nine."

§ 222 — Applicability; general provisions of grade crossing elimination

Applicability; general provisions of grade crossing

elimination. 1. This article shall apply to all highway-railroad grade

crossing eliminations the construction work for which is commenced on or

after March first, nineteen hundred seventy-one, except that any such

projects authorized pursuant to the provisions of the highway law may be

constructed in accordance therewith. Construction commenced on

highway-railroad grade crossing elimination projects before March first,

nineteen hundred seventy-one pursuant to orders of the public service

commission shall be completed in accordance with this article.

2. The commissioner shall report not later than December first in each

year to the governor, the chairman of the finance committee of the

senate and the chairman of the ways and means committee of the assembly,

the projects which have been completed during the preceding twelve

months, those under construction, those ordered but upon which

construction work has not been started, the amount expended on the

completed and partially completed work, an estimate of the cost of work

not completed and an estimate of the cost of eliminations ordered

respecting which no expenditures have been made.

3. The governing body of any municipality in which a highway-railroad

grade crossing is located or any railroad company for any railroad

operated by it which has railroad tracks that are crossed at grade by a

highway may petition the commissioner to institute grade crossing

elimination procedures pursuant to this article. The commissioner shall

hold public hearings on any elimination requested by such petition which

in his judgment warrants examination. Upon his own motion, the

commissioner may investigate any other highway-railroad grade crossing

which he determines should be considered for elimination. The

commissioner, upon such notice as he shall deem reasonable to the

municipality in which the highway-railroad grade crossing is located,

the railroad company whose railroad tracks are crossed at grade by the

highway and any other party deemed by the commissioner to be interested

in the elimination procedure, shall hold public hearings to consider any

such elimination. The commissioner shall promulgate rules and

regulations concerning the procedure to be followed at such hearings and

the matters to be considered at such hearings.

4. After the conclusion of such hearings, the commissioner shall, by

order, determine whether it is in the public interest to require the

elimination of such highway-railroad grade crossing. Any elimination

order shall also determine the manner in which such elimination shall be

made including a determination as to the alteration to be made in such

crossing, its approaches, the method of crossing, the character of the

structure and approaches, the type and extent of pavement, the location

of the crossing, the closing and discontinuance of a crossing and the

diversion of traffic from an existing crossing to an existing or a new

highway, road, street or crossing, or the opening of an additional

crossing and also including, if so determined by the commissioner, a

change in the location of the railroad when necessary to effect the

elimination of such crossing. Whenever the commissioner shall have, by

order, determined that it is in the public interest to require the

elimination of two or more grade crossings, and if it appears that the

cost would not substantially exceed the cost of the eliminations at the

present locations, and if the public interest is better served and the

number of such eliminations could be reduced by relocating the railroad,

the commissioner after a hearing may order such relocation. Such

hearing shall be held upon such notice as the commissioner shall deem

reasonable, but not less than ten days, to the railroad company

involved. Notice shall also be given to the municipalities and persons

deemed by the commissioner to be interested in the elimination

procedure. The commissioner shall serve a certified copy of all orders

on the comptroller, the railroad, the municipalities affected thereby

and all other parties to the proceeding.

5. In connection with a grade crossing elimination project, the

commissioner shall determine the work on the railroad tracks or other

railroad facilities which is to be performed by railroad company forces,

shall direct the railroad company to perform such work and shall direct

the railroad company to prepare plans and estimates of cost for such

work and submit such plans and estimates to the commissioner for

approval.

6. After the commissioner shall have issued an elimination order in

connection with a grade crossing elimination project, the department of

transportation, except for the work on the railroad tracks or other

railroad facilities to be performed by railroad company forces, shall

cause to be prepared the plans, specifications and estimates of cost of

such elimination project. Such plans shall specifically show that part

of the work of the elimination which when completed shall be maintained

by the railroad company and that part which shall be maintained by the

state or the municipality in which the work of the elimination is

located, as provided in the highway law where a state highway is

involved and in the railroad law where a highway other than a state

highway is involved, and such plans shall also show that part of the

work of the elimination which shall be otherwise maintained.

7. If a state department, agency or commission, public authority or

municipality in which the work of the elimination is located, desires to

make or cause to have made changes or additions which in the opinion of

the commissioner are other than necessary for the elimination, and

desires such changes and/or additions to be done in connection with the

work of the elimination, the commissioner shall hold a hearing to

determine if such changes and/or additions shall be included in the

plans and specifications. However, in any case where the interested

parties shall have agreed in writing to such changes and/or additions no

hearing shall be required unless the commissioner shall so direct. The

commissioner in an order containing findings shall specify which such

changes and/or additions are approved and shall be included in the plans

and specifications for the elimination project. Such order shall also

state an estimated cost of such desired changes and/or additions other

than necessary for the elimination, and the portions thereof chargeable,

respectively, to the state department, agency or commission, public

authority or municipality in which the work of the elimination is

located.

Prior to the award of any contract containing changes and/or additions

other than necessary for the elimination, the state department, agency

or commission desiring such changes and/or additions shall certify to

the commissioner that the funds necessary for the payment of the cost of

such desired changes and/or additions other than necessary for the

elimination, have been made available for that purpose. In the case of a

public authority or municipality, such public authority or municipality

shall deposit the necessary funds with the comptroller, who shall

receive and accept the same for the purposes hereof, subject to the

draft or requisition of the commissioner. When the elimination project

has been completed and the cost thereof shall have been paid by the

state, the commissioner shall render to such public authority or the

governing body of such municipality an itemized statement showing in

full (a) the amount of money that has been deposited by such public

authority or municipality with the comptroller as hereinbefore provided,

and (b) all disbursements which have been made hereunder. Any surplus

money shall be paid to such public authority or municipality on the

warrant of the comptroller on vouchers therefor approved by the

commissioner. In the event, upon the completion of the elimination

project, it is determined by the commissioner that the amount of the

cost to be borne by such public authority or municipality is in excess

of the amount deposited by such public authority or municipality with

the comptroller, then, in such event, such public authority or

municipality shall within ninety days of the receipt of the notice from

the commissioner of the amount of the deficiency required to fully

compensate the state for the public authority's or municipality's cost

for such desired changes and/or additions other than necessary for the

elimination, pay such amount to the comptroller.

8. If a municipality desires to have the elimination accomplished in a

manner or by a method which is different and more costly than that

ordered by the commissioner, such municipality may petition the

commissioner to consider such different manner or method. The

commissioner may consider such petition if he deems the filing thereof

to be timely and, after a public hearing for such purpose, determines

that the different manner or method is feasible and will serve the

public interest as well as that originally proposed and ordered by him.

The commissioner shall cause to be prepared an estimate of cost for the

elimination project utilizing the different manner or method, as well as

an estimate of cost for the elimination project as originally proposed.

The municipality shall be advised of the estimated additional costs and

expenses to be borne by such municipality to provide for such different

manner or method of construction. The commissioner may amend the

elimination order so as to include the different manner or method of

construction provided the governing body of such municipality shall by

resolution assume the responsibility for the additional costs and

expenses to provide such different manner or method of construction.

After the elimination order has been amended, the commissioner shall

cause to be prepared the plans, specifications and estimates of cost of

such elimination project. When such municipality approves such plans,

specifications and estimates of cost, it shall by resolution appropriate

the funds necessary to provide for the portion of the costs and expenses

of the project to be borne by such municipality. Such funds shall, prior

to the advertisement for bids for the elimination project, be deposited

by such municipality with the comptroller, who is authorized to receive

and accept the same for the purposes hereof, subject to the draft or

requisition of the commissioner, and a certified copy of such resolution

shall be filed with the comptroller and with the commissioner. The

moneys so required shall be raised by tax or pursuant to the local

finance law or in accordance with any local charter or law, as the case

may be. Upon the completion of the elimination project the commissioner

shall transmit to the governing body of such municipality an itemized

statement showing in full (a) the amount of money that has been

deposited by such municipality with the comptroller as hereinbefore

provided, and (b) all disbursements which have been made hereunder. Any

surplus money shall be paid to such municipality on the warrant of the

comptroller on vouchers therefor approved by the commissioner. In the

event, upon the completion of the elimination project, it is determined

by the commissioner that the amount of the cost to be borne by such

municipality is in excess of the amount deposited by such municipality

with the comptroller, then, in such event, such municipality shall

within ninety days of the receipt of the notice from the commissioner of

the amount of the deficiency required to fully compensate the state for

the municipality's cost for such different manner or method of

construction, pay such amount to the comptroller. Two or more

municipalities may share the cost for such different manner or method of

construction in such proportions as they shall mutually agree. Whenever

such a different manner or method of construction is utilized in a grade

crossing elimination project, the determination of the net benefit to

the railroad company shall be based on the estimate of cost for the

elimination project as originally proposed.

9. A railroad company may request railroad improvements not an

essential part of the elimination and such improvements may be included

in the elimination order provided the commissioner determines that such

improvements do not adversely affect the project and the comptroller

approves the inclusion of such improvements in the project. Such

approval may contain such conditions, in respect to repayment, as the

comptroller may deem necessary in the interest of the state. If the

commissioner determines that such improvements will affect the

municipality in which the work of the elimination is located or the

property owners adjacent to such project, he may hold a public hearing

to consider such improvements prior to issuance of the elimination

order.

10. Any elimination order made by the commissioner shall specify

incidental improvements, if any, rendered necessary or desirable because

of such elimination and which reasonably can be included in the

engineering plans therefor.

§ 223 — Expenses of elimination; approval and payment; costs of railroad improvements

Expenses of elimination; approval and payment; costs of

railroad improvements. The expense of every highway-railroad grade

crossing elimination project constructed pursuant to the provisions of

this article, including incidental improvements connected therewith, as

determined by the commissioner to be necessary or desirable because of

the elimination and reasonably included in the plans for such

elimination and railroad improvements not an essential part of the

elimination but desired by the railroad company, shall be paid in the

first instance out of the state treasury to the persons and corporations

entitled thereto from time to time on accountings and vouchers, approved

by the commissioner, upon audit and warrant of the comptroller. Such

expense shall be deemed to include any reasonable and necessary

expenditures by a railroad company, state department, agency or

commission, public authority or municipality and found by the

commissioner to have been made in contemplation of the commencement of

construction of an elimination project under the provisions of grade

crossing elimination acts in effect on the date of enactment of this

article. Where a railroad company, state department, agency or

commission, public authority or municipality has been authorized to

incur and has incurred any expense in connection with a highway-railroad

grade crossing elimination, it shall file a statement thereof with the

commissioner. The commissioner shall determine if such expenses are

reasonable and necessary for the elimination or for incidental

improvements made necessary or desirable thereby and, to the extent so

determined, they shall be paid by the state to the party or parties

entitled thereto and included in the cost of the project.

There shall also be included in the cost of the project all expenses

incurred by the commissioner in determining the cost of railroad

improvements not an essential part of an elimination and in determining

the amount of the net benefits to a railroad company from the

elimination. Such expenses of the commissioner shall be paid out of the

state treasury to the persons entitled thereto from time to time in

accordance with a schedule approved by the director of the budget and on

accountings and vouchers, approved by the commissioner, upon audit and

warrant of the comptroller, and any moneys available for the payment of

the cost of the elimination in connection with which such expenses are

incurred shall be available for the payment of such expenses.

Upon the completion and acceptance of the work of the elimination the

commissioner shall hold a public hearing upon due notice to the railroad

company affected by the project and all other interested parties and

thereupon shall determine (1) the cost of such elimination including

incidental improvements connected therewith; (2) the cost of such

elimination exclusive of such incidental improvements; (3) the cost of

the railroad improvements not an essential part of the elimination; (4)

the amount of the net benefit to the railroad company from the

elimination exclusive of such railroad improvements; and (5) if two or

more railroad companies be affected, the proportionate share of such net

benefit to be borne by each.

The liability of any railroad company to the state for the cost of

railroad improvements not an essential part of the elimination and for

the amount of the net benefit to such company from the elimination may

be compromised and settled by an agreement in writing with such company,

entered into, on behalf of the state, by the commissioner with the

written approval of the comptroller and the attorney-general. Such an

agreement shall have the same effect as a determination by the

commissioner hereinbefore provided for.

The comptroller may require the accounts of the railroad companies,

state departments, agencies or commissions, public authorities or

municipalities having to do with expenditures made on account of

highway-railroad grade crossing elimination projects be kept in a manner

to be prescribed by him.

§ 224 — Statement of expenses; filing; reimbursement of state for railroad improvements

Statement of expenses; filing; reimbursement of state for

railroad improvements. Upon the determination of the commissioner of (1)

the cost of such elimination including incidental improvements connected

therewith; (2) the cost of such elimination exclusive of such incidental

improvements; (3) the cost of the railroad improvements not an essential

part of the elimination; (4) the amount of the net benefit to the

railroad company from the elimination exclusive of such railroad

improvements; and (5) if two or more railroad companies be affected, the

proportionate share of such net benefit to be borne by each, the

commissioner shall cause to be prepared, and filed in his office, a

statement thereof, with a certified copy of such statement filed with

the comptroller and railroad company affected. The amount determined to

be the cost of railroad improvements not an essential part of such

elimination, together with such charges therefor as the comptroller may

legally impose, including interest at the rate payable by the state on

any bonds from the proceeds of which the project has been financed or,

if and to the extent otherwise financed, at such rate not exceeding

seven and one-half per centum as the comptroller may determine, shall be

repaid to the state forthwith upon demand by the comptroller. The amount

of the net benefit to a railroad company from an elimination shall be

repaid to the state by such railroad company at such times and in such

manner as may be determined by the comptroller together with interest at

the rate payable by the state on any bonds from the proceeds of which

the project has been financed or, if and to the extent otherwise

financed, at such rate not exceeding seven and one-half per centum as

the comptroller may determine, within a period of not to exceed ten

years from the date of the commissioner's determination, but in no event

shall the total amount of such repayments, exclusive of interest and

such additional charges as may be legally imposed by the comptroller,

exceed fifteen per centum of the expense of such elimination exclusive

of all incidental improvements.

Notwithstanding the preceding paragraph, the commissioner may, at any

time after the work of an elimination has been commenced, direct a

hearing for the purpose of determining the cost, or a portion thereof,

of railroad improvements not an essential part of such elimination, and

the amount so determined shall be immediately repayable to the state in

the manner above provided.

In the event of the failure or refusal of the railroad company or the

successor thereof, to pay the amount or amounts specified and at the

times prescribed, or in the event of dissolution of such railroad

company or successor, the entire indebtedness of such company in process

of dissolution shall become immediately due and payable and the amount

or amounts so due and payable may be recovered as follows:

The comptroller may certify the amount or amounts so due and payable

to the governing body of the county or counties in which the crossing is

located, whereupon, it shall be the duty of such governing body to

apportion the amount or amounts so certified to the several towns and

cities in such county according to the assessed valuation of the real

property of such railroad company or the successor thereof in such

respective towns and cities and to place the several amounts so

apportioned on the respective assessment rolls of such towns and cities

and to issue its warrant or warrants for the collection thereof.

Thereupon it shall become the duty of such towns and cities through

their appropriate officers to collect the respective several amounts so

apportioned in the same manner as other taxes are collected in such

towns and cities and when collected to pay the same to the county

treasurer of such county who shall thereupon pay the same into the state

treasury. Any amount so levied shall thereupon become and be a first and

paramount lien upon all real property of such railroad company or the

successor thereof within such respective towns and cities.

All moneys received by the comptroller from a railroad company in

payment of the amounts due the state from such company as the cost of

railroad improvements not an essential part of an elimination or the

amount of net benefit for such railroad company shall be credited to the

grade crossing elimination debt fund, established by section ninety-six

of the state finance law.

Upon the completion of work on the railroad tracks or other railroad

facilities which has been performed by the railroad company forces at

the direction of the commissioner, there shall be an accounting and the

commissioner shall certify to the comptroller the amount of the payment

which is due from the state to such railroad company. Such payment shall

be made out of the state treasury to such railroad company on vouchers,

approved by the commissioner, upon the audit and warrant of the

comptroller. From time to time, prior to the completion of such work,

intermediate accountings may be had and payments made thereon in the

same manner as the final accounting.

§ 225 — Performance of work

Performance of work. 1. Except for work on the railroad tracks

or other railroad facilities performed by railroad company forces at the

direction of the commissioner and elimination work which the

commissioner determines shall be accomplished by use of departmental

forces, equipment and materials purchased therefor, all highway-railroad

grade crossing elimination work shall be performed by contract in the

same manner as provided for state highways in article three of the

highway law, including public advertisement for proposals. A certified

copy of any contract awarded by the commissioner shall be filed with the

railroad company affected thereby.

2. All work performed by contract shall be carried out under the

direct supervision of the commissioner, except that all work performed

by contract upon or affecting railroad property, right of way or

facilities shall be subject to the approval of and joint supervision by

the railroad company affected by the elimination. No work upon or

affecting railroad property, right of way or facilities shall be

progressed without the approval of the railroad company. All work of the

elimination project shall be under the general supervision of the

commissioner. Upon completion of the work under a contract let, as

provided in this article, the commissioner shall cause the same to be

inspected and if he approves, accept the work. The commissioner shall

make an order certifying the completion of the contract, together with

all other incidental work necessary in carrying out the elimination

project to make available a completed project ready for public use.

3. A railroad company who has been directed by the commissioner to

prepare plans and estimates of cost for work on the railroad tracks or

other railroad facilities is authorized to receive competitive bids for

all or a portion of the work which it has been directed to perform by

railroad company forces provided such contract work has been previously

approved by the commissioner. Prior to the award of such a contract, a

tabulation of bids received, together with a recommendation for award,

shall be submitted to the commissioner who, if he concurs with the

recommendation, shall approve such award and submit the tabulation and

the recommendation to the comptroller for his approval.

4. Prior to the approval of the plans, estimates of cost and award of

contract for any construction work on an elimination project where the

railroad company has been directed by the commissioner to perform work

on the railroad tracks or other railroad facilities, the state

industrial commissioner shall upon the request of the commissioner

determine and furnish to said commissioner the schedule of minimum wages

to be paid to the several classes of workmen, laborers and mechanics to

be employed upon such work. Such schedule wages shall be annexed to and

form a part of the specifications for such work and shall be

incorporated in any contract therefor.

5. If during the progress of the work, it shall appear to the

commissioner that a change in plans or a modification of such contract

is necessary or desirable, he shall cause to be prepared the necessary

revised plan and an estimate of cost thereof or a modification of such

contract. The commissioner shall determine whether he or the railroad

company shall perform the work or cause the same to be performed or

modify the contract to include the work, at prices not to exceed those

stated in such approved estimate. If during the progress of the work, it

shall appear to the railroad company bearing a part of the cost of the

elimination work, that a change in plans or a modification of such

contract is or might be necessary, such railroad company may submit to

the commissioner revised plans and an estimate of the cost thereof or a

proposed modification of such contract, and if the commissioner shall

determine that such change in plans or modification of contract is

necessary or desirable, he shall approve such revised plans or modified

contracts, and may approve such estimate or require a new estimate. If

the commissioner approves such estimate or a new estimate, he shall

determine whether he or the railroad company shall perform the work or

cause the same to be performed or modify the contract to include the

work, at prices not to exceed those stated in such approved estimate.

If the cost of any elimination shall be increased as the result of any

such change in plans or modification of contract, such increased cost

shall be audited and paid as prescribed in this article. If during the

progress of the work, it shall appear to the commissioner or such

railroad company, that extra work is necessary but not so substantial or

material as to necessitate a change in plans or modification of such

contract, such extra work may be performed or caused to be performed by

the commissioner with the approval of such railroad company or by such

railroad company with the approval of the commissioner.

6. Claims on account of a change in plans or for extra work may be

adjusted by the commissioner if the amount thereof can be agreed upon

with the persons making such claims, and any amount so agreed upon shall

be paid as a part of the cost of such elimination as prescribed by this

article. If the amount of any such claim is not agreed upon, but is paid

by the railroad company affected thereby, such railroad company may

present same to the court of claims, which shall hear such claim and

determine if the amount of such claim or any part thereof is a legal

claim against the state and if it so determines, to make an award and

enter judgment thereon against the state, provided, however, that such

claim is filed with the court of claims within six months after the

acceptance by the commissioner of the final agreement of the completed

elimination project contract. The amount of any such judgment of the

court of claims shall be paid out of the state treasury from moneys

appropriated for purposes connected with elimination of grade crossing

projects; and, if necessary, the comptroller shall revise or supplement

his determination, as prescribed by this article, relative to times,

amounts, and manner of repayments to the state by such railroad company.

The comptroller shall also adjust his accounts in order to provide for

the payment to the state of the part of such judgment chargeable to any

railroad company or municipality.

§ 226 — Persons aggrieved; right to hearing; rehearing; appeals

Persons aggrieved; right to hearing; rehearing; appeals. Any

person aggrieved by any order or decision provided for in this article,

or made pursuant thereto, and who was a party to such proceeding, may

within thirty days after the service of such order or decision, apply

for a hearing on the subject matter thereof or, in case a hearing was

had prior to the making of any such order or decision, for a rehearing

thereon upon notice and such hearing or rehearing shall be granted or

denied by the commissioner within thirty days after the filing of the

application therefor and upon such hearing or rehearing such order or

decision shall be set aside, modified or affirmed. Any person aggrieved

by any order or decision provided for in this article, or made pursuant

thereto, and who was a party to such proceeding, may within sixty days

after the service of such decision or order appeal therefrom to the

appellate division of the supreme court in the department in which such

grade crossing is located, and to the court of appeals, in the same

manner and with like effect as is provided in the case of appeals from

an order of the supreme court.

§ 227 — Federal aid; receipt and expenditure

Federal aid; receipt and expenditure. The comptroller is hereby

authorized to accept from the federal government or any department or

agency thereof any moneys in any way granted, allocated or apportioned

for the purpose of highway-railroad grade crossing eliminations or the

reconstruction or repair of existing grade crossing separation

structures and deposit them in accordance with existing federal or state

law or rules or regulations applicable thereto and the same shall be

available for the purposes granted, allocated or apportioned. Such

moneys shall be available to reimburse the state for its expenses in

connection with a grade crossing elimination project including

incidental improvements rendered necessary or desirable by such project.

The expense of net benefit to be borne by the railroad company shall be

the lesser of (1) the amount of net benefit determined by the

commissioner in accordance with this act or (2) the difference between

the cost of the project exclusive of incidental improvements and the

amount of federal aid for the project exclusive of incidental

improvements. State moneys made available for federal aid grade crossing

elimination projects may be used in the first instance to pay the costs

of said projects.

§ 228 — Acquisition of property required for grade crossing elimination projects

Acquisition of property required for grade crossing elimination

projects. 1. The commissioner shall cause to be prepared an accurate

acquisition map of any and all property which he may deem necessary for

purposes connected with the elimination of any grade crossing, or of any

property in and to which he may deem the acquisition or exercise of an

easement, interest or right to be necessary for such purposes,

indicating and describing in each case the particular easement, interest

or right. Such property may be acquired with controlled access when

acquired in connection with the construction of a controlled access

highway as defined by the highway law. On the approval of such map by

the commissioner, he may acquire such property, controlled access

rights, easements, interests or rights, pursuant to the provisions of

the eminent domain procedure law.

2. If the commissioner shall determine, prior to the filing of such

map in the office of the county clerk or register of the county, that

changes, alterations or modifications of such map as filed in the main

office of the department should be made, he or she shall, subject to the

provisions of article two of the eminent domain procedure law, if

applicable, direct the preparation of an amended map, either by

preparing a new map or by making changes on the original tracing of such

map, with a notation indicating such changes, and file a certified copy

of the same in the main office of the department in the same manner as

the original map was filed and said amended map shall thereupon in all

respects and for all purposes supersede the map previously filed.

3. If the commissioner shall determine, prior to the filing of such

copy of the acquisition map in the office of the county clerk or

register as provided in section four hundred two of the eminent domain

procedure law, that such map should be withdrawn, he or she shall file a

certificate of withdrawal in the office of the department of law. Upon

the filing of such certificate of withdrawal the map to which it refers

shall be cancelled and all rights thereunder shall cease and determine.

4. The commissioner shall deliver to the attorney general a copy of

such acquisition map, whereupon it shall be the duty of the attorney

general to advise and certify to the commissioner the names of the

owners of the property, easements, interests or rights described in the

said aquisition map, including the owners of any right, title or

interest therein, pursuant to the requirements of section four hundred

three of the eminent domain procedure law.

5. If, at or after the vesting of title to such property in the people

of the state of New York in the manner provided for in the eminent

domain procedure law, the commissioner shall deem it necessary to cause

the removal of an owner or other occupant from such property, he may

cause such owner or other occupant to be removed therefrom by proceeding

in accordance with section four hundred five of such law. The

proceedings shall be brought in the name of the commissioner as agent of

the state. If any person proceeded against shall contest the petition by

an answer, the attorney general shall be notified, and he thereafter

shall represent the petitioner in the proceedings. No execution shall

issue for costs, if any, awarded against the state or the commissioner,

but they shall be part of the costs of the acquisition and be paid in

like manner. Proceedings may be brought separately against one or more

of the owners or other occupants of a property, or one proceeding may be

brought against all or several of the owners or other occupants of any

or all property within the territorial jurisdiction of the same justice

or judge; judgment shall effect or be made for immediate removal of

persons defaulting in appearance or in answering, or withdrawing their

answers, if any, without awaiting the trial or decision of issues raised

by contestants, if any.

6. Upon making any agreement provided for in section three hundred

four of the eminent domain procedure law, the commissioner shall deliver

to the comptroller such agreement and a certificate stating the amount

due such owner or owners thereunder on account of such acquisition of

his or their property and the amount so fixed shall be paid out of the

state treasury from moneys appropriated for purposes connected with

elimination of grade crossing projects but not until there shall have

been filed with the comptroller, a certificate of the attorney general

showing the person or persons claiming the amount so agreed upon to be

legally entitled thereto.

7. Application for reimbursement of incidental expenses as provided in

section seven hundred two of the eminent domain procedure law shall be

made to the commissioner upon forms prescribed by him and shall be

accompanied by such information and evidence as the commissioner may

require. Upon approval of such application, the commissioner shall

deliver a copy thereof to the comptroller together with a certificate

stating the amount due thereof, and the amount so fixed shall be paid

out of the state treasury after audit by the comptroller from moneys

appropriated for the acquisition of porperty under this article.

8. The commissioner, with the approval of the director of the budget

shall establish and may from time to time amend rules and regulations

authorizing the payment of actual reasonable and necessary moving

expenses of occupants of property acquired pursuant to this article; of

actual direct losses of tangible personal property as a result of moving

or discontinuing a business or farm operation, but not exceeding an

amount equal to the reasonable expenses that would have been required to

relocate such property, as determined by the commissioner; and actual

reasonable expenses in searching for a replacement business or farm; or

in hardship cases for the advance payment of such expenses and losses.

For the purposes of making payment of such expenses and losses only the

term "business" means any lawful activity conducted primarily for

assisting in the purchase, sale, resale, manufacture, processing or

marketing of products, commodities, personal property or services by the

erection and maintenance of an outdoor advertising display or displays,

whether or not such display or displays are located on the premises on

which any of the above activities are conducted. Such rules and

regulations may further define the terms used in this subdivision. In

lieu of such actual reasonable and necessary moving expenses, any such

displaced owner or tenant of residential property may elect to accept a

moving expense allowance, plus a dislocation allowance, determined in

accordance with a schedule prepared by the commissioner and made a part

of such rules and regulations. In lieu of such actual reasonable and

necessary moving expenses, any such displaced owner or tenant of

commercial property who relocates or discontinues his business or farm

operation may elect to accept a fixed relocation payment in an amount

equal to the average annual net earnings of the business or farm

operation, except that such payment shall be not less than two thousand

five hundred dollars nor more than ten thousand dollars. In the case of

a business, no such fixed relocation payment shall be made unless the

commissioner finds and determines that the business cannot be relocated

without a substantial loss of its existing patronage, and that the

business is not part of a commercial enterprise having at least one

other establishment, which is not being acquired by the state or the

United States, which is engaged in the same or similar business. In the

case of a business which is to be discontinued but for which the

findings and determinations set forth above cannot be made, the

commissioner may prepare an estimate of what the actual reasonable and

necessary moving expenses, exclusive of any storage charges, would be if

the business were to be relocated and enter into an agreed settlement

with the owner of such business for an amount not to exceed such

estimate in lieu of such actual reasonable and necessary moving

expenses. Application for payment under this subdivision shall be made

to the commissioner upon forms prescribed by him and shall be

accompanied by such information and evidence as the commissioner may

require. Upon approval of such application, the commissioner shall

deliver a copy thereof to the comptroller together with a certificate

stating the amount due thereunder, and the amount so fixed shall be paid

out of the state treasury after audit by the comptroller from moneys

appropriated for the acquisition of property under this section. As used

in this subdivision the term "commercial property" shall include

property owned by an individual, family, partnership, corporation,

association or a nonprofit organization and includes a farm operation.

As used in this subdivision the term "business" means any lawful

activity, except a farm operation, conducted primarily for the purchase,

sale, lease and rental of personal and real property, and for the

manufacture, processing, or marketing of products, commodities, or any

other personal property; for the sale of services to the public; or by a

nonprofit organization.

9. The commissioner pursuant to section three hundred five of the

eminent domain procedure law may make agreements on such terms,

conditions and consideration as he deems beneficial to the state with

respect to any property acquired whereby such property may be used and

occupied by the former owner, tenant or by any other party from a date

specified in said agreement, until such time as the state requires and

obtains actual physical possession. The agreements for the use and

occupancy of such property may be managed, supervised and enforced (1)

by the staff, forces and equipment of the department; or (2) by the

commissioner contracting for the management, supervision and enforcement

thereof with any person, firm or corporation; or (3) by a combination of

such methods.

The use and occupancy of such property under this article and the

right of the state or its duly authorized agent to recover possession

thereof shall not be subject to the emergency housing rent control law.

10. The commissioner may make supplemental relocation payments,

separately computed and stated, to displaced owners and tenants of

residential property acquired pursuant to this section who are entitled

thereto, as determined by him. The commissioner, with the approval of

the director of the budget, may establish and from time to time amend

rules and regulations providing for such supplemental relocation

payments. Such rules and regulations may further define the terms used

in this subdivision. In the case of property acquired pursuant to this

section which is improved by a dwelling actually owned and occupied by

the displaced owner for not less than one hundred eighty days

immediately prior to initiation of negotiations for the acquisition of

such property, such payment to such owner shall not exceed fifteen

thousand dollars. Such payment shall be the amount, if any, which, when

added to the acquisition payment equals the average price, established

by the commissioner on a class, group or individual basis, required to

obtain a comparable replacement dwelling that is decent, safe and

sanitary to accommodate the displaced owner, reasonably accessible to

public services and places of employment and available on the private

market, but in no event shall such payment exceed the difference between

acquisition payment and the actual purchase price of the replacement

dwelling. Such payment shall include an amount which will compensate

such displaced owner for any increased interest costs which such person

is required to pay for financing the acquisition of any such comparable

replacement dwelling. Such amount shall be paid only if the dwelling

acquired pursuant to this section was encumbered by a bona fide mortgage

which was a valid lien on such dwelling for not less than one hundred

eighty days prior to the initiation of negotiations for the acquisition

of such dwelling. Such amount shall be equal to the excess in the

aggregate interest and other debt service costs of that amount of the

principal of the mortgage on the replacement dwelling which is equal to

the unpaid balance of the mortgage on the acquired dwelling, over the

remainder term of the mortgage on the acquired dwelling, reduced to

discounted present value. The discount rate shall be the prevailing

interest rate paid on savings deposits by commercial banks in the

general area in which the replacement dwelling is located. Any such

mortgage interest differential payment shall, notwithstanding the

provisions of section twenty-six-b of the general construction law, be

in lieu of and in full satisfaction of the requirements of such section.

Such payment shall include reasonable expenses incurred by such

displaced owner for evidence of title, recording fees and other closing

costs incident to the purchase of the replacement dwelling, but not

including prepaid expenses. Such payment shall be made only to a

displaced owner who purchases and occupies a replacement dwelling which

is decent, safe and sanitary within one year subsequent to the date on

which he is required to move from the dwelling acquired pursuant to this

section or the date on which he receives from the state final payment of

all costs of the acquired dwelling, whichever occurs later, except

advance payment of such amount may be made in hardship cases. In the

case of property acquired pursuant to this section from which an

individual or family, not otherwise eligible to receive a payment

pursuant to the above provisions of this subdivision, is displaced from

any dwelling thereon which has been actually and lawfully occupied by

such individual or family for not less than ninety days immediately

prior to the initiation of negotiations for the acquisition of such

property, such payment to such individual or family shall not exceed

four thousand dollars. Such payment shall be the amount which is

necessary to enable such individual or family to lease or rent for a

period not to exceed four years, a decent, safe, and sanitary dwelling

of standards adequate to accommodate such individual or family in areas

not generally less desirable in regard to public utilities and public

and commercial facilities and reasonably accessible to his place of

employment, but shall not exceed four thousand dollars, or to make the

down payment, including reasonable expenses incurred by such individual

or family for evidence of title, recording fees, and other closing costs

incident to the purchase of the replacement dwelling, but not including

prepaid expenses, on the purchase of a decent, safe and sanitary

dwelling of standards adequate to accommodate such individual or family

in areas not generally less desirable in regard to public utilities and

public and commercial facilities, but shall not exceed four thousand

dollars, except if such amount exceeds two thousand dollars, such person

must equally match any such amount in excess of two thousand dollars, in

making the down payment. Such payments may be made in installments as

determined by the commissioner. Application for payment under this

subdivision shall be made to the commissioner upon forms prescribed by

him and shall be accompanied by such information and evidence as the

commissioner may require. Upon approval of such application, the

commissioner shall deliver a copy thereof to the comptroller, together

with a certificate stating the amount due thereunder, and the amount so

fixed shall be paid out of the state treasury after audit by the

comptroller from moneys appropriated for the acquisition of property

under this section.

11. Any owner may present to the court of claims, pursuant to the

provisions of section five hundred three of the eminent domain procedure

law, a claim for the value of such property acquired and for legal

damages, as provided by law for the filing of claims with the court of

claims. Awards and judgments of the court of claims shall be paid in the

same manner as awards and judgments of that court for the acquisition of

lands generally and shall be paid out of the state treasury from moneys

appropriated for purposes connected with elimination of grade crossing

projects.

12. If the work of any grade crossing elimination project shall cause

actual damage to property not acquired as provided in this article, the

state shall be liable therefor, but this provision shall not be deemed

to create any liability not already existing by statute. Claims for such

damage may be adjusted by the commissioner, if the amounts thereof can

be agreed upon with the persons making such claims, and any amount so

agreed upon shall be paid as a part of this cost of such elimination

project. If the amount of any such claim is not agreed upon, such claim

may, pursuant to the provisions of the eminent domain procedure law, be

presented to the court of claims which shall hear such claim and

determine if the amount of such claim or any part thereof is a legal

claim against the state and, if it so determines, to make an award and

enter judgment thereon against the state, provided, however, that such

claim is filed with the court of claims within three years after the

acceptance by the commissioner of the final agreement of the completed

elimination project contract.

13. Notwithstanding any other provision of this article, the

commissioner may acquire by grant or purchase, in the name of the people

of the state of New York, any property which he deems necessary for any

of the purposes of this chapter, and payment therefor, if any, shall be

made in the manner prescribed in this article for the payment of

adjusted acquisition claims, provided, however, that no real property

shall be so acquired unless the title thereto shall be approved by the

attorney general.

14. The expense of such acquisitions including the cost of making

surveys and preparing descriptions and maps of lands to be acquired and

administrative duties in connection therewith, serving notices of

appropriation, publication, making appraisals and agreements and of

searches ordered and examinations and readings of title made by the

attorney general, and expenses incurred by the commissioner or attorney

general in proceedings for removal of owners and occupants, shall be

deemed part of the cost of such elimination project.

15. Notwithstanding any other law, the commissioner, his officers,

agents or contractors when engaged on such elimination projects, may

pursuant to the provisions of section four hundred four of the eminent

domain procedure law, enter upon property for the purpose of making

surveys, test pits, test borings, or other investigations and also for

temporary occupancy during construction. Claims for any damage caused by

such entry, work or occupation not exceeding two thousand five hundred

dollars may be adjusted by agreement by the commissioner with the owner

of the property affected as determined by him by reasonable

investigation without appropriating such property. Upon making any such

adjustment and agreement, the commissioner shall deliver to the

comptroller such agreement and a certificate stating the amount due such

owner and the amount so fixed shall be paid out of the state treasury

from monies appropriated for such elimination project.

16. The commissioner may determine whether any property acquired

pursuant to this article or grade crossing elimination acts in effect on

the date of enactment of this article for grade crossing elimination

purposes may be, in whole or in part, sold or exchanged on terms

beneficial to the state, and in all cases of such determination he may,

subject to the compliance with the provisions of section four hundred

six of the eminent domain procedure law and notwithstanding any other

law, dispose of such property, provided he shall have first determined

that such property is no longer necessary or useful for the purposes for

which it was acquired and provided that with respect to crossings where

access is not controlled the disposal of such property shall not deprive

an owner of any existing frontage thereon immediately in front of his

premises. In order to carry any such sale or exchange into effect the

commissioner may execute and deliver, in the name of the people of the

state, a quitclaim of, or a grant in and to, such property. Each such

instrument of conveyance shall be prepared by the attorney general and,

before delivery, shall be approved by him as to form and manner of

execution.

18. If subsequent to the acquisition of a temporary easement right in

property pursuant to this article, the commissioner shall determine; (a)

that the purposes for which such easement right was acquired have been

accomplished and that the use and occupancy of said property for such

purposes is no longer necessary, or (b) that the period fixed by the

terms of such easement for expiration of the same should be further

limited, or (c) if the acquisition of such easement was for an

indefinite period, that such period should be fixed and determined, he

shall make his certificate to such effect. Upon the expiration of the

then fixed and determined term of the easement, the easement will expire

by the terms of the certificate and the affected property will be

surrendered back to the owner, free of such easement, and the easement

will be accordingly thereupon terminated, released and extinguished. The

commissioner shall cause a copy of such certificate to be filed in the

office of the department of state. In the event that the term of a

temporary easement has been fixed at a specific period of time by the

description and map no further certificate shall be required.

19. Notwithstanding any other provision of this section, the

commissioner of transportation shall have the power to acquire by grant

or purchase, in the name of the people of the state of New York, any

property which he deems necessary for any of the purposes provided for

in this section and may also acquire for such purposes from the

Palisades interstate park commission, in the name of the people of the

state of New York, such lands and such easements, licenses, permits and

other rights over lands as the said commission is authorized to grant,

sell, exchange or convey. When the acquisition by appropriation, grant

or purchase of property deemed necessary for grade crossing elimination

purposes would result in substantial consequential damages to the

owner's remaining property, due to loss of access, severance or control

of access, the commissioner of transportation, for and in behalf of the

people of the state of New York, may acquire by purchase or grant all or

any portion of such remaining property. Payment therefor, if any, shall

be made in the manner prescribed in this section for the payment of

adjusted appropriation claims, provided, however, that no real property

shall be so acquired unless the title thereto shall be approved by the

attorney general.

20. After acceptance of the completed work, the railroad company shall

apply to the commissioner for the conveyance to it of any property,

acquired as aforesaid, and or any other property owned by the state

which property is under the jurisdiction of the commissioner and which

is used to accomplish a grade crossing elimination, necessary for the

proper operation and maintenance of the railroad. If it shall appear to

the commissioner that such application is reasonable and the property is

necessary for the proper operation and maintenance of such railroad and

such property is not necessary for highway, road or street purposes, the

commissioner shall grant and convey such property to such railroad

company upon such terms and conditions as he may prescribe.

21. In case any property acquired as aforesaid and not conveyed to a

railroad company physically forms a part of any existing highway, road

or street or a new highway, road or street opened to take the place of

an existing highway, road or street, the fee title of which existing

highway, road or street is vested in a municipality, such municipality

may apply to the commissioner for a conveyance of such property. The

commissioner may grant and convey such property to such municipality

upon such terms and conditions as he may prescribe.

22. Any property acquired as aforesaid and not conveyed to a railroad

company or a municipality, physically forming a part of any existing or

proposed highway, road or street shall become a part of the state,

county, town, city, village or other highway or street system of which

such existing or proposed highway, road or street forms a part and shall

be under the jurisdiction of and maintained by the proper authorities

having charge of such respective systems.

23. If a railroad company has acquired, is acquiring or is about to

acquire title to any property in addition to or beyond the normal or

reasonable limits of its existing right of way for the operation of the

railroad which the commissioner may deem necessary in the elimination of

any crossing, and such property is in the opinion of such commissioner

necessary for the proper operation and maintenance of the railroad of

such railroad company and not necessary for highway, road or street

purposes, same need not be acquired as aforesaid, but may be retained or

otherwise acquired by such railroad company, in which event such

railroad company shall be compensated for such property in such an

amount as may be agreed upon by and between such railroad company and

the commissioner. Any amount so agreed upon shall be paid out of the

state treasury from moneys appropriated for purposes connected with

elimination of grade crossing projects.

24. In fixing the consideration, if any, to be paid by any railroad

company or municipality for any property acquired by the people of the

state of New York for an elimination and to be conveyed to such railroad

company or municipality as prescribed by this article, due regard shall

be given by the commissioner to all facts involved and any other

property involved in connection with the acquisition of property for

such elimination and such consideration shall be fixed accordingly. Such

consideration shall be paid to the state and the expenses of the project

shall be adjusted to reflect such consideration. Any conveyance of any

such property shall contain a reservation to the people of the state of

New York of the title to any structures and construction work necessary

for highway, road or street purposes and, also, of the legal right to

maintain same.

25. Any railroad company or its lessee, during the progress of

changing the grade of its railroad under the provisions of this article,

is authorized to maintain such temporary structures and to occupy any

part or parts of an adjacent street and of intersecting streets as may

be necessary in the premises or for the continued operation of its

railroad and to lay down such temporary tracks on adjacent and

intersecting streets as may be necessary for carrying on the railroad

business during the progress of the work, all of which shall be done

only with the approval and direction of the commissioner as a part of

the elimination work. If any temporary acquisition of the rights of

abutting property owners is made for this purpose the compensation or

damages, if any, paid for such acquisition shall be deemed to be part of

the elimination cost whether paid in the first instance by the railroad

corporation or by the state.

26. Notwithstanding any other provision of law a municipality may

grant a permit to the commissioner to occupy, for grade crossing

elimination purposes, any of the property set forth and described on the

maps prescribed by this article which are owned by such municipality.

Such permit may be for permanent or temporary occupancy as shall be

determined by the commissioner, and the permit shall state the purposes

for which the property is obtained, together with the terms and

conditions including payment, if any, which is to be made under the

permit. The permit may be in lieu of acquisition of land pursuant to the

provisions of the eminent domain procedure law as provided in this

article. The property described in any such permit may be utilized by

the people of the state of New York, their officers and agents, or by

any railroad company to which such permit may be transferred or

assigned, for grade crossing elimination purposes. Payment, if any,

shall be made by the comptroller and paid out of the state treasury from

moneys appropriated for purposes connected with elimination of grade

crossing projects, after the department of transportation has filed a

copy of the approved permit with the comptroller.

27. The provisions of this article providing for the acquisition and

transfer of property shall apply in all respects to the acquisition and

transfer of property necessary for those incidental improvements held

necessary or desirable because of the elimination project.

28. Notwithstanding any other provisions of law, the commissioner may

use, for grade crossing elimination purposes, any property under his

jurisdiction acquired for other public purposes which he deems

necessary, exclusively for, or in conjunction with grade crossing

elimination purposes. Transfer of such use shall be effected by an

official order of the commissioner to be filed in the offices of the

department and of the department of state, accompanied by a description

and map of such property. When the use is to be exclusively for grade

crossing elimination purposes, then upon such filing of the description,

map and official order of transfer of use, the property shall be used

and maintained for grade crossing elimination purposes and be governed

as though the said property was acquired pursuant to this article for

grade crossing elimination purposes. When dual use is to be made of such

property for grade crossing elimination purposes and other public

purposes by the state, the official order of transfer shall so certify,

and upon such filing of the description, map and official order of

transfer, the property shall be used and maintained for such dual

purposes, and is, in the discretion of the commissioner, to be governed

either by this article or the statute under which jurisdiction was

acquired by the commissioner or both.

29. Notwithstanding any other provision of law, the commissioner may

accept in the name of the people of the state of New York from the

United States or any authorized agency, unit or subdivision thereof or

any instrumentality or corporation owned or controlled by the United

States a release, easement, grant, conveyance or permit, with or without

conditions, authorizing the construction and permanent maintenance of a

grade crossing elimination project, pursuant to this article, on

property in which any rights or easements or the fee is held or owned by

the United States or any authorized agency, unit or subdivision thereof

or any instrumentality or corporation owned or controlled by the United

States, or on property in which the fee or a perpetual easement was

theretofore appropriated by the state for flood control purposes,

pursuant to chapter eight hundred sixty-two of the laws of nineteen

hundred thirty-six, and acts amendatory thereof, whether retained by the

state or conveyed or to be conveyed to the United States.

30. (a) Notwithstanding any other provision of law, the commissioner

may accept in the name of the people of the state of New York any

property interest or easement right held or owned by the public service

commission in the name of the people of the state of New York pursuant

to grade crossing elimination acts. The commissioner may, in whole or in

part, sell, transfer or exchange such property interest or easement

right on terms beneficial to the state, provided that such property is

no longer necessary or useful for the purposes for which it was

acquired. To effect the sale, transfer or exchange, the commissioner may

execute and deliver, in the name of the people of the state, a quitclaim

of, or a grant in and to, such property or easement. Each such

instrument of grant or conveyance shall be prepared by the attorney

general.

(b) A municipality or a railroad company may apply to the commissioner

for the grant or conveyance of such property interest or easement right.

If it shall be made to appear to the commissioner that such grant or

conveyance is reasonable and the property or easement is necessary for

the proper operation and maintenance of highways, roads or streets owned

by such municipality or for the proper operation and maintenance of such

railroad, the commissioner may, upon reasonable terms and conditions,

grant and convey such property or easement to such municipality or

railroad company. The payment, if any, required by the commissioner for

such grant or conveyance shall be deposited in the state treasury.

§ 229 — Pending grade crossing elimination proceedings

Pending grade crossing elimination proceedings. In connection

with any proceedings for the elimination of a grade crossing in which

all business and matters have not been completed on March first,

nineteen hundred seventy-one, the commissioner may make any

determinations; redeterminations; findings; amended, supplemental or

revised findings; orders; or amended, supplemental or revised orders as

he shall deem appropriate or necessary to carry out the duties and

responsibilities of his office and may conduct such business hearings

for such purposes as he shall deem appropriate.

ARTICLE 10-A Implementation of Rail Preservation Bond Act of Nineteen Hundred Seventy-four and the Energy Conservation Through Improved Transportation Bond Act of Nineteen Hundred Seventy-nine

§ 230 — Expenditure of monies

Expenditure of monies. The monies received by the state from

the sale of bonds pursuant to the rail preservation bond act of nineteen

hundred seventy-four and the energy conservation through improved

transportation bond act of nineteen hundred seventy-nine shall be

expended pursuant to appropriation for any rail preservation project or

local street or highway project approved hereunder.

§ 231 — Definitions

Definitions. As used in this article, the following terms shall

include and mean:

1. "Municipality." A city, county not wholly contained within a city,

town, village, special transportation district, public benefit

corporation or other public corporation, or two or more of the foregoing

acting jointly.

2. "Rail preservation project." The acquisition, construction,

reconstruction, establishment, improvement or rehabilitation by the

state or a municipality of any railroad capital facility and any capital

equipment used in connection therewith with funds made available as a

result of the rail preservation bond act of nineteen hundred

seventy-four and the acquisition, construction, reconstruction,

establishment, improvement or rehabilitation by the state or a

municipality of any rail capital facility or rapid transit capital

facility and any capital equipment used in connection therewith with

funds made available as a result of the energy conservation through

improved transportation bond act of nineteen hundred seventy-nine.

3. "Railroad capital facility." Railroad rights of way, as well as

trackage, rails, cars, locomotives, rolling stock, signals,

communication and ventilation systems, power plants, stations,

terminals, storage yards, repair and maintenance shops, yards, equipment

and parts, offices and other incidental real estate or personalty used

or held for or incidental to the operation, rehabilitation or

improvement of any railroad operating rail freight and rail passenger

transportation services, or to operate such services, including, but not

limited to buildings, structures and real property.

4. "Local street or highway project." A local street, highway and/or

bridge that is not on the state highway system and not under the

maintenance and/or operational jurisdiction of the state for which there

is a project for resurfacing of existing pavements to correct structural

deficiencies or substandard riding characteristics; the sealing of

pavements; the treatment of highway pavements to improve skid

resistance; the improvement of the highway to make it more energy

efficient; modification of roadway geometrics for improvement of

operational safety; the improvement of highway appurtenances including

but not limited to shoulders, guiderail systems, slopes, traffic control

devices, sidewalks, curbs, drainage systems; retaining and sustaining

walls; removal of hazards and/or their replacement or correction by the

use of recognized and approved safety or protective devices; bridge

improvement including structural rehabilitation or replacement.

5. "Applicant." A municipality in the case of a rail preservation

project, and a county, except the counties comprising New York city, and

New York city in the case of a local street or highway project.

§ 232 — State assistance application procedure

State assistance application procedure. 1. A municipality may

submit an application for state assistance toward the cost of any

municipal rail preservation project which is eligible for state

assistance pursuant to this article to the commissioner in such form and

containing such information as he may require.

2. A county highway superintendent, or the county official having

jurisdiction over the county highway system for any county which does

not have a county highway superintendent, or in the case of the city of

New York, the city commissioner of transportation, may submit an

application for state assistance toward the cost of any local street or

highway project which is eligible for state assistance pursuant to this

article to the commissioner in such form and containing such information

as he may require.

3. The commissioner shall review any such project application and may

approve, disapprove or recommend modifications thereto consistent with

applicable law, criteria, standards or rules and regulations relative to

such project.

4. Upon approval of a project application, a municipality, county

highway superintendent, county official or city commissioner of

transportation, as the case may be, may enter into a contract as further

provided within this article with the commissioner for payment of state

assistance to be received pursuant to this article.

5. In connection with local street or highway projects, the total

funds made available as a result of the energy conservation through

improved transportation bond act of nineteen hundred seventy-nine shall

be allocated in accordance with the following percentums: a)

thirty-eight percentum for town roads; b) thirty percentum for county

roads; c) eighteen percentum for city and village highways, streets and

roads, outside of New York city; and d) fourteen percentum for highways

and streets in New York city.

§ 233 — Powers and duties of the commissioner

Powers and duties of the commissioner. In administering the

provisions of this article, the commissioner:

1. shall make an itemized estimate of funds or appropriations required

annually for inclusion in the executive budget;

2. shall, by April first, nineteen hundred eighty, determine and

submit to the governor and legislature for approval the allocations of

the funds made available as a result of the energy conservation through

improved transportation bond act of nineteen hundred seventy-nine on a

county by county basis broken into categories (a), (b) and (c) specified

in subdivision five of section two hundred thirty-two of this chapter.

Once such allocations have been approved by the governor and by the

legislature by a concurrent resolution of such bodies such allocations

shall not be modified except by an act of the legislature which is

enacted into law by the governor. Such allocations shall take into

consideration the miles of highway in each category in relationship to

total number of miles of highway in the local street or highway project

program and other similar factors utilized in the safer off system road

program based on the most recent information and data available to the

commissioner.

3. may in the name of the state as further provided within this

article contract to make, within the limitations of appropriations

available therefor, a state grant for payment to a municipality, county,

or city of New York representing the state share of the cost of a

project approved and to be undertaken pursuant to this article. Such

contracts shall be subject to the approval by the state comptroller and

as to form by the attorney general.

4. shall approve vouchers for the payment of local assistance pursuant

to an approved contract. All such payments shall be paid on audit and

warrant of the state comptroller.

5. may perform such other and further acts and promulgate such rules

and regulations as may be necessary, proper or desirable to carry out

the provisions of this article.

§ 234 — Powers and duties of an applicant

Powers and duties of an applicant. An applicant shall have the

power and authority to:

1. undertake and carry out any project for which state assistance is

received or to be received pursuant to this article and maintain and

operate such project;

2. expend money received from the state pursuant to this article for

costs incurred in conjunction with the approved project;

3. perform such other and further acts as may be necessary, proper or

desirable to carry out a project or obligation, duty or function related

thereto;

4. for local street or highway projects outside the city of New York,

determine, subject to the approval of the commissioner, the

suballocations, of the allocation determined for such county pursuant to

subdivision two of section two hundred thirty-three of this chapter that

should be made available to the towns, cities, villages, within each

county and to the county itself. Such suballocation determination shall

be based on information and data furnished each such county by the

commissioner for such purpose. The applications for state assistance

shall be made in accordance with such suballocations and within the

total allocation determined to be available to such county;

5. enter into contracts with the towns, cities and villages within

such county with respect to undertaking local street or highway projects

on the town highway, or city or village highway, street or road systems

respectively; and

6. for local street or highway projects, to undertake the work of the

project either with its own forces or by contract, however, whenever the

estimate for the construction contract work exceeds three hundred fifty

thousand dollars such work must be performed by contract let by the

competitive bid process.

§ 235 — Approval of projects

Approval of projects. 1. Rail preservation or local street or

highway projects shall be undertaken pursuant to this article only with

the approval of the commissioner, and in the case of municipal projects

for rail preservation, or local street or highway projects, pursuant to

an approved contract for state assistance.

2. In reviewing rail preservation projects, the commissioner shall

give due consideration to:

a. the urgency of the need for preserving or improving commuter and

intercity rail passenger and rail freight services;

b. the age and condition of the railroad capital facilities to be

acquired, reconstructed or improved by the project;

c. the economic feasibility of maintaining or improving commuter and

intercity rail passenger or rail freight services in relation to the

project; and

d. whether the project is part of, or consistent with, the statewide

comprehensive master plan for transportation.

3. In reviewing local street or highway projects, the commissioner

shall give due consideration to:

a. the urgency of the need for preservation and improving the local

street, highway or bridge in order to make it more energy efficient,

safer and economical to maintain and operate; and

b. whether the project is part of, or consistent with, the statewide

comprehensive master plan for transportation.

4. With respect to any municipal rail preservation project, or a local

street or highway project, the state may finance the total cost thereof

or such lesser amount as may be set forth in the appropriation or as may

be established by the legislature by legislative act or by the

commissioner pursuant to contract. In the event no local share is

specified in the appropriation of funds for the local street or highway

projects or by another act of the legislature, then the local share

shall be determined by the commissioner on the same basis and criteria

utilized for the safer off system road program.

§ 236 — Contracts for projects

Contracts for projects. 1. The commissioner, in the name of the

state, may enter into contracts with municipalities, counties or the

city of New York to undertake rail preservation projects, or local

street or highway projects, and any such municipality, county or the

city of New York may enter into a contract with the commissioner. Any

such contract may include such provisions as may be agreed upon by the

parties thereto, and shall include, in substance, the following

provisions:

a. an estimate of the reasonable cost of the project as determined by

the commissioner;

b. an agreement by the commissioner to pay to the municipality, county

or the city of New York during the progress of construction or following

completion of construction as may be agreed upon by the parties, an

amount, not to exceed the total cost of the project or such lesser

amount as may have been established pursuant to section two hundred

thirty-five;

c. an agreement by the municipality, county or city of New York;

(i) to proceed expeditiously with, and complete, the project as

approved by the commissioner,

(ii) to apply for or make reasonable efforts to secure federal

assistance, if any, for the project,

(iii) to secure the approval of the commissioner before applying for

such federal assistance, in order to maximize the amounts of such

assistance received or to be received for all projects in New York

state,

(iv) to provide for the municipality's, county's or city of New York's

share of the cost of the project, if any;

d. A provision that, in the event that federal assistance which was

not included in the calculation of the state payment becomes available

to the municipality, county or city of New York the amount of the state

payment shall be recalculated with the inclusion of such federal

assistance and the municipality, county or city of New York shall pay to

the state the amount by which the state payment actually made exceeds

the state payment determined by the recalculation.

e. In connection with each contract, the commissioner shall keep

adequate records of the amount of the payment by the state and of the

amount of federal assistance, if any, received by the municipality,

county or city of New York. Such records shall be retained by the

commissioner and shall establish the basis for recalculations of the

state payment as required herein.

ARTICLE 11 Transfer of Functions, Employees and Records; Continuity of Authority

§ 240 — Transfer of functions

Transfer of functions. The functions and powers possessed by

and the obligations and duties of the public service commission and the

department of public service pertaining to the regulation of common

carriers, bus companies, contract carriers of passengers by motor

vehicle and contract carriers of property by motor vehicle, including

such commission and department's investigatory and punitive powers

relative thereto, and to its transportation division and the functions

and powers possessed by and the obligations and duties of such

commission and department relating to grade crossing elimination

projects and the jurisdiction of such commission and department over

highway-railroad grade crossings and separation structures delegated to

either of them by the railroad law or any other law are hereby

transferred to the commissioner and the department.

§ 241 — Transfer of employees

Transfer of employees. Upon the transfer of functions to the

department pursuant to this article, provision should be made for the

transfer to the department of such employees of the public service

commission and the department of public service who are engaged in

carrying out such functions as the chairman of the public service

commission may deem necessary for the exercise of the functions herein

transferred to the department. Employees so transferred shall be

transferred without further examination or qualification and shall

retain their respective civil service classifications and status. For

the purpose of determining the employees holding permanent appointments

in competitive class positions to be transferred, such employees shall

be selected within each class of positions in the order of their

original appointment, with due regard to the right of preference in

retention of disabled and non-disabled veterans. Any such employee who,

at the time of such transfer, has a temporary or provisional appointment

shall be transferred subject to the same right of removal, examination

or termination as though such transfer had not been made. Employees

holding permanent appointments in competitive class positions who are

not transferred pursuant to this section shall have their names entered

upon an appropriate preferred list for reinstatement pursuant to the

civil service law.

§ 242 — Transfer of records

Transfer of records. The public service commission and the

department of public service shall deliver to the commissioner all

books, papers, records and property of such commission and department

pertaining to the functions transferred pursuant to this article.

§ 243 — Continuity of authority

Continuity of authority. For the purpose of succession to all

functions, powers, duties and obligations transferred pursuant to this

article, the department shall constitute the continuation of the public

service commission and the department of public service, and not a

different agency or authority.

§ 244 — Continuation of rules and regulations

Continuation of rules and regulations. All rules and

regulations, acts, determinations, orders and decisions of the public

service commission and the department of public service, pertaining to

the functions transferred pursuant to this article, in force at the time

of such transfer shall continue in force and effect as rules,

regulations, acts, determinations, orders and decisions of the

department and the commissioner until duly modified or abrogated by the

commissioner.

§ 245 — Completion of unfinished business

Completion of unfinished business. Any business or other matter

undertaken or commenced by the public service commission or the

department of public service pertaining to or connected with the

functions, powers, obligations and duties transferred pursuant to this

article, and pending on the effective date thereof, may be conducted and

completed by the commissioner in the same manner and under the same

terms and conditions and with the same effect as if conducted and

completed by the public service commission or the department of public

service.

§ 246 — Terms occurring in laws, contracts or other documents

Terms occurring in laws, contracts or other documents.

Whenever the public service commission or the department of public

service is referred to or designated in any law, contract or document

pertaining to the functions, powers, obligations and duties transferred

pursuant to this article, such reference or designation shall be deemed

to refer to the department or the commissioner, as the case may be.

§ 247 — Existing rights and remedies preserved

Existing rights and remedies preserved. No existing right or

remedy of any character shall be lost, impaired or affected by reason of

this article.

§ 248 — Pending actions and proceedings

Pending actions and proceedings. No action or proceeding

pending on March first, nineteen hundred seventy-one brought by or

against the public service commission or the department of public

service, and pertaining to or connected with the functions, powers,

obligations and duties transferred pursuant to this article, shall be

affected by this article, but the same may be prosecuted or defended in

the name of the department or the commissioner. In all such actions and

proceedings, the department or the commissioner, upon application to the

court, shall be substituted as a party.

§ 249 — Transfer of appropriations

Transfer of appropriations. All appropriations or

reappropriations for the functions herein transferred heretofore made to

the public service commission or the department of public service, or

segregated pursuant to law, to the extent of remaining unexpended or

unencumbered balances thereof, whether allocated or unallocated or

whether obligated or unobligated, are hereby transferred to and made

available for use and expenditure by the department for the same

purposes for which originally appropriated or reappropriated and shall

be payable on vouchers certified or approved by the commissioner on

audit or warrant of the comptroller. Payments for liabilities for

expenses of personal service, maintenance and operation heretofore

incurred by the public service commission or the department of public

service in connection with the functions herein transferred, and for

liabilities incurred and to be incurred in completing their affairs in

relation to the functions transferred herein, shall also be made on

vouchers or certificates approved by the commissioner on audit and

warrant of the comptroller.

§ 250 — Opinions, determinations, decisions and judgments

Opinions, determinations, decisions and judgments. All

opinions, determinations, decisions and judgments hitherto rendered in a

court of competent jurisdiction in an action or proceeding in which the

public service commission or department of public service was a party

shall continue to be binding and effective with respect to the matters

therein determined with the same force and effect as if the department

of transportation or commissioner of transportation were a party

therein.

§ 251 — Codification of changes

Codification of changes. The commissioner shall prepare or

cause to be prepared for the submission to a session of the legislature

a codification of the laws relating to the functions, powers and duties

of the public service commission or the department of public service as

amended, repealed or modified and other acts related thereto and such

other measures as may be appropriate to effectuate the purposes of this

article and such acts.

ARTICLE 12 Laws Repealed; Transfer of Functions; Interim Functions; Time to Take Effect

§ 260 — Department of public works abolished

Department of public works abolished. The department of public

works in the state government, created, established and continued by

section five of the public works law, as last amended by chapter three

hundred fifty-eight of the laws of nineteen hundred sixty-one, is hereby

abolished.

§ 261 — Transfer of functions

Transfer of functions. All of the functions and powers

possessed by and all the obligations and duties of the department of

public works and the superintendent of public works, except those

pertaining to the construction of public buildings, and flood control

and shore line and beach erosion control, transferred to the office of

general services in the executive department and the conservation

department, respectively, are hereby transferred and assigned to,

assumed by and developed upon the department of transportation.

§ 262 — Transfer of employees

Transfer of employees. Upon the transfer of functions to the

department of transportation pursuant to this chapter, provision shall

be made for the transfer to the department of transportation of such

employees of the department of public works who are engaged in carrying

out such functions as the commissioner of transportation may deem

necessary for the exercise of the functions of the transportation

department. Employees so transferred shall be transferred without

further examination or qualification and shall retain their respective

civil service classifications and status. For the purpose of determining

the employees holding permanent appointment in competitive class

positions to be transferred, such employees shall be selected within

each class of positions in the order of their original appointment, with

due regard to the right of preference in retention of disabled and

non-disabled veterans. Any such employee who, at the time of such

transfer, has a temporary or provisional appointment shall be

transferred subject to the same right of removal, examination or

termination as though such transfer had not been made. Employees holding

permanent appointments in competitive class positions who are not

transferred pursuant to this section shall have their names entered upon

an appropriate preferred list for reinstatement pursuant to the civil

service law.

§ 263 — Transfer of records

Transfer of records. The superintendent of public works shall

deliver to the commissioner of transportation all books, papers, records

and property of the department of public works and the superintendent of

public works pertaining to the functions herein transferred.

§ 264 — Continuity of authority

Continuity of authority. For the purpose of succession to all

functions, powers, duties, and obligations transferred and assigned to,

devolved upon and assumed by it pursuant to this chapter, the department

of transportation shall be deemed and held to constitute the

continuation of the department of public works and the superintendent of

public works and not a different agency or authority.

§ 265 — Completion of unfinished business

Completion of unfinished business. Any business or other matter

undertaken or commenced by the department of public works or the

superintendent of public works pertaining to or connected with the

functions, powers, obligations and duties hereby transferred and

assigned, and pending on the effective date of this chapter, may be

conducted and completed by the department of transportation in the same

manner and under the same terms and conditions and with the same effect

as if conducted and completed by the department of public works or the

superintendent of public works.

§ 266 — Continuance of rules and regulations

Continuance of rules and regulations. All rules, regulations,

acts, determinations and decisions of the department of public works and

the superintendent of public works pertaining to the functions herein

transferred and assigned, in force at the time of such transfer,

assignment, assumption or devolution shall continue in force and effect

as rules, regulations, acts, determinations and decisions of the

department of transportation until duly modified or abrogated by the

department of transportation.

§ 267 — Terms occurring in laws, contracts and other documents

Terms occurring in laws, contracts and other documents.

Whenever the superintendent of public works or the department of public

works is referred to or designated in any law, contract or document

pertaining to the functions, powers, obligations and duties hereby

transferred and assigned, such reference or designation shall be deemed

to refer to the commissioner of transportation or the department of

transportation, respectively.

§ 268 — Existing rights and remedies preserved

Existing rights and remedies preserved. No existing right or

remedy of any character shall be lost, impaired or affected by reason of

this chapter.

§ 269 — Pending actions and proceedings

Pending actions and proceedings. No action or proceeding

pending at the time when this chapter shall take effect, brought by or

against the superintendent of public works or the department of public

works shall be affected by any provision of this chapter, but the same

may be prosecuted or defended in the name of the commissioner or

department of transportation. In all such actions and proceedings, the

department of transportation, upon application to the court, shall be

substituted as a party.

§ 270 — Transfer of appropriations heretofore made to department of public works

Transfer of appropriations heretofore made to department of

public works. All appropriations or reappropriations for the functions

herein transferred heretofore made to the department of public works, or

segregated pursuant to law, to the extent of remaining unexpended or

unencumbered balances thereof, whether allocated or unallocated and

whether obligated or unobligated, are hereby transferred to and made

available for use and expenditure by the department of transportation

for the same purposes for which originally appropriated or

reappropriated and shall be payable on vouchers certified or approved by

the commissioner of transportation on audit and warrant of the

comptroller. Payments for liabilities for expenses of personal service,

maintenance and operation heretofore incurred by the department of

public works in connection with the functions herein transferred, and

for liabilities incurred and to be incurred in completing its affairs in

relation to the functions transferred herein, shall also be made on

vouchers or certificates approved by the commissioner of transportation

on audit and warrant of the comptroller.

§ 271 — Codification of changes

Codification of changes. The commissioner of transportation

shall prepare or cause to be prepared for submission to the next regular

session of the legislature a codification of the laws relating to the

functions, powers and duties of the department of transportation as

amended, repealed or modified by this chapter and other acts related

thereto and such other measures as may be appropriate to effectuate the

purposes of this chapter and such acts.

§ 272 — Time to take effect

Time to take effect. This act shall take effect September

first, nineteen hundred sixty-seven.

ARTICLE 13 Mass Transportation

§ 300 — Declaration of policy

Declaration of policy. In order to assure effective discharge

of state responsibility with respect to the provision of adequate mass

transportation services to the inhabitants of the State, the department

may enter into an agreement with any municipal corporation to pay on

behalf of the State a share of the project cost of any municipal project

undertaken in accordance with the provisions of any federal grant or

project approval received from the Federal Urban Mass Transportation

Administration or the Federal Highway Administration.

The state share of a municipal project undertaken with federal

assistance from the Federal Urban Mass Transportation Administration or

the Federal Highway Administration may be fifteen percent of the project

cost.

In the event a municipal propect is undertaken with federal assistance

as authorized by the Federal Aid Highway Act of l973, and the federal

assistance provided is less than eighty percent of the project cost, the

state share may be increased by an amount equivalent to the difference

between the federal assistance received and eighty percent of the

project cost provided, however, that the maximum state share of any

municipal project shall not exceed twenty-five percent of the project

cost.

§ 301 — Definitions

Definitions. Whenever used in this article, unless a different

meaning clearly appears from the context: 1. "Mass transportation

capital project." The acquisition, construction, reconstruction or

improvement with federal assistance of any rapid transit, railroad,

omnibus, marine transportation or other mass transportation capital

facility and any capital equipment used in connection therewith.

2. "Municipal project." Any mass transit capital project undertaken by

a municipal corporation.

3. "Federal assistance." Funds available, other than by loan, from the

federal government to any municipal corporation, either directly or

through allocation by the state, for any mass transportation capital

project.

4. "Municipal corporation." A municipal corporation includes a city,

town, village, county, not including a county wholly contained within a

city, special transportation district, public benefit corporation or

other public corporation or two or more of the foregoing acting jointly.

5. "Project cost." The actual cost of any municipal project or the

estimated reasonable cost thereof as determined by the commissioner,

whichever is lower, plus any direct incidental costs approved by the

state comptroller.

§ 302 — Application for assistance

Application for assistance. The commissioner is hereby

authorized to receive and review applications from municipal

corporations for state aid for municipal projects, and to approve such

applications, within the amounts appropriated therefor, as are part of

or consistent with a statewide comprehensive master plan for

transportation promulgated by the commissioner and approved by the

governor or, in the absence of any current comprehensive master plan

sound transportation development policy and planning concepts. The

commissioner shall submit copies of any application so approved to the

governor, to the director of the budget and to the office of planning

services with such recommendations as he may deem appropriate.

The commissioner is hereby authorized to prescribe such rules and

regulations as he may deem appropriate to effectuate the purposes of

this article, including but not limited to rules and regulations

governing the form, content and submission of applications by municipal

corporations for state aid for municipal projects pursuant to the

provisions of this article.

§ 303 — State appropriation

State appropriation. No moneys shall be expended for the state

share of any municipal project unless and until the project has been

approved by the commissioner and unless and until such project shall

have been recommended by the governor in a budget bill which specifies

the project to be acquired, constructed, reconstructed or improved, the

estimated project cost, the estimated federal assistance to be received

and the estimated state and local shares of the project cost to be

required during the state fiscal year for which the appropriation is

recommended and shall have been approved by the legislature for such

state fiscal year.

§ 304 — Project grant procedure

Project grant procedure. State moneys may be expended for any

municipal project pursuant to a contract entered into by the

commissioner, in the name of the state, and the municipal corporation

undertaking such project. Any such contract may include such provisions

as may be agreed upon by the parties thereto, and shall include, in

substance, the following provisions:

a. An estimate of the reasonable cost of the project as determined by

the commissioner.

b. An agreement by the commissioner to pay to or on behalf of the

municipal corporation, following completion of the project, or during

the undertaking thereof, in the form of progress payments, as may be

agreed upon by the parties and subject to the rules and regulations of

the commissioner, the state share of the project cost as he may

determine in accordance with section three hundred of this article.

c. An agreement by the municipal corporation:

(1) To proceed expeditiously with, and complete, the project in

accordance with plans approved by the commissioner;

(2) To commence and continue operation of the project on completion of

the project, and not to discontinue operation or dispose of the project

without the approval of the commissioner;

(3) To provide for the payment of the municipal corporation's share of

the cost of the project, and

(4) To include in its planning for the project, to the extent mutually

deemed appropriate, consideration and planning for joint development as

defined in section fourteen-d of the transportation law relating to the

environment of the area in which the project is to be constructed.

d. A provision that, in the event that federal assistance which was

not included in the calculation of the state payment pursuant to section

three hundred of this article becomes available to the municipal

corporation, the amount of the state payment shall be recalculated with

the inclusion of such additional federal assistance and the municipal

corporation shall either (1) pay to the state the amount by which the

state payment actually made exceeds the state payment determined by the

recalculation or, (2) if such additional federal assistance has not been

received by the municipal corporation, authorize the state to receive

such amount from the federal government and to retain an appropriate

amount thereof. The commissioner may adopt rules and regulations

governing the making and enforcing of contracts pursuant to this

subdivision. Contracts entered into pursuant to this subdivision shall

be subject to approval by the state comptroller, the director of the

budget and by the attorney general as to form. All payments by the state

pursuant to such contracts shall be made after audit by and upon the

warrant of the comptroller on vouchers approved by the commissioner.

§ 305 — Reimbursement of state overpayments

Reimbursement of state overpayments. The commissioner shall

keep adequate records of the amount of the payments made by the state in

connection with each contract concerning a municipal project authorized

by this article and the amount of the federal assistance actually

received for such municipal project. Such records shall be retained so

as to establish a basis for application by the commissioner for

reimbursement to the state of payments made by the state in excess of

the recalculated state share of the project cost. The commissioner is

hereby authorized to make such applications in appropriate cases.

§ 306 — Progress reporting

Progress reporting. The commissioner shall prepare and file

annually on or about the first of December with the governor, the office

of planning services, and the director of the budget a report on the

scope and results of construction undertaken in accordance with this

article.

ARTICLE 15 Air Transportation Facilities and Services At Stewart and Republic Airports

§ 400 — Air transportation facilities and services at Stewart and Republic airports

* § 400. Air transportation facilities and services at Stewart and

Republic airports. 1. In order to meet present and future state needs

with respect to the provision of adequate, safe and efficient air

transportation facilities and services to the public, and to promote the

economic development and well-being of the state, the planning,

development, maintenance and operation of such facilities and services

at Stewart and Republic airports may be carried out by the department

and the commissioner in accordance with the provisions of this article.

2. The following terms, as used in this article shall mean:

(a) "Air transportation facilities" shall mean aircraft and

developments such as airports, air terminals, runways, hangars, control

towers, ramps, taxiways, aprons, wharves, bulkheads, buildings,

structures, equipment, parking areas, improvements, facilities and any

real property necessary, convenient or desirable for or relating to the

landing, taking off, accommodation and servicing of aircraft, or for the

loading, unloading, interchange or transfer of passengers, baggage or

cargo, or otherwise for the accommodation, use or convenience of

passengers, carriers, crews and employees. It shall also mean facilities

providing access to airports or air terminals, including highways,

access roads, driveways and appurtenances, devices and structures

incidental thereto.

(b) "Air transportation purposes" shall mean the effectuation,

establishment, acquisition, construction, rehabilitation, improvement,

maintenance, extension, or operation of air transportation facilities or

services owned, leased, operated or provided by the department, or by

others pursuant to agreement with the department, at Stewart and/or

Republic airports.

(c) "Department" shall mean the department of transportation of the

state of New York.

(d) "Commissioner" shall mean the commissioner of transportation of

the state of New York.

(e) "Stewart and Republic airports" shall mean those airports, and

facilities and surrounding areas under the jurisdiction of the

metropolitan transportation authority or any subsidiary public benefit

corporation, located at (in the case of Stewart airport) the county of

Orange, towns of Newburgh and New Windsor; and (in the case of Republic

airport) in the county of Suffolk, town of Babylon.

(f) "Real property" shall mean lands, structures, franchises and

interests in land, including air space, air rights, waters, lands under

water and riparian rights, and any and all things and rights included

within said term, and includes not only fee simple absolute but also any

and all lesser interests, including but not limited to easements, rights

of way, uses, leases, licenses and all other incorporeal hereditaments

and every estate, interest or right, legal or equitable, including terms

for years and liens thereon by way of judgments, mortgages or otherwise.

(g) "Aircraft" shall mean aircraft of all types, including but not

limited to airplanes, airships, dirigibles, helicopters, gliders,

seaplanes, or any other contrivance now or hereafter used for the

navigation of or flight in air or space.

(h) "Stewart airport commission" shall mean the commission established

by section four hundred one of this article.

(i) "Republic airport commission" shall mean the commission

established by section four hundred two of this article.

3. In order to effectuate the purposes of this article:

(a) The commissioner, for and on behalf of the people of the state of

New York, may acquire any and all air transportation facilities

necessary for air transportation purposes, pursuant to the eminent

domain procedure law, or by purchase, gift, grant, transfer, assignment,

contract, lease or other arrangement.

(b) The department may, on such terms and conditions as the

commissioner determines necessary, convenient or desirable, establish,

construct, effectuate, operate, maintain, renovate, improve, extend or

repair air transportation facilities at Stewart and Republic airports,

or may provide therefor by contract, lease or otherwise, with any

person, firm, corporation, municipality, or governmental unit, agency or

instrumentality. In connection with the operation of any such air

terminal, the department may establish, construct, effectuate, operate,

renovate, maintain, improve, extend or repair, or may provide therefor

by contract, lease or otherwise, any related services or activities the

commissioner deems necessary, convenient or desirable.

(c) The department may establish, levy and collect or cause to be

established, levied and collected, or join with others in the

establishment, levying and collection, of such fares, tolls, rentals,

rates, charges and other fees as the commissioner deems necessary,

convenient or desirable for the use or operation of any air

transportation facilities, services, equipment or activities operated

at, serving or incidental to Stewart or Republic airports.

(d) The commissioner may establish such rules, regulations and

procedures governing the use, operation and occupancy of air

transportation facilities and related facilities, equipment, services

and activities at, serving or incidental to Stewart and Republic

airports as he may deem necessary, convenient or desirable.

Non-compliance with such airport rules and regulations shall be a

violation of law punishable by a fine not to exceed two hundred fifty

dollars unless a different fine is expressly provided in another section

of law.

(e) The department may apply for, accept, receive and utilize grants

of property, money and services and other assistance offered or made

available to it by any person, government or agency or instrumentality

thereof for any use within the scope of its functions, powers, duties or

responsibilities under this article.

(f) The department may do all things it deems necessary, convenient or

desirable to manage, control and direct the maintenance and operation of

air transportation facilities and related facilities, equipment,

activities and services, at Stewart and/or Republic airports; provided,

however, that the department shall take no action which would be

inconsistent with or supersede the provisions of subdivision three of

section four hundred two of this article.

(g) The department may conduct or participate in demonstration

projects relating to air transportation facilities and services at,

serving or incidental to Stewart or Republic airports.

(h) Upon the effective date of this article all rights, title and

interest in all assets, equipment and property, both tangible and

intangible, used in connection with the ownership, planning,

development, maintenance and operation of Stewart and Republic airports

of the metropolitan transportation authority and/or any subsidiary

corporation of such authority are hereby transferred to the department

of transportation. Any and all appropriations or reappropriations made

in any capital projects fund or state purposes account to the

metropolitan transportation authority in connection with either Stewart

and/or Republic airports which remain unencumbered on the effective date

of this article are hereby transferred to the department of

transportation. The commissioner, subject to the approval of the

division of the budget, shall enter into an agreement or agreements with

the metropolitan transportation authority and/or any subsidiary

corporation of such authority and authorization is hereby granted to the

metropolitan transportation authority and/or any subsidiary corporation

of such authority to enter into such agreement or agreements to transfer

and assign to the department of transportation any other rights and

obligations and contract rights and obligations resulting from or

arising out of the ownership, planning, development, maintenance and/or

operation of Stewart and/or Republic airports, and notwithstanding the

provisions of chapter four hundred seventy-two of the laws of nineteen

hundred seventy-one, the metropolitan transportation authority and/or

any subsidiary corporation of such authority is authorized to contract

with the commissioner to provide service as an airport operator for

Stewart and/or Republic airports. In lieu of contracting with the

metropolitan transportation authority and/or any subsidiary corporation

of such authority for such services, the commissioner may contract for

the operation of Stewart and/or Republic airports with any qualified

operator. Any service contract shall contain the clause that the term of

such contract with respect to either Stewart airport or Republic airport

or both shall be subject to cancellation upon six months' notice from

the commissioner. Such notice shall be given only after the

consultation, guidance, advice and assistance relative to such action by

either the Stewart airport commission or the Republic airport commission

or both with respect to such service contract as it affects either

Stewart airport or Republic airport or both respectively. Until the

effective date of any such contract between the metropolitan

transportation authority and/or subsidiary corporation of such authority

or another entity and the commissioner to provide airport operator

services at Stewart and/or Republic airports respectively, the

metropolitan transportation authority through its subsidiary

metropolitan airports authority shall continue to provide the service as

an airport operator for both Stewart and Republic airports with the

costs and expenses of such activities throughout the period of the

effective date of this article through the effective date of such

contract being the obligation of the metropolitan transportation

authority, but not longer than one year from the effective date of this

article.

Notwithstanding anything to the contrary contained in this paragraph

on or after the effective date of this article, interests in the real

property and air transportation facilities at Stewart airport

hereinafter set forth shall be leased by the state to the United States

government upon terms and consideration and for a term to be mutually

agreed upon by the commissioner and said United States government with

the concurrence of the adjutant general for the purpose of establishing

an air national guard facility:

(i) For such temporary period or periods as the adjutant general deems

necessary, and for the purposes of an interim air national guard

facility, pending construction of a permanent facility--

Such real property and such air transportation facilities as shall be

agreed upon by the commissioner and the United States government with

the concurrence of the adjutant general. The federal government has

appropriated five hundred thousand dollars for rehabilitation of the

said interim air national guard facility. Upon relocation of the air

national guard to said permanent facilities all improvements constructed

by the federal government shall become the property of the state of New

York.

(ii) For a term of fifty years with option for renewal for the

purposes of a permanent air national guard facility--

Building 105 with adjacent parking compound located in rear of

building, and the land commonly known as the "pad area" situated between

runways twenty-seven and thirty-four and the eastern boundary of the

airport property, this site being the location upon which a permanent

air national guard facility will be constructed.

(i) In connection with any improvements on real property or any new

leases or renewal of leases for real property made after the department

assumes jurisdiction over an air transportation facility, whether owned

by the state or others, that are devoted to non-aviation purposes in

whole or substantial portion thereof, the commissioner shall enter into

agreements to pay, or make provisions for the payment of, annual sums in

lieu of taxes to any municipality or political subdivision of the state

in which such improvements are located. Such non-aviation purposes shall

include but not be limited to motel, hotel, restaurant, transportation

services other than aircraft, manufacturers whose products are not used

exclusively at the airport, general office space and such other

buildings and improvements as determined by the commissioner to be not

exclusively for aviation purposes. In regard to such non-aviation and

substantial portion related determinations and any proration of use or

purpose for determination of in lieu of tax payments, such

determinations shall be in accordance with the recommendations made by

the Stewart airport commission or Republic airport commission and the

affected municipalities or politial subdivisions, respectively.

Notwithstanding the foregoing provisions of this subdivision if an

agreement is made between the Stewart airport commission or the Republic

airport commission and all municipalities or political subdivisions with

respect to payments in lieu of taxes or the definition of "non-aviation

purposes" such agreements shall be binding upon the commissioner with

respect to such subjects, provided, however, that if there is no such

agreement among all the aforementioned parties, the commissioner shall

make such determinations based upon the recommendations of all the

parties.

4. Once the Stewart airport commission and/or the Republic airport

commission have been established, the commissioner and/or the department

shall effectuate the authorizations, powers and/or duties set forth in

this article with respect to Stewart airport and/or Republic airport

only following the consultation, guidance, advice, and assistance of the

Stewart airport commission and/or the Republic airport commission,

respectively.

5. No toxic waste site or center shall be located or maintained at

either Stewart airport including the surrounding area as contained in

the metropolitan transportation authority project map number one

thousand filed in the Orange county clerk's office on August thirteenth,

nineteen hundred seventy-one or Republic airport.

* NB There are 2 § 400's

§ 401 — Stewart airport commission

* § 401. Stewart airport commission. 1. Upon assumption by the

department of transportation of jurisdiction over the airport facility

and surrounding area located in the county of Orange, known as Stewart

airport, there shall thereupon be created a Stewart airport commission.

This commission will be an advisory council to the commissioner with

respect to administration and management of the Stewart airport

facilities and its surrounding areas with respect to projects to be

undertaken and operations and management of the facilities at such

airport. The commission shall be composed of ten members of which six

must be residents of Orange county, two must be residents of Dutchess

county and two residents from Ulster county. By virtue of their offices,

the commissioner of transportation or the commissioner's designee, the

Orange county executive, the Dutchess county executive and the

chairperson of the Ulster county legislature shall be ex officio members

of the commission. The members of the commission shall be appointed by

the governor with the advice and consent of the senate and, except for

the initial appointment terms, shall serve for a term of four years.

However, two of the appointments must be from a list submitted by the

temporary president and majority leader of the senate, and two must be

from a list submitted by the speaker of the assembly. Initial

appointments shall be to staggered terms with three of the nominees of

the governor being made to initial one-year terms and the other three

nominees to initial four-year terms, the members nominated by the

speaker of the assembly to initial two-year and three-year terms,

respectively, and the members nominated by the temporary president and

majority leader of the senate to initial two-year and three-year terms,

respectively. If any member shall thereafter no longer meet the

residency requirement of his or her appointment, such position shall be

declared vacant. In the event of a vacancy, the vacancy shall be filled

in the same manner as the initial appointments except that the term

shall be for the unexpired portion of the term of such members. All such

members shall be deemed officers of the state in connection with the

provisions of section seventeen of the public officers law. The members

of the commission shall appoint a chairman from among their number.

Members shall not receive a salary or other compensation, but shall be

reimbursed for their actual and necessary expenses incurred in the

performance of their official duties.

2. The Stewart airport commission shall assist in the development of a

program relative to the administration and management of the Stewart

airport and to advise the commissioner of transportation with regard to

such other programs relative to the Stewart airport as he may undertake.

Such program shall include, but not be limited to identification of

future capital needs, examining the means and methods of financing such

future capital needs, the promotion and examination of the financing

means and methods for the economic development of the area around the

airport, the joining together of such economic development and the

airport operations, the identification and implementation of ways of

working with the local community to accomplish the program and the

identification of non-aviation uses and purposes and prorations of use

or purposes for determinations of in lieu of tax payments. Once the

commission has been established, the commissioner and/or the department

shall effectuate the authorizations, powers and/or duties set forth in

section four hundred of this article only following the consultation,

guidance, advice and assistance of the commission. The Stewart airport

commission shall meet at least six times a year at the call of the

commissioner of transportation or the chairman of the commission and

shall keep a record of all its proceedings and recommendations. Staff

services for the commission shall be performed by personnel of the

department of transportation. In carrying out the functions and

responsibilities of the commissioner and the commission, the

commissioner shall designate an executive secretary from among the staff

of the department of transportation who will act as the administrative

agent of the commission and assist the commission in fulfilling its

duties and functions.

* NB There are 2 § 401's

§ 402 — Republic airport commission

* § 402. Republic airport commission. 1. Upon assumption by the

department of transportation of jurisdiction over the airport facility

and surrounding area located in the county of Suffolk, known as Republic

airport, there shall thereupon be created a Republic airport commission.

This commission will be an advisory council to the commissioner with

respect to administration and management of the Republic airport

facilities and its surrounding areas with respect to projects to be

undertaken and operations and management of the facilities at such

airport. The commission shall be composed of nine members who are

residents of Nassau county or Suffolk county, one of whom shall be

appointed by the governor without recommendation from any other person,

four of whom shall be appointed by the governor upon the recommendation

of the temporary president of the senate, and four of whom shall be

appointed by the governor upon the recommendation of the speaker of the

assembly. For each appointment upon a recommendation, the recommender

shall submit a list of no fewer than three persons, from which the

governor shall appoint one. All such members shall be appointed for a

term of four years, except in the case that a vacancy occurs and is

filled before the expiration of a member's term, the member appointed to

fill such vacancy shall be appointed to the remainder of such term. By

virtue of such commissioner's office, the commissioner of transportation

or the commissioner's designee shall be an ex officio member of the

commission. All such members shall be deemed officers of the state in

connection with the provisions of section seventeen of the public

officers law. The members of the commission shall appoint a chair from

among their number. Members shall not receive a salary or other

compensation, but shall be reimbursed for their actual and necessary

expenses incurred in the performance of their official duties.

2. The Republic airport commission shall assist in the development of

a program relative to the administration and management of the Republic

airport and to advise the commissioner of transportation with regard to

such other programs relative to the Republic airport as the commissioner

may undertake. Such program shall include, but not be limited to

identification of future capital needs, examining the means and methods

of financing such future capital needs, the promotion and examination of

the financing means and methods for the economic development of the area

around the airport, the joining together of such economic development

and the airport operations, the identification and implementation of

ways of working with the local community to accomplish the program and

the identification of non-aviation uses and purposes and prorations of

use or purposes for determinations of in lieu of tax payments. Once the

commission has been established, the commissioner and/or the department

shall effectuate the authorizations, powers and/or duties set forth in

section four hundred of this article only following the consultation,

guidance, advice and assistance of the commission. The Republic airport

commission shall meet at least six times a year at the call of the

commissioner of transportation or the chair of the commission and shall

keep a record of all its proceedings and recommendations. Staff services

for the commission shall be performed by personnel of the department of

transportation. In carrying out the functions and responsibilities of

the commissioner and the commission, the commissioner shall designate an

executive secretary from among the staff of the department of

transportation who will act as the administrative agent of the

commission and assist the commission in fulfilling its duties and

functions.

3. The arrival or departure of aircraft to or from the airport between

the hours of 11 p.m. and 7 a.m., except in the case of emergency, and

the development of additional runways at the airport are hereby

prohibited, provided, however, that such prohibitions may be altered,

modified or changed by resolution adopted by a majority vote of the

members of the commission after giving public notice of such alteration,

modification or change and holding a public hearing thereon. Any

alteration, modification or change which affects the prohibition with

respect to arrival and departure of aircraft shall be made only after

due consideration has been given to the period of daylight occurring at

such airport. Notwithstanding the foregoing provisions of this

subdivision, the prohibition against the arrival or departure of

aircraft to or from the airport between the hours of 11 p.m. and 7 a.m.

shall not become effective until ninety days after the effective date of

this subdivision. The commissioner upon the advice of the Republic

airport commission shall promulgate regulations establishing permissible

levels of noise for aircraft operating at the airport. The operator of

any aircraft to or from the airport which exceeds such permissible

levels of noise shall be guilty of a violation punishable by a fine not

to exceed twenty-five hundred dollars.

* NB There are 2 § 402's

ARTICLE 16 Daniel Boggs - Marvin Franklin New York City Transit Authority Track Safety Task Force

ARTICLE 17 Implementation of the Rebuild New York Through Transportation Infrastructure Renewal Bond Act of 1983

§ 420 — Expenditure of moneys

Expenditure of moneys. The moneys received by the state from

the sale of bonds and/or notes pursuant to the Rebuild New York Through

Transportation Infrastructure Renewal Bond Act of 1983 shall be expended

pursuant to annual appropriations for transportation infrastructure

renewal projects as defined in this article.

§ 421 — Definitions

Definitions. As used in this article, the following terms shall

include and mean:

1. "Transportation infrastructure renewal project". The construction,

reconstruction, improvement, reconditioning, and preservation, including

the acquisition of real property and interests therein required or

expected to be required in connection therewith, of:

a. state highways and bridges, state parkways and bridges, highways

and bridges not on the state highway system, including the improvement

and/or elimination of highway-railroad grade crossings, and commuter

rail parking facilities;

b. ports, marine terminals, canals and waterways; and

c. rail rapid transit, commuter rail, omnibus systems and facilities,

rail passenger facilities, rail freight facilities, and airport and

aviation capital facilities.

2. "Municipality". A city or a county not wholly contained within a

city, a town, village, public benefit corporation or other public

corporation, or two or more of the foregoing acting jointly.

3. "Commissioner". The commissioner of transportation of the state of

New York.

4. "Department". The department of transportation of the state of New

York.

5. "Municipal transportation infrastructure renewal project". A

transportation infrastructure renewal project undertaken by a

municipality with funds provided in whole or in part by the Rebuild New

York Through Transportation Infrastructure Renewal Bond Act of 1983

pursuant to an agreement between such municipality and the commissioner.

6. "Federal assistance". Funds available, other than by loan, from the

federal government to a municipality, either directly or through

allocation by the state, for any municipal transportation infrastructure

renewal project.

7. "Municipal project cost". The actual cost of a municipal

transportation infrastructure renewal project or the estimated

reasonable cost thereof as determined by the commissioner, whichever is

less, plus any direct incidental costs of such project approved by the

state comptroller, and less any federal assistance received or to be

received by the state for such project.

8. "New York state content program". Actions taken by the commissioner

in concert with the commissioner of commerce, a municipality, or a

contractor to encourage the participation of suppliers and contractors

located within New York state, to the extent permissible under

applicable federal regulations.

§ 422 — Powers and duties of the commissioner

Powers and duties of the commissioner. The commissioner is

hereby authorized:

1. To provide for the accomplishment of any authorized transportation

infrastructure renewal project unless otherwise provided for in law.

2. To provide for the accomplishment of any authorized municipal

transportation infrastructure renewal project unless otherwise provided

for in law, within the limitations of appropriations available therefor,

pursuant to contract between the commissioner and the municipality

undertaking such project.

3. To utilize federal moneys available or which may become available

to the state, or to a municipality in the form of federal assistance,

for the purposes of effectuating the provisions of this article.

4. To enter into contracts with any person, firm, corporation or

agency, private or governmental, for the purpose of effectuating the

provisions of this article.

5. To prescribe such rules and regulations as he may deem appropriate

to effectuate the provisions of this article, including but not limited

to rules and regulations governing the form, content and submission of

applications by municipalities for state financial assistance for

municipal transportation infrastructure renewal projects.

6. To approve vouchers for the payment of state financial assistance

to persons, firms, corporations or agencies, private and governmental,

and municipalities pursuant to contracts for the accomplishment of

municipal transportation infrastructure renewal projects.

7. To establish or cause to be established by the department of

commerce a New York state content program which shall provide for

notification to New York contractors, subcontractors and suppliers of

opportunities to bid on contracts for projects financed under this

article, and to promulgate procedures which will assure the compliance

of such notification prior to awarding bids, and to require that

contractors submit, as supplementary materials to their bids, documented

evidence of their efforts to encourage the participation of New York

suppliers and subcontractors on transportation infrastructure renewal

projects financed pursuant to this article.

8. To perform such other and additional acts as he deems necessary or

desirable to effectively carry out the provisions of this article.

§ 423 — Powers and duties of municipalities

Powers and duties of municipalities. A municipality is hereby

authorized to:

1. Undertake and carry out any municipal transportation infrastructure

renewal project for which state assistance is received or is to be

received pursuant to this article.

2. To expend money received from the state together with other moneys

available to it for costs incurred for any such project.

3. To contract with any person, firm, corporation or agency, either

governmental or private, for the purpose of accomplishing the purposes

of this article.

4. To apply for and receive moneys of the state and the federal

government for the purposes of accomplishing projects undertaken or to

be undertaken pursuant to this article.

5. To perform such other and further acts as may be necessary, proper

or desirable in order to carry out municipal transportation

infrastructure renewal projects or any obligation, duty or function

relating thereto.

§ 424 — Approval of projects

Approval of projects. When the funds for municipal

transportation infrastructure renewal projects are appropriated to the

department, such projects shall be undertaken only pursuant to contract

with the commissioner entered into following submission to and approval

by the commissioner of a municipal project application therefor.

§ 425 — Contracts for municipal transportation infrastructure renewal projects

Contracts for municipal transportation infrastructure renewal

projects. Any such contract between the commissioner and a municipality

may include such provisions as may be agreed upon by the parties

thereto, and shall include, in substance, the following:

a. an estimate of the reasonable cost of the project as determined by

the commissioner;

b. an agreement by the commissioner to pay to the municipality during

the progress of construction or following completion of construction as

may be agreed upon by the parties, an amount, not to exceed the total

cost of the project or such lesser amount as may have been established

pursuant to section four hundred twenty-four of this article;

c. an agreement by the municipality:

(i) to proceed expeditiously with and complete the project as approved

by the commissioner,

(ii) to apply for and/or make reasonable efforts to secure federal

assistance, if any, for the project,

(iii) to secure the approval of the commissioner before applying for

such federal assistance, in order to maximize the amounts of such

assistance received or to be received for all projects in New York

state,

(iv) to provide for the municipality's share of the cost of the

project when such municipality's share is required by the appropriation

therefor,

(v) to maintain the project at its own expense in accordance with the

requirements of the commissioner for the period of time corresponding to

the period of useful life for such project as determined by reference to

section sixty-one of the state finance law; and

d. a provision that, in the event that federal assistance which was

not included in the calculation of the state payment becomes available

to the municipality, the amount of the state payment shall be

recalculated with the inclusion of such federal assistance and the

municipality shall pay to the state the amount by which the state

payment actually made exceeds the state payment determined by the

recalculation.

§ 426 — Maintenance of records

Maintenance of records. In connection with each contract, the

commissioner and the municipality shall keep adequate records of the

amount of the payment by the state, the amount of federal assistance, if

any, received by the municipality for the project, and of all moneys

expended by the municipality for such project. Such records shall be

kept by the commissioner and shall establish the basis for

recalculations of the state payment as required herein. The commissioner

shall have authority to carry out, or to cause to be carried out, audits

of such contracts and records pursuant to rules and regulations

promulgated by the commissioner.

§ 427 — Equal employment opportunity program

Equal employment opportunity program. 1. All contracts for

design, construction, services and materials for transportation

infrastructure renewal projects of whatever nature and all documents

soliciting bids or proposals therefor shall contain or make reference to

the following provisions:

a. The contractor will not discriminate against employees or

applicants for employment because of race, creed, color, national

origin, sex, age, disability, or marital status, and will undertake or

continue existing programs of affirmative action to ensure that minority

group persons and women are afforded equal opportunity without

discrimination. Such programs shall include, but not be limited to,

recruitment, employment, job assignment, promotion, upgrading, demotion,

transfer, layoff, termination, rates of pay or other forms of

compensation, and selections for training or retraining, including

apprenticeship and on-the-job training.

b. At the request of the department, the contractor shall request each

employment agency, labor union, or authorized representative of workers

with which it has a collective bargaining or other agreement or

understanding and which is involved in the performance of the contract

with the agency to furnish a written statement that such employment

agency, labor union or representative shall not discriminate because of

race, creed, color, national origin, sex, age, disability or marital

status and that such union or representative will cooperate in the

implementation of the contractor's obligations hereunder.

c. The contractor will state, in all solicitations or advertisements

for employees placed by or on behalf of the contractor in the

performance of the contract with the agency, that all qualified

applicants will be afforded equal employment opportunity without

discrimination because of race, creed, color, national origin, sex, age,

disability or marital status.

d. The contractor will include the provisions of paragraphs a through

c of this subdivision in every subcontract or purchase order in such a

manner that such provisions will be binding upon each subcontractor or

vendor as to its work in connection with the contract with the agency.

2. The governor shall establish procedures and guidelines to ensure

that contractors and subcontractors undertake programs of affirmative

action and equal employment opportunity as required by this section.

Such procedures may require after notice in a bid solicitation, the

submission of an affirmative action program prior to the award of any

contract, or at any time thereafter, and may require the submission of

compliance reports relating to the operation and implementation of any

affirmative action program adopted hereunder. The governor may take

appropriate action to effectuate the provisions of this section and

shall be responsible for monitoring compliance with this article.

§ 428 — Minority and women-owned business enterprise program

Minority and women-owned business enterprise program. 1.

Federal assistance projects. Where a transportation infrastructure

renewal project or municipal transportation infrastructure project

involving federal assistance is undertaken to effectuate the provisions

of this article, applicable federal laws relative to participation of

minority and women-owned business enterprises shall apply.

2. Other transportation infrastructure renewal projects. a. In the

performance of transportation infrastructure renewal projects, minority

and women-owned business enterprises shall be given the opportunity for

meaningful participation. The governor shall establish measures and

procedures to secure meaningful participation and identify those

contracts and items of work for which minority and women-owned business

enterprises may best bid to actively and affirmatively promote and

assist their participation in the department's construction and

procurement program for transportation infrastructure renewal projects,

so as to facilitate the award of a fair share of contracts to such

enterprises; provided, however, that nothing in this article shall be

construed to limit the ability of the governor to assure that qualified

minority and women-owned business enterprises may participate in the

transportation infrastructure renewal program. For purposes hereof,

minority business enterprise shall mean any business enterprise which is

at least fifty-one per centum owned by, or in the case of a publicly

owned business, at least fifty-one per centum of the stock of which is

owned by citizens or permanent resident noncitizens who are Black,

Hispanic, Asian or American Indian, and such ownership interest is real,

substantial and continuing; and women-owned business enterprise shall

mean any business enterprise which is at least fifty-one per centum

owned by, or in the case of a publicly owned business, at least

fifty-one per centum of the stock of which is owned by citizens or

permanent resident noncitizens who are women, and such ownership

interest is real, substantial and continuing.

The provisions of this paragraph shall not be construed to limit the

ability of any minority business enterprise to bid on any contract.

b. In the implementation of this section, the department shall

consider compliance by any contractor with the requirements of any

federal, state, or local law concerning minority and women-owned

business enterprises, which may effectuate the requirements of this

section. If the department determines that by virtue of the imposition

of the requirements of any such law, in respect to capital project

contracts, the provisions thereof duplicate or conflict with such law,

the department may waive the applicability of this section to the extent

of such duplication or conflict.

c. Nothing in this section shall be deemed to require that overall

state and federal requirements for participation of minority and

women-owned business enterprises in programs authorized under this

article be applied without regard to local circumstances to all projects

or in all communities.

3. In order to implement the requirements and objectives of this

section, the governor shall establish procedures to monitor the

contractors' compliance with provisions hereof, provide assistance in

obtaining competing qualified minority and women-owned business

enterprises to perform contracts proposed to be awarded, and take other

appropriate measures to improve the access of minority and women-owned

business enterprises to these contracts.

ARTICLE 18 Service Enhancement Program

§ 430 — Legislative intent

Legislative intent. The continuation and improvement of the

appropriate level of rail freight and passenger service and the

maintenance and improvement of the railroad infrastructure enhances the

economic vitality of local communities and the state. The legislature,

upon the recommendation of the railroad taxation and service advisory

council, has:

1. provided for temporary alterations in railroad real property

taxation designed to encourage the continuation and improvement of

railroad service and the maintenance and improvement of rail

infrastructure;

2. provided for the establishment of a service enhancement program to

assure the continuation and improvement of the appropriate level of rail

freight and passenger service and the maintenance and improvement of the

railroad infrastructure; and

3. provided for a process to evaluate information to review and assess

the efficacy of the temporary property tax alterations designed to

foster the goals of the service enhancement program. The legislature

recognizes that the railroad taxation and service advisory council may

make recommendations concerning the continuation of the service

enhancement program based upon its findings.

§ 431 — Program objectives

Program objectives. The objectives of the service enhancement

program, are:

1. the continuation of essential rail freight and passenger service;

2. the preservation and improvement of railroad infrastructure; and

3. the improvement of the quality and quantity of railroad freight and

passenger service.

§ 432 — Railroad participation in the program

Railroad participation in the program. The level of railroad

participation in the program for the period nineteen hundred

eighty-seven through nineteen hundred ninety-one shall depend on the

estimated tax abatement as computed by the commissioner of taxation and

finance pursuant to either subdivision (c) of section four hundred

eighty-nine-j or subdivision (c) of section four hundred eighty-nine-hh

of the real property tax law. The nature of railroad participation in

the program, as set forth below, shall be based on the railroad's

economic or exemption factor under title two-A and title two-B of

article four of the real property tax law, as applicable, and the

railroad's size classification as determined by the United States

department of transportation, based on railroad system gross revenues.

Regardless of the level of their participation, all railroads shall

annually certify to the commissioner that to the best of their knowledge

and belief such railroads are in substantial compliance with the terms

and conditions of any contracts they may have with the department.

1. Class I railroads with economic factors greater than fifteen

percent and other railroads with exemption factors less than eighty-five

percent shall undertake capital improvement projects which augment the

railroad's normal capital program.

2. Class I railroads with economic factors equal to fifteen percent

shall expand their maintenance-of-way programs over and above the level

the railroad would have otherwise undertaken.

3. Other railroads with exemption factors equal to eighty-five percent

shall apply their additional tax abatement toward the continuation of

service, in a manner determined by railroad management.

4. Class I railroads over whose facilities intercity rail passenger

service is operated shall include projects which will benefit such

service and shall demonstrate a willingness to cooperate in achieving

public and private improvement initiatives.

5. Further, all railroads participating in the program are encouraged

to select projects which complement or build upon railroad projects

supported with public funds.

§ 433 — Service enhancement plans

Service enhancement plans. 1. Every railroad seeking to

participate in the program shall annually by the first of February

submit a list of potential service enhancement program elements to the

department. The department shall review these program elements for

consistency with the legislative intent and program objectives stated in

sections four hundred thirty and four hundred thirty-one of this article

and shall provide its comments to each railroad by the first of March of

each year.

2. (a) Every railroad seeking to participate in the program shall

annually by the first of April of each year submit to the department a

plan which shall:

(i) describe the nature of the railroad's intended service enhancement

for the current calendar year as appropriate to railroad size and

railroad ceiling exemption or economic factor;

(ii) describe the level of tax abatement as computed by the

commissioner of taxation and finance pursuant to either subdivision (c)

of section four hundred eighty-nine-j or subdivision (c) of section four

hundred eighty-nine-hh of the real property tax law;

(iii) present the railroad's statement of goals, where possible;

(iv) provide detail on the railroad's proposed service enhancement

plan;

(v) present a general outline of multiple year projects to be

undertaken during the term of the program, as appropriate; and

(vi) note any proposed changes to the previous year's plan.

(b) Other railroads with exemption factors equal to eighty-five

percent may state to what general purposes they intend to apply the

additional tax abatement in lieu of the provisions of subdivision three

of this section.

3. The filing of such plan, containing such information as may be

required, shall constitute participation in the service enhancement

program.

4. Immediately upon receipt of such plan, the department shall certify

to the commissioner of taxation and finance participation in the service

enhancement program by the railroad submitting such plan.

§ 434 — Reports

Reports. Railroads are to file one copy of their current plan

annually with the department not later than a date determined according

to the commissioner of taxation and finance schedule for producing

railroad ceiling values. The department shall review and comment on

these plans and shall report annually on the service enhancement program

on a date determined by it according to the commissioner of taxation and

finance schedule for producing railroad ceiling values. The report shall

be sent to the governor, the state and local railroad taxation and

service advisory council, the majority and minority leaders of the

senate and the speaker and minority leader of the assembly. It shall

include the department's views on the consistency of the railroad plans

with the objectives of the program as specified in section four hundred

thirty-one of this article and with the content of the plans as

specified in section four hundred thirty-three of this article.

ARTICLE 19 New York State Transportation Energy Conservation Program

§ 440 — New York state transportation energy conservation program

New York state transportation energy conservation program. 1.

As used in this article, unless a different meaning clearly appears from

the context, the term:

(a) "Applicant" shall mean any town, city, village, county and for any

project on the state highway/bridge system, the designated

transportation coordinating committee, if one exists, or the

metropolitan transportation planning organization, if no designated

transportation coordinating committee exists. In cases where no

metropolitan planning organization exists, the department may submit

applications for projects on the state highway/bridge system.

(b) "Transportation energy conservation project" shall mean an

improvement to or directly related to the use of a street, highway

and/or bridge either on or off the state highway system provided such

highway or bridge is not owned by a state authority. Such projects shall

be designed to advance energy efficiency and conservation through

improvements, including, but not limited to, capacity/spot improvements,

signing, signalization and technical innovation, and training and

technical assistance.

(c) "Program" shall mean the New York state transportation energy

conservation program.

2. (a) The department shall promulgate rules and regulations to

provide for the timely and effective implementation of the program.

(b) Such rules and regulations shall provide for application

procedures, criteria for ranking and soliciting projects and standards

to be used by the department in approving projects for funding.

(c) In promulgating such rules and regulations the department shall

ensure that:

(i) the total costs of implementing any project approved for funding

under the transportation energy conservation program will be returned in

savings in energy costs attributable to the project within a period of

not more than fifteen years, or the life of the project, whichever is

less;

(ii) any moneys used for projects from the transportation energy

conservation program are in addition to any existing funding from either

state or local sources and such sources shall not be reduced due to the

availability of moneys from such program;

(iii) no project shall receive in excess of two hundred fifty thousand

dollars from the transportation energy conservation program;

(iv) an equitable distribution of moneys from the program is made

statewide; and

(v) a report is issued, at least annually, detailing the commitment

and use of such funds.

ARTICLE 20 Implementation of the Accelerated Capacity and Transportation Improvements of the Nineties Bond Act

§ 450 — Expenditure of moneys

Expenditure of moneys. 1. The moneys received by the state from

the sale of bonds and/or notes pursuant to the Accelerated Capacity and

Transportation Improvements of the Nineties Bond Act shall be expended

pursuant to annual appropriations for accelerated capacity and

transportation improvements and municipal bridge improvements as defined

in this article.

2. Regional distribution. (a) Notwithstanding any inconsistent

provisions of any general or special law, the aggregate value of

improvements shall be distributed within the regions of the state in the

following amounts:

(i) for the Hudson Valley region, consisting of Westchester, Rockland,

Putnam, Dutchess, Columbia, Orange and Ulster counties: four hundred

twenty-one million dollars ($421,000,000);

(ii) for the Long Island region, consisting of Nassau and Suffolk

counties: six hundred ninety million dollars ($690,000,000);

(iii) for New York city, consisting of Richmond, Kings, Queens, New

York and Bronx counties: six hundred ninety million dollars

($690,000,000); and

(iv) for the upstate region, consisting of all counties of New York

state not included in subparagraphs (i), (ii), and (iii) of this

paragraph: one billion, one hundred ninety-nine million dollars

($1,199,000,000).

(b) Disbursements for such improvements are to be financed from the

sale of bonds pursuant to the Accelerated Capacity and Transportation

Improvements of the Nineties Bond Act.

3. Program distribution. The moneys received by the state from the

sale of bonds sold pursuant to the Accelerated Capacity and

Transportation Improvements of the Nineties Bond Act shall be expended

pursuant to annual appropriations for the following purposes:

(a) for reconstruction, replacement, reconditioning and preservation

of state highways and parkways, and bridges thereon, for the purpose of

restoring such facilities to their intended functions; provided,

however, that in Nassau and Suffolk counties such reconstruction,

replacement, reconditioning and preservation of state highways and

parkways, and bridges thereon, shall be targeted to high capacity

roadways to improve traffic flow and reduce congestion: one billion,

nine hundred twelve million dollars ($1,912,000,000);

(b) for construction, reconstruction and improvement of the state's

highways and parkways, and bridges thereon, for the purposes of

addressing current and projected severe capacity problems as identified

by the commissioner: eight hundred thirty-one million dollars

($831,000,000); and

(c) for construction, reconstruction, replacement, preservation,

enhancement, restoration and improvement of selected municipal bridges

not on the state highway system: two hundred fifty-seven million dollars

($257,000,000).

§ 451 — Definitions

Definitions. As used in this article, the following terms shall

include and mean:

1. "Accelerated capacity and transportation improvements". The

construction, reconstruction, capacity improvement, replacement,

reconditioning and preservation, including the acquisition of real

property and interests therein required or expected to be required in

connection therewith, of state highways and parkways, and bridges

thereon.

2. "Municipality". A city or a county not wholly contained within a

city, a town, village or two or more of the foregoing acting jointly.

3. "Commissioner". The commissioner of transportation of the state of

New York.

4. "Department". The department of transportation of the state of New

York.

5. "Municipal bridge improvements". The construction, reconstruction,

replacement, preservation, enhancement, restoration and improvement,

including the acquisition of real property and interests therein

required or expected to be required in connection therewith, of bridges

not on the state highway system undertaken by a municipality with funds

provided in whole or in part by the Accelerated Capacity and

Transportation Improvements of the Nineties Bond Act pursuant to a

contract between such municipality and the commissioner.

6. "Federal assistance". Funds available, other than by loan, from the

federal government to a municipality, either directly or through

allocation by the state, for any municipal accelerated capacity and

transportation improvements.

7. "Municipal bridge improvements cost". The actual cost of municipal

bridge improvements or the estimated reasonable cost thereof as

determined by the commissioner, whichever is less, plus any direct

incidental costs of such improvements approved by the state comptroller,

and less any federal assistance received or to be received by the state

for such improvements.

8. "New York state content program". Actions taken by the commissioner

in concert with the commissioner of economic development, a municipality

or a contractor to encourage the participation of suppliers and

contractors located within New York state, to the extent permissible

under applicable federal regulations.

9. "Bond proceeds". Moneys received by the state from the sale of

bonds and/or notes sold pursuant to the Accelerated Capacity and

Transportation Improvements of the Nineties Bond Act.

§ 452 — Powers and duties of the commissioner

Powers and duties of the commissioner. The commissioner is

hereby authorized:

1. To provide for the accomplishment of authorized accelerated

capacity and transportation improvements unless otherwise provided for

in law.

2. To provide for the accomplishment of any authorized municipal

bridge improvements unless otherwise provided for in law, within the

limitations of appropriations available therefor, pursuant to contract

between the commissioner and the municipality undertaking such

improvements.

3. To utilize federal moneys available or which may become available

to the state, or to a municipality in the form of federal assistance,

for the purpose of effectuating the provisions of this article.

4. To enter into contracts with any person, firm, corporation or

agency, private or governmental, for the purpose of effectuating the

provisions of this article.

5. To prescribe such rules and regulations as he may deem appropriate

to effectuate the provisions of this article, including but not limited

to rules and regulations governing the form, content and submission of

applications by municipalities for use of bond proceeds for municipal

bridge improvements.

6. To approve vouchers for the payment of state financial assistance

to persons, firms, corporations or agencies, private and governmental,

and municipalities pursuant to contracts for the accomplishment of

municipal bridge improvements.

7. To establish or cause to be established by the department of

economic development a New York state content program which shall

provide for notification to New York contractors, subcontractors and

suppliers of opportunities to bid on contracts for improvements financed

under this article, and to promulgate procedures which will assure the

compliance of such notification prior to awarding bids, and to require

that contractors submit, as supplementary materials to their bids,

documented evidence of their efforts to encourage the participation of

New York suppliers and subcontractors on accelerated capacity and

transportation improvements and municipal bridge improvements financed

pursuant to this article.

8. To perform such other and additional acts as he deems necessary or

desirable to carry out effectively the provisions of this article.

§ 453 — Powers and duties of municipalities

Powers and duties of municipalities. A municipality is hereby

authorized:

1. To undertake and carry out municipal bridge improvements for which

state assistance is received or is to be received pursuant to this

article.

2. To expend moneys received from the state together with other moneys

available to it for costs incurred for such improvements.

3. To contract with any person, firm, corporation or agency, either

governmental or private, for the purpose of accomplishing the purposes

of this article.

4. To apply for and receive moneys of the state and the federal

government for the purposes of accomplishing municipal bridge

improvements.

5. To perform such other and further acts as may be necessary, proper

or desirable in order to carry out municipal bridge improvements or any

obligation, duty or function relating thereto.

§ 454 — Approval of municipal bridge improvements

Approval of municipal bridge improvements. When the funds for

municipal bridge improvements are appropriated to the department, such

improvements shall be undertaken only pursuant to contract with the

commissioner entered into following submission to and approval by the

commissioner of a municipal bridge improvements application therefor.

§ 455 — Contracts for municipal bridge improvements

Contracts for municipal bridge improvements. Any such contract

between the commissioner and a municipality may include such provisions

as may be agreed upon by the parties thereto and shall include, in

substance, the following:

1. the municipal bridge improvements cost;

2. an agreement by the commissioner to pay to the municipality during

the progress of construction or following completion of construction, as

may be agreed upon by the parties, an amount equal to eighty percent of

the cost of the bridge improvements;

3. an agreement by the municipality:

(a) to proceed expeditiously with and complete the bridge improvements

as approved by the commissioner;

(b) to apply for and/or make reasonable efforts to secure federal

assistance, if any, for the bridge improvements;

(c) to secure the approval of the commissioner before applying for

such federal assistance, in order to maximize the amounts of such

assistance received or to be received for all improvements in New York

state;

(d) to maintain the municipal bridge improvements at its own expense

in accordance with the requirements of the commissioner for the period

of time corresponding to the period of useful life for such improvements

as determined by reference to section sixty-one of the state finance

law;

(e) to certify to the commissioner that the amount of funds

historically appropriated for highway and bridge capital purposes by

that municipality shall not be reduced because of the availability of

the proceeds of the sale of bonds authorized in the Accelerated Capacity

and Transportation Improvements of the Nineties Bond Act; and

(f) to pay twenty percent of the cost of the municipal bridge

improvements; provided, however, that a municipality may be exempted

from payment of such share when such share does not exceed one thousand

dollars. Municipalities shall be authorized to enter into specific

municipal bridge improvements contracts with the commissioner to advance

any phase or phases of the municipal bridge improvements with their

resources. The unreimbursed municipal costs attendant to the use of such

resources may be credited as all or a portion of the municipality's

twenty percent share of such municipal bridge improvements, as approved

by the commissioner.

§ 456 — Maintenance of records

Maintenance of records. In connection with each contract, the

commissioner and the municipality shall keep adequate records of the

amount of the payment by the state, the amount of federal assistance, if

any, received by the municipality for the municipal bridge improvements

and of all moneys expended by the municipality for such improvements.

Such records shall be kept by the commissioner and shall establish the

basis for recalculations of the state payment as required herein. The

commissioner shall have authority to carry out, or to cause to be

carried out, audits of such contracts and records pursuant to rules and

regulations promulgated by the commissioner.

§ 457 — Regional distribution of petroleum business tax obligations from the dedicated highway and bridge trust fund

Regional distribution of petroleum business tax obligations

from the dedicated highway and bridge trust fund. For the period April

first, nineteen hundred ninety-three through March thirty-first,

nineteen hundred ninety-seven, the amount of three billion nine hundred

seventy-five million dollars in projected obligations from the dedicated

highway and bridge trust fund related to deposits made in accordance

with section three hundred one-j of the tax law shall be utilized within

the regions of the state in accordance with the following allocations:

(i) Hudson Valley Region, consisting of the counties of Westchester,

Rockland, Putnam, Dutchess, Columbia, Orange and Ulster Counties;

fourteen percent or up to five hundred fifty-six million five hundred

thousand dollars ($556,500,000);

(ii) Long Island Region, consisting of Nassau and Suffolk Counties;

twenty-three percent or up to nine hundred fourteen million two hundred

fifty thousand dollars ($914,250,000);

(iii) New York City Region, consisting of Richmond, Kings, Queens, New

York and Bronx Counties; twenty-three percent or up to nine hundred

fourteen million two hundred fifty thousand dollars ($914,250,000);

(iv) Upstate region, consisting of all counties of New York state not

included in subparagraphs (i), (ii), and (iii); forty percent or up to

one billion five hundred ninety million dollars; ($1,590,000,000).

In addition, it is the intent of the governor of the state of New

York, the temporary president of the senate and the speaker of the

assembly, on or before June fifteenth, nineteen hundred ninety-three, to

enter into a memorandum of understanding with respect to the

implementation of state and local highway projects to be supported by

dedicated funding pursuant to this chapter. The minority leaders of the

senate and assembly may also enter into such memorandum of

understanding. This memorandum of understanding will be based upon the

dedicated funding provided under the dedicated highway and bridge trust

fund, less required state matches to federal funds.

ARTICLE 21 Implementation of the Transportation Infrastructure Bond Act of 2000

§ 470 — Expenditure of moneys

* § 470. Expenditure of moneys. 1. In accordance with the provisions

of the Transportation Infrastructure Bond Act of 2000 authorizing the

creation of general obligation debt in the amount of three billion eight

hundred million dollars ($3,800,000,000), the moneys received by the

state from the sale of bonds and/or notes shall be expended for uses

eligible pursuant to the Transportation Infrastructure Bond Act of 2000

pursuant to annual appropriations as follows:

(a) One billion nine hundred million dollars ($1,900,000,000) as

authorized by paragraph (a) of subdivision two of this section;

(b) Three hundred million dollars ($300,000,000) as authorized by

paragraph (b) of subdivision two of this section; and

(c) One billion six hundred million dollars ($1,600,000,000) as

authorized by subdivision two of section twelve hundred seventy-e of the

public authorities law.

2. Program distribution. The moneys received by the state from the

sale of bonds sold pursuant to the Transportation Infrastructure Bond

Act of 2000 for uses eligible pursuant to subdivisions a and b of

section four of the Transportation Infrastructure Bond Act of 2000 shall

be expended for the following transportation programs, pursuant to

annual appropriations:

(a) One billion nine hundred million dollars ($1,900,000,000) for the

construction, reconstruction, replacement, improvement, reconditioning,

rehabilitation and preservation, including engineering, construction

management, site preparation, clearances, the preparation of designs,

plans, specifications, estimates, environmental impact statements,

appraisals and surveys, and the acquisition of real property and

interests therein required or expected to be required in connection

therewith, of: state highways, bridges and parkways; highways and

bridges off the state highway system necessary or reasonably expected to

be necessary as a project component or incidental to projects otherwise

authorized by this paragraph in relation to the canal system and

appurtenances thereto; border crossing enhancements either on or off the

state highway system; the improvement and/or elimination of

highway-railroad grade crossings either on or off the state highway

system; pedestrian and/or bicycle trails, pathways and bridges that

serve transportation needs; the canal system and appurtenances thereto,

including moveable bridges that cross over the canal system, canal

infrastructure improvement and enhancement projects, and improvement and

enhancement of canal harbors, service ports, marine terminals and marine

transportation facilities on the canal system. Recognizing the

importance of addressing the most urgently needed projects in a timely

fashion, five hundred million dollars ($500,000,000) shall be allocated

for uses described in this paragraph as related to projects involving

the conversion of Route 17 to I-86, Route 219, and the canal system and

its appurtenances.

(b) Three hundred million dollars ($300,000,000) for the construction,

reconstruction, replacement, improvement, reconditioning, rehabilitation

and preservation, including engineering, construction management, site

preparation, clearances, the preparation of designs, plans,

specifications, estimates, environmental impact statements, appraisals

and surveys, and the acquisition of real property and interests therein

required or expected to be required in connection therewith, of:

highways and bridges either on or off the state highway system necessary

or reasonably expected to be necessary as a project component or

incidental to projects otherwise authorized by this paragraph involving

airports and aviation facilities, ports, omnibus, mass transit, rapid

transit and rail projects; airports and aviation facilities, equipment

and related projects as part of the program which shall be known as the

New York Statewide Opportunities for Airport Revitalization ("NY SOARs")

program, exclusive of those airports and facilities under the

jurisdiction of the port authority of New York and New Jersey or

operated by the state of New York; ports, marine terminals and marine

transportation facilities exclusive of those under the jurisdiction of

the port authority of New York and New Jersey or the canal corporation;

omnibus, mass transit and rapid transit systems, facilities, and

equipment, including acquisition, exclusive of those operated or

acquired by or under the jurisdiction of the metropolitan transportation

authority and its subsidiaries, the New York city transit authority and

its subsidiaries and the Triborough bridge and tunnel authority; urban,

commuter and intercity passenger rail, freight rail, and intermodal

passenger and freight facilities and equipment, including alterations

necessary to improve track clearances, and also including facilities

used jointly by commuter railroad companies and freight railroad

companies, but otherwise exclusive of those operated by or under the

jurisdiction of the metropolitan transportation authority and its

subsidiaries, the New York city transit authority and its subsidiaries

and the Triborough bridge and tunnel authority.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 471 — Definitions

* § 471. Definitions. As used in this article, the following terms

shall have the following meanings:

1. "Transportation infrastructure project" shall mean a project

undertaken with funds provided in whole or in part by the Transportation

Infrastructure Bond Act of 2000, for those transportation programs set

forth in paragraphs (a) and (b) of subdivision two of section four

hundred seventy of this article.

2. "Municipality" shall mean a city; a county not wholly contained

within a city; a town; a village; a public benefit corporation or other

public authority or corporation, or two or more of the foregoing acting

jointly. Provided, however, that "municipality" shall not include the

port authority of New York and New Jersey.

3. "Commissioner" shall mean the commissioner of transportation of the

state of New York.

4. "Department" shall mean the department of transportation of the

state of New York.

5. "Municipal transportation infrastructure project" shall mean a

transportation infrastructure project undertaken by a municipality with

funds provided in whole or in part by the Transportation Infrastructure

Bond Act of 2000, for those transportation programs set forth in

paragraph (a) or (b) of subdivision two of section four hundred seventy

of this article, pursuant to an agreement between such municipality and

the commissioner.

6. "Federal assistance" shall mean funds available from the federal

government for any municipal transportation infrastructure project.

7. "Municipal project cost" shall mean the actual cost of a municipal

transportation infrastructure project or the estimated reasonable cost

thereof as determined by the commissioner, whichever is less, and less

any federal assistance received or to be received for such project.

8. "Bond proceeds" shall mean moneys received by the state from the

sale of bonds and/or notes sold pursuant to the Transportation

Infrastructure Bond Act of 2000 for uses set forth in subdivisions a and

b of section four of the Transportation Infrastructure Bond Act of 2000.

9. "Canal corporation" shall mean the New York state canal corporation

created pursuant to section three hundred eighty-two of the public

authorities law.

10. "Canal system" shall mean the "New York state canal system", as

such term is defined by subdivision ten of section three hundred

fifty-one of the public authorities law.

11. "Metropolitan transportation authority" shall mean the corporation

created by section twelve hundred sixty-three of the public authorities

law.

12. "New York city transit authority" shall mean the corporation

created by section twelve hundred one of the public authorities law.

13. "Triborough bridge and tunnel authority" shall mean the

corporation created by section five hundred fifty-two of the public

authorities law.

14. "Port Authority of New York and New Jersey" shall mean that body

corporate and politic created pursuant to article three of chapter one

hundred fifty-four of the laws of nineteen hundred twenty-one, and

designated as "The Port Authority of New York and New Jersey" by such

chapter.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 472 — Powers and duties of the commissioner

* § 472. Powers and duties of the commissioner. In addition to other

powers provided for in law, the commissioner is hereby authorized:

1. To provide for the accomplishment of any authorized transportation

infrastructure project, and to provide for the accomplishment of any

authorized municipal transportation infrastructure project, within the

limitations of appropriations available therefor, pursuant to contract

between the commissioner and the municipality undertaking such project.

2. To utilize federal moneys available or which may become available

to the state, or to a municipality in the form of federal assistance for

the purpose of effectuating the provisions of this article.

3. To enter into contracts with any person, firm, corporation, agency

or other entity, private or governmental, for the purpose of

effectuating the provisions of this article.

4. To promulgate such rules and regulations, and to develop such forms

and procedures as he or she may deem appropriate to effectuate the

provisions of this article, including but not limited to requirements

for the form, content and submission of applications by municipalities

for state financial assistance for municipal transportation

infrastructure projects.

5. To approve vouchers for the payment of state financial assistance

to persons, firms, corporations or agencies, private and governmental,

and municipalities pursuant to contracts for the accomplishment of

municipal transportation infrastructure projects.

6. To perform such other and additional acts as he or she deems

necessary or desirable to effectively carry out the provisions of this

article.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 473 — Powers and duties of municipalities

* § 473. Powers and duties of municipalities. A municipality is hereby

authorized:

1. To undertake and carry out any municipal transportation

infrastructure project for which state assistance is received or is to

be received pursuant to this article.

2. To expend money received from the state together with other moneys

available to it for costs incurred for any such project.

3. To contract with any person, firm, corporation or agency, either

governmental or private, for the purpose of accomplishing the purposes

of this article.

4. To apply for and receive moneys of the state, federal and local

governments and other public or private sources for the purpose of

accomplishing projects undertaken or to be undertaken pursuant to this

article.

5. To perform such other and further acts as may be necessary, proper

or desirable in order to carry out municipal transportation

infrastructure projects or any obligation, duty or function relating

thereto.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 474 — Approval of projects

* § 474. Approval of projects. When the funds for municipal

transportation infrastructure projects are appropriated to the

department, such projects shall be undertaken only pursuant to contract

with the commissioner entered into following submission to and approval

by the commissioner of a municipal transportation infrastructure project

application therefor.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 475 — Contracts for municipal transportation infrastructure projects

* § 475. Contracts for municipal transportation infrastructure

projects. Any such contract between the commissioner and a municipality

may include such provisions as may be agreed upon by the parties

thereto, and shall include, in substance, the following:

1. an estimate of the reasonable cost of the project as determined by

the commissioner;

2. an agreement by the commissioner to pay to the municipality during

the progress of construction or following completion of construction an

amount as may be agreed upon by the parties;

3. an agreement by the municipality:

(a) to proceed expeditiously with and complete the project as approved

by the commissioner,

(b) to apply for and/or make reasonable efforts to secure federal

assistance, if any, for the project,

(c) to provide for the municipality's share of the cost of the

project, if any,

(d) to maintain the project at its own expense in accordance with the

requirements of the commissioner for the period of time corresponding to

the period of useful life for such project as determined by reference to

section sixty-one of the state finance law; and

4. a provision that, in the event that federal assistance which was

not included in the calculation of the state financial assistance

becomes available to the municipality, the amount of the state financial

assistance shall be recalculated by reducing the amount of the state

financial assistance by the amount of such federal assistance, and the

municipality shall pay to the state the amount by which the state

payment actually made exceeds the state financial assistance determined

by the recalculation, if any.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 476 — Maintenance of records

* § 476. Maintenance of records. In connection with each contract, the

commissioner and the municipality shall keep adequate records of the

amount of the payment by the state, the amount of federal assistance, if

any, received by the municipality for the project, and of all moneys

expended by the municipality for such project. Such records required to

be kept by the commissioner shall establish the basis for recalculations

of the state financial assistance as required herein. The commissioner

shall have authority to carry out, or to cause to be carried out, audits

of such contracts and records pursuant to rules and regulations

promulgated by the commissioner.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 477 — Consistency with federal tax law

* § 477. Consistency with federal tax law. All actions taken pursuant

to this article shall be reviewed for consistency with provisions of the

federal internal revenue code and regulations thereunder, in accordance

with procedures established in connection with the issuance of any tax

exempt bonds pursuant to this article, to preserve the tax exempt status

of such bonds.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

§ 478 — Compliance with other law

* § 478. Compliance with other law. Every recipient of funds to be

made available pursuant to this article shall comply with all applicable

state, federal and local laws.

* NB Not effective due to defeat of the Transportation Bond Act of

2000

ARTICLE 22 Implementation of the Rebuild and Renew New York Transportation Bond Act of 2005

§ 480 — Expenditure of moneys

Expenditure of moneys. 1. In accordance with the provisions of

the rebuild and renew New York transportation bond act of two thousand

five authorizing the creation of general obligation debt in the amount

of two billion nine hundred million dollars ($2,900,000,000), the moneys

received by the state from the sale of bonds and/or notes shall be

expended for uses eligible pursuant to the rebuild and renew New York

transportation bond act of two thousand five pursuant to annual

appropriations as follows:

(a) One billion four hundred fifty million dollars ($1,450,000,000) as

authorized by subdivision two of this section; and

(b) One billion four hundred fifty million dollars ($1,450,000,000) as

authorized by subdivision two of section twelve hundred seventy-f of the

public authorities law.

2. Program distribution. The moneys received by the state from the

sale of bonds sold pursuant to the rebuild and renew New York

transportation bond act of two thousand five for uses eligible pursuant

to subdivision a of section four of the rebuild and renew New York

transportation bond act of two thousand five shall be expended for the

following transportation programs, pursuant to annual appropriations:

One billion four hundred fifty million dollars ($1,450,000,000) for

the construction, reconstruction, replacement, improvement,

reconditioning, rehabilitation and preservation, including engineering,

construction management, site preparation, clearances, the preparation

of designs, plans, specifications, estimates, environmental impact

statements, appraisals and surveys, and the acquisition of real property

and interests therein required or expected to be required in connection

therewith, of: state highways, bridges and parkways; highways and

bridges off the state highway system necessary or reasonably expected to

be necessary as a project component or incidental to projects otherwise

authorized by this paragraph in relation to the canal system and

appurtenances thereto; highways and bridges either on or off the state

highway system necessary or reasonably expected to be necessary as a

project component or incidental to projects otherwise authorized by this

paragraph in relation to airports and aviation facilities, ports,

omnibus, mass transit, rapid transit and rail projects; border crossing

enhancements either on or off the state highway system; the improvement

and/or elimination of highway-railroad grade crossings either on or off

the state highway system; pedestrian and/or bicycle trails, pathways and

bridges that serve transportation needs; the canal system and

appurtenances thereto, including moveable bridges that cross over the

canal system, canal infrastructure improvement and enhancement projects,

and improvement and enhancement of canal harbors, service ports, marine

terminals and marine transportation facilities on the canal system;

airports and aviation facilities, equipment and related projects,

exclusive of those airports and facilities under the jurisdiction of the

port authority of New York and New Jersey or operated by the state of

New York; ports, marine terminals and marine transportation facilities

exclusive of those under the jurisdiction of the port authority of New

York and New Jersey; omnibus, mass transit and rapid transit systems,

facilities, and equipment, including acquisition, exclusive of those

operated or acquired by or under the jurisdiction of the metropolitan

transportation authority and its subsidiaries, the New York city transit

authority and its subsidiaries and the Triborough bridge and tunnel

authority; urban, commuter and intercity passenger rail, freight rail,

and intermodal passenger and freight facilities and equipment, including

alterations necessary to improve track clearances, and also including

facilities used jointly by commuter railroad companies and freight

railroad companies, but otherwise exclusive of those operated by or

under the jurisdiction of the metropolitan transportation authority and

its subsidiaries, the New York city transit authority and its

subsidiaries and the Triborough bridge and tunnel authority.

§ 481 — Definitions

Definitions. As used in this article, the following terms shall

have the following meanings:

1. "Transportation infrastructure project" shall mean a project

undertaken with funds provided in whole or in part by the rebuild and

renew New York transportation bond act of two thousand five, for those

transportation programs set forth in paragraph (a) of subdivision one of

section four hundred eighty of this article.

2. "Municipality" shall mean a city; a county not wholly contained

within a city; a town; a village; a public benefit corporation or other

public authority or corporation, or two or more of the foregoing acting

jointly. Provided, however, that "municipality" shall not include the

port authority of New York and New Jersey.

3. "Commissioner" shall mean the commissioner of transportation of the

state of New York.

4. "Department" shall mean the department of transportation of the

state of New York.

5. "Federal assistance" shall mean funds available from the federal

government for any municipal transportation infrastructure project.

6. "Municipal transportation infrastructure project" shall mean a

transportation infrastructure project undertaken by a municipality with

funds provided in whole or in part by the rebuild and renew New York

transportation bond act of two thousand five, for those transportation

programs set forth in subdivision two of section four hundred seventy of

this article, pursuant to an agreement between such municipality and the

commissioner.

7. "Municipal project cost" shall mean the actual cost of a municipal

transportation infrastructure project or the estimated reasonable cost

thereof as determined by the commissioner, whichever is less, and less

any federal assistance received or to be received for such project.

8. "Bond proceeds" shall mean moneys received by the state from the

sale of bonds and/or notes sold pursuant to the rebuild and renew New

York transportation bond act of two thousand five for uses set forth in

subdivision a of section four of the rebuild and renew New York

transportation bond act of two thousand five.

9. "Canal corporation" shall mean the New York state canal corporation

created as a subsidiary corporation of the New York state thruway

authority pursuant to chapter seven hundred sixty-six of the laws of

nineteen hundred ninety-two and continued and reconstituted as a

subsidiary corporation of the power authority of the state of New York

pursuant to subdivision one of section one thousand five-b of the public

authorities law.

10. "Canal system" shall mean the "New York state canal system" shall

mean all of the canals, canal lands, feeder canals, reservoirs, canal

terminals, canal terminal lands and other property under the

jurisdiction of the canal corporation of the state of New York pursuant

to article one-A of the canal law.

11. "Metropolitan transportation authority" shall mean the corporation

created by section twelve hundred sixty-three of the public authorities

law.

12. "New York city transit authority" shall mean the corporation

created by section twelve hundred one of the public authorities law.

13. "Triborough bridge and tunnel authority" shall mean the

corporation created by section five hundred fifty-two of the public

authorities law.

14. "Port Authority of New York and New Jersey" shall mean that body

corporate and politic created pursuant to article three of chapter one

hundred fifty-four of the laws of nineteen hundred twenty-one, and

designated as "The Port Authority of New York and New Jersey" by such

chapter.

§ 482 — Powers and duties of the commissioner

Powers and duties of the commissioner. In addition to other

powers provided for in law, the commissioner is hereby authorized:

1. To provide for the accomplishment of any authorized transportation

infrastructure project, and to provide for the accomplishment of any

authorized municipal transportation infrastructure project, within the

limitations of appropriations available therefor, pursuant to contract

between the commissioner and the municipality undertaking such project.

2. To utilize federal moneys available or which may become available

to the state, or to a municipality in the form of federal assistance for

the purpose of effectuating the provisions of this article.

3. To enter into contracts with any person, firm, corporation, agency

or other entity, private or governmental, for the purpose of

effectuating the provisions of this article.

4. To approve vouchers for the payment of state financial assistance

to persons, firms, corporations or agencies, private and governmental,

and municipalities pursuant to contracts for the accomplishment of

municipal transportation infrastructure projects.

5. To promulgate such rules and regulations, and to develop such forms

and procedures as he or she may deem appropriate to effectuate the

provisions of this article, including but not limited to requirements

for the form, content and submission of applications by municipalities

for state financial assistance for municipal transportation

infrastructure projects.

6. To perform such other and additional acts as he or she deems

necessary or desirable to effectively carry out the provisions of this

article.

§ 483 — Powers and duties of municipalities

Powers and duties of municipalities. A municipality is hereby

authorized:

1. To undertake and carry out any municipal transportation

infrastructure project for which state assistance is received or is to

be received pursuant to this article.

2. To expend money received from the state together with other moneys

available to it for costs incurred for any such project.

3. To contract with any person, firm, corporation or agency, either

governmental or private, for the purpose of accomplishing the purposes

of this article.

4. To apply for and receive moneys of the state, federal and local

governments and other public or private sources for the purpose of

accomplishing projects undertaken or to be undertaken pursuant to this

article.

5. To perform such other and further acts as may be necessary, proper

or desirable in order to carry out municipal transportation

infrastructure projects or any obligation, duty or function relating

thereto.

§ 484 — Approval of projects

Approval of projects. When the funds for municipal

transportation infrastructure projects are appropriated to the

department, such projects shall be undertaken only pursuant to contract

with the commissioner entered into following submission to and approval

by the commissioner of a municipal transportation infrastructure project

application therefor.

§ 485 — Contracts for municipal transportation infrastructure projects

Contracts for municipal transportation infrastructure projects.

Any such contract between the commissioner and a municipality may

include such provisions as may be agreed upon by the parties thereto,

and shall include, in substance, the following:

1. an estimate of the reasonable cost of the project as determined by

the commissioner;

2. an agreement by the commissioner to pay to the municipality during

the progress of construction or following completion of construction an

amount as may be agreed upon by the parties;

3. an agreement by the municipality:

(a) to proceed expeditiously with and complete the project as approved

by the commissioner,

(b) to apply for and/or make reasonable efforts to secure federal

assistance, if any, for the project,

(c) to provide for the municipality's share of the cost of the

project, if any,

(d) to maintain the project at its own expense in accordance with the

requirements of the commissioner for the period of time corresponding to

the period of useful life for such project as determined by reference to

section sixty-one of the state finance law; and

4. a provision that, in the event that federal assistance which was

not included in the calculation of the state financial assistance

becomes available to the municipality, the amount of the state financial

assistance shall be recalculated by reducing the amount of the state

financial assistance by the amount of such federal assistance, and the

municipality shall pay to the state the amount by which the state

payment actually made exceeds the state financial assistance determined

by the recalculation, if any.

§ 486 — Maintenance of records

Maintenance of records. In connection with each contract, the

commissioner and the municipality shall keep adequate records of the

amount of the payment by the state, the amount of federal assistance, if

any, received by the municipality for the project, and of all moneys

expended by the municipality for such project. Such records required to

be kept by the commissioner shall establish the basis for recalculations

of the state financial assistance as required herein. The commissioner

shall have authority to carry out, or to cause to be carried out, audits

of such contracts and records pursuant to rules and regulations

promulgated by the commissioner.

§ 487 — Consistency with federal tax law

Consistency with federal tax law. All actions taken pursuant to

this article shall be reviewed for consistency with provisions of the

federal internal revenue code and regulations thereunder, in accordance

with procedures established in connection with the issuance of any tax

exempt bonds pursuant to this article, to preserve the tax exempt status

of such bonds.

§ 488 — Compliance with other law

Compliance with other law. Every recipient of funds to be made

available pursuant to this article shall comply with all applicable

state, federal and local laws.