ARTICLE 1 Short Title; Definitions
Short title. This chapter shall be known as the "Transportation
Law."
Definitions. Whenever used in this chapter, unless a different
meaning clearly appears from the context the terms:
1. "Baggage company" means a person engaged under contract or
agreement with a railroad company or street railroad company in the
checking of baggage, or in the collection and delivery of baggage
between railroad stations, or between railroad stations and hotels,
residences, business places or steamer docks.
2. "Bus company" means a person, or a lessee, trustee or receiver
appointed by any court whatsoever, owning, leasing, or operating or
proposing to own, lease or operate a bus line.
3. "Bus line" is a sub-classification of common carrier of passengers
by motor vehicle that is usually characterized by the use of vehicles
having a seating capacity of greater than twenty passengers; by multiple
pickup and discharge points along designated routes; and by no
prearrangements or reservations by passengers.
4. "Certificate" means operating authority issued under this chapter
to common carriers of passengers by motor vehicle, common carriers of
property by motor vehicle and common carriers of household goods by
motor vehicle.
4-a. "Commercial motor vehicle" means any self-propelled or towed
motor vehicle used on a highway in intrastate, interstate or
international commerce to transport passengers or property when the
vehicle (a) has a gross vehicle weight rating or gross combination
weight of ten thousand one pounds or more, whichever is greater; or (b)
is designed or used to transport more than eight passengers including
the driver for compensation; or (c) is designed or used to transport
more than fifteen passengers including the driver and is not used to
transport passengers for compensation; or (d) is used in transporting
material found by the United States secretary of transportation to be
hazardous under section 5103 of title 49 of the United States code and
transported in a quantity requiring placarding under regulations
prescribed by such secretary under subtitle B, chapter I, subchapter C
of title 49 of the code of federal regulations.
5. "Commissioner" means the state commissioner of transportation.
6. "Common carrier" means a railroad company, street railroad company,
express company, car company, sleeping-car company, freight company,
freight line company, baggage company, transfer company, carrier by
water, person or the lessee, trustee or receiver appointed by any court
whatsoever, owning, operating or managing any such agency for public use
in the conveyance of persons or property within this state other than by
use of ski tows and other passenger tramways operated at ski centers.
The term shall not include an express company, baggage company or
transfer company unless it is operated wholly or in part upon or in
connection with a railroad or street railroad or a municipally owned
ferry or ferry company operating under a lease from a city or a carrier
by water except where it is engaged or may be required to be engaged
with a carrier by railroad in the transportation of passengers or
property over a through route partly by water and partly by railroad for
a continuous carriage or shipment between points in this state.
7. "Common carrier of passengers by motor vehicle" means any person
that transports passengers by motor vehicle for compensation by
providing service for the general public on an individual fare basis
over regular or irregular routes. It shall include a bus line as defined
by subdivision three of this section.
8. "Common carrier of property by motor vehicle" means any person that
transports property by motor vehicle for compensation for the general
public.
9. "Contract carrier of passengers by motor vehicle" means any person
that transports passengers by motor vehicle for compensation, in
chartered party or special party service, or by providing service under
a continuing agreement calling for the exclusive use of vehicles by a
person or persons.
10. "Contract carrier of property by motor vehicle" means any person
that transports property by motor vehicle for compensation under special
and individual continuing contracts or arrangements with one person or a
limited number of persons for an extended period of time, or that
provides services in addition to transportation services that are not
normally made available or provided by common carriers of property.
11. "Corporation" means and includes a corporation, company,
association and joint-stock association.
12. "Department" means the state department of transportation.
13. "Governing body" means the local legislative body as such term is
defined in subdivision seven of section two of the municipal home rule
law.
14. "Highway" means a highway, road, street, alley, avenue,
thoroughfare, bridge or public driveway which is opened to the public
and publicly maintained, whether by the state or a subdivision thereof,
or by a public authority.
15. "Household goods" means:
(a) personal effects and property used or to be used in a dwelling
when a part of the equipment or supply of such dwelling and such other
similar property as the commissioner may provide by regulation; except
that this paragraph shall not be construed to include property moving
from a factory or store, except such property as the householder has
purchased with intent to use in his or her dwelling and which is
transported at the request of, and the transportation charges paid to
the carrier by, the householder;
(b) furniture, fixtures, equipment, and the property of stores,
offices, museums, institutions, hospitals or other establishments when a
part of the stock, equipment, or supply of such stores, offices,
museums, institutions, hospitals, or other establishments and such other
similar property as the commissioner may provide by regulation; except
that this paragraph shall not be construed to include the stock-in-trade
of any establishment, whether consignor or consignee, other than used
furniture and used fixtures, except when transported as incidental to
moving of the establishment, or a portion thereof, from one location to
another; and
(c) articles, including objects of art, displays, and exhibits, which
because of their unusual nature or value require the specialized
handling and equipment usually employed in moving household goods and
such other similar articles as the commissioner may provide by
regulation; except that this paragraph shall not be construed to include
any article, whether crated or uncrated, which does not, because of its
unusual nature or value, require the specialized handling and equipment
usually employed in moving household goods.
16. "Infant" or "minor" means a person who has not attained the age of
eighteen years.
17. "Motor carrier" includes common and contract carriers of
passengers by motor vehicle, common and contract carriers of property by
motor vehicle, and common carriers of household goods by motor vehicle.
Any reference in article six, seven, eight or nine of this chapter to a
"common carrier", "contract carrier", "common carrier of property",
"contract carrier of property", "common carrier of passengers", or
"contract carrier of passengers" shall be deemed to mean such type of
carrier by motor vehicle.
18. "Motor vehicle" means a vehicle, machine, bus, tractor, truck
trailer or semi-trailer, propelled or drawn by mechanical power and used
upon the highways in the transportation of property or passengers, but
does not include any locomotive or car operated exclusively on a rail,
rails or track.
19. "Municipal corporation" or "municipality" means a county, city,
village or town; except that in articles three, four and five,
subdivision three of section one hundred seventy-one and section one
hundred ninety of this chapter, a "municipality" shall not include a
county.
20. "Non-profit car pools" means the prearranged transportation of
passengers by motor vehicle to and from their place of employment or
other destination, where moneys paid to the motor vehicle owner are only
for a recovery of some or all of the expenses related directly to the
transporting of the passengers, including tolls, fuel, insurance and
depreciation, provided that the operator of such vehicle does not drive
the motor vehicle for profit.
21. "Permit" means operating authority issued under this chapter to
contract carriers of passengers by motor vehicle and contract carriers
of property by motor vehicle.
22. "Person" means and includes an individual, firm, copartnership,
association or corporation.
23. "Private carriage" means the transportation of property by a
person other than a motor carrier when such person is the owner, lessee
or bailee of the property being transported and when such transportation
is for the purpose of sale, lease, rent or bailment.
23-a. "Private carrier of passenger by motor vehicle" means any person
that transports passengers by commercial motor vehicle which is provided
in the furtherance of a commercial enterprise and which is not for
compensation and is not available to the public at large, in intrastate,
interstate or international commerce.
23-b. "Private motor carrier" means any person who provides
transportation of property or passengers by commercial motor vehicle for
a business purpose and is not a common or contract carrier of passengers
or property by motor vehicle.
24. "Railroad" means a railroad, other than a street railroad,
operated for public use in the conveyance of persons or property for
compensation, with all bridges, ferries, tunnels, equipment, switches,
spurs, tracks, stations and terminal facilities used, operated or owned
by or in connection therewith.
25. "Railroad company" means a person, or a lessee, trustee or
receiver appointed by any court whatsoever, owning, operating or
managing any railroad or cars or other equipment used thereon or in
connection therewith.
26. "School" means every place of academic, vocational or religious
service or instruction for persons under the age of twenty-one, except
places of higher education. It shall include every child care center;
every institution for the care or training of the mentally or physically
handicapped; and every day camp.
27. "Services and transportation provided by a contract carrier of
passengers by motor vehicle" means and includes all vehicles operated
by, for or in the interest of such carrier irrespective of ownership or
of contract, express or implied, together with all facilities and
property operated or controlled by such carrier and used in the
transportation of passengers or in the performance of any service in
connection therewith.
28. "Shipment" means a lot of freight tendered to a carrier by one
consignor at one place at one time for delivery to one consignee at one
place on one bill of lading.
29. "Street railroad" means a railroad by whatever power operated, or
an extension or branch thereof, for public use in the conveyance of
persons or property for compensation, being mainly upon, along, above or
below any highway, including all equipment, switches, spurs, tracks,
right of trackage, subways, tunnels, stations, terminals and terminal
facilities used, operated or owned by or in connection therewith, but
shall not include a railroad constituting or used as part of a trunk
line railroad system.
30. "Street railroad company" means a person, or a lessee, trustee or
receiver appointed by any court whatsoever, owning, operating or
managing any street railroad or cars or other equipment used thereon or
in connection therewith.
31. "Tank motor vehicle" means a motor truck, trailer or semi-trailer
respectively, used for the transportation of liquids, and provided with
a tank or tanks therefor which are mounted on the frame or chassis or
are an integral part of such vehicle.
31-a. "Telecommuting" shall mean the conservation of energy through
the reduction of travel by employees of the department to and from their
designated workplace through the use of telecommunication and computer
technology in tasks including, but not limited to, information transfer
and processing.
32. "Transfer company" means a person engaged under contract or
agreement with a railroad company or street railroad company in the
transfer of passengers or property between railroad stations, or between
railroad stations and hotels, residences, business places or steamer
docks.
33. "Transportation of property" includes any service in connection
with the receiving, delivery, elevation, transfer in transit,
ventilation, refrigeration, icing, storage and handling of the property
transported.
34. "Utility company" or "public utility company" is used to avoid
repetitions in a provision applying to one or more persons operating an
agency or agencies for public service, and who or which is or are
subject to the jurisdiction, supervision and regulations prescribed by
or pursuant to this chapter; such term being so used only as a general
term descriptive of such a person.
35. "Van service" is a sub-classification of common carrier of
passengers by motor vehicle that provides service on a prearranged
regular daily basis between a zone in a residential neighborhood and a
location which shall be a work related central location, a mass transit
or mass transportation facility, a shopping center or recreational
facility, but shall not include service to or from an airport. Such
service is usually characterized by the use of vehicles having a seating
capacity of twenty passengers or less. Provided, however, that if a city
with a population of over one million adopts a local law or ordinance
pursuant to subdivision five of section eighty of this chapter, the term
"van service" as it applies to van service in such city shall include
service that otherwise meets the requirements of this subdivision but is
service to or from an airport.
ARTICLE 2 Powers, Duties and Jurisdiction of the Department of Transportation
Declaration of policy. It is hereby declared to be the policy of
the state of New York that adequate, safe and efficient transportation
facilities and services at reasonable cost to the people are essential
to the economic growth of the state and the well-being of its people and
that the planning and development of such facilities and services shall
be coordinated by a state department of transportation with overall
responsibility for balanced transportation policy and planning.
Department of transportation; commissioner. There shall be in
the state government a department of transportation. The head of the
department shall be the commissioner of transportation, who shall be
appointed by the governor, by and with the advice and consent of the
senate, and hold office until the end of the term of the governor by
whom he was appointed and until his successor is appointed and has
qualified.
The commissioner of transportation shall have sole charge of the
administration of the department.
Offices of the department. The principal office of the
department of transportation shall be in the county of Albany. Branch
offices may be established and maintained by the department in such
places as the commissioner may determine, and for which appropriations
are made by the legislature.
Organization of department; officers and employees. 1. The
commissioner may, from time to time, create, abolish, transfer and
consolidate divisions, bureaus and other units within the department not
expressly established by law as he may determine necessary for the
efficient operation of the department, subject to the approval of the
director of the budget.
2. The commissioner may appoint such deputies, directors, assistants
and other officers and employees as may be needed for the performance of
his duties and may prescribe their powers and duties and fix their
compensation within the amounts appropriated therefor. Each deputy,
director, assistant and other officers and employees shall be a person
qualified by training and experience for the performance of the duties
assigned to him. Subject to the provisions of the civil service law and
rules, the commissioner may appoint such other employees of the
department as may be necessary to carry out the provisions of this
chapter. He may transfer officers or employees from their positions to
other positions in the department, may consolidate such positions, or
may abolish such office or position.
General functions, powers and duties of department. The
department, by or through the commissioner or his duly authorized
officer or employee, shall have the following general functions, powers
and duties:
1. To coordinate and develop comprehensive, balanced transportation
policy and planning for the state to meet the present and future
statewide needs for adequate, safe and efficient transportation
facilities and services at reasonable cost to the people;
2. To coordinate and assist in the balanced development and operation
of such transportation facilities and services in the state, including
highway, mass transit, marine and aviation facilities;
3. To develop policies and proposals designed to help meet and resolve
the special problems of urban and commuter transportation in
metropolitan areas throughout the state and the special problems of
transportation of other areas of the state.
4. To make such studies and analyses of transportation problems as the
commissioner may deem appropriate or as may be requested by the governor
relating to any aspect of transportation in the state.
5. To consult with and co-operate with
(a) officials of departments and agencies of the state having duties
and responsibilities concerning transportation;
(b) officials and representatives of public corporations as defined in
article one, section three of the general corporation law;
(c) official representatives of the federal government, of neighboring
states and of interstate agencies on problems affecting transportation
in this state;
(d) officials and representatives of carriers and transportation
facilities and systems in the state;
(e) persons, organizations and groups utilizing, served by, interested
in or concerned with transportation facilities and systems in the state.
6. To appear and participate in proceedings before any federal
regulatory agency involving or affecting transportation in this state.
7. For the accomplishment of the purposes of the department of
transportation, to undertake any studies, inquiries, surveys or analyses
it may deem relevant through the personnel of the department or in
cooperation with any public or private agencies, including educational,
civic and research organizations, colleges, universities, institutes or
foundations.
8. To inspect the property and examine the accounts, books and
documents of any person, firm or corporation engaged in operating a
public transportation facility or system in whole or in part within the
state; may hold investigations and hearings within or without the state;
and shall have power to compel the attendance of witnesses and the
production of accounts, books and documents by the issuance of a
subpoena.
9. To advise and cooperate with municipal, county, regional and other
local agencies and officials within the state to plan and otherwise
coordinate the development of a system of air routes, airports and
landing fields within the state and to protect their approaches.
10. To cooperate with other state departments, and with boards,
commissions and other state agencies and with appropriate federal
agencies, and with interested private individuals and groups in the
coordination of plans and policies for the development of air commerce
and air facilities.
11. To act as the official agency of the state in all matters
affecting aviation under any federal laws now or hereafter to be
enacted, and as the official agency of a county, town, city, village or
authority in connection with the grant or advance of any federal or
other funds or credits to the state or through the state to its local
governing bodies for airports and other air facilities complying with
the provisions of such grants or advances.
12. To exercise all functions, powers and duties relating to traffic
regulation and control as set forth in the vehicle and traffic law or in
other laws.
13. To report from time to time to the governor and make an annual
report to the governor and the legislature which shall include its
recommendations.
14. To formulate and execute contracts, keep accounts, record
personnel data, acquire property, adjust claims, compile statistics and
engage in research opportunities; all according to the statutes or
department orders and regulations in such cases made and provided.
14-a. To conduct or cause to be conducted an inventory of air
transportation facilities, both publicly or privately owned, that are
primarily used for general aviation purposes and provide no regularly
scheduled passenger aircraft service that results in more than two
thousand five hundred enplaned passengers annually; and to submit, on or
before February first, nineteen hundred ninety-six, and annually
thereafter, such inventory to the governor, the temporary president of
the senate, the speaker of the assembly, the minority leader of the
senate, the minority leader of the assembly, the chair of the senate
finance committee and the chair of the assembly ways and means
committee, the chairs of the senate transportation, local governments
and commerce, economic development and small business committees, and
the chairs of the assembly transportation, local government and economic
development, job creation, commerce and industry committees.
15. To prepare the plans, specifications, designs and estimates, and,
by the procedures and methods provided by the laws relating thereto, to
construct and reconstruct:
(a) The highways and other public ways that are now or shall hereafter
be under the jurisdiction of the department for such purposes, whether
generally or specially;
(b) The canals, waterways of the state and structures that are now or
shall hereafter be under the jurisdiction of the department for such
purposes;
(c) The bridges and grade separation structures that are now or shall
hereafter be under the jurisdiction of the department for such purposes;
(d) Parking facilities and appurtenances at or adjacent to
transportation interfaces and connections to such facilities.
15-a. In addition to any other notification requirements, the
commissioner shall notify the municipality in which the highway is
located at least sixty days before commencing construction if such
construction shall result in any alteration of the course of such
highway or any alteration in the width of the pavement of such highway.
16. To operate and maintain: (a) the state highways, other public
ways, bridges and grade separations; (b) the canals, waterways of the
state and structures; and (c) either on its own account or by agreement
with a municipality, authority or private contractor, parking facilities
and appurtenances at or adjacent to transportation interfaces and
connections to such facilities; all of which are mentioned generally in
the previous subdivision of this section.
17. Notwithstanding the provisions of this chapter or of any general
or special law, and whenever funds therefor are available or have been
otherwise provided, the commissioner is hereby authorized and empowered,
subject to the approval of the division of the budget, to retain and
employ private engineers, architects and consultants, or firms
practicing such professions for purposes of (1) preparing designs, plans
and estimates of structures of any type and character, (2) rendering
assistance and advice in connection with any project, whether defined or
proposed, and under the supervision of the department of transportation,
(3) preparing surveys, studies and plans, including the negotiating for
and securing of reservation easements necessary to such plans, for joint
development of transportation corridors and provision for multiple use
outside the counties of Kings and Queens of rights of way appurtenant
thereto, and (4) performing such other and necessary services as the
commissioner may deem necessary in the administration of the department.
18. To make and prescribe rules and regulations in relation to the
discharge of the commissioner's functions, powers and duties and those
of the department of transportation.
19. The commissioner shall exercise the powers and perform the duties
of the commission on boundary waters between the United States and
Canada, created by chapter eight hundred six of the laws of nineteen
hundred twenty.
20. The commissioner shall exercise all powers and duties vested in
terms in the commissioner or commission of highways since July first,
nineteen hundred twenty-three, and also shall exercise the powers and
perform the duties of the interstate bridge commission as prescribed by
article two-A of this chapter.
21. The commissioner shall continue to
(a) Keep in his office a map of the state and cause to be delineated
thereon all changes in the bounds thereof or of the counties therein.
(b) Collect and preserve all maps, plans, drawings, field notes,
levels and surveys of every description made for the use of the state
and all engineering instruments belonging to the state.
The maps, drawings and other documents deposited in the department
shall be open for inspection of the public at all reasonable hours, but
shall not be removed or taken therefrom.
22. The commissioner may establish a schedule of fees to be collected
by him for (a) the filing in his office or department of any map or
written instrument required by law to be so filed; (b) the preparation
of any copy of a map or written instrument filed in his office or
department; (c) for certifying any such map or written instrument; and
(d) for any other service rendered in connection with the work of his
department and for which he deems it necessary to charge and to collect
a fee therefor.
23. When moneys shall have been appropriated therefor, to conduct
systematic gaging of rainfall and stream flow in the state in connection
with the barge canal system.
24. It shall be the duty of officers and employees of the department
of transportation to report to the commissioner, on blanks to be
furnished by the state industrial commissioner, any and all violations
any such officer or employee may personally observe or have brought to
his attention relating to any of the provisions of articles eight and
eight-a of the labor law. The industrial commissioner may investigate,
or hold a hearing to determine if such acts or omissions so reported
constitute a violation of any of the provisions of said articles. The
commissioner upon notification of such violation and determination by
the industrial commissioner shall thereupon take proceedings to enforce
the provisions of such articles.
25. Moneys heretofore received by the department of transportation
pursuant to any law or to an order, rule or regulation made and
prescribed by the commissioner regulating the discharge of his
functions, powers and duties and those of the department and moneys
heretofore or hereafter received pursuant to rules and regulations of
the divisions or bureaus in said department regulating the discharge of
their function, powers and duties, respectively, may be refunded to the
party for whose account same were received, on proof satisfactory to the
commissioner that such moneys were in excess of the amount required by
such law, order, rule or regulation. Such refunds shall, upon approval
by the commissioner and after audit by the comptroller, be paid from any
moneys in the custody of the department of transportation received as
fees, charges, rentals or to insure the performance of conditions
imposed under permits pursuant to such orders, rules or regulations.
26. To exercise and perform such other functions, powers and duties as
shall have been or may be from time to time conferred or imposed by law,
including all the functions, powers and duties assigned and transferred
to the department from the department of commerce, the department of
motor vehicles, the department of public works and the office of
transportation in the executive department by several chapters of the
laws of nineteen hundred sixty-seven and from the public service
commission of the department of public service by chapter two hundred
sixty-seven of the laws of nineteen hundred seventy.
27. Within amounts appropriated to the department, to contract,
outside the city of New York, with federally-funded nonprofit
organizations that are organized for the purpose of beautification of
highways, parks and recreation areas and employ persons sixty years of
age or older whose net annual income does not exceed one thousand
dollars to carry out such activities. The contract shall name the
organization, the amount and manner of payment for the service to be
rendered, nature of such service, the rendering of a verified account of
the disbursements with verified or certified vouchers therefor attached,
a refund of any unused amount, and such other conditions upon the use
thereof as may be deemed proper.
28. Within amounts appropriated therefor to engage in a program of
improvements to omnibus terminals, and services attendant thereto, such
improvements and services to include, but not be limited to,
rehabilitation of existing facilities, supplying information on
available transportation services to the traveling public, and the
provision of connecting services between transportation modes.
29. (a) The commissioner shall develop and implement an
Adopt-a-Highway Program, the purpose of which shall be to reduce and
remove litter from the state highways. Such program shall include but
not be limited to:
(i) providing and coordinating services by volunteers or groups to
reduce the amount of litter on the highways of the state including
safety briefings, reflective safety gear, trash bags, and trashbag pick
up on state highways.
(ii) providing and installing highway signs identifying those
volunteers or groups adopting particular segments of such highways.
(b) Notwithstanding any inconsistent provision of law, the state and
its employees shall not be liable for damages suffered by any person
resulting from the actions or activities of such volunteers or groups.
(c) The commissioner shall promulgate rules and regulations necessary
to implement and carry out the provisions of this subdivision.
* 29-a. (a) To establish and implement a state memorial sign program
to memorialize persons who died due to injuries sustained in a fatal
motor vehicle crash on state highways, including controlled access state
highways, maintained by the state which is reportable to the federal
fatality analysis reporting system (FARS). Such program shall provide
for the provision and installation of signs on such state highways
maintained by the state in memory of such persons, upon application
within five years of such fatal crash by an immediate family member of
such person and payment of a fee, established by the commissioner, for
the costs of design, production, placement, and maintenance of such
signs. Such program also shall provide that:
(i) in the event any member of such person's immediate family submits
an objection to the placement of such memorial sign to the commissioner,
the sign shall not be placed, and shall be removed if the objection was
received after such sign was placed;
(ii) no memorial sign shall be approved for a person who died while
operating a motor vehicle in violation of section eleven hundred
ninety-two of the vehicle and traffic law and as a result of such
intoxication or impairment, such person operated the motor vehicle in a
manner that caused the serious physical injury or death of another
person;
(iii) no more than one memorial sign may be placed at the same
location, provided that in the event of multiple applications for a
single location, the commissioner may provide for a sign type capable of
accommodating multiple applications, provided that such sign otherwise
meets the requirements of this subdivision;
(iv) such memorial signs shall be of a design which differs from signs
erected to dedicate or memorialize a highway or bridge pursuant to
article twelve of the highway law;
(v) the placement of memorial signs on such state highways maintained
by the state shall be at locations determined by the commissioner,
taking into consideration the crash location, roadway geometry, existing
signage and traffic control devices, available right of way, safety
concerns, and any other factor the commissioner deems it necessary to
consider. Such placement shall also be in accordance with this
subdivision, with rules, regulations, and guidelines promulgated by the
commissioner, and with the requirements of the Manual on Uniform Traffic
Control Devices (MUTCD) and any other applicable state or federal law,
rule, or regulation relating to highway signage. Provided, however, that
no such sign shall be placed in front of a residence or business;
(vi) memorial signs placed pursuant to this section shall be removed
two years from the date of their initial placement. The commissioner may
remove damaged signs, which shall be replaced for the remainder of the
two-year period upon application by an immediate family member and
payment of a replacement fee as determined by the commissioner.
Provided, however, the department shall replace, for the remainder of
the two-year period, any such sign damaged due to negligence of the
department and no application or replacement fee shall be required for
such replacement;
(vii) for the safety of the public, on-site dedication or ceremonies
and the placement of decorations or other items at the site of a
memorial sign shall be prohibited; and
(viii) information on the state memorial sign program established
pursuant to this subdivision shall be posted on the department's
public-facing website, together with highway and traffic safety
information to further inform and educate the public on methods,
practices, and actions to improve the safety of motor vehicle occupants,
motorcyclists, bicyclists, pedestrians, and all roadway users.
(b) For the purposes of this subdivision, the following terms shall
have the following meanings:
(i) "controlled-access state highway" shall mean every highway,
street, or roadway under the jurisdiction of the state in respect to
which owners or occupants of abutting lands and other persons have no
legal right of access to or from the same except at such points only and
in such manner as may be determined by the state;
(ii) "fatality analysis reporting system" or "FARS" shall mean the
nationwide database established by the national highway traffic safety
administration of the United States department of transportation, as
authorized pursuant to part 30182 of title 49 of the United States code
and part 403 of title 23 of the United States code, which collects data
on fatal motor vehicle traffic crashes;
(iii) "highway" shall mean the entire width between the boundary lines
of every way publicly maintained when any part thereof is open to the
use of the public for purposes of vehicular travel;
(iv) "immediate family" shall mean the decedent's spouse or domestic
partner, birth parents, adoptive parents, stepparents, birth children,
adoptive children, stepchildren, siblings, and stepsiblings;
(v) "manual on uniform traffic control devices" or "MUTCD" shall mean
the manual and specifications for a uniform system of traffic control
devices maintained by the commissioner of transportation pursuant to
section sixteen hundred eighty of the vehicle and traffic law; and
(vi) "reportable to the federal fatality analysis reporting system"
shall mean a crash involving a motor vehicle traveling on a trafficway
customarily open to the public resulting in the death of a vehicle
occupant or a nonoccupant within thirty days of the crash.
(c) The commissioner shall promulgate rules and regulations necessary
to implement and carry out the provisions of this subdivision.
* NB Effective December 12, 2026
30. To establish regulations for the determination of hazardous zones
pursuant to the provisions of section thirty-six hundred thirty-five-b
of the education law.
31. To develop a plan to maximize the use of telecommuting to conserve
energy otherwise used by the personnel of the department in commuting to
their assigned workplace. Within one year of the effective date of this
subdivision, the department shall submit a report to the governor and
the legislature on the impact of such plan to include, but not be
limited to, energy conservation, air quality, workforce acceptance,
office costs and potential cost savings.
32. To cooperate with the department of environmental conservation,
the department of economic development, and the department of motor
vehicles to assist employers who seek such assistance and who are
located in a severe non-attainment area for ozone, as designated by the
administrator of the United States environmental protection agency, to
increase average passenger occupancy per vehicle in commuting trips of
employees between home and workplace during peak travel periods.
33. (a) To promulgate, in consultation with the department of
environmental conservation, rules and regulations to implement a heavy
duty vehicle inspection program pursuant to section 19-0320 of the
environmental conservation law, including, but not limited to,
requirements for the roadside inspection of heavy duty vehicles.
(b) To examine, in a manner and at locations deemed appropriate by the
commissioner in consultation with the commissioner of the department of
environmental conservation, heavy duty vehicles, as such vehicles are
defined in section 19-0320 of the environmental conservation law, to
ascertain whether such vehicles are in compliance with the program for
the inspection of emissions and emissions control equipment established
pursuant to such section 19-0320.
34. To issue certifications with respect to the transportation
improvement credit, as provided for by section twenty of the tax law.
35. Within amounts appropriated therefor, to establish and administer
a safe routes to school program, the purpose of which is to eliminate or
reduce physical impediments to primary and secondary school-aged
children walking or bicycling to school.
(a) The commissioner is hereby vested with the authority and
responsibility to approve funding for projects authorized in paragraph
(b) of this subdivision. The funding of projects will be made upon
application, in a format prescribed by the commissioner, by the project
sponsor for funding of prior expenditures. Provided, however, that
nothing contained in this subdivision shall prohibit any project sponsor
from submitting any project authorized by such paragraph (b) for
consideration for federal funding within the process by which federal
funds are obtained, and obtaining such funds.
(b) Safe routes to school projects shall be limited to project costs
for the construction, reconstruction, enhancement, improvement,
replacement, reconditioning, restoration, rehabilitation and
preservation of crosswalks, sidewalks, bicycle lanes, and traffic
calming measures where the service life of the project is at least ten
years. Funding of project expenditures for an approved project shall
require certification from the project sponsor that:
(i) the project has a service life of ten or more years;
(ii) the project is located within two miles of a primary school or
within three miles of a secondary school;
(iii) the amount of funds requested is no greater than prior
unreimbursed municipal project expenditures for work completed or
materials incorporated in qualifying projects; and
(iv) the amount of municipal funds appropriated for transportation
capital projects by municipalities shall not be reduced because of the
availability of these funds.
(c) The commissioner shall request the project sponsors to furnish
such information in writing as may be necessary. By written agreement
between them, a county may act for one or more cities, towns or villages
in the implementation of projects eligible for funding pursuant to this
subdivision. A copy of such agreement shall be filed with the
commissioner.
(d) Consideration also shall be given to the demonstrated need of an
applicant, the potential of the project to reduce child injuries and
fatalities, and the potential of the project to reduce or eliminate
hazardous conditions for pedestrians and/or bicyclists.
(e) For the purposes of this subdivision, "traffic calming measures"
shall mean any physical engineering measure or measures that reduce the
negative effects of motor vehicle use, alter driver behavior and improve
conditions for non-motorized street users such as pedestrians and
bicyclists.
36. To prepare and submit reports on highway pavement and bridge
conditions, capital program letting and implementation, capital program
accomplishments, and non-MTA downstate suburban and upstate transit
capital programs. The commissioner shall be responsible for issuing the
following reports in a searchable electronic format accessible to users
to the governor, temporary president of the senate, speaker of the
assembly, the chair of the senate transportation committee, the chair of
the assembly transportation committee, the chair of the senate finance
committee and the chair of the assembly ways and means committee:
(a) On or before June first, two thousand twenty-two and by June first
of each year thereafter, a report for each state fiscal year detailing
the department's on-state system capital projects and off-state system
local capital projects, as defined in subdivision two-a of section two
of the state finance law, planned for the fiscal year including projects
receiving funds pursuant to New York works. Such report shall include
projects expected to be advertised for public bid in the respective
state fiscal year, including estimated letting dates by department
region. The report shall also include a project description, proposed
month of letting, project identification number, and preliminary project
cost estimates. Such report shall present project letting details by
department region, within region by funding source, within funding
source by capital program category (pavement preservation, pavement
reconstruction, bridge preservation, bridge rehabilitation or
replacement, safety, mobility, and other), and within capital program
category by project phase (scoping, preliminary engineering,
right-of-way, final design and construction). After completion of each
quarter, the department shall issue a report, including the actual
letting dates and contract amounts for each project accompanied by the
same information. The report shall also compare changes in planned
construction lettings with actual project lettings, changes in project
costs of more than twenty-five percent for projects exceeding fifteen
million dollars and the contributing factors for such project cost
changes, and changes in project letting schedules of more than twelve
months and contributing factors for such changes in letting schedules,
and the estimated number of jobs created by each project. For purposes
of this subdivision, "preliminary project cost estimates" shall mean
publicly available project cost estimates including those required by
the Statewide Transportation Improvement Program (STIP) established
pursuant to Title 23 U.S.C. sections 134 and 135, Title 23 C.F.R. Part
450 and Title 49 U.S.C. Chapter 53 and those required by Transportation
Improvement Programs (TIPs) as defined by Title 23 U.S.C. section
134(b)(6). For projects without such estimates, such term shall mean
estimates in the following ranges: one to one hundred thousand dollars,
one hundred thousand to two hundred fifty thousand dollars, two hundred
fifty thousand to five hundred thousand dollars, five hundred thousand
to one million dollars, one million to two million five hundred thousand
dollars, two million five hundred thousand to five million dollars, five
million to ten million dollars, ten million to fifteen million dollars,
fifteen million to twenty-five million dollars, twenty-five million to
seventy-five million dollars, seventy-five million to one hundred fifty
million dollars, and one hundred fifty million dollars or greater.
(b) On or before June first, two thousand twenty-two and by June first
of each year thereafter, an accomplishment report for the prior state
fiscal year detailing the amount of funding obligated for major capital
program categories including: pavement preservation, pavement
reconstruction, bridge preservation, bridge rehabilitation or
replacement, safety, and mobility. Such capital report shall present
details by department region, within region by funding source, within
funding source by capital program category and within capital program
category by project phase, including by scoping, preliminary
engineering, right-of-way, final design and construction phase.
(c) On or before June first, two thousand twenty-two and by June first
of each year thereafter, a highway pavement and bridge condition report
that details conditions of state highway pavement by department region
and statewide condition goals for pavement, the condition of state and
locally owned bridges by county and the statewide condition goals for
bridge conditions, as well as the respective goals for each of these
classes for the previous three years.
(d) (i) On or before June first, two thousand twenty-two and by June
first of each year thereafter, a report detailing the allocations and
disbursements made by the department for the prior state fiscal year of
capital funds appropriated for public transportation providers within
the metropolitan commuter transportation district that exclude the
metropolitan transportation authority and its subsidiaries, and for
public transportation providers outside the metropolitan commuter
transportation district. The report on capital fund use shall indicate
the amount of capital funds allocated and disbursed by the department to
each respective transportation provider by capital element, including,
but not limited to: rolling stock and buses, passenger stations, track,
line equipment, line structures, signals and communications, power
equipment, emergency power equipment and substations, shops, yards,
maintenance facilities, depots and terminals, service vehicles, security
systems, electrification extensions, and unspecified, miscellaneous and
emergency.
(ii) On or before June first, two thousand twenty-two and by June
first of every fifth year thereafter, the department shall conduct a
needs assessment for each public transportation provider, excluding the
metropolitan transportation authority and its subsidiaries, that
includes but is not limited to: vehicle age and condition, facility and
equipment state of good repair, and consistency with federal and state
system safety plans. For purposes of this subparagraph, the term "public
transportation provider" shall mean those public transportation systems
receiving capital funds from the state, and the term "public
transportation system" shall have the same meaning as such term is
defined in subdivision one of section eighteen-b of this article,
excluding the metropolitan transportation authority and its
subsidiaries.
Preservation of agricultural lands, public park and
recreational lands, wildlife and waterfowl refuges and historical sites.
The commissioner of transportation shall cooperate and consult with the
commissioners of agriculture and markets, parks and recreation,
environmental conservation and health in developing transportation plans
and programs so that such programs include measures to maintain or
enhance the desirable natural characteristics of the land traversed.
Such cooperation and consultation shall be effected and implemented by
memoranda of understanding which shall be entered into between the
commissioner of transportation and each of such commissioners. Such
memoranda of understanding shall provide for review of proposed
transportation projects by such commissioners at all stages of progress,
including preliminary and final planning and during construction, and
for the cooperation by the department of transportation necessary to
facilitate such review. Such memoranda of understanding shall also
provide that the commissioner of transportation shall implement any
suggestion or recommendation made by any of such commissioners which he
deems feasible in connection with the preservation of agricultural
lands, lands of public parks and recreational areas, wildlife and
waterfowl refuges and historical sites.
Highway safety powers and duties. The department of
transportation shall have power to:
1. Advise and assist local authorities as defined in section one
hundred twenty-two of the vehicle and traffic law with their traffic
problems.
2. Maintain a continuous survey of traffic conditions on the public
highways of the state and recommend to the appropriate legislative body,
department or commission, such changes in rules, orders, regulations and
existing law, including measures for the relief of traffic congestion,
such as the construction or reconstruction of highways and elimination
of grade crossings, as the commissioner of transportation may deem
advisable.
3. Cooperate with the agencies of this and other states and of the
federal government which are connected with national defense, in the
formulation and execution of plans for the rapid and safe movement over
highways of troops, vehicles of a military nature, and materials
affecting the national defense.
4. Coordinate the activities of the department or agencies of the
state government in a manner which will best serve to effectuate any
such plan for the rapid and safe movement of troops, vehicles and
materials as referred to in subdivision three of this section.
5. Solicit the cooperation of officials of the various political
subdivisions of the state in the proper execution of plans.
6. Take an inventory, by counties, of the trucks and buses in the
state, publicly and privately owned, which would be available in case of
emergency affecting the national defense.
Intercity rail passenger service program. * 1. The department
of transportation may cooperate and contract with the national railroad
passenger corporation for any intercity rail passenger services deemed
necessary, convenient or desirable by the commissioner, within the
amounts available by appropriation therefor, as such services are made
available pursuant to the provisions of the rail passenger service act
of nineteen hundred seventy and any acts amendatory or supplemental
thereto, subject to the approval of the director of the budget.
Notwithstanding any inconsistent law, general, special or local, the
commissioner, as funds are made available for the purposes hereof, is
hereby empowered to contract with such corporation and to do all other
things necessary, convenient or desirable on behalf of the state to
secure the full benefits available under and pursuant to such act, and
to contract and do all other things necessary as hereinafter provided on
behalf of the state to effect the intercity rail passenger service
program which he determines is necessary, convenient or desirable.
* NB Effective until the enactment into law by the state of New Jersey
of certain legislation (see chapter 108/2019 § 10 sb (a))
* 1. The department of transportation may cooperate and contract with
the national railroad passenger corporation or if deemed necessary,
desirable or convenient by the commissioner to facilitate the purposes
of this section, with gateway development commission to the extent that
commission is so authorized to act under its authorizing statute, for
any intercity rail passenger services deemed necessary, convenient or
desirable by the commissioner, within the amounts available by
appropriation therefor, as such services are made available pursuant to
the provisions of the rail passenger service act of nineteen hundred
seventy and any acts amendatory or supplemental thereto, subject to the
approval of the director of the budget or pursuant to reimbursement
available from the gateway development commission, any railroad company,
any other state or agency, the federal government, any public authority
of this state or any other state or two or more states, or any political
subdivision or municipality of the state. Notwithstanding any
inconsistent law, general, special or local, the commissioner, as funds
are made available for the purposes hereof, is hereby empowered to
contract with such corporation or Commission and to do all other things
necessary, convenient or desirable on behalf of the state to secure the
full benefits available under and pursuant to such act and any other
federal act which provides funding for intercity rail passenger
services, and to contract and do all other things necessary as
hereinafter provided on behalf of the state to effect and facilitate
intercity rail passenger services which he determines is necessary,
convenient or desirable and the department of transportation may
cooperate and contract with gateway development commission for passenger
rail activities, to the extent that gateway development commission is so
authorized to act under its authorizing statute, provided, however, that
the department of transportation shall only contract with the gateway
development commission if such contract is approved by that commission's
board in accordance with its authorizing statute.
* NB Effective upon the enactment into law by the state of New Jersey
of certain legislation and repealed 15 years from effective date but
only repealed if federal funding that is necessary has not been granted
(see chapter 108/2019 § 10 sb (a) and sb (c))
* 1. The department of transportation may cooperate and contract with
the national railroad passenger corporation for any intercity rail
passenger services deemed necessary, convenient or desirable by the
commissioner, within the amounts available by appropriation therefor, as
such services are made available pursuant to the provisions of the rail
passenger service act of nineteen hundred seventy and any acts
amendatory or supplemental thereto, subject to the approval of the
director of the budget. Notwithstanding any inconsistent law, general,
special or local, the commissioner, as funds are made available for the
purposes hereof, is hereby empowered to contract with such corporation
and to do all other things necessary, convenient or desirable on behalf
of the state to secure the full benefits available under and pursuant to
such act, and to contract and do all other things necessary as
hereinafter provided on behalf of the state to effect the intercity rail
passenger service program which he determines is necessary, convenient
or desirable.
* NB Effective upon the repeal of the amendments enacted by chapter
108 of 2019 § 3 (see chapter 108/2019 § 10 sb (a))
* 2. The commissioner shall coordinate the intercity rail passenger
activities of the state and other interested public and private
organizations and persons to effectuate the purposes of this section and
shall have the responsibility for negotiating with the federal
government with respect to intercity rail passenger service programs.
The commissioner is authorized to enter into joint service agreements
between the state and any railroad company, any other state department
or agency, the federal government, the Canadian government, any other
state or agency or instrumentality thereof, any public authority of this
state or any other state, or any political subdivision or municipality
of the state, relating to property, buildings, structures, facilities,
services, rates, fares, classifications, dividends, allowances or
charges (including charges between intercity rail passenger service
facilities), or rules or regulations pertaining thereto, for or in
connection with or incidental to transportation in part upon intercity
rail passenger service facilities. Intercity rail passenger service
facilities include the right of way and related trackage, rails, cars,
locomotives, or other rolling stock, signal, power, fuel, communication
and ventilation systems, power plants, stations, terminals, storage
yards, repair and maintenance shops, yards, equipment and parts, offices
and other real estate or personnel used or held for or incidental to the
operation, rehabilitation or improvement of any railroad operating
intercity rail passenger service or to operate such service, including
but not limited to buildings, structures, and rail property.
* NB Effective until the enactment into law by the state of New Jersey
of certain legislation (see chapter 108/2019 § 10 sb (a))
* 2. The commissioner shall coordinate the intercity rail passenger
activities of the state and other interested public and private
organizations and persons to effectuate the purposes of this section and
shall have the responsibility for negotiating with the federal
government with respect to intercity rail passenger service programs.
The commissioner is authorized to enter into joint service agreements
and other agreements between the state and any railroad company, any
other state department or agency, the federal government, the Canadian
government, any other state, or agency or instrumentality thereof, any
public authority of this state or any other state or two or more states,
or any political subdivision or municipality of the state, relating to
property, buildings, structures, facilities, services, rates, fares,
classifications, dividends, allowances or charges (including charges
between intercity rail passenger service facilities), or rules or
regulations pertaining thereto, for or in connection with or incidental
to transportation in part upon intercity rail passenger service
facilities. Intercity rail passenger service facilities include the
right of way and related trackage, rails, cars, locomotives, or other
rolling stock, signal, power, fuel, communication and ventilation
systems, power plants, stations, terminals, tunnels, storage yards,
repair and maintenance shops, yards, equipment and parts, offices and
other real estate or personnel used or held for or incidental to the
operation, rehabilitation or improvement of any railroad operating
intercity rail passenger service or to operate such service, including
but not limited to buildings, structures, and rail property.
* NB Effective upon the enactment into law by the state of New Jersey
of certain legislation and repealed 15 years from effective date but
only repealed if federal funding that is necessary has not been granted
(see chapter 108/2019 § 10 sb (a) and sb (c))
* 2. The commissioner shall coordinate the intercity rail passenger
activities of the state and other interested public and private
organizations and persons to effectuate the purposes of this section and
shall have the responsibility for negotiating with the federal
government with respect to intercity rail passenger service programs.
The commissioner is authorized to enter into joint service agreements
between the state and any railroad company, any other state department
or agency, the federal government, the Canadian government, any other
state or agency or instrumentality thereof, any public authority of this
state or any other state, or any political subdivision or municipality
of the state, relating to property, buildings, structures, facilities,
services, rates, fares, classifications, dividends, allowances or
charges (including charges between intercity rail passenger service
facilities), or rules or regulations pertaining thereto, for or in
connection with or incidental to transportation in part upon intercity
rail passenger service facilities. Intercity rail passenger service
facilities include the right of way and related trackage, rails, cars,
locomotives, or other rolling stock, signal, power, fuel, communication
and ventilation systems, power plants, stations, terminals, storage
yards, repair and maintenance shops, yards, equipment and parts, offices
and other real estate or personnel used or held for or incidental to the
operation, rehabilitation or improvement of any railroad operating
intercity rail passenger service or to operate such service, including
but not limited to buildings, structures, and rail property.
* NB Effective upon the repeal of the amendments enacted by chapter
108 of 2019 § 3 (see chapter 108/2019 § 10 sb (a))
* 3. The commissioner may on such terms and conditions as he may
determine necessary, convenient or desirable, establish, construct,
effectuate, operate, maintain, renovate, improve, extend or repair any
such intercity rail passenger service facility or any related services
and activities, or may provide for such by contract, lease or other
arrangement on such terms as the commissioner may deem necessary,
convenient or desirable with any agency, corporation or person,
including but not limited to any railroad company, any state agency, the
federal government, the Canadian government, any other state or agency
or instrumentality thereof, any public authority of this or any other
state, or any political subdivision or municipality of the state.
* NB Effective until the enactment into law by the state of New Jersey
of certain legislation (see chapter 108/2019 § 10 sb (a))
* 3. Notwithstanding any other provision of law, general, special,
charter or local, the commissioner may on such terms and conditions as
he may determine necessary, convenient or desirable, establish,
construct, effectuate, operate, maintain, renovate, improve, extend or
repair any such intercity rail passenger service facility or any related
services and activities, or may provide for such by contract, lease or
other arrangement on such terms as the commissioner may deem necessary,
convenient or desirable with any agency, corporation or person,
including but not limited to any railroad company, any state agency, the
federal government, the Canadian government, any other state or agency
or instrumentality thereof, any public authority of this or any other
state or two or more states, or any political subdivision or
municipality of the state.
* NB Effective until the enactment into law by the state of New Jersey
of certain legislation (see chapter 108/2019 § 10 sb (a))
* 3. The commissioner may on such terms and conditions as he may
determine necessary, convenient or desirable, establish, construct,
effectuate, operate, maintain, renovate, improve, extend or repair any
such intercity rail passenger service facility or any related services
and activities, or may provide for such by contract, lease or other
arrangement on such terms as the commissioner may deem necessary,
convenient or desirable with any agency, corporation or person,
including but not limited to any railroad company, any state agency, the
federal government, the Canadian government, any other state or agency
or instrumentality thereof, any public authority of this or any other
state, or any political subdivision or municipality of the state.
* NB Effective upon the repeal of the amendments enacted by chapter
108 of 2019 § 3 (see chapter 108/2019 § 10 sb (a))
4. Any property, as such is defined in subdivision two of section
thirty of the highway law which is necessary for the purposes of this
subdivision may be acquired by the commissioner in the same manner as
property is acquired for state highway purposes pursuant to the
provisions of section thirty of the highway law.
5. To avoid duplication of effort and in the interests of economy, the
commissioner may make use of existing studies, surveys, plans, data and
other materials in the possession of any state agency or municipality or
political subdivision of the state in order to carry out the purposes of
this section. Each such agency, municipality or subdivision is hereby
authorized to make the same available to the commissioner and otherwise
to assist him in the performance of his functions.
Rail service preservation. 1. Authorization is hereby given to
the commissioner of transportation:
a. to acquire, by purchase, gift, grant, transfer, contract or lease,
any rail transportation facility with the state, or any part thereof, or
the use thereof, and to utilize any such rail transportation facility,
or any property acquired pursuant to the provisions of section eighteen
of this chapter, for the purposes of rail transportation service thereon
or therewith;
b. to enter into contracts with any person, firm, corporation or
agency, including but not limited to any railroad company, state agency,
the federal government, the Canadian government, any other state or
agency or instrumentality thereof, any public authority of this or any
other state, or any political subdivision or municipality of the state,
for the purpose of providing, maintaining and improving rail
transportation service on the rail transportation facilities thereof;
c. to sell, lease or otherwise contract for the utilization of any
rail transportation facilities, or portion thereof, owned or acquired
pursuant to this section or pursuant to section eighteen of this
chapter, for the purpose of providing for, maintaining and improving
rail transportation service thereon.
* d. to acquire by eminent domain, pursuant to the eminent domain
procedure law and section thirty of the highway law, any property,
property rights or property interests, including easements, air rights
and subsurface rights, whether or not now or previously designated as
parkland, or otherwise dedicated to a public use as parkland,
(hereinafter "property interests"), and, provided with respect to real
property now or previously designated as parkland, just compensation
therefor shall be calculated as an amount equal to the appraised fair
market value of the parkland being discontinued, and further provided
only to the extent that such property interests are, in the judgement of
the commissioner, necessary for the construction, use, occupancy,
operation, and maintenance of an airport access mass transit facility
for LaGuardia airport via elevated guideway, and related ancillary
facilities for airport access mass transit maintenance, parking for
persons using the airport access mass transit facility and additional
limited purposes directly related to operation of an airport access mass
transit project, temporary laydown and construction areas, and air
rights and subsurface rights related to an elevated guideway, including
appropriate entry and exit points for users of the airport access mass
transit facility and any property interests necessary for an adjustment
of the piers supporting the pedestrian bridges crossing the Grand
Central Parkway to maintain accessibility, and any vehicle entry and
exit points to the Grand Central Parkway located along either side of
the corridor, in all cases running along a route from LaGuardia airport
on or near the Grand Central Parkway, thence along the edge of the Citi
Field parking lot previously alienated for stadium use, next alongside
the existing elevated track for the No. 7 subway and terminating at
subway rail yards and other transportation staging and storage areas
within a corridor more specifically defined pursuant to section three
hundred forty-nine-g of the highway law; and to utilize, or sell, lease,
contract, or otherwise transfer the acquired property interests together
with property interests it otherwise holds and/or grant easements,
licenses, permits, concessions or other authorizations, to the Port
Authority of New York and New Jersey to facilitate the construction
(including temporary laydown), and permanent use, occupancy, operation,
and maintenance of the airport access mass transit facility, related
ancillary facilities for airport access mass transit maintenance,
parking for persons using the airport access mass transit facility and
additional limited purposes directly related to operation of an airport
access mass transit project; provided however, this subdivision does not
authorize acquisition of property interests for a self-standing facility
constructed to house premises for automobile rental operations.
* NB Repealed June 25, 2028 only if no property interests have been
acquired pursuant to chapter 78 of 2018
2. The commissioner, may, subject to the concurrence of the director
of the budget:
a. Operate, maintain, renovate, repair, improve, extend or establish
any rail transportation facility or any related services and activities,
or may provide therefor by contract, lease or other arrangement with any
person, firm, corporation or agency, including but not limited to any
railroad company, state agency, the federal government, the Canadian
government, any other state or agency or instrumentality thereof, any
public authority of this or any other state, or any political
subdivision or municipality of the state.
b. Enter into joint service agreements on behalf of the state with any
railroad company, and any other state department or agency, the federal
government, the Canadian government, any other state or agency or
instrumentality thereof, any public authority of this state or any other
state, or any political subdivision or municipality of the state,
relating to property, buildings, structures, facilities, services,
rates, fares, classifications, dividends, allowances or charges, or
rules or regulations pertaining thereto, for or in connection with or
incidental to transportation in part upon rail transportation facilities
provided pursuant to this section.
c. Acquire by purchase, gift, grant, transfer, contract or lease any
rail transportation facility, or any part thereof, necessary for or
incidential to the effectuation of the purposes of this section.
d. Utilize federal monies available or which may become available to
the state for the purpose of effectuating the provisions of this section
and enter into any necessary agreements required to meet federal
standards and criteria in connection therewith.
e. Establish, levy and collect or cause to be established, levied and
collected and, in the case of a joint service arrangement, join with
others in the establishment, levy and collection of such fares, tolls,
rentals, rates, charges and other fees as he may deem necessary,
convenient or desirable for the use and operation of any such rail
transportation facility and related services.
f. Sell, transfer, lease or contract for the sale, transfer or lease
of any rail transportation facility, or any part thereof, necessary for
or incidental to the effectuation of the purposes of this section.
g. Do all things necessary, convenient or desirable to carry out the
purposes of this section.
3. For the purposes of this section, the term "rail transportation
facility" shall include railroad rights of way as well as trackage,
rails, cars, locomotives, rolling stock, signal, power, fuel,
communication and ventilation systems, power plants, stations,
terminals, storage yards, repair and maintenance shops, yards, equipment
and parts, offices, and other incidental real estate or personalty used
or held for or incidental to the operation, rehabilitation or
improvement of any railroad operating rail passenger or rail freight
transportation services, or to operate such services, including, but not
limited to buildings, structures and rail property.
4. Notwithstanding the provisions of any other general special or
local law, expenses of the department of transportation incurred in
connection with the provision of rail transportation services as
authorized by this section, may, with the approval of the director of
the budget, be paid out of the gross revenues, if any, received pursuant
to the authorization herein contained. All other revenues surplus to
these expenses shall be paid into the state treasury to the credit of
the general fund.
Development of transportation corridors; multiple use outside
the counties of Kings and Queens of right of way. The commissioner of
transportation shall have power to provide, with or without federal aid,
for surveys, studies and plans which include the negotiating for and
securing of reservation easements necessary to the development of the
corridor through which a transportation facility will pass, in order to
jointly direct such development in cooperation with the municipality or
municipalities in which such transportation facility is to be
constructed and in connection with such construction to provide, to the
extent he deems feasible and in the best interest of the state, for
multiple use outside the counties of Kings and Queens of the right of
way of such transportation facility. Before any such surveys, studies
and plans, including the securing of necessary reservation easements
relevant to such joint development are commenced, the municipality or
municipalities in which the transportation facility is to be constructed
shall enter into an agreement with the commissioner concerning the same.
The commissioner and the municipality or municipalities in which a
transportation facility is to be constructed are hereby authorized to
enter into any and all necessary agreements, including provisions for
any sharing of costs, to carry out such surveys, studies and plans for
joint development, including the negotiating for and securing of
reservation easements necessary to such plans from landowners affected
thereby, and to provide for multiple use outside the counties of Kings
and Queens of transportation rights of way. The expense of such surveys,
studies, plans and easements necessary for joint development of such
facilities and provision for multiple use of such rights of way shall be
a proper charge against funds available for the construction,
reconstruction or maintenance of state transportation facilities. The
term "municipality", as used in this subdivision, shall include only a
county, town, city or village. The term "joint development", as used in
this chapter, shall mean cooperative action by the state department of
transportation, federal and other state government agencies and
municipalities, with or without the assistance of private organizations
and individuals, to prepare surveys, studies and plans, including the
negotiating for and securing of reservation easements related to the
development or adjustments of land uses which are affected by
construction of such facilities as well as the surveys, studies and
plans incidental thereto. The term "reservation easements" shall mean
rights in real property, of a nature less than fee, which are acquired
by the state pursuant to agreement with the owner of such property for
the purposes of assuring the availability of such property for a future
transportation need and to prevent the use of such property by such
owner in a manner inconsistent with such need.
Transportation of hazardous materials. 1. The commissioner of
transportation is hereby authorized to promote safety in the
transportation of hazardous materials by all modes of transportation,
and in connection therewith shall:
(a) Have the power to make rules and regulations governing
transportation of hazardous materials, which shall mean a substance or
material in a quantity and form which may pose an unreasonable risk to
health and safety or property when transported in commerce, by all modes
as defined by the rules and regulations of the department.
Such rules and regulations shall be no less protective of public
safety than the rules and regulations promulgated by the federal
government with respect to the transportation of hazardous materials.
The regulations shall set forth the criteria for identifying and
listing, and a list of hazardous materials subject to this section as
may be amended by the commissioner of transportation from time to time
in a manner consistent with the state administrative procedure act and
consistent with those substances and materials designated by the United
States secretary of transportation as hazardous under section 5103 of
title 49 of the United States code as amended from time to time,
including those designated as hazardous in the hazardous materials table
set forth in section 172.101 and materials that meet the defining
criteria for hazard classes and divisions in part 173 of subchapter C of
title 49 of the code of federal regulations as amended from time to
time. Such regulations shall include specifications for marking and
placarding of vehicles transporting hazardous materials as will be
applied pursuant to paragraph (a) of subdivision three of this section.
The regulations promulgated hereunder shall include notice that a
violation of the rules and regulations is subject to a fine or a period
of imprisonment, and the rules and regulations shall set forth the
penalty provisions contained in subdivision four of this section.
Provided, however, that all local laws or ordinances, except those of
cities having a population of one million or more, regulating the
transportation of flammable liquids in trucks, trailers or
semi-trailers, are hereby superseded and without force and hereafter no
such local law or ordinance shall be adopted to regulate or control the
equipment or means of transporting flammable liquids in trucks, trailers
or semi-trailers.
For the purposes of this section, a "vehicle" shall mean every device
in which property may be transported upon a highway, stationary rails or
tracks, or on the navigable waterways of the state.
(b) Have power to enforce said rules and regulations through the use
of department staff or others pursuant to cooperative agreement.
(c) Have power and is hereby authorized to enter into cooperative
agreements with agencies of this and other states and of the federal
government in relation to enforcement of said rules and regulations.
(d) Consult with and receive the full cooperation from the
commissioner of environmental conservation and other agencies in order
to aid the commissioner of transportation in establishing an information
system capable of identifying the amount and type of hazardous materials
transported in New York, and the methods used for transporting such
materials. This system shall be established and maintained in order to
assess the volume and potential danger of hazardous materials
transported in commerce, by all modes.
(e) Establish and publicize, after consultation with the commissioner
of environmental conservation, a public education program to provide
publications and technical assistance regarding the regulations
governing the transportation of hazardous materials.
(f) Develop a training program for the state police and environmental
conservation officers in order to aid such officers in the enforcement
of the rules and regulations made pursuant to this section.
2. It shall be unlawful for any person, corporation, company,
association, partnership or any officer or agent thereof to transport or
cause to be transported hazardous materials in violation of the rules
and regulations promulgated by the commissioner pursuant to this
section.
3. (a) It shall be unlawful for any person, corporation, company,
association, partnership or any officer or agent thereof to operate or
cause to be operated in this state a vehicle transporting hazardous
materials unless the vehicle is conspicuously marked or placarded to
identify the material transported or its principal hazard in a manner
specified in rules and regulations promulgated by the commissioner that
are consistent with related federal requirements; provided that the
commissioner may, by rules and regulations prescribe with respect to any
specific hazardous materials the minimum quantities below which no
placard shall be required.
(b) It shall be unlawful for any person, corporation, company,
association, partnership or any officer or agent thereof to operate or
cause to be operated in this state a vehicle transporting those
hazardous wastes identified and listed pursuant to section 27-0903 of
the environmental conservation law or those regulated wastes listed and
defined pursuant to section 27-0303 of the environmental conservation
law unless such person complies with the requirements applicable to the
transport of such wastes as set forth in article twenty-seven of the
environmental conservation law and any rules and regulations promulgated
thereunder.
4. (a) Except as provided in paragraph (b) of this subdivision, any
person, corporation, company, association or partnership found guilty of
violating any such rule or regulation shall be guilty of a traffic
infraction, and all of the provisions of the vehicle and traffic law,
except as otherwise specifically provided herein, shall be applicable
thereto, and shall be subject to a fine of not less than three hundred
fifty dollars nor more than one thousand dollars for the first offense,
and upon being found guilty of a second or subsequent offense committed
within eighteen months by a fine of not less than one thousand dollars
nor more than two thousand five hundred dollars, or by imprisonment for
not more than ninety days or by both such fine and imprisonment. Except
as otherwise provided by law, such a violation shall not be a crime and
the penalty or punishment imposed therefor shall not be deemed for any
purpose a criminal penalty or punishment and shall not impose any
disability upon or affect or impair the credibility as a witness, or
otherwise, of a person found guilty thereof; provided, however, that any
person transporting hazardous waste in violation of article twenty-seven
of the environmental conservation law shall be subject to the penalties
provided in article seventy-one of such law.
(b) Any person, corporation, company, association or partnership found
guilty of violating any such rules or regulations involving an
out-of-service defect relating to brake systems, steering components
and/or coupling devices shall be subject to a fine of not less than five
hundred dollars nor more than one thousand five hundred dollars, or by
imprisonment for not more than sixty days or by both such fine and
imprisonment, and upon being found guilty of a second or subsequent
offense committed within eighteen months by a fine of not less than one
thousand five hundred dollars nor more than two thousand five hundred
dollars, or by imprisonment for not more than ninety days or by both
such fine and imprisonment.
(c) Operation of an out-of-service vehicle shall constitute a
misdemeanor and shall be punished by a fine of not less than two
thousand five hundred dollars nor more than five thousand dollars, or by
imprisonment for not more than one year or by both such fine and
imprisonment. A conviction for a second or subsequent offense committed
within eighteen months shall constitute a class E felony and shall be
punished by a fine of not less than three thousand five hundred dollars
or by a period of imprisonment as provided in the penal law, or by both
such fine and imprisonment.
(d) If any person does not appear in response to an appearance ticket
or the court's direction, or pay any fine imposed, the commissioner of
motor vehicles shall have the power to suspend the registration or
privilege of operation of any such vehicle operated or alleged to have
been operated in violation of such rules and regulations.
(e) (i) Any complaint issued for an equipment violation, except for a
violation involving an out-of-service defect or except for a violation
involving the operation of any motor vehicle after it has been placed
out of service, shall be dismissed by the court before such summons is
returnable if the violation as set forth in the summons is corrected not
later than one-half hour after sunset on the first full business day
after the issuance of the summons and proof of such correction as set
forth in subparagraph (ii) of this paragraph is submitted to the court.
For the purposes of this subparagraph, "business day" shall mean any
calendar day except Sunday, or the following business holidays: New
Year's Day, Washington's Birthday, Memorial Day, Independence Day, Labor
Day, Columbus Day, Veterans' Day, Thanksgiving Day and Christmas Day.
(ii) Acceptable proof of repair or adjustment shall consist of
submission to the court on or before the return date of the summons of
(A) a statement of correction from an officially designated state
inspection station duly executed by the person performing or making such
inspection and bearing the official stamp of the state inspection
station, (B) a statement of correction from an automobile repair shop on
the letterhead of such repair shop duly executed by the person who made
the correction or (C) a signed statement of any police officer or a
department inspector that the necessary corrections have been made. The
statement required by this subparagraph shall be directed to the court
having jurisdiction of the alleged violation, shall be affirmed as true
under penalty of perjury, and shall include the name, occupation and
position of the person making the statement, the time and date that the
repairs or inspection were made and a statement that the defective
equipment, cited in the violation, on the vehicle in question, is in
proper working order.
5. With respect to the transportation of radioactive materials,
nothing in this section shall be construed to abrogate or effect the
provisions of any federal or state statute or local ordinance,
regulation or resolution which are more restrictive than or which
supersede the provisions of this section.
6. Any police officer having lawfully stopped any vehicle which he has
reason to believe is transporting hazardous materials or hazardous waste
may require that such vehicle shall be driven to a place designated by
such police officer to be inspected pursuant to the provisions of this
section and the rules and regulations of the commissioner concerning
transportation of hazardous materials or pursuant to title nine of
article twenty-seven of the environmental conservation law. Provided,
however, that such place designated by such police officer shall not
exceed a distance of five miles from the place at which such vehicle was
stopped. Furthermore, that when such place designated by such officer or
any other place utilized for inspection of vehicles pursuant to this
section is a roadside rest area, such rest area shall be kept open for
the use of the public to the extent practicable.
Intercity bus passenger service preservation. 1. Authorization
is hereby given to the commissioner of transportation to contract with
any person, firm, corporation or agency, including, but not limited to,
any intercity bus company, state agency, the federal government, any
other state or agency or instrumentality thereof, any public authority
of this state or any other state, or any political subdivision or
municipality of the state, for the purpose of providing, maintaining and
improving intercity bus passenger service within New York state.
2. The commissioner may, subject to the concurrence of the director of
the budget:
a. Enter into joint service agreements on behalf of the state with any
intercity bus company, the federal government, any other state or agency
or instrumentality thereof, any public authority of this state or any
other state, or any political subdivision or municipality of the state,
relating to property, buildings, structures, facilities, equipment,
services, rates, fares, allowances or charges, or rules or regulations
pertaining thereto, for or in connection with the provision of intercity
bus passenger services, or such local or commuter services as are
provided by an intercity bus company.
b. Utilize federal moneys available or which may become available to
the state for the purpose of effectuating the provisions of this
section, and enter into any necessary agreements required to meet
federal regulations, criteria and standards in connection therein.
c. Do all things necessary, convenient or desirable to carry out the
purposes of this section.
3. For the purposes of this section, the term "intercity bus passenger
service" shall mean transportation provided to the public on a regular
and continuing basis by a person, firm, or corporation authorized to
transport passengers in interstate commerce by the United States
department of transportation or in intrastate commerce by the state
department of transportation that is primarily intended to satisfy
longer distance travel demand between cities, and villages and
unincorporated urban places that have a population of two thousand five
hundred or more. Such term does not include services that are primarily
local or commuter oriented in nature.
Airport preservation. 1. In order to preserve and enhance the
air transportation system of the state, the commissioner of
transportation is hereby authorized:
a. To enter into an agreement with the operator of any privately-owned
airport to pay on behalf of the state a share of the project costs of
any project undertaken in accordance with the provisions of the federal
airport and airway improvement program of the federal aviation
administration or any federal program hereafter enacted for the purpose
of airport improvement.
b. To utilize for this purpose any funds available for the
acquisition, construction, reconstruction or improvement of airports or
aviation capital facilities, including but not limited to funds
available from the transportation capital facilities bond act of
nineteen hundred sixty-seven and the rebuild New York through
transportation infrastructure renewal bond act of nineteen hundred
eighty-three. Notwithstanding any provisions of law to the contrary,
for airports funded pursuant to this section, the owner of a municipal
airport may, with the approval of the commissioner, contract directly
with the office of general services to provide for the removal of fuel
tanks under such terms and conditions as set forth by the office of
general services, including provision for the deposit of funds of such
airport with the state comptroller, who is authorized to receive and
accept the same for the purposes of this paragraph, for expenditure on
such project costs or, as appropriate, for the return of any excess
deposit to such airport, on vouchers approved by the office of general
services.
c. To enter into any agreements necessary to effectuate the provisions
of this section and to insure the availability to the public of any
airport improved hereunder for the useful life of such improvement as
defined in section sixty-one of the state finance law.
d. To receive applications for participation in this program by the
operators of privately-owned airports determined by the commissioner to
serve a public purpose and to establish standards governing the form,
content and submission of such applications, including the requirement
that any application submitted under this section by the owner of a
privately-owned airport be accompanied by a resolution from the
governing body of the municipality in which such airport is located
formally endorsing the project for which state aid is requested.
e. To do all things necessary, convenient or desirable to carry out
the purposes of this section.
2. The state share of any such improvement project undertaken with
federal assistance from the federal aviation administration shall be
limited to seventy-five percent of the non-federal share of such
approved project.
3. Whenever a property owner intends to dispose of, sell, lease or
otherwise transfer any or all of its interest in an air transportation
facility and such disposal, sale, lease or transfer shall result in that
facility no longer having as its principal function aviation operations
or support, such owner shall notify the department in writing of its
intention to transfer such interest on or before ninety days prior to
such transfer.
Long Island expressway; design and construction. 1. The
commissioner shall prepare an environmental impact statement on the
project to add travel lanes to the Long Island expressway between exits
forty-nine and fifty-seven in accordance with the provisions of article
eight of the environmental conservation law.
2. The commissioner shall prepare an environmental impact statement on
projects to add travel lanes to the Long Island expressway from exits
thirty to sixty-four in accordance with the provisions of article eight
of the environmental conservation law.
3. Notwithstanding any other provision of law to the contrary, a
project to add travel lanes to the Long Island expressway between exits
forty-nine and fifty-seven shall, for the purposes of this section, be
deemed to have independent utility and not be deemed part of any
long-range plan and other potential highway improvement projects on Long
Island are not to be deemed likely to be undertaken as a result thereof
or to be dependent thereon.
4. a. The design for the project to add travel lanes to the Long
Island expressway between exits forty-nine and fifty-seven, shall
commence forthwith. Such design shall proceed concurrent with the
environmental review process required by subdivision one of this
section, and may, to the extent necessary, focus on a design alternative
or alternatives. Preparation of a design shall not be a commitment to an
action by the department prior to the completion of the environmental
review process.
b. The department shall not commence construction until the department
has considered the final environmental impact statement and made
findings pursuant to subdivision one of this section.
c. The preparation of a design or designs shall not be deemed to have
prejudiced any decision-making pursuant to article eight of the
environmental conservation law.
Special rail and aviation transportation program. 1. The
commissioner is hereby authorized to enter into a contract, lease or
agreement with the New York state thruway authority for the financing by
such authority of special rail and aviation transportation program as
authorized by law.
2. The commissioner is hereby authorized to approve funding for the
costs for the construction, reconstruction, improvement, reconditioning
and preservation of rail freight facilities and for the cost of
intercity rail passenger facilities and equipment. For rail freight
projects, the commissioner shall give priority to projects which are
coordinated with community economic development objectives, improve the
safety of rail operations, promote intermodal services, provide rail
access to relieve highway congestion, provide for the efficient
restructuring of urban rail facilities or facilitate the transition of
branch lines from large operations to shortline operations. For
intercity rail passenger facilities and equipment projects, priority
will be given to projects which improve the quality, performance, speed
and safety of intercity rail services.
3. The commissioner is hereby authorized to approve funding for the
cost of construction, reconstruction, improvement, reconditioning and
preservation of municipal airports, privately owned airports and
aviation capital facilities, excluding airports owned by the state or
operated by a bi-state public benefit corporation, for which federal
funding is not available provided projects are part of an approved
airport layout plan. Such improvements shall include, but not be limited
to, acquisition of certain traffic control navigational aids utilizing
the global positioning system technologies and applications.
Notwithstanding any provisions of law to the contrary, for airports
funded pursuant to this section, the owner of a municipal airport may,
with the approval of the commissioner, contract directly with the office
of general services to provide for the removal of fuel tanks under such
terms and conditions as set forth by the office of general services,
including provision for the deposit of funds of such airport with the
state comptroller, who is authorized to receive and accept the same for
the purposes of this subdivision, for expenditure on such project costs
or, as appropriate, for the return of any excess deposit to such
airport, on vouchers approved by the office of general services.
4. The program shall provide forty million dollars to be made
available as follows:
Rail Aviation
State Fiscal Year 1993-1994 $7.5 million $2.5 million
State Fiscal Year 1994-1995 $7.5 million $2.5 million
State Fiscal Year 1995-1996 $7.5 million $2.5 million
State Fiscal Year 1996-1997 $7.5 million $2.5 million
Multi-modal program. 1. There is hereby established the
"multi-modal program". The commissioner is hereby authorized to enter
into a contract, lease or agreement with the New York state thruway
authority for the financing by such authority of the multi-modal program
as authorized by law.
2. Program funds shall be provided pursuant to annual appropriation or
pursuant to authorization by the legislature for capital projects.
3. The commissioner is hereby vested with the authority and
responsibility to approve funding for projects authorized in subdivision
four of this section. The funding of projects will be made upon
application, in a format prescribed by the commissioner, by the project
sponsor for funding of prior expenditures.
4. Multi-modal projects shall be limited to:
(a) project costs for construction, reconstruction, improvement,
reconditioning and preservation of rail freight facilities and for the
project costs of intercity rail passenger facilities and equipment where
the service life of the project is at least ten years. Funding of
project expenditures for an approved project shall require certification
by the project sponsor to the department that the project has a service
life of ten or more years. Such certification shall include any such
information as may be necessary to maintain, if applicable, the federal
tax exempt status of bonds, notes or other obligations issued by the New
York state thruway authority for such purposes. The commissioner shall
request the project sponsors to furnish such information in writing as
may be necessary;
(b) project costs for construction, reconstruction, improvement,
reconditioning and preservation of state, municipal, or privately owned
ports where the service life of the project is at least ten years.
Funding of project expenditures for an approved project shall require
certification by the project sponsor to the department that the project
has a service life of ten or more years. Such certification shall
include any such information as may be necessary to maintain, if
applicable, the federal tax exempt status of bonds, notes or other
obligations issued by the New York state thruway authority for such
purposes. The commissioner shall request the project sponsors to furnish
such information in writing as may be necessary;
(c) project costs of construction, reconstruction, improvement,
reconditioning and preservation of municipal airports, privately owned
airports and aviation capital facilities, excluding airports operated by
the state or operated by a bi-state municipal corporate instrumentality,
for which federal funding is not available provided the project is
consistent with an approved airport layout plan, where the service life
of the project is at least ten years. Funding of project expenditures
for an approved project shall require certification that the project has
a service life of ten or more years. Such certification shall include
any such information as may be necessary to maintain, if applicable, the
federal tax exempt status of bonds, notes or other obligations issued by
the New York state thruway authority for such purposes. The commissioner
shall request the project sponsors to furnish such information in
writing as may be necessary;
(d) project costs of construction, reconstruction, enhancement,
improvement, replacement, reconditioning, restoration, rehabilitation
and preservation of state, county, town, city and village roads,
highways, parkways and bridges where the service life of the project is
at least ten years. Funding of project expenditures for an approved
project shall require certification from the project sponsor that:
(i) the project has a service life of ten or more years;
(ii) program funds are not to be used for the mandated non-federal
share of federally funded projects;
(iii) the amount of funds requested is no greater than prior
unreimbursed municipal project expenditures for work completed or
materials incorporated in qualifying projects; and
(iv) the amount of municipal funds appropriated for transportation
capital projects by municipalities shall not be reduced because of the
availability of these funds.
The commissioner shall request the project sponsors to furnish such
information in writing as may be necessary. For the purposes of this
section, the Chautauqua, Cattaraugus, Allegany and Steuben southern tier
extension railroad authority shall be an authorized project sponsor.
By written agreement between them, a county may act for one or more
cities, towns or villages in the implementation of projects eligible for
funding pursuant to this paragraph. A copy of such agreement shall be
filed with the commissioner; and
(e) project costs for construction, reconstruction, improvement,
reconditioning and preservation of fixed ferry facilities of municipal
and privately owned ferry lines for transportation purposes, where the
service life of the project is at least ten years. Funding of the
project expenditures for an approved project shall require certification
by the project sponsor to the department that the project has a service
life of ten or more years. Such certification shall include any such
information as may be necessary to maintain, if applicable, the federal
tax exempt status of bonds, notes or other obligations issued by the New
York state thruway authority for such purposes. The commissioner shall
request the project sponsors to furnish such information in writing as
may be necessary.
Airport improvement and revitalization. 1. Notwithstanding any
other provision of law to the contrary, an airport improvement and
revitalization grant and loan program is established. Such program is
established to provide assistance for the revitalization of public use
airports through funding of projects or portions thereof, for which
sufficient federal capital assistance and required non-federal matching
funding is not available and provided the project is consistent with the
airport layout plan approved by the department. The funding of capital
improvements pursuant to this section shall not be used to provide the
non-federal matching share for federal airport capital improvement
grants.
2. (a) Assistance may consist of grants and loans for capital
improvements and technical assistance provided by the department
pursuant to this section.
Loans and grants pursuant to this section may be made to any municipal
corporation, public authority, public benefit corporation or any
combination thereof, or to other owners of a public use airport for the
purpose of improving a public use airport. A county, pursuant to a
written agreement, may act on behalf of one or more cities, towns or
villages for the purposes of this section. No such assistance shall be
provided to any airport operated by a bi-state authority.
(b) Improvements pursuant to this section may be made for the
following purposes:
(i) construction, reconstruction, improvement, reconditioning and
preservation of capital facilities where the service life of the project
is at least ten years, and related engineering services provided,
however, that for pavement management projects the service life of the
project shall be at least five years;
(ii) purchase of airport equipment, including navigational aids,
acquisition of land and easements; and
(iii) technical assistance for airports including, but not limited to,
preparation of studies to attract, retain or improve air carrier or air
cargo services including low fare commercial service air carrier
services, airport business plans, activities to inform the general
public or public and private organizations of the availability and
economic impact of the airport and the aviation services at the airport
on the community.
(c) Assistance pursuant to this section shall be provided pursuant to
contract with the commissioner. Contracts for capital improvements shall
insure the availability to the public of any airport improved hereunder
for the useful life of such improvement as defined in section sixty-one
of the state finance law. The commissioner shall establish standards
governing the form, content and submission of applications for
participation in this program. Such standards shall include, but not be
limited to, the requirement that, with respect to applications submitted
by owners of privately-owned airports, the commissioner shall make a
determination that a request submitted by such owners will serve a
public purpose and such applications are accompanied by a resolution
from the governing body of the county in which such privately-owned
airport is located formally endorsing the project for which assistance
is requested. The commissioner shall not approve an application for a
grant or loan unless the applicant can demonstrate commitment of
sufficient funds to provide the match set forth in paragraph (d) of this
subdivision.
All loans shall be repaid within ten years and bear such rate of
interest as shall be established therefor by the commissioner upon the
issuance of the loan; provided, however, such rate shall not exceed six
percent per annum. Payments on all loans shall be made to the department
and credited to the airport improvement and revitalization fund
established pursuant to section eighty-eight-d of the state finance law.
(d) Matching ratios. (i) Capital grants and loans. State assistance
for the program shall cover the following share of the project cost: for
general aviation airports and commercial service airports with less than
fifty thousand annual enplanements, up to ninety percent; for commercial
service airports with fifty thousand or more but less than seven hundred
thousand annual enplanements, up to eighty percent; and for commercial
service airports with annual enplanements of seven hundred thousand or
more, up to seventy percent.
(ii) Technical assistance. Technical assistance may be up to eighty
percent of the project cost. Funding for technical assistance shall be
limited to general aviation airports and commercial service airports
with less than two hundred fifty thousand annual enplanements, provided,
however, that such funding may be granted to general aviation airports
and commercial service airports, regardless of the number of annual
enplanements, for the preparation of studies to attract, retain or
improve low fare commercial service air carrier services. The entire
cost of regional or statewide studies conducted by or on behalf of the
department may be funded.
(e) Funds for assistance pursuant to this section shall be from the
airport improvement and revitalization fund established pursuant to
section eighty-eight-d of the state finance law. No funds shall be paid
pursuant to this section unless the applicant for assistance provides
for the required non-state funded share of the costs of a project.
(f) No grant or loan to any eligible applicant shall exceed the sum of
two million five hundred thousand dollars, and no part of any such grant
or loan shall be used for salaries or for services regularly provided by
the applicant for administrative costs in connection with such grant or
loan.
(g) On or before May first each year, the commissioner shall submit a
report on the immediately preceding fiscal year to the governor,
temporary president of the senate and speaker of the assembly showing
the total funds available for assistance pursuant to this section,
itemization of assistance provided, and the repayments of loans.
(h) No provision of this section shall be deemed to make any applicant
ineligible for assistance otherwise available pursuant to section
fourteen-h or fourteen-k of this article.
(i) The commissioner may promulgate rules and regulations for the
implementation of this section.
Airport security. 1. For the purposes of this section, the
following terms shall have the following meanings: (a) the term
"airport" shall have the same meaning as such term is defined in
subdivision five of section two hundred forty of the general business
law except that such term shall not include any airport operated by a
bi-state authority nor any airport with scheduled commercial air carrier
service;
(b) the term "aircraft" shall have the same meaning as such term is
defined in subdivision one of section two hundred forty of the general
business law;
(c) the term "private-use airport" shall mean an airport used
exclusively by the owner thereof and persons authorized by such owner;
(d) the term "public-use airport" shall mean an airport available for
use by the general public without a requirement for the prior approval
of the owner or operator thereof except as may be required by federal
law or regulation.
This section shall not be construed to replace or supersede airport
security standards required by the United States department of homeland
security or transportation security administration or safety standards
required by the United States department of transportation or federal
aviation administration.
2. Notwithstanding any provision of law to the contrary, in order to
enhance security at the airports of the state, each private-use and
public-use airport located, in whole or in part, in New York state
shall:
(a)(i) Register with the department within one year from the effective
date of this section. Such registration shall be valid for a period of
three years, and shall be submitted on forms provided by the department
which shall contain the following information: the physical and mailing
addresses of such airport; the telephone number, facsimile number, and
e-mail address of such airport; the name or names and telephone number
or numbers of one or more twenty-four hour security contact persons, as
designated by such airport; a map showing the location and general
boundaries of such airport; and such other information as the department
may reasonably prescribe. Such registration also shall be accompanied by
the written security plan required pursuant to paragraph (b) of this
subdivision.
(ii) Each such airport shall renew its registration with the
department every three years. Requests for renewal shall be made on
forms supplied by the department and shall not be accepted unless
accompanied with an updated written security plan as provided in
paragraph (b) of this subdivision.
(b) (i) Each private-use and public-use airport shall document its
security procedures in a written security plan that is consistent with
the most recent security guidelines for general aviation airports
published by the United States transportation security administration.
Such plan shall be updated every three years and submitted to the
department with each such airport's renewal application for
registration. In developing such plan, each airport shall consider the
applicable security enhancement recommendations contained in the most
recent security guidelines for general aviation airports published by
the United States transportation security administration. Each written
plan shall include a description of how the airport has addressed each
applicable recommendation of such guidelines, and a justification for
not adopting any applicable recommendation suggested by such guidelines
for the airport's security characteristics. Applicable recommendations
from such document should be determined by such airport by using the
airport characteristics self-assessment measurement tool available in
such document and any other self-assessment tools subsequently issued by
the transportation security administration.
(ii) In addition to submitting such plan to the department in
compliance with paragraph (a) of this subdivision, each airport shall
submit a copy of such plan and all updates thereof to local law
enforcement agencies having jurisdiction over such airport, the New York
state police, and the New York state office of homeland security.
(c)(i) In addition to the other provisions of this section,
private-use airports shall:
(A) require all aircraft to be double-locked, with one lock internal
to the aircraft, and one lock external to the aircraft, when such
aircraft is not in operation; and
(B) provide that all hangars be locked when not in use.
(ii) In addition to the other provisions of this section, public-use
airports shall:
(A) meet all the requirements of private-use airports set forth in
subparagraph (i) of this paragraph;
(B) require verification of the identity of all aircraft passengers by
the aircraft crew;
(C) maintain a log of all transient aircraft for a minimum of five
years;
(D) develop a written list of emergency contacts and telephone
numbers, to be available to airport personnel;
(E) restrict the access of unlicensed persons and student pilots to
aircraft keys;
(F) require persons renting aircraft to present government-issued
identification, which identification shall be in addition to any pilot's
license;
(G) post airport security warning signs and advisories where
appropriate;
(H) create an emergency locator map, which may be hand-drawn generally
to scale, identifying areas such as runways, ramp areas, fence lines,
gates, hydrants, emergency shelters, buildings and hazardous materials
sites, and provide copies of such map to emergency response agencies
serving such airport, to law enforcement agencies having jurisdiction
over such airport, and appropriate airport personnel. Whenever there is
a physical change involving such areas, such map shall be revised and
resubmitted to the aforementioned emergency response and law enforcement
agencies and airport personnel within sixty days of such change; and
(I) familiarize local law enforcement with the airport and consult
with them in the airport's development of appropriate security
procedures.
3. The map required to be created pursuant to clause (H) of
subparagraph (ii) of paragraph (c) of subdivision two of this section
and the written security plan required pursuant to paragraph (b) of
subdivision two of this section shall prominently display the following
statement: "This document may contain information that if disclosed
could endanger the life or safety of the public, and therefore this
document is to be maintained and used in a manner which preserves the
confidentiality of the information contained herein in a manner
consistent with law."
4. A person or entity who submits or otherwise makes available to any
state agency or agency of any subdivision thereof the registrations and
security plans produced pursuant to the requirements of this section may
at any time identify those records or portions thereof that contain
critical security information and request that the agency that maintains
such records except such information from disclosure pursuant to
subparagraph one-a of paragraph (a) of subdivision five of section
eighty-nine of the public officers law.
Information concerning services for human trafficking victims
in commercial service airports and general aviation airports. 1. The
operator of a commercial service airport and the operator of a general
aviation airport shall make available in the public restrooms and in any
lactation rooms, in plain view and in a conspicuous place and manner,
informational cards and/or signs developed by:
(a) the office of temporary and disability assistance in consultation
with the New York state interagency task force on human trafficking; or
(b) the United States Department of Homeland Security.
2. All such informational cards and signs shall only contain
information concerning services for human trafficking victims and shall
prominently include the national human trafficking hotline telephone
number.
3. The provisions of this section shall not apply to any airport
operated by a bi-state authority.
4. For the purposes of this section, the following terms shall have
the following meanings:
(a) "airport" shall mean an area of land or water used or intended to
be used for the landing and taking off of aircraft, an appurtenant area
used or intended to be used for airport buildings or other airport
facilities or rights of way, and airport buildings and facilities
located in any of those areas. Such term shall include heliports;
(b) "commercial service airport" shall mean a public airport or a
public-use airport in the state that, as determined by the United States
secretary of transportation, has at least twenty-five hundred passenger
boardings each year and is receiving scheduled passenger aircraft
service;
(c) "general aviation airport" shall mean a public airport or a
public-use airport with passenger boardings in the state that, as
determined by the United States secretary of transportation, either: (i)
does not have scheduled service; or (ii) has scheduled service with less
than twenty-five hundred passenger boardings each year;
(d) "lactation room" shall mean a hygienic place, other than a
restroom, that is: (i) shielded from view; (ii) free from intrusion;
(iii) contains a chair, a working surface, and, if the building is
otherwise supplied with electricity, an electrical outlet; and (iv)
intended to be used for the primary purpose of breastfeeding or
expressing breast milk;
(e) "passenger boardings" shall mean revenue passenger boardings in
the prior calendar year on an aircraft in service in air commerce, as
the United States secretary of transportation determines, including
passengers who continue on an aircraft in international flight that
stops at an airport in the state for a nontraffic purpose;
(f) "public airport" means an airport used or intended to be used for
public purposes: (i) that is under the control of the state, a county,
city, town, or village or a state or local authority; and (ii) of which
the area used or intended to be used for the landing, taking off, or
surface maneuvering of aircraft is publicly owned. Provided, however,
such term shall not include any airport operated by a bi-state
authority; and
(g) "public-use airport" shall mean an airport available for use by
the general public without a requirement for the prior approval of the
owner or operator thereof except as may be required by federal law or
regulation.
Comprehensive statewide master plan for transportation. 1. The
department shall formulate and from time to time revise a long-range
comprehensive statewide master plan for the balanced development and
coordination of adequate, safe and efficient commuter and general
transportation facilities and services in the state at reasonable cost
to the people, including, but not limited to, highways, rapid transit,
railroad, omnibus, marine and other mass transportation facilities and
services, and aviation and airport facilities and services, whether
publicly or privately owned, developed, operated or maintained.
2. The department shall submit such plan to the governor, the
temporary president of the senate, the speaker of the assembly and to
the department of state on or before September first, nineteen hundred
sixty-eight, and thereafter shall submit appropriate revisions of such
plan to the governor, the temporary president of the senate, the speaker
of the assembly and to the department of state from time to time as such
revisions are made. The department of state shall review such plan and
such revisions and shall submit a report thereon, together with such
recommendations as it may deem appropriate, to the governor, the
temporary president of the senate and the speaker of the assembly. Such
plan and such revisions shall become effective upon approval by the
governor and shall serve thereafter as a guide to the public and
publicly assisted development of transportation facilities and services
in the state.
3. In formulating such plan and any such revisions, the department:
a. shall conduct one or more public hearings;
b. may consult with and cooperate with (i) officials of departments
and agencies of the state having duties and responsibilities concerning
transportation;
(ii) officials and representatives of public corporations as defined
in article one, section three of the general corporation law;
(iii) officials and representatives of the federal government, of
neighboring states and of interstate agencies on problems affecting
transportation in this state;
(iv) officials and representatives of carriers and transportation
facilities and systems in the state; and
(v) persons, organizations and groups utilizing, served by, interested
in or concerned with transportation facilities and systems in the state;
c. may request and receive from any department, division, board,
bureau, commission or other agency of the state or any political
subdivision thereof or any public authority such assistance and data as
may be necessary to enable the department to carry out its
responsibilities under this section; and
d. may make use of and incorporate in the department's plan, any
recognized long-range regional plan for transportation, survey or report
developed by any public or private agency.
Metropolitan planning organization and participants; certain
functions. 1. In each urbanized area in which a public transportation
system provides services, the existing metropolitan planning
organization designated as such by the governor for the purpose of
complying with federal statutes, shall be the metropolitan planning
organization for the purposes of this section. The metropolitan planning
organization shall endorse a program of projects for submission to the
administrator of the urban mass transportation administration as a
product of the continuing comprehensive planning process.
In all other areas, no such planning organization need be formed.
However, the requirements of this section which pertain to the actions
of metropolitan planning organizations may be accomplished in such areas
by the public transportation system in cooperation with the appropriate
officials of the municipalities and counties within the transportation
system operating area and in cooperation with the state department of
transportation.
2. To develop effective involvement of county and municipal
governments in the metropolitan planning process, counties and
municipalities participating in each regional metropolitan planning
organization shall develop alternative plans for carrying out the
provisions of this section at both the regional and subregional level.
Such alternative plans shall consider the continuing and comprehensive
nature of the planning process; federal and state statutory
responsibilities for planning; citizen involvement; transportation
system operator participation; and population representation.
Participating counties and municipalities shall submit such alternative
plans to the governor and the legislature prior to January first,
nineteen hundred seventy-six.
3. In addition to its responsibilities stated in subdivision one of
this section, the responsibilities of each metropolitan planning
organization shall be:
(a) to develop long-range regional transportation plans for submission
to the commissioner for consideration for inclusion in the statewide
transportation master plan;
(b) to develop and suggest periodic amendments to the master plan to
the commissioner;
(c) to consult with and cooperate with local officials and
representatives of carriers and transportation facilities and systems
within their urbanized area;
(d) to examine the structure, and cost of transit operations;
(e) to endorse long-range plans assuring maximum utilization and
integration of mass transportation facilities and services throughout
the State;
(f) to study the long-range financial needs for improving public
transportation systems; and
(g) to conduct one or more public hearings to carry out the provisions
of this subdivision.
4. To provide for the existence of a transit development program, the
metropolitan planning organization shall consult with other planning
agencies and coordinate its transportation planning process with the
comprehensive regional plan developed by the regional planning
commission.
New York city accessible transportation system; New York city
transportation disabled committee. 1. Definitions. When used in this
section:
a. "Authority" shall mean the New York city transit authority and its
subsidiaries.
b. "Committee" shall mean the New York city transportation disabled
committee established pursuant to subdivision two of this section.
c. "Contractor" shall mean any person, firm, partnership, association,
corporation, or any state agency, public authority, political
subdivision or municipality of this state which enters into a contract
related to the provision of paratransit transportation in accordance
with the provisions of this section.
d. "Paratransit transportation" shall mean specialized
demand-responsive, shared-ride revenue services provided to
transportation disabled persons on a regular and continuing basis.
e. "Rapid transit station" shall mean any facility located along a
rapid transit railway designed and used under normal operating
conditions by patrons of such rapid transit railway to gain access to
and egress from such rapid transit railway, including any portion
therein, together with the devices and appurtenances, facilities and
equipment thereof and other instrumentalities used or useful therefor or
in connection therewith.
f. "Transportation disabled person" shall mean any individual,
including individuals in wheelchairs, who, by reason of illness, injury,
age or other semi-permanent or permanent incapacity or disability, is
unable to utilize mass transportation facilities without special
facilities, equipment or special planning or design.
2. New York city accessible transportation disabled committee. a. To
assist in the development of an integrated New York city accessible
transportation system, hereinafter referred to as the "system", a New
York city transportation disabled committee is hereby created. Such
committee shall consist of an advisor to the mayor of the city of New
York on transportation, the director of the mayor's office of the
handicapped in the city of New York, the commissioner of the department
for the aging in the city of New York, the commissioner of the state
department of transportation, the state advocate for the disabled, the
director of the state office for the aging, four transportation disabled
persons who reside or work in the city of New York to be appointed by
the governor, two of which shall be so appointed upon the recommendation
of the mayor of the city of New York, and one individual who resides or
works in the city of New York and who has experience with transportation
services for transportation disabled persons to be appointed by the
governor, upon the recommendation of the mayor. The mayor of the city of
New York shall select one person from among the voting members of the
committee who shall serve as chairperson of the committee at the
pleasure of the mayor of the city of New York.
The appointed membership shall serve four year terms. If a vacancy in
the appointed membership shall occur by reason of the death,
disqualification, resignation, or removal of a member, a successor shall
be appointed by the governor or the mayor for the unexpired term by the
same procedure used to appoint the predecessor.
The governor may remove any member for inefficiency, neglect of duty
or misconduct in office after giving him a copy of the charges against
him and an opportunity to be heard, in person or by counsel in his
defense, upon not less than ten days' notice.
b. No more than three percent of funding available for paratransit
transportation may be used for purposes of administering the powers and
duties of the committee. Each member of the committee shall receive
reimbursement for actual and necessary expenses incurred in the
performance of committee duties except that no officer or employee of
the state, the city or a public authority shall be entitled to such
expense reimbursement.
c. A majority of the whole number of voting members of the committee
shall constitute a quorum for the transaction of the committee's
business. The committee shall have the power to act by a majority vote
of the members. Ex officio members may designate an alternate, who shall
have the full power to act on behalf of the official.
d. Meetings of the committee shall take place at least once every
month for a period of one year following the effective date of this
section unless waived in writing by a majority of the members of the
committee. Thereafter, meetings of the committee shall take place at
least once every three months unless waived in writing by a majority of
the members of the committee.
e. Notwithstanding any inconsistent provision of this or any other
law, general, special or local, no officer or employee of the state, or
of any public corporation as defined in the general construction law,
shall be deemed to have forfeited or shall forfeit their office or
employment or any benefits provided under the retirement and social
security law or under any public retirement system maintained by the
state or its subdivisions by reason of the acceptance of membership on
the committee.
f. The committee is authorized to employ, contract for or utilize the
services of any person, firm, partnership, association, corporation,
governmental agency, or authority that has an expertise in planning
transportation services for transportation disabled persons to carry out
its powers and duties authorized or mandated pursuant to the provisions
of this section.
3. Accessible rapid transit stations. a. The New York city accessible
transportation system shall include access by individuals with
disabilities to rapid transit services through the renovation of one
hundred stations, as set forth in paragraphs b, c and d of this
subdivision, by a date no later than July twenty-sixth, two thousand
twenty, pursuant to a schedule as approved by the United States
department of transportation, federal transit administration, in a key
station plan to be submitted by the metropolitan transportation
authority in accordance with the key station plan provisions of the
federal Americans with Disabilities Act of 1990.
b. The following rapid transit stations shall be made accessible,
except that stations may be substituted in accordance with the
provisions of paragraph d of this subdivision: in the county of New
York: (1) Brooklyn Bridge on the 4, 5, 6 lines, (2) Grand Central on the
4, 5, 6 lines, (3) Grand Central on the number 7 line, (4) 125th street
on the A, B, C, D lines, (5) Herald Square on the B, D, F, Q lines, (6)
Times Square on the 1, 2, 3, 9 lines, (7) Times Square on the 7 line,
(8) Herald Square on the N, R lines, (9) Times Square on the N, R lines,
(10) 42nd street on the A, C, E lines, (11) 51st street on the 6 line,
(12) World Trade Center on the C, E lines, (13) 175th street on the A
line, (14) Chambers street on the 1, 2, 3, 9 lines, (15) 59th street on
the 1, 9 lines, (16) 59th street on the A, B, C, D lines, (17) 34th
street on the A, C, E lines, (18) 168th street on the A, B, C lines,
(19) Broad street on the J, M, Z lines, (20) 207th street on the A line,
(21) 135th street on the 2, 3 lines, (22) 72nd street on the 1, 2, 3, 9
lines, (23) Lexington-3rd avenue on the E, F lines, (24) 47-50th streets
on the B, D, F, Q lines, (25) Times Square on the S line, (26) Grand
Central on the S line, (27) 14th street on the A, C, E lines, (28) 8th
avenue on the L line, (29) 96th street on the 1, 2, 3, 9 lines, (30)
68th street on the 6 line, (31) 57th street on the N, R lines, (32) 23rd
street on the 6 line, (33) Cortlandt street on the N, R lines, (34)
Bowling Green on the 4, 5 lines, (35) West 4th street on the A, C, E
lines, (36) 34th street on the 1, 2, 3, 9 lines, (37) 125th street on
the 4, 5, 6 lines, (38) Union Square on the L, N, R lines; in the county
of the Bronx, (39) 149th street and Third avenue on the 2, 5 lines, (40)
Pelham Bay Park on the 6 line, (41) Simpson street on the 2, 5 lines,
(42) 161st street on the 4 line, (43) 161st street on the C, D lines,
(44) 231st street on the 1, 9 lines, (45) Fordham road on the 4 line,
(46) Pelham Parkway on the 2, 5 lines, (47) Hunts Point avenue on the 6
line, (48) Gun Hill road on the 5 line, (49) Kingsbridge road on the C,
D lines, (50) 233rd street on the 2, 5 lines; in the county of Kings:
(51) Borough Hall on the 2, 3 lines, (52) Stillwell avenue on the B
line, (53) Atlantic avenue on the 2, 3 lines, (54) Pacific street on the
B, M, N, R lines, (55) Atlantic avenue on the D, Q lines, (56) Jay
street on the A, C, F lines, (57) Utica avenue on the 3, 4 lines, (58)
95th street on the R Line, (59) Euclid avenue on the A, C lines, (60)
Church avenue on the F line, (61) DeKalb avenue on the D, M, N, Q, R
lines, (62) Flatbush avenue on the 2, 5 lines, (63) Marcy avenue on the
J, M, Z lines, (64) Church Avenue on the D, Q lines, (65) Greenpoint
avenue on the G line, (66) Bedford avenue on the L line, (67) Utica
avenue on the A, C lines, (68) Franklin avenue on the A, C lines, (69)
Franklin avenue on the S line, (70) Church avenue on the 2, 5 lines,
(71) 59th street on the N, R lines, (72) Bay parkway on the B, M lines,
(73) Myrtle avenue on the L line, (74) Wyckoff avenue on the M line,
(75) Flushing avenue on the J, M lines, (76) Rockaway parkway on the L
line; in the county of Queens: (77) Roosevelt avenue on the E, F, G, R
lines, (78) 179th street on the F line, (79) 74th street/Broadway on the
7 line, (80) Main street on the 7 line, (81) 61st street-Woodside on the
7 line, (82) Union turnpike/Kew Gardens on the E, F lines, (83)
Continental avenue on the E, F, G, R lines, (84) Lefferts boulevard on
the A line, (85) Howard Beach on the A line, (86) Astoria boulevard on
the N line, (87) Junction boulevard on the 7 line, (88) Queens Plaza on
the E, F, G, R lines; and in the county of Richmond: (89) Great Kills on
the SIRT line, (90) Dongan Hills on the SIRT line, and (91) St. George
on the SIRT line.
c. In addition to the stations listed in paragraph b of this
subdivision, by a date no later than July twenty-sixth, two thousand
twenty, the authority shall make accessible nine stations to be selected
after the effective date of the statute by the authority in consultation
with the transportation disabled committee.
d. The authority shall prepare and submit to the transportation
disabled committee for approval, not later than one hundred days after
enactment, a plan which provides a schedule for the implementation of
the provisions of this subdivision, and such plan shall be the
authority's key station plan adopted to implement the Americans with
disabilities act of nineteen hundred ninety, as amended. The schedule
shall provide that not less than two-thirds of the rapid transit
stations specified in paragraph b of this subdivision shall be made
accessible to individuals with disabilities in conformance with
applicable construction codes not later than December thirty-first, two
thousand ten, and that accessibility of all rapid transit stations
specified in such paragraph is completed by December thirty-first, two
thousand twenty.
e. On or before December thirty-first, nineteen hundred ninety-five,
and annually thereafter, the authority shall submit a report which has
been approved by the transportation disabled committee to the governor,
the temporary president of the senate, the minority leader of the
senate, the speaker of the assembly, the minority leader of the
assembly, the mayor of the city of New York and the city council of the
city of New York. Each such report shall describe the progress that has
been made during the reporting period in implementing the provisions of
this subdivision.
f. If the authority determines that it is not feasible to make
accessible any station listed in paragraph b of this subdivision,
another station may be substituted by the authority with the approval of
the transportation disabled committee. The authority shall notify the
committee in writing that it intends to seek approval for a substitute
key station. The committee, after providing an opportunity for public
comment of not less than fifteen days or more than thirty days, shall
within ninety days of the notification by the authority approve the
substitution or recommend an alternate station for feasibility
consideration by the authority. Failure of the committee to act within
ninety days of the notification shall be deemed an approval of the
authority's proposed substitution.
4. Accessible buses. The system shall include access by transportation
disabled persons, including persons in wheelchairs, to not less than
sixty-five percent of buses in the regularly operated fleet of the
authority, which shall be properly operated and maintained to facilitate
their use by transportation disabled persons. To meet this sixty-five
percent requirement, all buses purchased, leased, or otherwise brought
newly into service on the bus lines of the authority and its
subsidiaries, except buses leased or otherwise put into service to
relieve temporary, unplanned shortages of buses in service, shall be
accessible to transportation disabled persons until the sixty-five
percent requirement is met.
5. Paratransit transportation. a. The committee shall develop an
implementation plan for the provision of paratransit transportation in
each county wholly contained within the city of New York in a manner
that is economical and efficient and that is directed toward achieving
optimal integration of paratransit transportation with the accessible
transportation system and with other transportation services accessible
to the disabled and avoiding duplication of services. Such plan shall
provide for the orderly provision of paratransit transportation
consistent with available resources. On or before April first, nineteen
hundred eighty-six, such plan shall be completed and forwarded to the
governor, the temporary president of the senate, the minority leader of
the senate, the speaker of the assembly, the minority leader of the
assembly, the mayor of the city of New York, the city council of the
city of New York, and the chairman of the metropolitan transportation
authority. The plan shall include:
(1) Service areas and routes. In determining such areas and routes,
the committee shall consider:
(a) Residential concentrations of transportation disabled persons and
their employment, medical, educational and recreational needs;
(b) Areas or groups in the city of New York that will not be served by
accessible rapid transit or accessible buses;
(c) Any studies, master plans, surveys, data and other materials
completed by or under development by any state agency or authority or
the city of New York;
(d) Existing transportation services operating in the city of New York
that are available to transportation disabled persons; and
(e) Other criteria relevant to the effective provision of paratransit
transportation.
(2) Hours of service. In determining such hours, the committee shall
consider the employment, medical, educational and recreational needs of
transportation disabled persons.
(3) Identification. Identification of criteria for eligibility for,
and ridership and cost levels associated with paratransit transportation
as provided under the implementation plan.
(4) Financing sources. Such sources shall include:
(a) Fares, and other charges for paratransit transportation. In
determining such fares and other charges the committee shall consider
the nature of such services, the cost and expense of maintaining
paratransit facilities in good condition and repair and the capital and
operating expenses of the contractor. Fares for paratransit
transportation shall be set at levels based on the criteria set forth in
this section;
(b) Any payments receivable or available under title XVIII or XIX of
the federal social security act and any other sources of federal
funding, including third-party payments;
(c) Appropriate sources of local funding; and
(d) Any gift, grant, bequest, or devise.
(5) A method to acquire by purchase, gift, grant, transfer, contract
or lease, any vehicles, equipment or facilities necessary for the
provision of paratransit transportation. In determining such method the
committee shall develop a plan under which every effort is made to
acquire such vehicles, equipment, or facilities that are produced and/or
provided by services performed in the state of New York.
(6) Elements necessary. Any other element deemed by the committee to
be necessary or desirable to the provision of paratransit
transportation.
b. An agency of the city of New York designated by the mayor of the
city of New York, provided that such agency shall not be the authority
or its subsidiaries, shall provide paratransit transportation in
consultation with the committee and in accordance with the paratransit
transportation implementation plan developed pursuant to this
subdivision, within ninety days of receipt of the plan by the mayor.
Such services shall be provided under purchase of service agreements
with any responsible person, firm, partnership, association,
corporation, governmental agency or authority based on a competitive
bidding process. No such service agreement shall be entered into without
the approval of the committee. The agency shall not enter into any
service agreement that is in excess of financing sources that are
reasonably available as identified in paragraph four of this subdivision
and the amounts provided pursuant to sections W46-2.0 and II 46-4.0 of
the administrative code of the city of New York. In determining whether
a proposed contractor is responsible, the designated city agency shall
consider but not be limited to the following factors: (1) demonstration
of an ability to provide the requested services, (2) compliance with or
ability to meet acceptable safety standards, (3) demonstration of sound
financial position and acceptable financial reporting, and (4)
compliance with applicable local laws and regulations including those
related to disadvantaged business enterprises. The agency may use no
more than three percent of the funds available for paratransit
transportation to cover the cost of program administration.
6. Report. On or before December thirty-first, nineteen hundred
eighty-six, and annually thereafter, the committee shall report to the
governor, the temporary president of the senate, the minority leader of
the senate, the speaker of the assembly, the minority leader of the
assembly, the mayor of the city of New York, the city council of the
city of New York, and the metropolitan transportation authority. Each
such report shall:
a. Describe the progress that has been made during the reporting
period on implementation of the requirements of this section, including
costs and usage estimates attributable thereto, in relation to achieving
an integrated accessible transportation system in the city of New York,
including the provision of paratransit transportation throughout each
county wholly contained within the city of New York;
b. Assess the need for changes in the system based on technological
advances and other changing conditions and make recommendations for
coordination of the system with other public transportation and
specialized transportation services in the region; and
c. Include such other elements as may be deemed necessary to evaluate
the effectiveness of the system.
7. Inconsistent provisions. Insofar as the provisions of this section
are inconsistent with the provisions of any other law, general, special
or local, the provisions of this section shall be controlling. However,
the provisions of this section shall be implemented in such manner to
ensure compliance with federal legislative and administrative funding
eligibility requirements regarding the transportation disabled.
8. Severability. If any provision of this section or the application
thereof to any person or circumstances shall be adjudged invalid by a
court of competent jurisdiction, such order or judgment shall be
confined in its operation to the controversy in which it was rendered,
and shall not affect or invalidate the remainder of any provision of
this section or the application of any part thereof to any other person
or circumstance and to this end the provisions of each subdivision of
this section are hereby declared to be severable.
Accessible public transportation. 1. Definitions. When used in
this section:
a. "Transportation provider" shall mean the Niagara frontier
transportation authority, the Rochester-Genesee transportation
authority, the capital district transportation authority, the central
New York regional transportation authority, the Utica transit authority,
the metropolitan suburban bus authority, Suffolk county, Westchester
county and Broome county.
b. "Committee" shall mean the committee for accessible transportation
established pursuant to subdivision two of this section.
c. "Transit-disabled person" shall mean any individual who, by reason
of illness, age, injury, or congenital malfunction or other permanent or
temporary incapacity or disability, is unable, without special
facilities, special planning or design, to utilize mass transportation
facilities as effectively as members of the general public.
d. "Para-transit" shall mean a transportation service specifically
designed to serve the needs of transit disabled persons using special
vehicles operating on demand.
e. "Accessible fixed-route service" shall mean a regularly scheduled
fixed-route bus service operated by a transportation provider with
lift-equipped transit buses.
2. Establishment of committee. a. To assist in the development of an
accessible transportation system, a committee for accessible
transportation shall be established for each transportation provider.
Each committee shall consist of seven persons, including the
commissioner of transportation and the state advocate for the disabled,
or their designee, and five persons appointed by the governor including
one member from the transportation provider and three transit-disabled
persons. If the member appointed from the transportation provider ceases
to be a member of the provider, such member shall at the same time cease
to be a member of the committee. The commissioner of transportation, or
the commissioner's designee, shall serve as chairperson.
b. Members of the committee, other than the commissioner of
transportation and the state advocate for the disabled, shall serve at
the pleasure of the governor. If at any time there is a vacancy in the
membership of the committee by reason of death, resignation,
disqualification, or otherwise, such vacancy shall be filled in the same
manner as the original appointment.
c. A majority of the whole number of members of the committee shall
constitute a quorum for the transaction of the committee's business. The
committee shall have the power to act by a majority vote of the members.
d. Meetings of the committee shall take place no less than once every
two months for a period of fifteen months following the effective date
of this section unless waived, in writing, by a majority vote of the
members of the committee. Within such fifteen month period, the
committee shall, in addition to its regular meetings, hold no less than
two public meetings at which the committee shall receive testimony
concerning service needs. Thereafter, regular meetings of the committee
shall take place no less than every three months unless waived, in
writing, by a majority vote of the members of the committee.
3. Committee responsibilities. a. Each committee shall, by July first,
nineteen hundred ninety-one, develop an accessible transportation
services plan to provide for accessible transportation services at a
level sufficient to meet demand in an economic and efficient manner,
which coordinates, to the maximum extent possible, accessible
fixed-route services, para-transit, accessible rapid transit, and other
transportation services available to transit-disabled persons, as
appropriate.
b. The accessible transportation services plan shall include service
criteria for the provision of para-transit services.
c. The plan shall also include:
(i) service areas and routes which shall reflect residential
distributions of transit-disabled persons and existing transportation
services operating in the transportation provider's service area that
are accessible to transit-disabled persons;
(ii) eligibility for use of para-transit;
(iii) hours and days of operation;
(iv) available financing, including farebox revenue;
(v) passenger and mileage data;
(vi) vehicle hours of operation;
(vii) a financial analysis and comparison of projected capital and
operating costs, a revenue plan to cover any additional costs within
resources otherwise available to the transportation provider and a
determination of the effectiveness of any proposed accessible
fixed-route service and alternative para-transit; and
(viii) any other information deemed appropriate. The committee shall
consult on such plan with the metropolitan planning organization, and
following such consultation, shall recommend the plan to the
transportation provider for implementation.
4. Required level of fixed-route accessibility. a. Each transportation
provider shall provide access to one hundred percent of its
regularly-operated buses that provide local, fixed-route service. To
implement this requirement on and after the effective date of this
section, all buses purchased, leased or otherwise brought into service
on the bus lines of each transportation provider shall be lift-equipped
except any bus which a provider has under contract of purchase on July
first, nineteen hundred ninety for delivery after that date. Such
lift-equipped buses shall be properly operated and maintained to
facilitate their use by transit-disabled persons.
b. The provisions of paragraph a of this subdivision shall not apply
to buses that are purchased, leased or otherwise brought into service
that have a useful life of six years or less.
5. Required level of para-transit service. a. Within thirty days after
the submission of the accessible transportation services plan, the
transportation provider shall, with respect to that portion of the plan
setting forth service criteria for para-transit service, approve such
criteria, request amendments to the criteria or reject such criteria. If
the transportation provider approves the criteria, it shall proceed to
implement such criteria. If the transportation provider requests
amendments to the criteria, the committee shall consider such request
and, no later than thirty days following such request, submit either
amended criteria or the initial criteria. Within fifteen days of such
submission, the transportation provider shall either approve or reject
the criteria, as resubmitted. If the transportation provider rejects the
criteria, it shall be subject to the provisions of paragraph b of this
subdivision. This schedule may be modified by mutual consent of the
committee and the transportation provider.
b. If a transportation provider rejects the service criteria submitted
by the committee, the transportation provider shall, subject to the
provisions of paragraphs c and d of this subdivision, provide the
following minimum level of para-transit service:
(i) For transportation providers operating up to fifty buses,
para-transit services shall operate with a para-transit fleet of no less
than ten percent of the provider's fixed route fleet, but in no event
less than one vehicle;
(ii) For transportation providers operating fifty-one to one hundred
buses, para-transit services shall operate with a para-transit fleet of
no less than eight percent of the provider's fixed route fleet, but in
no event less than five vehicles;
(iii) For transportation providers operating one hundred one to one
hundred fifty buses, para-transit services shall operate with a
para-transit fleet of no less than six percent of the provider's fixed
route fleet, but in no event less than eight vehicles; and
(iv) For transportation providers operating in excess of one hundred
fifty buses, para-transit services shall operate with a para-transit
fleet of no less than five percent of the provider's fixed route fleet,
but in no event less than nine vehicles.
c. Each provider shall begin implementing the requirements of
paragraph a of this subdivision upon the committee's submission of an
accessible transportation service plan and shall fully implement such
requirements no later than three years thereafter; provided, however,
that each provider must fully implement such requirements by December
first, nineteen hundred ninety-four.
d. In no event shall the amount of a provider's expenditures on
para-transit services be less than the amount allocated for para-transit
services in a provider's budget for the year nineteen hundred ninety,
unless agreed to by the committee.
6. Committee reports. On or before February first, nineteen hundred
ninety-three, each committee shall submit a report to the governor, the
president pro tem of the senate, and the speaker of the assembly, which
details the progress of the committee in addressing the transportation
needs of persons with disabilities and which presents the accessible
transportation services plan developed by the committee and recommended
to the metropolitan planning organization and the transportation
provider.
7. Technical assistance. The committee shall receive technical
assistance from the metropolitan planning organization, the department
of transportation, the transportation provider, the office of the
advocate for the disabled, and any other state agency that it determines
appropriate.
8. The committee may, by vote of two-thirds of its members cease to
exist at any time after December thirty-first, nineteen hundred
ninety-five.
9. The commissioner of transportation is authorized to promulgate
regulations to carry out the provisions of this section.
Delegation of powers and duties. The commissioner may, by
official order filed with the department of transportation, delegate any
of his powers to or direct any of his duties to be performed by any
deputy, director, assistant, officer or employee of such department.
State advances to authorities for preparation of plans. 1.
Application may be made to the commissioner by an authority for state
advances for making studies relating to and preparing preliminary plans
and detailed plans and specifications for a project within the state
which may be undertaken by such authority. Upon approval of such
application by the commissioner, the commissioner shall allocate out of
any moneys available therefor by appropriation such sum as he deems
necessary to pay the cost of such studies and the cost of preparing such
preliminary plans, but in no event shall the sum allocated for the cost
of preparing such preliminary plans exceed one per cent of the cost of
construction of such project as estimated by the commissioner at the
time such application is approved. Any such application and allocation
shall be subject to the approval of the director of the budget.
2. If such an application shall have been approved as provided in
subdivision one, and, if preliminary plans are or have been required and
moneys allocated therefor as provided in subdivision one, upon approval
of the preliminary plans by the commissioner, an authority may proceed
with the preparation of detailed plans and specifications and the
commissioner shall thereupon allocate such sum as he deems necessary to
pay the cost of preparing such detailed plans and specifications, but in
no event shall the total of the sum so allocated, together with the sum
allocated for the preparation of preliminary plans, exceed four per cent
of the cost of construction as estimated by the commissioner at the time
such preliminary plans are approved. Such allocations shall be subject
to the approval of the director of the budget.
3. Whenever an application for a state advance is made by an authority
pursuant to this section, the commissioner may in his discretion
allocate out of any moneys available therefor by appropriation such
additional sum or sums as he may deem necessary to pay the cost of test
borings or other extraordinary expenditures which the commissioner may
deem desirable. Such allocation shall be subject to the approval of the
director of the budget.
4. Plans and specifications, or studies or test borings or other
extraordinary expenditures for a project in connection with which an
application for an advance made by an authority has been approved, as
hereinbefore provided in this section, may be prepared or undertaken by
such authority or by private architectural or engineering firms selected
by such authority.
5. All moneys paid to any authority pursuant to the provisions of this
section shall be treated as advances by the state and shall be repaid to
the state. If bonds or other obligations are sold by such an authority
for the purpose of financing the construction of such project, and if
repayment is not made from other moneys, such advances by the state
shall be repaid out of the proceeds of the first bonds or other
obligations sold by such authority; if any such project is constructed
by such authority without the sale of bonds or other obligations, and if
repayment is not made from other moneys, such advances shall be repaid
from the revenues of such authority derived from such project; and in
any other case such advances shall be repaid from any other funds of the
authority not otherwise pledged. Upon receipt of any such moneys by the
state they shall be credited by the state comptroller to the post-war
reconstruction fund.
6. Any unobligated balance of moneys appropriated and allocated for
the purposes of this section remaining at any time may be cancelled by
the commissioner with the approval of the director of the budget, and
any such balances so cancelled shall be available for the purposes
described in the original appropriation from which such allocations were
made.
7. The commissioner and the director of the budget may each request
and shall each receive from any department, division, board, bureau,
commission or agency of the state or of any political subdivision
thereof, such assistance and data as will enable them to properly carry
out their respective activities under and effectuate the purposes of
this section. The department of taxation and finance is authorized to
accept and receive from the federal government any moneys which the
federal government shall offer to the state to assist it to carry out
any of the provisions of this section or undertakings or assistance
authorized by it.
Reports of regional transportation authorities; certain cases.
1. Each regional transportation authority shall submit to the governor,
the commissioner, the chairman and ranking minority member of the senate
finance committee, and the chairman and ranking minority member of the
assembly ways and means committee annually, not later than the first day
of October in a manner to be prescribed by the state director of the
budget, information on operations and capital construction, setting
forth the estimated receipts and expenditures for its next fiscal year
and its current fiscal year.
2. In addition to any report required pursuant to subdivision one
hereof, each regional transportation authority shall report to the
commissioner concerning capital improvement projects in accordance with
the provisions of section one hundred nineteen-s of the general
municipal law any inconsistent provision of law notwithstanding.
Public transportation safety plans; filing. 1.
Notwithstanding the provisions of subdivision eight of section twelve
hundred sixty-six and subdivision seven of section twelve hundred
ninety-nine-f of the public authorities law or of subdivision seventeen
of section one hundred forty-two of this chapter, every transportation
authority and every other public transportation operator or carrier
receiving mass transportation operating assistance pursuant to section
eighteen-b of this chapter either directly from the department of
transportation or through a county or municipality pursuant to said
section, shall prepare and publicize a plan for transportation safety,
including but not limited to equipment maintenance procedures, personnel
safety training programs, accident reporting systems, passenger safety
practices and the persons responsible for the implementation of such
practices and programs. Every authority and every other public
transportation operator or carrier required herein to file such a plan
shall review such plan biennially and amend such plan if amendments are
necessary.
2. A plan and any amendment thereto, prepared pursuant to the
provisions of this section shall be filed with the department at its
Albany office. The commissioner, in consultation with the state public
transportation safety board shall examine the plan and determine whether
the same is satisfactory and feasible. The plan shall be made available
to any and all persons, corporations, departments and agencies necessary
to enable timely review and solicitation of comments.
3. If within one hundred eighty days of receipt of notice of the
provisions of this section from the commissioner and every two years
thereafter, any transportation authority or system shall fail to file a
plan as required by this section or shall file a plan or amendment which
the commissioner determines in consultation with the state public
transportation safety board, is unsatisfactory and shall fail to file a
substitute plan or amendment within ninety days of the sending of notice
of such determination, the commissioner shall be authorized and
empowered to withhold from such authority or system payment of any and
all state moneys otherwise payable to such authority or system as
operating assistance pursuant to section eighteen-b of this chapter in
the next occurring quarter of the state fiscal year.
4. For purposes of this section the term transportation authority
shall be deemed to mean and include every public benefit corporation
constituting a transportation authority which provides or contracts for
the provision of mass transportation services or any subsidiary thereof.
Acquisition of abandoned railroad transportation property. 1.
Notwithstanding the provisions of any general, special or local law to
the contrary, the commissioner shall have a preferential right to
acquire, for and in behalf of the people of the state of New York, for
use in the future for transportation purposes, as such purposes are set
forth in this chapter, the highway law or the canal law, any property as
defined in subdivision six of this section and which has been abandoned
for railroad transportation purposes as defined in subdivision two of
this section. No property owner shall dispose of any such property
without having first obtained notification from the commissioner that
the preferential right of acquisition granted under this section does
not apply, or a release of such preferential right from the
commissioner. Conveyances of property in violation of this section shall
be null and void. Acquisition of property pursuant to this section shall
be in the manner provided by section thirty of the highway law. No
acquisition shall be made until the director of the budget shall have
issued a certificate of availability of funds therefor. Before any
property is acquired pursuant to this section, the commissioner shall
determine that it is in the best interests of the state to acquire such
property for use in the future for transportation purposes.
1-a. The department of transportation is hereby designated the
official state agency to receive all notifications from the United
States department of transportation or any other federal or state agency
in regard to discontinuance of service or railroad property abandonment
proceedings, including notification of applications from railroad
companies for any such purposes.
1-b. The department of transportation shall promptly inform in writing
all interested state agencies, transportation authorities, and every
county, city, town and village in which such property is located and the
appropriate entity designated by the governor pursuant to title IV of
the federal intergovernmental cooperation act of nineteen hundred
sixty-eight and the federal office of management and budget circular
A-98 of (a) the issuance of any certificate from the United States
department of transportation or other federal or state agency
authorizing discontinuance of railroad service or abandonment of
railroad transportation property, (b) approval of discontinuance of
service or a determination of abandonment of railroad transportation
property pursuant to this section, and (c) the receipt of an application
to release a preferential acquisition right to railroad transportation
property pursuant to this section.
1-c. Whenever a property owner intends to dispose of abandoned
railroad transportation property, it shall notify the department of
transportation in writing of its intention. Upon receipt of such
notification, the department of transportation shall have ninety days to
make a determination and notify the property owner as to the
applicability of the preferential right of acquisition granted under
this section, except that this period may be suspended by the department
upon its finding that the property owner has not submitted information
sufficient to enable the department to make its determination. If
suspended, this period will resume upon receipt of this required
information. In the event the department fails to notify the property
owner of its determination, the preferential right of acquisition shall
be deemed not to apply. The department shall inform the appropriate
state agencies, every metropolitan or regional transportation authority
and every county, city, town and village in which such railroad property
or portion thereof is located, of the intention of the property owner
and the department's finding of applicability of the preferential right
of acquisition. If notified by the department that the preferential
right of acquisition does not extend to the subject property, or the
department has not notified the property owner of its determination
prior to the expiration of the foregoing ninety day period,
notwithstanding any suspension, the property owner shall not enter into
a binding contract to sell the property within forty-five days after
this notification by the department. Such state agencies, metropolitan
or regional transportation authorities, and counties, cities, towns and
villages shall have preferential acquisition rights to be determined as
herein provided. No state agency, metropolitan or regional
transportation authority, county, city, town, or village shall have any
preferential right of acquisition unless specifically authorized in
writing by the department. Within a reasonable time thereafter, any
agency of government which intends to exercise a preferential
acquisition right for such property shall notify the department of
transportation in writing. Within a reasonable time, not greater than
one hundred twenty days after receipt of such notification by the
property owner, the department of transportation shall notify the
property owner in writing whether the department of transportation
intends to exercise its preferential acquisition right under this
section or, if not, whether it has determined that any other agency of
government has been authorized by it to exercise a preferential
acquisition right to such property. If the department of transportation
notifies the property owner that it does not intend to exercise its
right and that it has not authorized any other state or local agency of
government to so exercise its right, the commissioner shall issue the
property owner a written release of the preferential acquisition rights
granted under this section. In the event the department fails to provide
notice of the intent to release the preferential right of acquisition,
such right shall be deemed to have expired. If the department of
transportation, or any other state or local agency of government shall
be qualified to exercise such preferential acquisition right, the
department of transportation shall notify the property owner of such
intention and the property owner shall not dispose of such abandoned
railroad transportation property without first having obtained a release
of the preferential right from the department of transportation. There
shall be good faith bargaining between the property owner and the
department or any party of interest either authorized by the department
to exercise the preferential right of acquisition or notified by the
department as to the inapplicability of the preferential right of
acquisition. The department of transportation shall issue a written
release of the preferential acquisition right within one hundred eighty
days after demand by the property owner, or such right will be deemed to
have been expired. The department shall make a good faith effort to
issue such release.
1-d. Whenever a conflict occurs between one or more agencies of
government as to the exercise of a preferential right, the department of
transportation shall in the exercise of its sole discretion resolve such
conflict and make a prompt determination of the reasonable and proper
order of priority with respect to the same. In making such
determination, the department shall take into consideration the
provisions of the comprehensive state-wide master transportation plan
and its actions shall be consistent to the extent practicable with the
effectuation of all state plans, policies and objectives.
1-e. The commissioner of transportation shall promulgate rules and
regulations consistent with and for the purpose of adequately
implementing the foregoing subdivisions.
2. For the purposes of this section, property shall be deemed to be
abandoned for railroad transportation purposes (a) when, where required
by law, a certificate of abandonment of the railroad line situate
thereon has been issued by the United States department of
transportation and/or any other federal or state agency having
jurisdiction thereof; or (b) when such a certificate of abandonment is
not so required and the use of such property for railroad transportation
purposes has been discontinued with the intent not to resume. Intent not
to resume may be inferred from circumstances. Non-use of the property
for railroad transportation purposes for two consecutive years shall
create a presumption of abandonment. When use of such property for
railroad transportation purposes has been discontinued and upon request
of the property owner or his own motion, the commissioner shall
undertake an investigation thereof, which may include consultation with
the United States department of transportation, and shall render a
determination as to whether or not (a) the property owner has definite
plans for the use of such property for purposes ordinarily associated
with the safe and normal operation of a railroad or associated
transportation purposes; (b) such property continues to be suitable for
such railroad transportation purposes; and (c) such property is
necessary, either presently or in the future, for such railroad
transportation purposes. Such property shall be deemed to be abandoned
for railroad transportation purposes if the commissioner shall determine
that (a) the property owner has no definite plans for the use of such
property for purposes ordinarily associated with the safe and normal
operation of a railroad or associated transportation purposes; or (b)
such property is no longer suitable for such railroad transportation
purposes; and (c) such property is not necessary, either presently or in
the future, for such railroad transportation purposes. The commissioner
shall render such determination within ninety days after the
commencement of such investigation and such determination shall be
conclusive except that if the property is determined not to be so
abandoned such determination shall not preclude the undertaking of a
subsequent investigation concerning the same property. Sales of
abandoned railroad transportation property for continued or resumed rail
transportation use may be exempted at the commissioner's discretion from
the preferential right of acquisition. This section shall not apply to
the subsequent resale of property lawfully acquired subject to the
provisions of this section as then applicable, except when the
subsequent sale involves property previously exempted from this section
by the commissioner.
3. The expense of the acquisition of property including the cost of
making surveys and preparing descriptions and maps of property to be
acquired, and of administrative duties in connection therewith, serving
notice of appropriation, publication, making title searches, appraisals
and agreements, and examinations and readings and approval of titles
made by the attorney-general, expenses incurred by the commissioner or
the attorney-general in proceedings for removal of owners or occupants,
and expenses incurred by the commissioner in connection with the
management and supervision of the property, shall together be deemed to
constitute the cost of property acquired pursuant to this section. The
comptroller is hereby authorized to charge against the moneys
appropriated for highway or other transportation purposes and to reserve
therefrom such sums as may be sufficient to defray the necessary
expenses to be incurred by the attorney general for examination,
readings and approval of titles, upon the filing with him by the
attorney general from time to time of a certificate or certificates
approved by the commissioner setting forth such estimated expenses. Such
expenses shall be paid from the funds so reserved after audit by the
state comptroller.
4. Any moneys received by the commissioner from rentals or other
sources of revenue in connection with the management, operations,
occupancy, use or the sale of or exchange of property, under this
section, that has been acquired by the commissioner pursuant to this
section shall be deposited in the treasury of the state to the credit of
the capital construction fund.
5. The commissioner may determine whether any property acquired
pursuant to this section may be, in whole or in part, sold or exchanged
on terms beneficial to the state, and in all cases of such
determination, he may, notwithstanding the provisions of any general,
special or local law, so dispose of such property. In order to carry any
such sale or exchange into effect, the commissioner of transportation is
hereby authorized to execute and deliver, in the name of the people of
the state, a quitclaim of, or a grant in and to, such property. Each
such instrument of conveyance shall be prepared by the attorney general
and before delivery thereof, shall be approved by him as to form and
manner of execution.
6. The term "property" as used in this section means all abandoned
railroad property, except:
(a) property noncontiguous to line rights of way and yards, except
when such property has been made noncontiguous as a result of a previous
sale or release of the preferential right, and
(b) side and spur track properties not greater than one-fourth mile in
length, except when sales of such property would make adjoining rights
of way noncontiguous.
7. The commissioner, when he deems it necessary, may in the manner
provided by subdivision twelve of section thirty of the highway law,
obtain possession of any property acquired pursuant to this section.
8. The commissioner, in the manner provided by subdivision thirteen-c
of section thirty of the highway law, shall manage and receive fair and
reasonable value for the holding, use or occupancy of property acquired
pursuant to this section.
9. The provisions of this section shall not apply to a railroad
company owned and operated by a municipal corporation.
*§ 18-a. Statewide mass transportation operating assistance program.
1. Within the amounts made available therefor by appropriation, a
statewide mass transportation operating assistance program is hereby
established for the purpose of making payments toward the operating
expenses of public transportation systems. For the purposes of this
section, the term public transportation system shall mean any public
benefit corporation constituting a transportation authority which
provides or contracts for the provision of (under joint support
arrangements) mass transportation services, or a subsidiary thereof, or
any county or city which provides or contracts for the provision of
(pursuant to section one hundred nineteen-r of the general municipal
law) mass transportation services.
2. a. On and after May first, nineteen hundred seventy-four, the
commissioner shall pay to each public transportation system that makes
an application therefor, in quarterly installments, a mass
transportation operating assistance service payment to be determined and
computed as follows: the chief executive officer of each such system
shall certify to the commissioner not more than thirty days nor less
than fifteen days prior to the date of commencement of any quarter for
which an installment is payable, the total number of passengers such
system estimates that it will carry and the total number of vehicle or
car miles such system estimates that its equipment will travel in
revenue service during the quarter for which such installment is to be
paid. Upon receipt of any such certification, the commissioner shall
provide to the public transportation system a service payment, which
payment shall be computed by adding the sum of (i) the certified number
of passengers multiplied by one and four-tenths cents per passenger,
(ii) the certified number of vehicle or car miles multiplied by nine
cents per vehicle or car mile, and (iii) the amount obtained by
multiplying the total number of persons within the urban area served by
the public transportation system, as determined by the most current
federal decennial census, by ten cents per capita; provided, however,
that any service payment made by the commissioner to any county or city
on account of such county's or city's contracts for mass transportation
services (pursuant to section one hundred nineteen-r of the general
municipal law), shall not include an amount computed under item (iii)
above. Such quarterly installments shall be payable not later than the
tenth day of each successive quarter, with the quarters commencing on
the first day of May, August, November and February, respectively;
provided, however, that for the first quarter of May first through July
thirty-first, nineteen hundred seventy-four, such quarterly installment
may be made on or before June fifteenth, nineteen hundred seventy-four
and the chief executive officer of any public transportation system
making application hereunder shall make the required certifications not
more than thirty nor less than fifteen days prior to such date.
b. Each public transportation system receiving a quarterly service
payment pursuant to this subdivision shall certify to the commissioner,
within five days of the end of each quarter for which a service payment
was received, the actual total number of passengers carried by the
system during such quarter and the actual total vehicle or car miles the
system's equipment traveled in revenue service during such quarter, and
based upon such actual totals, the commissioner shall make such
adjustments as may be appropriate in the amount of the service payment
for such system for the succeeding quarter.
3. Notwithstanding the provisions of subdivision two of this section,
the commissioner may establish with respect to any public transportation
system a maximum service payment, limiting the amount of state
assistance for which such system may qualify, where it appears that the
total amount of money appropriated or allocated to a group of
unspecified public transportation systems is less than the total amount
of money for which the entire group is eligible. Such maximum service
payments may be established on a quarterly or annual basis, in the
discretion of the commissioner; provided, however, that the sum of all
of the maximum service payments established during the period covered by
the appropriation, shall equal the amount of the appropriation or
allocation.
4. a. For any quarter commencing on or after May first, nineteen
hundred seventy-four, any county or city served by a public
transportation system that receives a service payment pursuant to
subdivision two of this section shall, not later than the fifteenth day
following the commencement of the quarter for which the payment is made
or the date on which the payment is made, whichever is later, pay to the
public transportation system a sum equal to such service payment, except
that in the case of a service payment made to a public transportation
system on account of mass transportation services provided to more than
one county (considering the city of New York to be one county), each
county receiving such services from such system shall pay to the system
a sum equal to its share of the service payment, which sum shall be
determined in accordance with the percentage or dollar amounts
established for such county by the legislature.
b. The payment required of any county or city by paragraph a of this
subdivision shall be in addition to all other forms of assistance now
provided or scheduled to be provided to any public transportation system
by any county or city, whether directly or indirectly; provided,
however, that where any county or city pays all of the operating deficit
of a public transportation system within such county or city, the amount
of assistance provided by such county or city to such public
transportation system may be reduced to the extent of the service
payment, but in no event to an amount less than the service payment.
c. In the event that a county or city shall fail to make to a public
transportation system any of the payments required to be made by it
under this subdivision, the chief executive officer of the public
transportation system or such other person as the commissioner shall
designate shall certify to the state comptroller such amount due and
owing such public transportation system and the state comptroller shall
withhold an equivalent amount from state aid allocated to such county or
city from highway aid, the motor fuel tax and the motor vehicle
registration fee distributed pursuant to section one hundred twelve of
the highway law, or per capita local assistance pursuant to section
fifty-four of the state finance law subject to the following
limitations: prior to withholding amounts allocated to carry such county
or city, the comptroller shall pay in full any amount due the state of
New York municipal bond bank agency, on account of any such county's or
city's obligation to such agency; the city university construction fund,
pursuant to the provisions of the city university construction fund act;
the New York city housing development corporation, pursuant to the
provisions of the New York city housing development corporation act
(article twelve of the private housing finance law); and the transit
construction fund, pursuant to the provisions of article two, title nine
of the public authorities law. The comptroller shall give the director
of the budget notification of any such payment. Such amount or amounts
so withheld by the state comptroller shall be paid to such public
transportation system, which system shall use such amount or amounts for
the payment of the county or city share of its operating expenses as
determined by the legislature or by the formula or formulae developed by
the commissioner. When such amount or amounts are received by such
public transportation system, it shall credit such amounts against any
amounts due and owing such system by the county or city on whose account
such amount was withheld and paid.
5. Any federal financial assistance granted for the specific purpose
of paying the operating expenses of any county, city or public benefit
corporation eligible to receive service payments as a public
transportation system pursuant to this section, received by the state or
any municipality after the effective date of this section, and made
available to any such county, city or public benefit corporation for
application in accordance with the terms of the grant, shall be combined
with any similar federal grant made directly to the county, city or
public benefit corporation to help meet the operating expenses of any
mass transportation services provided for by any such county, city or
public benefit corporation whether directly or by contract. In the event
that the total revenues of any public transportation system, including
subsidies from federal, state or local governments, exceed the total
operating expenses for any such system, excluding depreciation, such
excess shall be utilized by the system to reduce fares or to extend or
increase mass transportation services. A plan to effectuate any such
fare reduction or extension or increase in services shall be submitted
to the commissioner by a public transportation system within thirty days
of receiving notice from the commissioner to prepare and submit such a
plan. Upon approval by the commissioner, such plan with any
modifications made by the commissioner shall be implemented as soon as
practical. Upon the failure of a public transportation system to submit
a plan in the manner provided by this subdivision, the surplus shall be
utilized by such system to reduce the proportionate shares of the state
and the county or city required to make matching payments to the system,
or in the event that no future payments are to be made to such public
transportation system, the system shall proportionately refund such
surplus to the state and the county or city involved.
6. The commissioner may prescribe such regulations as he may deem
appropriate to effectuate the purposes of this section, including, but
not limited to, a uniform system of accounting for the purposes of
reporting pursuant to the provisions of this section. The commissioner
shall also define by rules and regulations, the terms "passenger",
"vehicle or car mile", "the urban area served by any such public
transportation system", "passenger-mile", "chief executive officer",
"mass transportation services", and "service payment", and such other
terms as he deems necessary to carry out the statewide operating
assistance program.
7. The commissioner shall have the power to audit and examine the
accounts, books, contracts, records, documents and papers of any
participating public transportation system in order to effectuate the
purposes and intent of this section.
8. The commissioner is hereby authorized to enter into contracts or
otherwise cooperate with the federal government or any agency or
instrumentality thereof for the purposes set forth in this section. Such
authorization shall include the power to apply for, receive, distribute
or expend federal money available or which may hereafter become
available for such purposes. The distribution of federal monies shall be
in accordance with the requirements of the federal grant, except that in
the absence of any required distribution the commissioner shall
distribute such federal monies in a manner designed to have the maximum
effect on fare stabilization throughout the state.
* NB Expired May 1, 1975
Statewide mass transportation operating assistance program. 1.
Within the amounts made available therefor by appropriation, a statewide
mass transportation operating assistance program is hereby established
for the purpose of making payments toward the operating expenses of
public transportation systems. For the purposes of this section, the
term public transportation system shall mean any public benefit
corportion constituting a transportation authority which provides or
contracts for the provision of (under joint support arrangements) mass
transportation services, or a subsidiary thereof, or any Indian tribe
which provides or any county or city which provides or contracts for the
provision of (pursuant to section one hundred nineteen-r of the general
municipal law) mass transportation services or any person, firm or
corporation performing intercity bus passenger service as defined in
subdivision three of section fourteen-g of this article serving two or
more counties within the state which is under contract with the
commissioner pursuant to such section fourteen-g to provide mass
transportation services.
2. a. The commissioner shall pay to each public transportation system
that makes an application therefor, in quarterly installments, a mass
transportation operating assistance service payment. For the purposes of
this section, the quarters shall be April through June, July through
September, October through December and January through March.
b. For the quarter commencing April first, nineteen hundred
seventy-five the quarterly service payment shall be the amount computed
by the formula set forth in subsection three of this section.
3. The quarterly service payment made to any public transportation
system shall not be greater than a sum computed in one of the following
manners:
(i) In the case of commuter rail, by adding the certified number of
commuter rail passengers multiplied by two cents per passenger and the
certified number of commuter rail vehicle or car miles multiplied by
twenty-five cents per vehicle or car mile.
(ii) In the case of subway or rapid transit, by adding the certified
number of subway or rapid transit passengers multiplied by two cents per
passenger and the certified numbers of subway or rapid transit vehicle
or car miles multiplied by eight cents per vehicle or car mile.
(iii) In the case of bus lines, by adding the certified number of bus
passengers multiplied by two cents per passenger and the certified
number of bus miles multiplied by seven cents per bus mile. For the
purposes of computing quarterly service payments only mileage
accumulated in revenue service shall be used.
Whenever it is determined by the commissioner that the amount of money
appropriated for service payments is less than the total amount of money
for which all public transportation systems are eligible, the
commissioner may establish on a quarterly or annual basis, a maximum
service payment limit which is lower than that provided for in this
section.
(iv) In the case of commuter ferry lines with the authorization for
payment thereof for the fiscal year nineteen hundred
seventy-five--nineteen hundred seventy-six to be in the discretion of
the commissioner, by adding the certified number of annual ferry
passengers multiplied by two cents per passenger, times the certified
number of annual nautical ferry miles, times two-one hundred
thousandths. For the purposes of computing quarterly service payments
only mileage accumulated in revenue service shall be used.
4. a. All service payments shall be made upon an application of the
public transportation system. Such application shall be filed between
the second and the seventeenth day of the first month of each quarter.
Upon application, the chief executive officer of each public
transportation system shall certify to the commissioner, the total
number of passengers such system estimates that it will carry and the
total number of vehicle or car miles such system estimates that its
equipment will travel in revenue service during the quarter for which
such installment is to be paid.
Upon receipt and approval of such application and certifications the
commissioner shall, by the tenth day of the next succeeding month, pay
to the public transportation operator, the quarterly service payment.
b. The chief executive officer of each public transportation system
receiving a quarterly service payment pursuant to this section shall
certify to the commissioner, within fifteen days after the end of the
quarter for which a service payment was received, the actual total
number of passengers carried by the system during such quarter and the
actual total vehicle or car miles the system's equipment traveled in
revenue service during such quarter, and based upon such actual totals,
the commissioner shall make such adjustments as may be appropriate in
the amount of the service payment for such system for the succeeding
quarter.
5. a. For each quarter, each county, municipality or Indian tribe
served by a public transportation system which receives a service
payment pursuant to subsection two of this section shall, not later than
the twenty-fifth day of the second month of each quarter for which
payment is made, pay to the public transportation system a sum equal to
such service payment or its share of such service payment, except that
in the case of a service payment made to a public transportation system
on account of mass transportation services provided to more than one
county (considering the city of New York to be one county), each county
receiving such services from such system shall pay to the system a sum
equal to its share of the service payment, which sum shall be determined
in accordance with the percentage or dollar amounts established for such
county by the legislature.
Where such county, municipality or Indian tribe is the public
transportation system, sums equal to such service payment shall be
committed to the use of the public transportation system, not later than
the twenty-fifty day of the second month of each quarter. Such sums so
committed shall not be used for other than the purposes of operating the
public transportation system.
b. The payment or commitment of such sums by the counties,
municipalities or Indian tribes provided for in paragraph a of this
subdivision shall not be made from sums received in payment of fares by
the passengers of such public transportation system or from any other
revenues of such system.
c. In the event that a county or municipality shall fail to make to a
public transportation system any of the payments required to be made by
it under this section, the chief executive officer of the public
transportation system or such other person as the commissioner shall
designate shall certify to the state comptroller such amount due and
owing such public transportation system and the state comptroller shall
withhold an equivalent amount from state aid allocated to such county or
municipality from highway aid, the motor fuel tax and the motor vehicle
registration fee distributed pursuant to section one hundred twelve of
the highway law, or per capita local assistance pursuant to section
fifty-four of the state finance law subject to the following
limitations: prior to withholding amounts allocated to carry such county
or municipality, the comptroller shall pay in full any amount due the
state of New York municipal bond bank agency, on account of any such
county or municipality's obligation to such agency; the city university
construction fund, pursuant to the provisions of the city university
construction fund act; the New York city housing development
corporation, pursuant to the provisions of the New York city housing
development corporation act (article twelve of the private housing
finance law); and the transit construction fund, pursuant to the
provisions of article five, title nine-a of the public authorities law.
The comptroller shall give the director of the budget notification of
any such payment. Such amount or amounts so withheld by the state
comptroller shall be paid to such public transportation system, which
system shall use such amount or amounts for the payment of the county or
municipality share of its operating expenses. When such amount or
amounts are received by such public transportation system, it shall
credit such amounts against any amounts due and owing such system by the
county or municipality on whose account such amount was withheld and
paid.
d. The commissioner may impose a penalty in an amount not exceeding
twenty per centum of any overpayment to a public transportation system
whenever such overpayment results from willful failure to comply with
the requirements of this section, or the rules and regulations
authorized by this section, or whenever a public transportation system,
or an individual operator that is a part of such system, knowingly files
an incomplete, incorrect or misstated report. A public transportation
system or individual operator may request and the commissioner shall
provide an opportunity to be heard prior to the imposition of any
penalty as provided for in this section.
6. Any federal financial assistance granted for the specific purpose
of paying the operating expenses of any county, municipality, public
benefit corporation or Indian tribe, eligible to receive service
payments as a public transportation system pursuant to this section,
received by the state or any municipality or Indian tribe after the
effective date of this section, and made available to any such county,
municipality, public benefit corporation or Indian tribe for application
in accordance with the terms of the grant, shall be combined with any
similar federal grant made directly to the county, municipality, public
benefit corporation or Indian tribe to help meet the operating expenses
of any mass transportation services provided for by any such county,
municipality, public benefit corporation or Indian tribe whether
directly or by contract. In the event that the total revenues of any
public transportation system, including subsidies from federal, state or
local governments, and where applicable, including funds required to be
committed by the county, municipality or Indian tribe, exceed the total
operating expenses for any such system, excluding depreciation, such
excess shall be utilized by the system to reduce fares or to extend or
increase mass transportation services. A plan to effectuate any such
fare reduction or extension or increase in services shall be submitted
to the commissioner by a public transportation system within thirty days
of receiving notice from the commissioner to prepare and submit such a
plan. Upon approval by the commissioner, such plan with any
modifications made by the commissioner shall be implemented as soon as
practical. Upon the failure of a public transportation system to submit
a plan in the manner provided by this section, the surplus shall be
utilized by such system to reduce the proportionate shares of the state
and the county, municipality or Indian tribe required to make matching
payments to the system, or in the event that no future payments are to
be made to such public transportation system, the system shall
proportionately refund such surplus to the state and the county,
municipality or Indian tribe involved.
7. The commissioner may prescribe such regulations as he may deem
appropriate to effectuate the purposes of this section, including but
not limited to, a uniform system of reporting pursuant to the provisions
of this section. The commissioner shall also define by rules and
regulations, the terms "passenger", "vehicle or car mile", "urbanized
area", "chief executive officer", "mass transportation services",
"service payment", "commuter rail system", "subway system", "rapid
transit system", "bus system", "peak hours", "elderly", "handicapped",
and such other terms as he deems necessary for the purposes of this
section.
The commissioner, in conformance with the auditing procedures of the
state comptroller, shall have the power to audit and examine the
accounts, books, contracts, records, documents and papers of any
participating public transportation system in order to effectuate the
purposes and intent of this section. Where a county, counties,
municipality, municipalities, Indian tribe or Indian tribes contract for
the provision of public transportation services with a private operator,
the books and records of such private operator shall also be subject to
audit and examination by the commissioner.
8. The commissioner is hereby authorized to enter into contracts or
otherwise cooperate with the federal government or any agency or
instrumentality thereof for the purposes set forth in this section. Such
authorization shall include the power to apply for, receive, distribute
or, following appropriation authorization by the legislature, expend
federal money available or which may hereafter become available for such
purposes. The distribution of federal monies shall be in accordance with
the requirements of the federal grant, except that in the absence of any
required distribution the commissioner shall distribute such federal
monies in a manner which gives due consideration to the relative needs
of public transportation system operators throughout the state.
9. The commissioner shall prepare and submit to the governor and the
legislature on or before November fifteenth of each year, a report,
which may include, but not be limited to, findings and recommendations
on the following: (a) the impact and effectiveness of the statewide
operating assistance program; (b) the current and projected operating
costs, revenues and subsidies of major transit systems or groups of
systems; (c) the efficiency, effectiveness, quality and the availability
of transit service; (d) the status of transit system long-range planning
and development and use of service and performance guidelines to
evaluate the efficiency, effectiveness and quality of service; and (e)
issues related to and/or affecting the administration of the statewide
operating assistance program.
* 10. Any street surface railroad in a city having a population of one
million or more commencing operation after July first, nineteen hundred
ninety-three shall not be eligible to receive statewide mass
transportation operating assistance.
* NB There are 2 sb 10's
* 10. Any commuter ferry line commencing operation after July first,
nineteen hundred ninety-three shall not be eligible to receive statewide
mass transportation operating assistance.
* NB There are 2 sb 10's
11. To ensure that major private bus operations, as defined by the
commissioner, do not make excess profits, the commissioner shall limit
operating assistance provided pursuant to this section to an amount
which will not provide more than a reasonable return based on equity or
operating revenue and expenses as defined by program rules and
regulations. Further, the commissioner may exempt the following from the
provisions of this subdivision:
a. operations of private carriers that are conducted pursuant to
contracts with New York state;
b. operations of private carriers that are conducted pursuant to
competitively procured contracts awarded by municipalities; and
c. complementary para-transit operations that are provided as mandated
by the federal Americans with Disabilities Act.
12. To ensure that mass transportation operating assistance is not
used to support duplicative and redundant service, the commissioner may
limit or withhold statewide mass transportation operating assistance
from any public transportation system for such services the commissioner
determines to be duplicative or redundant. Prior to determining that a
service is or would be duplicative or redundant, the commissioner shall
consult with the provider of such service or the applicant proposing to
provide such service and with any authority, Indian tribe, county or
city which is contracting for such service or proposing to contract for
such service.
Interstate high speed intercity rail passenger network compact.
The interstate high speed intercity rail passenger network compact is
hereby ratified, enacted into law and entered into with all other
jurisdictions legally joining therein in form substantially as follows:
INTERSTATE HIGH SPEED INTERCITY
RAIL PASSENGER NETWORK COMPACT
ARTICLE I
POLICY AND PURPOSE
Because the beneficial service of and profitability of a high speed
intercity rail passenger system would be enhanced by establishing such a
system which would operate across state lines, it is the policy of the
states party to this compact to cooperate and share jointly the
administrative and financial responsibilities of preparing a feasibility
study concerning the operation of such a system connecting major cities
in Ohio, Indiana, Michigan, New York, Pennsylvania, Illinois, West
Virginia and Kentucky.
ARTICLE II
COOPERATION
The states of Ohio, Indiana, Michigan, New York, Pennsylvania,
Illinois, West Virginia and Kentucky, hereinafter referred to as
participating states, agree to, upon adoption of this compact by the
respective states, jointly conduct and participate in a high speed
intercity rail passenger feasibility study by providing such information
and data as is available and may be requested by a participating state
or any consulting firms representing a participating state or the
compact. It is mutually understood by the participating states that such
information shall not include matters not of public record or of a
nature considered to be privileged and confidential unless the state
providing such information agrees to waive the confidentiality.
The participating states further agree to:
1. make available to each other and to any consulting firm
representing the member states or the compact such assistance as may be
legal, proper and available, including but not limited to personnel,
equipment, office space, machinery, computers, engineering and technical
advice and services; and
2. provide such financial assistance for the implementation of the
feasibility study as may be legal, proper and available.
ARTICLE III
INTERSTATE RAIL PASSENGER ADVISORY COUNCIL
There is hereby created an interstate rail passenger advisory council,
the membership of which shall consist of two representatives from each
participating state, one representative from each state shall hold a
bachelor of science degree in either engineering or transportation
science, and shall be appointed by the governor of the participating
state and the other shall be the chairman of the state's railroad
authority, but in the event said state does not have a railroad
authority, the second member shall be the director of the participating
state's transportation agency. The members shall select designees who
shall serve in the absence of the members. The advisory council shall
meet within thirty days after ratification of this agreement by at least
two participating states and establish rules for the conduct of the
advisory council's business.
The advisory council shall coordinate all aspects of the highspeed
intercity rail passenger feasibility study relative to interstate
connections and shall do all other things necessary and proper for the
completion of the feasibility study.
ARTICLE IV
EFFECTIVE DATE
This compact shall become effective upon the adoption of the compact
into law by two or more of the participating states. Thereafter, it
shall enter into force and effect as to any other participating state
upon the enactment thereof by such state.
This compact shall continue in force with respect to a participating
state and remain binding upon such state until six months after such
state has given notice to each other participating state of the repeal
thereof. Such withdrawal shall not be construed to relieve any
participating state from any obligation incurred prior to the end of the
state's participation in the compact as provided herein.
ARTICLE V
CONSTRUCTION AND SEVERABILITY
This compact shall be liberally construed so as to effectuate the
purposes thereof. The provisions of this compact shall be severable and
if any phrase, clause, sentence, or provision of this compact is
declared to be contrary to the constitution of any participating state
or of the United States, or the applicability thereof to any government,
agency, person, or circumstance is held invalid, the validity of the
remainder of this compact and the applicability thereof to any
government, agency, person, or circumstance shall not be affected
thereby. If this compact shall be held contrary to the constitution of
any participating state, the compact shall remain in full force and
effect as to the remaining states and in full force and effect as to the
state affected as to all severable matters.
Nighttime work on major capital construction projects on
highways, expressways and parkways. 1. On every major limited access
highway, expressway and parkway capital construction project to be
initiated by the department in regions ten and eleven on and after April
first, nineteen hundred ninety-six, with a cost of more than two million
dollars in region ten, and with a cost of more than five million dollars
in region eleven the department shall, consider, and where feasible in
the department's judgment, insure that such construction work is
performed, no earlier than eight p.m. nor later than six a.m. For the
purposes of determining whether to utilize nighttime construction, the
department should review the following: existing traffic volumes,
congestion, traffic control measures and motorist safety; project cost,
project quality, inspection obligations, highway user costs, workforce
availability and materials availability; workzone lighting and worker
safety; and other factors the department deems necessary in the
consideration of nighttime construction. The department may consider any
recommendations and/or comments submitted from regional planning
organizations, citizens advisory councils or metropolitan planning
organizations regarding nighttime construction. The department shall
prepare a written report of its analysis of each such project setting
forth such decisions and the reasons therefor, and such report shall be
available to the public.
2. Beginning on January thirty-first, nineteen hundred ninety-seven
and every two years thereafter, the department shall submit a report on
the status of nighttime construction projects in the state to the
governor, the temporary president of the senate and the speaker of the
assembly, the minority leader of the senate and the minority leader of
the assembly. Such report shall include but not be limited to: a
description of each project in which nighttime construction was
authorized; the success or failure in the department's opinion of the
department's efforts to reduce traffic congestion using nighttime
construction; a general comparison of project quality and overall costs
against similar daytime construction projects; and the safety record for
nighttime construction projects.
Single audit program. 1. Municipalities and public authorities
that are required in any fiscal year to have a federal single audit
performed under paragraph (a) of part 200.501 of title 2 of the code of
federal regulations as amended from time to time, and that expend in
excess of the dollar amount provided in 2 CFR 200.501(a) as amended from
time to time in any fiscal year from funds provided through state
transportation programs, projects, grants, contracts or agreements
administered by the department, shall prepare a "schedule of state
transportation assistance expended" and cause such schedule to be
audited by an independent certified public accountant for each period
corresponding to the federal single audit. The audit shall conform with
government auditing standards and shall include a professional audit
opinion on:
(a) the "schedule of state transportation assistance expended";
(b) compliance with applicable state laws, rules, regulations and
contract provisions in the administration of state transportation funded
programs, projects, contracts and grants administered by the department;
and
(c) the adequacy of internal controls in administering such funds in
conformance with state laws, rules, regulations and contract provisions.
2. For the purposes of this section, the term "fiscal year" shall mean
the regular annual accounting period of the municipality or public
authority; and the term "government auditing standards" shall mean those
standards prescribed by the comptroller general of the United States.
3. The commissioner shall promulgate rules and regulations for the
implementation of this section. Such rules and regulations shall
include, but shall not be limited to, audit compliance requirements for
specified programs administered by the department, audit report
submission requirements, the acceptance criteria for audit reports, and
any information needed by the commissioner to complete the reports
required by subdivision six of this section. Audit reports under this
section shall be due for each fiscal year beginning after December
thirty-first, two thousand.
4. Additional expenses incurred by a municipality or public authority
in connection with audits performed under this section may be chargeable
as an indirect cost to the state program, project, grant, contract or
agreement where otherwise allowable and to the extent funds are provided
for such purposes.
5. The commissioner, insofar as the commissioner deems practicable,
shall not impose any additional audit requirements in the department's
administration of state transportation programs, projects, grants,
contracts and agreements upon municipalities and public authorities
which provide both the federal single audit and the state audit in
accordance with subdivision one of this section. This section shall not
supersede the authority of the state comptroller to conduct audits.
6. The commissioner shall annually report to the governor, the
temporary president of the senate and the speaker of the assembly on the
benefits and costs of the implementation of this section by the
thirty-first of October, beginning in the year two thousand nineteen.
Work zone safety and enforcement. The department shall, in
cooperation with the superintendent of state police, the commissioner of
motor vehicles, the chairman of the New York state thruway authority,
local law enforcement agencies and representatives for contractors and
laborers, develop and implement rules and regulations for the increased
safety of work zones. Such rules and regulations shall include, but
shall not be limited to, a police presence at all major active work
zones as defined by rules and regulations set forth by the commissioner,
the use of radar speed display signs at all major active work zones as
defined by rules and regulations set forth by the commissioner, and a
system for reviewing work zone safety and design for all work zones
under the jurisdiction of the department.
ARTICLE 2-A The Interstate Bridge Commission
Interstate bridge commission. The commissioner of transportation
or his duly authorized representative shall constitute the interstate
bridge commission. Such commission shall, together with a similar board
or commission from the commonwealth of Pennsylvania, constitute a joint
commission to acquire the rights, franchises and property of the several
bridge corporations, municipal corporations, companies, partnerships or
individuals owning or operating toll bridges and including the bridge at
Pond Eddy in the town of Lumberland, Sullivan county, owned by said town
across the Delaware river between the state of New York and the
commonwealth of Pennsylvania, except such as are owned by steam or
electric railroads or railways and used exclusively for railroad or
railway purposes. Such acquisition shall be either by purchase or to be
had and effected by this state and the commonwealth of Pennsylvania
under and by virtue of their respective rights of eminent domain, this
state to pay one-half of the cost of the said bridges and one-half of
the cost of acquiring them, and the other half of the cost of the said
bridges and one-half of the cost of acquiring them to be paid by the
commonwealth of Pennsylvania, or in lieu thereof, in proportion between
the commonwealth of Pennsylvania, and the counties and municipalities
thereof as the latter state may by appropriate legislation determine.
Expense of maintenance a joint charge; reconstruction of
bridges. Upon the acquisition as aforesaid by this state jointly with
the commonwealth of Pennsylvania of the bridge properties, rights and
franchises, as hereinbefore provided, such bridge or bridges, except in
the case of railroad or railway bridges as hereinbefore provided, shall
be and remain in the charge and custody of the said joint commission,
and such bridges and the immediate approaches thereto shall be
maintained jointly by this state and the commonwealth of Pennsylvania in
equal proportions, and shall be kept in constant repair so long as the
said joint commission deems it feasible so to do, and the expense
thereof and therefor shall be paid as are other expenses incident to the
maintenance of property in the charge and custody of the said state;
however, and notwithstanding the aforesaid provision as to the joint
maintenance of the approaches to such bridges, if and when the
department of highways of the commonwealth of Pennsylvania shall, with
the approval of the said joint commission, maintain at its sole expense
said approaches lying in Pennsylvania as a part of its state highway
system or otherwise, then, and in that event, the department of
transportation of New York state, with the approval of said joint
commission, shall take over and maintain all of such approaches, with
the exception of the approach in Port Jervis, lying in New York state,
such approaches in New York state to be considered as the length of
existing roads between the bridge head of the respective bridges and the
nearest intersecting public road or street, and the cost of such
maintenance by said department of transportation shall be payable from
any moneys available for the maintenance of state highways; provided
that appropriate concurrent legislation for the same purpose be enacted
by the commonwealth of Pennsylvania.
If in the discretion of said joint commission it shall be deemed
infeasible to continue the repairing of any such bridge and the said
joint commission shall therefore determine to discontinue the public use
thereof then the interstate bridge commission may enter into an
agreement with the department of highways of the commonwealth of
Pennsylvania for the removal of such bridge and the expense of such
removal shall be paid one-half by this state and one-half by the
commonwealth of Pennsylvania.
The said interstate bridge commission is hereby empowered and
authorized to enter into an agreement or agreements with the department
of highways of the commonwealth of Pennsylvania for the reconstruction
of the existing free bridges across the Delaware river between the
commonwealth of Pennsylvania and the state of New York at or near the
present location of such bridges as may be fixed and determined in an
agreement or agreements entered into pursuant to the provisions hereof.
Said agreement or agreements shall provide for the making and
preparation of the necessary surveys, plans and specifications by the
state of New York and the commonwealth of Pennsylvania, either jointly
or by either, in such manner as may be agreed upon; and the letting of
the contract and the supervision and inspection of the work may be
handled in the same manner; provided, however, that said agreement or
agreements shall make an equal division of the expense involved between
the state of New York and the commonwealth of Pennsylvania, and provided
further that each said state shall secure at its own cost and expense
the necessary right of way within its respective limits required for the
reconstruction of said bridges and approaches thereto, and each state
shall bear the cost of said approaches within its respective limits.
In carrying out the terms of any agreement or agreements entered into
pursuant to the provisions of this act for the reconstruction or
maintenance of any bridge or bridges, as well as in connection with the
reconstruction or maintenance of the necessary approaches in New York
state, the said interstate bridge commission, acting by and through the
commissioner of transportation shall have and exercise all the same
rights and powers as are vested by law in the commissioner of
transportation relating to the construction of state highways and
bridges thereon.
The portion of the cost and expense to the state of New York for its
share of the engineering and the reconstruction of said bridge or
bridges, as well as the approaches thereto within said state, shall be
payable from any moneys available for the construction or reconstruction
of state highways and bridges thereon to be paid out of the state
treasury on the audit and warrant of the state comptroller on the
certificate of the commissioner of transportation countersigned by the
interstate bridge commission of this state.
Upon the completion of any such bridge or bridges they shall be free
from toll and shall be in the charge and custody of the said joint
commission, and such bridge or bridges and the immediate approaches
thereto shall be maintained jointly by this state and the commonwealth
of Pennsylvania in the same way as other bridges across the Delaware
river under the charge and custody of the joint commission.
The share of New York state of the cost and expense of such
maintenance and repair shall be payable from any moneys of the state
available for the maintenance and repair of state highways and bridges
thereon upon vouchers audited by the interstate bridge commission;
provided that appropriate concurrent legislation for the same purpose be
enacted by the commonwealth of Pennsylvania.
Power to sell and lease property; disposition of proceeds.
Provided that concurrent legislation for the same purpose be enacted by
the commonwealth of Pennsylvania, the said joint commission be and is
hereby authorized and empowered as follows:
(a) To sell and dispose of such real and personal property in either
Pennsylvania or New York as is, in its judgment, not necessary for the
proper care, maintenance and operation of such bridges as are, or may
hereafter come, under its control and jurisdiction for such price or
prices and under such conditions as such commission may deem proper and
reasonable.
(b) To lease real estate owned by it, and which, in its judgment, is
not necessary for the maintenance and operation of the bridges under its
control and jurisdiction, and to grant licenses to public utility
companies for the occupation of parts of bridges and other real estate
now or hereafter under the control and jurisdiction of said commission,
upon such terms and conditions, and for such rentals and fees, as are,
in the opinion of the commission, proper and reasonable.
(c) To pay all moneys paid to it, in accordance with the provisions of
this section, as follows: one-half thereof shall be paid unto the state
of New York, and the remaining half thereof shall be paid unto the
commonwealth of Pennsylvania, such payment to the state of New York to
be deposited in the state treasury to the credit of the general fund;
provided, however, that whenever the real or personal property, which
the commission may desire to sell, has been acquired or secured at the
sole cost and expense of the commonwealth of Pennsylvania or the state
of New York, the entire net proceeds of such sale shall be paid to the
state which has borne the cost of acquisition of such property.
ARTICLE 2-B Urban Transportation
Urban transportation planning. Notwithstanding section seven
hundred thirty-four of the executive law or any other law, the
commissioner shall have power to sponsor, conduct and undertake urban
transportation studies and to act as the state planning agency for
metropolitan or regional urban transportation planning and for state and
interstate comprehensive urban transportation planning and for research
and coordination activity related thereto in connection with the
provisions of and for the purposes set forth in section seven hundred
one of the federal housing act of nineteen hundred fifty-four, as
amended, when such studies and activity relate primarily to the
development of a transportation plan. In exercising his powers under
this section the commissioner may act jointly with and otherwise
cooperate with any state office or agency, and in order to carry out the
purposes of this section the commissioner may enter into contracts or
agreements with any person, firm, corporation or governmental agency.
The commissioner may act as agent for or enter into contracts and
otherwise cooperate with the federal government in connection with the
provisions of section seven hundred one of the housing act of nineteen
hundred fifty-four, as amended, to the extent that such section relates
to assistance of urban transportation planning, and as such agent
administer any grant or grants for the assistance of urban
transportation planning to the state or through the state to its local
governing bodies and to regional and metropolitan planning agencies,
complying with the provisions of such grants or advances. The
department of taxation and finance is hereby designated to accept and
receive all grants or advances from the federal government for the
purpose of this section. All monies so accepted and received shall be
deposited by the department of taxation and finance in a special fund
for use exclusively for the purposes for which such grants or advances
were made. Payment from the said fund shall be made upon audit and
warrant of the comptroller upon vouchers approved by the commissioner.
The commissioner is hereby authorized to present any claim to the
federal government or any agency or official thereof with respect to the
funds made available for the purposes of this section pursuant to
section seven hundred one of the housing act of nineteen hundred
fifty-four, as amended.
Mass transportation demonstration projects. The commissioner
shall have power to sponsor, conduct and undertake mass transportation
demonstration projects which will assist in carrying out urban
transportation plans and research, including but not limited to the
development of data and information of general applicability on the
reduction of urban transportation needs, the improvement of mass
transportation service, and the contribution of such service toward
meeting total urban transportation needs at minimum cost, and in
connection therewith to enter into contracts and otherwise cooperate
with the federal government pursuant to section one hundred three (b) of
the housing act of nineteen hundred forty-nine, as amended or section
six of the urban mass transportation act of nineteen hundred sixty-four,
as amended. For the purposes of this section the commissioner may enter
into contracts or agreements with any person, firm, corporation or
governmental agency.
Any real property which the commissioner deems necessary for the
purposes of this section may be acquired and disposed of by him in the
name of the people of the state of New York according to the procedure
provided in the highway law for the acquisition and disposition of
property for state highway purposes. The provisions of the highway law
shall also control the meaning of property as used herein, the manner in
which possession of such property may be obtained and the circumstances
under the procedure by which it may be sold or exchanged. Adjusted
claims for such acquisition and awards and judgments of the court of
claims made in respect thereto shall be paid out of the state treasury
from moneys available for the purposes of this section. The construction
of improvements by the commissioner in connection with a demonstration
project, and the design of such improvements, shall be carried on,
generally, in the same manner and subject to the same provisions of law
as apply to the design and construction of state highways. The
department of taxation and finance is hereby designated to accept and
receive all grants or advances from the federal government for the
purposes of this section. All monies so accepted and received shall be
deposited by the department of taxation and finance in a special fund
for use exclusively for the purposes for which such grants or advances
were made. Payment from the said fund shall be made upon audit and
warrant of the comptroller upon vouchers approved by the commissioner.
The commissioner is hereby authorized to present any claim to the
federal government or any agency or official thereof with respect to the
funds made available pursuant to section one hundred three (b) of the
housing act of nineteen hundred forty-nine, as amended or section six of
the urban mass transportation act of nineteen hundred sixty-four, as
amended.
Purchase through the state division of standards and purchase
in the office of general services by certain not-for-profit
corporations. A corporation, incorporated under the not-for-profit
corporation law of the state of New York and approved by the federal
government as a recipient of federal funds for the acquisition of
equipment to provide transportation services to the elderly and/or
handicapped, may make purchases, upon the written approval of the
department of transportation, of special vehicles and/or radio equipment
pursuant to the terms of contracts let by the state division of
standards and purchase in the office of general services subject to such
rules as may be established from time to time pursuant to section one
hundred sixty-three of the state finance law which may establish
limitations with respect to commodities and impose such other
appropriate conditions upon purchasing as deemed necessary by the
commissioner of general services in order to protect the state's own
purchasing interests; provided that each such purchase shall have a cost
of five hundred dollars or more and that said corporation shall accept
sole responsibility for any payment of such cost due the vendor.
ARTICLE 2-C Niagara Thruway Toll Removal Fund
Niagara thruway toll removal fund. 1. There is hereby created
within the department of transportation the "Niagara thruway toll
removal fund". The fund shall be a corporate governmental agency
constituting a public benefit corporation. It shall be administered by
three trustees, two of whom shall be appointed by the governor with the
advice and consent of the senate and the third shall be the commissioner
of transportation.
2. The two trustees of the fund first appointed by the governor shall
serve their terms ending December thirty-first, in nineteen hundred
sixty-eight and nineteen hundred seventy, respectively. Persons
appointed for full terms as their successors shall serve for six years
each commencing as of the January first next following the year in which
the term of his predecessor expired. In the event of a vacancy occurring
in the office of a trustee by death, resignation or otherwise, the
governor shall appoint a successor in the same manner as an original
appointment to serve for the balance of the unexpired term.
3. The trustees of the fund shall serve without salary, but each
trustee shall be entitled to reimbursement for his actual and necessary
expenses incurred in the performance of his official duties.
4. The trustees of the fund may engage in private employment, or in a
profession or business, subject to the limitations contained in sections
seventy-three and seventy-four of the public officers law. The fund
shall, for the purposes of such sections, be a "state agency", and the
trustees thereof shall be "officers" of the agency for the purposes of
said sections.
5. Notwithstanding any inconsistent provisions of law, general,
special or local, no officer or employee of the state, or of any civil
division thereof, shall be deemed to have forfeited or shall forfeit his
office or employment by reason of accepting appointment as a trustee of
the fund.
6. The governor may remove any trustee for inefficiency, neglect of
duty or misconduct in office after giving him a copy of the charges
against him, and an opportunity to be heard, in person or by counsel, in
his defense, upon not less than ten days' notice. If any trustee shall
be removed, the governor shall file with the secretary of state a
complete statement of charges made against the trustee, and his findings
thereon, together with a complete record of the proceedings.
7. The chairman of the fund shall be designated by the governor, shall
preside over all its meetings and shall have such other duties as the
trustees may direct. A vice-chairman who shall preside over all meetings
of the fund in the absence of the chairman and shall have such other
duties as the trustees may direct may be designated from time to time by
the trustees from among the other trustees.
8. The powers of the fund shall be vested in and exercised by no less
than two of the trustees then in office. The fund may delegate to one or
more of its trustees, or officers, agents and employees, such powers and
duties as it may deem proper, provided, however, that all contracts
involving an estimated expense of ten thousand dollars or more and all
lease agreements to be entered into pursuant to section thirty-four of
this chapter shall be approved prior to execution by no less than two
trustees of the fund.
9. Officers and employees of other state agencies may be transferred
to the fund and officers and employees of the fund may be transferred to
other state agencies without examination and without loss of any civil
service status or rights. No such transfer, however, may be made except
with the approval of the head of the other state agency involved, the
director of the budget and the chairman of the fund, and in compliance
with the rules and regulations of the state civil service commission.
Purposes of fund. The purposes of this fund shall be to provide
a means for elimination of existing tolls, except bridge tolls, on the
Niagara section of the Governor Thomas E. Dewey Thruway within the
context of protection of the rights of the bond holders of the New York
State Thruway Authority.
General powers and duties of the fund. The fund shall have the
following powers in addition to those specifically conferred elsewhere
in this article:
1. To sue and be sued;
2. To have a seal and alter the same at pleasure;
3. To make and alter by-laws for its organization and internal
management;
4. With the approval of the comptroller, to prescribe a system of
accounts;
5. To make rules and regulations governing the exercise of its
corporate powers and the fulfillment of its corporate purposes under
this article, which rules and regulations shall be filed with the
secretary of state in the manner provided by section one hundred two of
the executive law;
6. To make and execute contracts, lease agreements, and all other
instruments necessary or convenient for the exercise of its corporate
powers and the fulfillment of its corporate purposes under this article;
7. To do any and all things necessary or convenient to carry out its
corporate purposes and exercise the powers given and granted to it in
this article.
Resources of fund. 1. (a) There shall be paid into the fund any
and all moneys received by the state from the federal government in
payment of its share, pursuant to the applicable provisions of title
twenty-three, United States Code, of the cost of construction of said
section as it exists on the sixth day of July, nineteen hundred
sixty-six.
(b) The sum of two million five hundred thousand dollars ($2,500,000),
or so much thereof as may be necessary, is hereby appropriated in the
first instance out of any moneys in the state treasury in the general
fund to the credit of the state purposes fund, not otherwise
appropriated, to the Niagara thruway toll removal fund for the purposes
of this article. No part of the appropriation hereby made shall be
available until a certificate of approval of availability shall have
been issued by the director of the budget and a copy of such certificate
filed with the state comptroller, the chairman of the senate finance
committee and the chairman of the assembly ways and means committee.
Such certificate may be amended from time to time by the director of the
budget and a copy of each such amendment shall be filed with the state
comptroller, the chairman of the senate finance committee and the
chairman of the assembly ways and means committee.
2. The fund shall pay over annually from moneys made available to it
from any source to the New York state thruway authority an amount equal
to an amount sufficient to amortize that portion of the debt service of
the authority allocable to the Niagara section of said thruway
authority; provided, however, an agreement shall be entered into between
the fund, the commissioner of transportation, the thruway authority and
the bureau of public roads of the United States department of
transportation providing: for the aforesaid annual payments by the fund
to the thruway authority; that the federal government make the payments
provided under paragraph (a) of subdivision one of this section; that
such tolls shall be removed as of the time of the first of such payments
to the thruway authority; that such tolls shall not be collected so long
as such annual payments are made; and further that the thruway authority
shall operate and maintain such section in the same manner as on the
sixth day of July, nineteen hundred sixty-six.
Article not affected if in part unconstitutional or ineffective.
If any section, subdivision, paragraph, sentence, clause or provision of
this article shall be unconstitutional or be ineffective in whole or in
part, to the extent that it is not unconstitutional or ineffective, it
shall be valid or effective and no other section, subdivision,
paragraph, sentence, clause or provision shall on account thereof be
deemed invalid or ineffective.
Inconsistent provisions of other acts superseded. Insofar as the
provisions of this article are inconsistent with the provisions of any
other act, general or special, the provisions of this article shall be
controlling.
ARTICLE 2-D Utica Transit Authority
Definitions. Whenever used in this article, unless a different
meaning clearly appears from the context:
1. "Authority" shall mean a public benefit corporation created by
section forty-one of this article for the purposes specified in article
five-I of the general municipal law.
2. "Government" shall include the state, municipality and the federal
government, and any agency or instrumentality, corporate or otherwise,
or any of them acting for and on behalf of the state, a municipality or
the federal government.
3. "State" shall mean New York State.
4. "Municipality" shall mean a city, town, village or county not
wholly contained within a city.
5. "Municipal corporation" shall mean a city, town, village, or county
not wholly contained within a city, special transportation district,
public benefit corporation or other public corporation, or two or more
of the foregoing acting jointly.
6. "Real Property" shall include lands, waters, rights in lands or
waters, structures, franchises and interests in land, including lands
under water, riparian rights, and air rights, and any and all other
things and rights usually included within the said term and includes
also any and all interests in such property less than full title, such
as easements, permanent or temporary, rights-of-way, uses, leases,
licenses and all other incorporeal heriditaments and every estate,
interest or right legal or equitable.
7. "Personal property" shall mean chattels and other tangible things
of a movable or removable nature.
8. "Property" shall mean both real and personal property.
9. "Capital project" shall mean the acquisition, construction,
reconstruction or improvement of any omnibus, transportation or other
omnibus transportation capital facility and real property and capital
equipment used in connection therewith; including the preparation of
feasibility studies, plans, specifications and estimates of cost
therefor.
10. "Municipal project" shall mean any omnibus transportation capital
project undertaken by a municipal corporation.
11. "Federal project" shall mean a municipal project aided or financed
in whole or in part by the federal government.
12. "State Project" shall mean a municipal project aided or financed
in whole or in part by the state.
13. "Project" shall mean a specific work or improvement to effectuate
all or any part of a plan. A project may be a federal project, a state
project, a municipal project or any combination of these.
14. "Project cost" shall mean the actual cost of any municipal
project, or the estimated cost of such project as determined by the
commissioner of transportation, whichever is lower, plus any direct
incidental costs approved by the commissioner and the state comptroller.
15. "Plan" shall mean a plan or undertaking to carry into effect any
municipal project.
16. "Governing body" shall mean (1) In a county, the county
legislative body; (2) in a city, the board of aldermen, a common
council, commission or other body vested by its charter or other law
with jurisdiction to enact ordinances or local laws, except that in a
city having a population of one million or more, if there be a board of
estimate, the term "governing body" shall mean such board of estimate;
(3) in a town, the town board; and, (4) in a village, the board of
trustees.
17. "Federal assistance" shall mean funds available, other than by
loan from the federal government to the Utica transit authority, either
directly or through allocation by the state, for any omnibus
transportation capital project.
18. "State Assistance" shall mean funds available from the state
government to any omnibus transportation capital project.
Organization. 1. There is hereby created the Utica transit
authority. The authority shall be a body corporate and politic
constituting a public benefit corporation and shall be perpetual in
duration and consist of at least five members. The chairman of the
authority shall, before the authority becomes operative, cause to be
filed in the office of the commissioner, and a duplicate in the office
of the secretary of state, a certificate signed by him and setting
forth: (a) the date of the passage of the special act establishing the
authority; (b) the name of the authority; and (c) the names of the
members and their terms, specifying which member is chairman.
2. Three members, no more than two from any political party, shall be
appointed by the Mayor of the city of Utica; one for a term of two years
to terminate on the thirty-first day of December, nineteen hundred and
seventy-one; one for a term of three years to terminate on the
thirty-first day of December, nineteen hundred and seventy-one; and one
for a term of four years to terminate on the thirty-first day of
December nineteen hundred and seventy-three. Two members, no more than
one from any political party, shall be appointed by the common council
of the city of Utica; one for a term of two years to be terminated on
the thirty-first day of December nineteen hundred and seventy-one; one
for a term of three years to terminate on the thirty-first day of
December nineteen hundred and seventy-one. The present membership of the
Utica transit commission, already so appointed under local law number
six of nineteen hundred and sixty-five of the city of Utica, shall
constitute the membership of the Utica transit authority for terms
coinciding with the present terms of the Utica transit commission. The
present chairman of the Utica transit commission shall continue to serve
his current term as chairman of the Utica transit authority. The mayor
of the city of Utica, the majority leader of the common council and the
minority leader of the common council, as they have already been serving
pursuant to said local law number six of nineteen hundred and
sixty-five, shall serve as ex-officio members without voting rights of
the Utica transit authority.
Other municipalities electing to participate shall by their governing
body appoint one member to the Utica transit authority to serve for a
term of three years and who shall have a proportional vote multiplied by
five based upon the same percentage as the population of the
municipality he represents bears to the population of the city of Utica,
said populations to be determined by the last decennial or federal
county-wide special census. Any member of the authority shall lose his
voting rights for such period of time as the municipality which he
represents fails to make a pro-rata contribution toward the expenses of
the operation of the authority.
A member of the authority shall continue to hold office until a
successor is appointed and has qualified.
3. A majority of the whole number of members of a mass transportation
authority then in office shall constitute a quorum for the transaction
of any business or the exercise of any power of the authority. A mass
transportation authority shall have power to act by a majority of the
members present at any meeting at which a quorum is in attendance.
Scope of jurisdiction. The territorial jurisdiction of the Utica
transit authority shall be coterminous with the territorial limits of
the City of Utica and of the areas the Utica transit commission is now
serving. The Utica transit authority may provide its services or
facilities to any additional areas or areas, outside of its territorial
jurisdiction, in which it is franchised, licensed, authorized or
permitted to provide such services or facilities by a local legislative
body or governmental regulatory agency.
Powers and duties. 1. Except as otherwise limited by this
article and by article five-I of the general municipal law, the Utica
transit authority shall have the following powers and duties, in
addition to the other powers granted in article five-I of the general
municipal law:
(a) To investigate transportation services in the municipality or
municipalities within its territorial jurisdiction and the means of
improving such services;
(b) To investigate to determine if there are inadequate and/or
substandard transportation services;
(c) To publish and disseminate information;
(d) To prepare or arrange for preparation of plans for carrying out
and operating municipal projects;
(e) To construct, reconstruct, improve, maintain or operate, or
provide for the construction, reconstruction, improvement, maintenance
or operation of any municipal project;
(f) To make and execute a contract or contracts for the acquisition by
purchase of all or any part of the property, plant and equipment of an
existing omnibus facility actually used and useful for the convenience
of the public within the Utica transit authority's jurisdiction;
(g) To request the municipality or municipalities within the Utica
transit authority's jurisdiction for such municipality or municipalities
to adopt appropriate local laws to authorize such municipality or
municipalities to acquire through eminent domain proceedings all
property which the Utica transit authority deems necessary for its
purposes which the Utica transit authority is unable to acquire without
the use of eminent domain proceedings and to reimburse such municipality
or municipalities for all costs and expenses incident to such
acquisition;
(h) To acquire, hold, clear and improve real property or any interest
therein for its corporate purposes;
(i) To acquire and hold personal property for its corporate purposes;
(j) To enter upon such real property as in the judgment of the Utica
transit authority may be necessary for the purpose of making surveys,
soundings, borings and examinations of whatever character to accomplish
any purpose authorized by this article, the Utica transit authority
being liable for actual damage done;
(k) To contract for expert technical and professional services;
(l) To have jurisdiction and control of each of its projects, with the
right and duty to establish and charge fares, fees, rentals, rates and
other charges, and to collect revenues therefrom;
(m) To sell, exchange, transfer, assign or mortgage any property or an
interest therein;
(n) In connection with any municipal project to lease or rent any of
the Utica transit authority's property or facilities which the Utica
transit authority deems advisable;
(o) To agree upon and contract with the municipality or municipalities
within the Utica transit authority's jurisdiction for the terms and
conditions of occupancy or use of any of the streets, roads, highways,
avenues, parks or public places of such municipality or municipalities;
(p) To petition and appear before local legislative bodies and
governmental regulatory agencies to seek authorization to provide new or
additional services or facilities, or to modify or terminate existing
services or facilities; including permission to provide charter service;
(q) To acquire or contract to acquire from any person, firm,
corporation or government by subsidy, contribution, gift, grant,
grant-in-aid, loan, bequest, devise or purchase any property or any
interest therein or financial assistance to be utilized in carrying out
any municipal project of the Utica transit authority;
(r) To borrow money and to issue bonds and to provide for the rights
of the holders thereof;
(s) To enter into collective bargaining agreements with labor
representatives duly elected or recognized by the employees of the Utica
transit authority;
(t) To insure or provide for the insurance of the Utica transit
authority's property or operations as required by law and also against
such other risks as the Utica transit authority may deem advisable;
(u) To limit by contract the exercise of any of the Utica transit
authority's powers;
(v) To invest any funds held in reserves or sinking funds, or any
funds not required for immediate disbursement in property or securities
in which savings banks may legally invest funds subject to their
control;
(w) To make and from time to time amend and repeal by-laws, rules and
regulations not inconsistent with the provisions of this article for the
management and regulation of its affairs and for the regulation of its
municipal projects;
(x) To conduct examinations and investigations, hear testimony and
take proof under oath at public or private hearings on any material
matter, require the attendance of witnesses and the production of books
and papers and issue commissions for the examination of witnesses who
are out of the state, unable to attend, or excused from attendance;
(y) To authorize a committee designated by the Utica transit authority
consisting of one or more members, or counsel, or any officer or
employee to conduct any such investigation or examination, in which case
such committee, counsel, officer or employee shall have power to
administer oaths, take affidavits and issue subpoenas or commissions;
(z) To enter into agreements of cooperation with or for the rendition
of service to or from a federal, state or municipal governmental agency;
(aa) To sue and be sued;
(bb) To have a seal and alter the same at pleasure;
(cc) To have perpetual succession;
(dd) To make and execute contracts and other instruments necessary or
convenient to the exercise of the Utica transit authority's powers;
(ee) To conduct operations customarily considered ancillary to
rendering transportation services;
(ff) To do all things necessary or convenient to carry out the Utica
transit authority's powers.
(gg) 1. In order to effectuate the purposes of this article the
authority may acquire, hold, own, lease, establish, construct,
effectuate, operate, maintain, renovate, improve, extend or repair any
of its facilities through, and cause any one or more of its powers,
duties, functions or activities to be exercised or performed by, one or
more wholly owned subsidiary corporations of the authority and may
transfer to or from any such corporation, or between such corporations,
any moneys, real property or other property or the services of any
officers, employees or consultants for any of the purposes of this
article. The directors or members of each such subsidiary corporation
shall be the same persons holding the offices of members of the
authority. Each such subsidiary corporation and any of its property,
functions and activities shall have all of the privileges, immunities,
tax exemptions and other exemptions of the authority and of the
authority's property, functions and activities. Each such subsidiary
corporation shall be subject to the restrictions and limitations to
which the authority may be subject. Each such subsidiary corporation
shall be subject to suit in accordance with section sixty-two of this
chapter. The employees of any such subsidiary corporation, except those
who are also employees of the authority, shall not be deemed employees
of the authority.
2. If the authority shall determine that one or more of its subsidiary
corporations should be in the form of a public benefit corporation, it
shall create each such public benefit corporation by executing and
filing with the secretary of state a certificate of incorporation, which
may be amended from time to time by filing, which shall set forth the
name of such public benefit subsidiary corporation, its duration, the
location of its principal office, and any or all of the purposes of
acquiring, owning, leasing, establishing, constructing, effectuating,
operating, maintaining, renovating, improving, extending or repairing
one or more facilities of the authority. Each such public benefit
subsidiary corporation shall be a body politic and corporate and shall
have all those powers vested in the authority by the provisions of this
article which the authority shall determine to include in its
certificate of incorporation except the power to contract indebtedness.
3. Notwithstanding any other provision of law, the authority may elect
to maintain consolidated records of account for itself and its
subsidiary corporations and to report on a consolidated basis with
regard to the moneys and activities of the authority and its subsidiary
corporations, and the authority shall not be required to keep separate
records of account for or to report separately with regard to moneys or
activities of any of its subsidiary corporations or of the authority
itself apart from its subsidiary corporations or with regard to
transfers of property or services between the authority and its
subsidiary corporations or between said subsidiary corporations.
4. Notwithstanding section one hundred thirteen of the retirement and
social security law or any other general, special or local law, the
authority or its subsidiary created pursuant to the provisions of this
subdivision, shall continue to provide to persons in its employ who were
employed by public transportation facilities heretofore acquired by the
authority or who have been employed by the authority, the city of Utica
or the Utica transit commission prior to and after May twentieth,
nineteen hundred seventy, any retirement, disability, death or other
benefits provided or required pursuant to any agreement, including an
agreement with a labor union of which its employees are members, and the
authority or its subsidiary created pursuant to this section, is hereby
authorized to retroactively or in the future to make such contributions
as may be necessary to provide such benefits pursuant to the provisions
of chapter one thousand thirty-eight of the laws of nineteen hundred
seventy, and any and all payments heretofore made by the authority in
compliance with the terms of any contract between the authority or its
predecessors in title, and the Amalgamated Association of Street,
Electric and Motor Coach Employees of America, Division 582 of Utica,
New York, including the trust agreement between said Division 582 and
the Oneida National Bank & Trust Company of Utica, New York, as trustee,
originally dated December thirtieth, nineteen hundred fifty-seven, and
subsequent amendatory agreements thereof, shall be and hereby are
ratified and confirmed.
5. Whenever any state, political subdivision, municipality,
commission, agency, officer, department, board, division or person is
authorized and empowered for any of the purposes of this article to
cooperate and enter into agreements with the authority, such state,
political subdivision, municipality, commission, agency, officer,
department, board, division or person shall have the same authorization
and power for any of such purposes to cooperate and enter into
agreements with a subsidiary corporation of the authority.
2. The Utica transit authority shall file in the office of the
commissioner annual reports which shall be open to public inspection.
Such reports shall include, in addition to any information which the
commissioner may require, a statement with respect to each completed
municipal project owned or operated by the Utica transit authority the
following data:
(a) Cost breakdown of real property acquired for the project;
(b) Cost breakdown in appropriate units of facilities acquired for the
project;
(c) Operating revenues;
(d) Operating expenses;
(e) Number or estimated number of persons utilizing the project
facility.
Officers and employees; compensation and expenses. 1. When the
office of the first chairman of the mass transportation authority
becomes vacant, the authority shall select a chairman from among its
members. The Utica transit authority shall select from among its
members, a vice-chairman, and it may employ a general manager, a
secretary, technical experts and such other officers, agents, and
employees as it may require and determine their qualifications, duties
and, subject to the approval of the Board of Estimate and Apportionment
fix their compensation. The Utica transit authority may call upon the
chief law officer of any municipality or municipalities for such legal
services as it may require and it shall reimburse the municipality for
the cost of such services, or it may employ its own counsel and legal
staff. This section shall not be construed to prevent the Utica transit
authority from engaging by contract planning, architectural, engineering
or other professional or consultant services in the execution of a
project.
2. The Utica transit authority may delegate to one or more of its
agents or employees such powers or duties as it may deem proper.
3. A member of the Utica transit authority may be compensated at a
rate to be determined by the Board of Estimate and Apportionment of the
city of Utica and in addition shall be entitled to the necessary
expenses including traveling expenses incurred in the discharge of his
duties.
4. Every officer, agent or employee of the Utica transit authority who
shall sign the receipt upon the payroll of the authority as having
received the amount therein mentioned in full payment for services
rendered by him for the entire time specified in such payroll, or, in
the event no payroll receipt is required by the authority, shall endorse
a check in the amount shown upon such payroll and receive payment
thereof, shall be deemed to have made an accord and satisfaction of all
claims against the authority for wages, salary or other compensation due
to such person from the authority for the period covered by such
payroll, unless at the time of signing such payroll or endorsing such
check the person receiving such wages or salary shall write legibly on
the payroll in connection with his receipt or on such check in
connection with his endorsement that the amount received is received
under protest, and unless such protest is so written upon such payroll
or check, no recovery shall be had against the authority upon any
further claim for wages, salaries or other compensation for the period
of time covered by such payroll.
Vacancies and removals. A vacancy occurring other then by reason
of the expiration of the term of a member of the Utica transit authority
shall be filled for the unexpired term. The governing body of the
municipality or when two or more municipalities are acting jointly, the
governing bodies thereof jointly may remove a member of the Utica
transit authority for inefficiency, neglect of duty, or misconduct in
office but only after the member shall have been given a copy of the
charges against him and an opportunity to be heard in person or by
counsel in his own defense at a public hearing. In the event of removal,
the governing body of such municipality or the governing bodies of such
municipalities, as the case may be, shall file with the commissioner a
record of the proceedings together with a copy of the charges made
against the members and its findings thereon, pending the determination
of charges against a member, the governing body of such municipality or
the governing bodies of such municipalities, as the case may be, may
suspend him from office.
Non-liability of authority members. No personal liability or
accountability shall attach to any member of the Utica transit authority
or to any person executing bonds of such authority by reason of the
execution or issuance thereof.
Disqualification of members and employees. No member or employee
of the Utica transit authority should have any interest, financial or
otherwise, direct or indirect, or engage in any business or transaction
or professional activity or incur any obligation of any nature, which is
in substantial conflict with the proper discharge of his duties, in the
public interest. If any member or employee of the Utica transit
authority owns or controls an interest, financial or otherwise, direct
or indirect, in any property included in any project, which was acquired
prior to his appointment or employment, he shall disclose such interest
and the date of acquisition thereof in writing to the Utica transit
authority prior to such appointment and such disclosure shall be entered
upon the minutes of the Utica transit authority.
Not within jurisdiction of public service commission. The
acquisition, construction, reconstruction or improvement of any omnibus
transportation capital project by the Utica transit authority pursuant
to this article shall not be subject to the jurisdiction of the public
service commission except as provided in sections sixty-eight,
sixty-nine, sixty-nine-a, sixty-nine-b, sixty-nine-c and sixty-nine-d of
the transportation corporations law.
Plans for proposed municipal projects; statement of project
costs. The Utica transit authority shall file with the commissioner a
copy of each proposed municipal project embodying the plans,
specifications, estimated costs and proposed method of financing. Any
change made in a municipal project shall be filed with the commissioner
by the Utica transit authority. With reasonable promptness after each
municipal project shall have been completed and from time to time prior
to completion upon request of the commissioner, the Utica transit
authority shall file with the commissioner a detailed statement of the
cost thereof. All records and financial documents shall be subject to
audit by the commissioner and the state comptroller. Upon receipt of a
copy of a proposed state project, or of any proposed changes therein,
the commissioner may transmit his criticisms and suggestions with
reasonable promptness to the Utica transit authority. No change in a
state project may be made by the Utica transit authority without the
approval of the commissioner and the state comptroller.
Statewide transportation planning. Project coordination with
statewide transportation plan. Upon review of a proposed municipal
project submitted to the commissioner under section forty-nine herein,
the commissioner may transmit, within a reasonably prompt time, advisory
comments to the Utica transit authority with regard to such project's
being a part of or consistent with a statewide comprehensive master plan
for transportation promulgated by him and approved by the governor upon
the recommendation of the department of state or, in the absence of any
such statewide plan, any other recognized long-range regional
transportation plan approved by the commissioner or, in the absence of
any such regional plan, sound transportation development policy and
planning concept. If the commissioner finds such a project to be in
conflict with such statewide plan, regional plan or transportation
development policy and planning concept, the Utica transit authority
shall before undertaking such project, upon the request of the
commissioner, state in writing to the commissioner its reasons for
undertaking the project notwithstanding such conflict. In no event,
however, shall the Utica transit authority submit to the United States
or to the State of New York, or any agency or instrumentality of them,
an application for a federal or state project unless the application
shall have been first approved by the commissioner as being part of or
consistent with such statewide plan, regional plan or transportation
development policy and planning concept.
Comprehensive regional planning. Project coordination with
comprehensive regional planning. Prior to undertaking a municipal
project, the Utica transit authority shall comply with the provisions of
this section.
Where a proposed municipal project is to be located in whole or in
part, within the jurisdiction of a multi-county regional planning board
which has adopted a regional comprehensive plan, the Utica transit
authority proposing such project shall submit a description of the
project to such regional planning board. Such regional planning board
shall advise the Utica transit authority within fifteen days of the date
of such submission as to whether or not the proposed project has a
significant regional impact. If the regional planning board determines
that the proposed project does not have a significant regional impact,
it shall certify that it is not in substantial conflict with the board's
regional comprehensive plan. If the proposed project is determined to
have a significant regional impact, the regional planning board shall
determine, within thirty days from date of the submission of the project
description, whether or not it is in substantial conflict with its
regional comprehensive plan. In making such determination, the regional
planning board may also consider whether the proposed project is
properly coordinated with other exisiting or proposed projects within
the region. If the regional planning board determines that such project
might be in substantial conflict with its regional comprehensive plan,
the regional planning board may issue an order to the Utica transit
authority directing that such authority not undertake or continue such
project for an additional period of forty-five days immediately
following such thirty day period. During such additional forty-five day
period, the regional planning board shall further review the project and
shall hold a public hearing concerning such project. On or before the
conclusion of such forty-five day period and after the public hearing,
the regional planning board shall determine whether or not such project
is in substantial conflict with its regional comprehensive plan, and
report its determination to the Utica transit authority sponsoring such
project, to the commissioner of transportation, to any other public
agency having the power of review or approval of such project, and in a
manner conducive to the wide dissemination of such determinations, to
the public. If the regional planning board determines that the proposed
project is in substantial conflict with its regional comprehensive plan,
the Utica transit authority shall before undertaking such project state
in writing to the regional board its reasons for undertaking the project
notwithstanding such determination of substantial conflict.
Regional planning boards may adopt rules and regulations establishing
standards and procedures, consistent with this section, for the review
of projects hereunder, and which may exclude specified kinds of projects
from such review. Such procedures may contain provisions allowing for
informal discussion of preliminary and informal plans for a project
subject to review and for preliminary approval or recommendations by the
board with respect to the project. Before adopting such rules and
regulations, the regional planning board shall consult with the
department of state, which may make recommendations concerning such
standards and procedures.
In the event a proposed project is to be located, in whole or in part,
in an area not within the jurisdiction of a multi-county regional
planning board which has adopted a comprehensive regional plan, the
functions, powers and duties conferred in this section upon such a
regional planning board shall apply to the county planning board or
boards of any county wherein such project is to be located, in whole or
in part, if such county planning board has adopted a comprehensive
master plan. In the event there is no such county planning board which
had adopted a comprehensive master plan, such functions, powers and
duties may be carried out by the department of state.
The regional comprehensive plan referred to under this section shall
embody the policy recommendations of the regional planning board for the
comprehensive development of the region, and shall include statements of
policies, goals and objectives. Before such regional comprehensive plan
is adopted by the regional planning board, it shall be certified to by
the secretary of state as being adequate for the review purposes of this
section. The comprehensive master plan of a county referred to under
this section shall embody the same elements as herein prescribed with
respect to a regional comprehensive plan, and shall similarly be
certified to by the secretary of state.
Construction contracts, cancellation of contracts,
disqualification to contract with mass transportation authority,
statement of non-collusion in bids on proposals. 1. Contracts of the
Utica transit authority for construction, alteration, renovation,
demolition, excavation or for purchase of materials or supplies shall be
in such form and contain provisions as may be deemed advisable by the
Utica transit authority. All such contracts in excess of ten thousand
dollars shall be made on sealed bids, in compliance with a public notice
advertised at least once, not less than twenty days before the date set
for the receipt of bids, in the official publication of the municipality
in which the main office of the Utica transit authority is located or if
no such official publication exists, in a newspaper circulating in the
municipality. If the Utica transit authority shall deem it to its best
interest or necessary or desirable to effectuate the purposes of this
article or the economy and efficiency in construction and operation of a
project, the Utica transit authority by majority vote of its members may
either reject all bids or readvertise for bids or by unanimous vote of
its members may accept a bid other than the lowest bid. In any such
contract there may be inserted in the discretion of the Utica transit
authority, a provision that additional work may be done or materials and
supplies furnished or that work or materials may be omitted for the
purpose of completing such contract in accordance with any changes,
omissions or additions in the specifications of any such contract. Each
contract shall provide that in the case of default by the contractor the
Utica transit authority may adopt on behalf of the authority all
subcontracts made by such contractor and all such subcontractors shall
be bound by such adoption if made, and the authority may relet, with or
without public advertisement, the work specified in the original
contract, exclusive of so much thereof as shall be provided in any
subcontracts so adopted. The Utica transit authority may make rules and
regulations governing the qualifications of bidders, the submission of
combined bids by two or more contractors, the award and execution of the
contract, security, if any, for execution and performance of the
contract, and any other matters relating to the contract. The bidding
may be restricted to those who shall have qualified prior to the receipt
of bids according to standards fixed by the Utica transit authority,
provided that notice or notices for the submission of qualifications
shall be published in the official publication of the municipality in
which the main office of the Utica transit authority is located, or if
no such official publication exists, in a newspaper circulating in the
municipality, at least once, not less than ten days prior to the date
fixed for the filing of qualifications. Nothing in this section shall be
construed to limit the power of the Utica transit authority to carry out
a project or any part thereof directly by the officers, agencies and
employees of the Utica transit authority, or by any government, or to
purchase or acquire materials or supplies through the purchasing
officer, department or agency of a government.
2. A clause shall be inserted in all specifications or contracts
hereafter made or awarded by the Utica transit authority or by any
official of the Utica transit authority, for work or services performed
or to be performed or goods sold or to be sold, to provide that upon the
refusal by a person who directly or indirectly derives a monetary
benefit which is traceable to such a specification or contract, when
called before a grand jury to testify concerning any transaction or
contract had with the state or of any political subdivision thereof, a
public authority, a mass transportation authority or with any public
department, agency or official of the state or of any political
subdivision thereof or of any public authority or of a mass
transportation authority or subcontract thereunder, to sign a waiver of
immunity against subsequent criminal prosecution or to answer any
relevant question concerning such transaction, contract or subcontract.
(a) Such person and any firm, partnership or corporation of which he
is a member, partner, director or officer, shall be disqualified from
thereafter selling to or submitting bids to or receiving awards from or
entering into any contracts with the Utica transit authority or official
thereof or any subcontract thereunder, or sub-contracting with any
person, firm, partnership or corporation who or which has entered into
any such contract or contracts, in relation to such contract or
contracts, for goods, work or services, for a period of five years after
such refusal. No person, firm, partnership or corporation who or which
has entered into any contract or contracts with the state, or any
political subdivision thereof, a public authority, a mass transportation
authority, or with any public department, agency or official of the
state or any political subdivision thereof or of any public authority,
or of a mass transportation authority, for goods, work or services,
shall enter into a subcontract thereon with any person, firm or
corporation which is disqualified to contract as provided herein. Such
clause shall also provide that
(b) Any and all contracts made with the Utica transit authority or
official thereof or any subcontract thereunder, since the effective date
of this law, by such person and by any firm, partnership or corporation
of which he is a member, partner, director or officer may be cancelled
or terminated by the Utica transit authority without incurring any
penalty or damages on account of such cancellation or termination, but
any moneys owing by the Utica transit authority or by a contractor or
subcontractor thereunder for goods delivered or work done prior to the
cancellation or termination shall be paid.
3. (a) Any person who, when called before a grand jury to testify
concerning any transaction or contract had with the state, any political
subdivision thereof, a public authority, a mass transportation authority
or with a public department, agency or official of the state or of any
political subdivision thereof or of a public authority or of a mass
transportation authority, refuses to sign a waiver of immunity against
subsequent criminal prosecution or to answer any relevant question
concerning such transaction or contract, and any firm, partnership or
corporation of which he is a member, partner, director or officer shall
be disqualified from thereafter selling to or submitting bids to or
receiving awards from or entering into any contracts with any mass
transportation authority or any official of any mass transportation
authority created by the state or any political subdivision, or
sub-contracting with any person, firm, partnership or corporation who or
which has entered into any such contract or contracts, in relation to
such contract or contracts, for goods, work or services, for a period of
five years after such refusal or until a disqualification shall be
removed pursuant to the applicable provisions of law. No person, firm,
partnership or corporation who or which has entered into any contract or
contracts with the state, or any political subdivision thereof, a public
authority, a mass transportation authority, or with any public
department, agency or official of the state or any political subdivision
thereof or of any public authority, or of a mass transportation
authority, for goods, work or services, shall enter into a subcontract
thereon with any person, firm or corporation which is disqualified to
contract as provided herein.
(b) It shall be the duty of the officer conducting the investigation
before the grand jury before which the refusal occurs to send notice of
such refusal, together with the names of any firm, partnership or
corporation of which the person so refusing is known to be a member,
partner, officer or director, to the commissioner of transportation of
the state of New York and the appropriate departments, agencies and
officials of the state, political subdivisions thereof or public
authorities with whom the person so refusing and any firm, partnership
or corporation of which he is a member, partner, director or officer, is
known to have a contract.
4. (a) Any firm, partnership or corporation which has become subject
to the cancellation or termination of a contract or subcontract or
disqualification to contract or subcontract on account of the refusal of
a member, partner, director or officer thereof to waive immunity when
called to testify, as provided in subdivisions two and three of this
section, may, upon ten days' notice to the attorney general and to the
officer who conducted the investigation before the grand jury in which
the refusal occurred, make an application at a special term of the
supreme court held within the judicial district in which the refusal
occurred for an order discontinuing the disqualification. Such
application shall be in the form of a petition setting forth grounds,
including that the cooperation by petitioner with the grand jury at the
time of the refusal was such, and the amount and degree of control and
financial interest, if any, in the petitioning firm, partnership or
corporation by the member, partner, officer or director who refused to
waive immunity is such that it will not be in the public interest to
cancel or terminate petitioner's contracts or subcontracts or to
continue the disqualification, as provided in subdivisions two and three
of this section.
A copy of the petition and accompanying papers shall be served with
the notices to be given pursuant to this subdivision.
(b) Upon the filing of such petition the court may stay as to
petitioner, pending a decision upon the petition, the cancellation or
termination of any contracts or subcontracts resulting from such refusal
upon such terms as to notice or otherwise as may be just.
(c) At least two days prior to the return day, the officer who
conducted the investigation before the grand jury and the attorney
general may file answers to the petition or apply for an order
dismissing the petition as a matter of law. On or before the return day
the petitioner may file a reply to the answer.
(d) Upon the return day the court may, upon the petition and answer
and other papers filed, forthwith render such final order as the case
requires, or if a triable issue of fact is duly raised, it shall
forthwith be tried before a court sitting without a jury or before a
referee. The provisions of statute or rule governing references in an
action shall apply to a reference under this subdivision.
(e) The court shall render a final order dismissing the petition on
the merits or discontinuing the disqualification upon the ground that
the public interest would be served by its discontinuance, and granting
such other relief as to the cancellation or termination of contracts or
subcontracts as may be appropriate, but without costs to petitioner.
5. (a) Every bid or proposal hereafter made to a mass transportation
authority where competitive bidding is required by statute, rule or
regulation, for work or services performed or to be performed or goods
sold or to be sold shall contain the following statement subscribed by
the bidder and affirmed by such bidder as true under the penalties of
perjury: Non-collusive bidding certification.
(1) By submission of this bid, each bidder and each person signing on
behalf of any bidder certifies, and in the case of a joint bid each
party thereto certifies as to its own organization, under penalty of
perjury, that to the best of his knowledge and belief:
(i) The prices in this bid have been arrived at independently without
collusion, consultation, communication, or agreement, for the purpose of
restricting competition, as to any matter relating to such prices with
any other bidder or with any competitor;
(ii) Unless otherwise required by law, the prices which have been
quoted in this bid have not been knowingly disclosed by the bidder and
will not knowingly be disclosed by the bidder prior to opening, directly
or indirectly, to any other bidder or to any competitor; and
(iii) No attempt has been made or will be made by the bidder to induce
any other person, partnership or corporation to submit or not to submit
a bid for the purpose of restricting competition.
(2) A bid shall not be considered for award nor shall any award be
made where (1) (i) (ii) and (iii) above have not been complied with;
provided however, that if in any case the bidder cannot make the
foregoing certification, the bidder shall so state and shall furnish
with the bid a signed statement which sets forth in detail the reasons
therefor. Where (1) (i) (ii) and (iii) above have not been complied
with, the bid shall not be considered for award nor shall any award be
made unless the Utica transit authority to which the bid is made
determines that such disclosure was not made for the purpose of
restricting competition.
The fact that a bidder (a) has published price lists, rates, or
tariffs covering items being procured, (b) has informed prospective
customers of proposed or pending publication of new or revised price
lists for such items, or (c) has sold the same items to other customers
at the same prices being bid, does not constitute, without more, a
disclosure within the meaning of paragraph (a) of this subdivision.
(b) Any bid hereafter made to the Utica transit authority by a
corporate bidder for work or services performed or to be performed or
goods sold or to be sold, where competitive bidding is required by
statute, rule, regulation, or local law, and where such bid contains the
certification referred to in paragraph (a) of this subdivision, shall be
deemed to have been authorized by the board of directors of the bidder,
and such authorization shall be deemed to include the signing and
submission of the bid and the inclusion therein of the certificate as to
non-collusion as the act and deed of the corporation.
Financial assistance from and cooperation with the state and
federal governments. The Utica transit authority is empowered to include
in agreements with the state and/or federal governments provisions that
such government or governments shall have the right to approve in
advance of execution all contracts entered into by the authortiy and to
supervise and approve the construction, maintenance and operation of any
project to which such government or governments may render any
assistance, and subject to the restrictions contained in this article,
any other terms, covenants and provisions which the Utica transit
authority may deem necessary or appropriate.
Bonds. 1. The Utica transit authority shall have the power, and
is hereby authorized, from time to time to borrow money and issue bonds
in such amounts and upon such terms as it may deem advisable for any of
the purposes of this article. Bonds, except those for the acquisition of
any omnibus for the acquisition, construction, reconstruction or
improvement of any omnibus capital facility and any capital equipment
used in connection therewith may be issued for periods not exceeding
thirty years and for a period not exceeding the probable life of a
municipal project which said period shall be calculated from the date of
the bonds. Bonds for the acquisition of any omnibus may be issued for
periods not exceeding ten years and for a period not exceeding the
probable life of such equipment which said periods shall be calculated
from the date of the bonds. The Utica transit authority shall also have
power to issue refunding bonds for the purpose of paying or retiring
bonds previously issued by it but no such refunding bonds shall mature
later than the expiration of the maximum period permitted by this
subdivision at the time of the issuance of the bonds to be refunded for
the municipal project for which such bonds were issued. Such period
shall be construed to commence from the date of issuance of the bonds to
be refunded.
2. The Utica transit authority is authorized to issue, whenever it may
deem it necessary to do so, notes at a rate of interest not exceeding
seven and one-half per cent per annum in anticipation of the sale of
bonds. Such notes shall mature within a period not to exceed one year
from the date of their issue but may be made subject to the right of
earlier payment. The proceeds of the sale of such notes shall be used
only for the purposes for which may be used the proceeds of the sale of
bonds. Any such notes may be renewed or may be refunded through the sale
of similar notes but no such renewal or refunding notes shall be issued
after the sale of bonds. Such notes, renewal notes or refunding notes
shall not mature beyond one year after completion of the municipal
project. Except as may be provided otherwise in this article, the Utica
transit authority shall have the same powers in connection with the
issuance and securing the payment of its notes as it has in connection
with the issuance and securing payment of its bonds.
3. The Utica transit authority may issue its interim certificates, or
other temporary obligations, to the purchaser of bonds pending the
authorization, preparation, execution or delivery of definitive bonds.
Such interim certificates, or other temporary obligations, shall be in
such form, contain such terms, conditions and provisions, bear such date
or dates, and evidence such agreements relating to their discharge or
payment or to the delivery of definitive bonds as the authority may by
resolution determine.
Provisions of bonds. Bonds of the Utica transit authority shall
be authorized by its resolution and may be issued singly or in one or
more series, and shall bear such date or dates, mature at such time or
times, bear interest at such rate or rates, not exceeding seven per cent
per annum, be in such denomination or denominations, interchangeable or
otherwise, be in such form, either coupon or registered, carry such
conversion or registration privileges, have such rank or priority, be
executed in such manner with or without authentication, and be subject
to such terms of redemption with or without premium, and be secured in
such manner, as such resolution may provide. The bonds may be sold by
the authority at public or private sale at such price or prices as the
Utica transit authority may determine.
Negotiability of bonds. Whether or not any bonds, interim
certificates or other obligations of the Utica transit authority issued
pursuant to this article are of such form and character as to be
negotiable instruments under article eight of the uniform commercial
code, such bonds, interim certificates or other obligations shall be and
are hereby made negotiable instruments within the meaning of and for all
the purposes of article eight of the uniform commercial code, unless
such bonds, interim certificates or other obligations expressly provide
otherwise.
Signature on bonds. In case any of the members or officers of
the Utica transit authority whose signatures appear on any bonds or
coupons shall cease to be such members or officers before the delivery
of such bonds, such signatures shall, nevertheless, be valid and
sufficient for all purposes, the same as if they had remained in office
until such delivery.
Repurchase of bonds. The Utica transit authority shall have
power to purchase any bonds issued by it for the purpose of retirement
or investment. The Utica transit authority shall not purchase such
bonds at a price in excess of the face value thereof plus a premium of
four per cent. All bonds purchased for the purpose of retirement shall
be cancelled.
Suit on bonds. In any suit, action or proceeding upon any bond
of the Utica transit authority or the security therefor, any such bond
reciting in substance that it has been issued by such an authority to
aid in financing a municipal project to provide omnibus transportation
facilities pursuant to the procedure required in this article shall be
conclusively deemed to have been issued for a municipal project of such
character and pursuant to such procedure.
Bond covenants. 1. In connection with the issuance of bonds or
the incurring of an obligation, and to secure the payment of such bonds
or obligations, the Utica transit authority, in addition to its other
powers, may:
(a) Pledge, covenant to pledge or covenant against pledging, all or
any part of its rents, fares, fees, revenues, subsidies, gifts, grants
or other moneys received or to be received to which its right then
exists or may thereafter come into existence; covenant against
permitting or suffering any lien thereon; it is the intention hereof
that any pledge of revenues or other moneys made by the Utica transit
authority shall be valid and binding from the time when the pledge is
made, that revenues or other moneys so pledged and thereafter received
by the Utica transit authority shall immediately be subject to the lien
of such pledge without any physical delivery thereof or further act and
that the lien of any such pledge shall be valid and binding as against
all parties having claims of any kind in tort, contract or otherwise
against the Utica transit authority, irrespective of whether such
parties have notice thereof;
(b) Mortgage, covenant to mortgage or covenant against mortgaging, all
or any part of its property, real or personal, then owned or thereafter
acquired; covenant against permitting or suffering any lien thereon;
(c) Covenant with respect to limitations on its right to sell, lease,
or otherwise dispose of any municipal project or part thereof;
(d) Covenant as to the bonds to be issued and as to the issuance of
such bonds in escrow or otherwise, and as to the use and disposition of
the proceeds thereof; provide for the replacement of lost, destroyed or
mutilated bonds;
(e) Covenant as to what other or additional debts may be incurred by
it;
(f) Covenant that the Utica transit authority warrants the title to
the premises;
(g) Covenant as to the rents, fares and fees to be charged, the amount
to be raised each year or other period of time by rents, fares, fees and
other revenues, and as to the use and disposition to be made thereof;
(h) Covenant as to the use of any or all of its property, real or
personal;
(i) Create or authorize the creation of special funds segregating (1)
the proceeds of any grants, subsidies or contributions; (2) all the
rents, fares, fees and revenues of any municipal project or projects;
(3) any moneys held for the payment of the costs of operation and
maintenance of municipal projects, or as a reserve for the meeting of
contingencies in the operation and maintenance thereof; (4) any moneys
held for the payment of the principal of and interest on its bonds or
the sums due under its leases or as a reserve for such payments; and (5)
any moneys held for any other reserves or contingencies; and covenant as
to the use and disposal of the moneys held in such funds;
(j) Redeem the bonds and covenant for their redemption, and provide
the terms and conditions thereof;
(k) Covenant against extending the time for the payment of its bonds
or interest thereon;
(l) Prescribe the procedure, if any, by which the terms of any
contract with bondholders may be amended or abrogated, the amount of
bonds the holders of which must consent thereto, and the manner in which
such consent may be given;
(m) Covenant as to the maintenance of its property, the replacement
thereof, the insurance to be carried thereon, and the use and
disposition of insurance moneys;
(n) Vest in an obligee, in the event of a default by the Utica transit
authority the right to cure any such default and to advance any moneys
necessary for such purpose, and covenant that the money so advanced by
an additional obligation of such authority with such interest, security
and priority as may be provided in any resolutions, trust indenture,
mortgage, lease or contract;
(o) Covenant and prescribe as to the events of default and terms and
conditions upon which any or all of its bonds shall become or may be
declared due before maturity, and as to the terms and conditions upon
which such declaration and its consequences may be waived;
(p) Covenant as to the rights, liabilities, powers and duties arising
upon the breach by it of any covenant, condition or obligation;
(q) Covenant to surrender possession of a municipal project or
projects or parts thereof upon the happening of an event of default; and
vest in an obligee the right, upon such default, without judicial
proceedings, to take possession and use, operate, manage, and control
such projects or any part thereof, and to collect and receive rents,
fares, fees and revenues arising therefrom in the same manner as such
authority itself might do, and to dispose of the moneys collected in
accordance with the agreement of such obligee with the Utica transit
authority;
(r) Vest in a trustee or trustees the right to enforce any covenant to
secure, or pay the bonds, or otherwise relating to such bonds; provide
for the powers, duties and limitations of liabilities of such trustee or
trustees, or the holders of bonds, or any proportion of them, may
enforce any such covenant;
(s) Vest in a trustee or in other obligee the right, upon any
happening of an event of default, to foreclose through judicial
proceedings or through the exercise of a power of sale without judicial
proceedings, any mortgage as to all or such part or parts of the
property covered thereby as such trustee or other obligee shall elect;
the institution, prosecution and conclusion of any such foreclosure
proceedings or the sale of any such parts of the mortgaged property
shall not affect in any manner or to any extent the lien of the mortgage
on the parts of the mortgaged property not included in such proceedings
or not sold as aforesaid;
(t) Make such other covenants and do any and all such acts and things
as may be necessary or convenient or desirable in order to secure its
bonds or make them more marketable, not withstanding that such
covenants, acts or things may not be enumerated herein; execute all
instruments necessary or convenient in the exercise of the powers herein
granted, or in the performance of its covenants or duties, which may
contain such covenants and provisions, in addition to those above
specified, as the purchaser of the bonds of an authority may require.
2. In case of conflict between this section and article nine of the
uniform commercial code, this section shall control.
Bonds and notes as legal investments. The bonds and notes of the
Utica transit authority are hereby made securities in which all public
officers and bodies of the state and all municipalities and municipal
subdivisions thereof, all insurance companies and associations and other
persons carrying on an insurance business, all banks, bankers, trust
companies, savings banks and savings associations, including savings and
loan associations, building and loan associations, investment companies
and other persons carrying on a banking business, all administrators,
guardians, executors, trustees and other fiduciaries, and all other
persons whatsoever who are now, or may hereafter be authorized to invest
in bonds or other obligations of the state, may properly and legally
invest funds, including capital, in their control or belonging to them.
Notwithstanding the provisions of any other general or special law to
the contrary, the bonds and notes are also hereby made securities which
may be deposited with and may be received by all public officers and
bodies of the state of New York and all municipalities and municipal
subdivisions thereof for any purpose for which the deposit of bonds or
other obligations of the state is now, or may hereafter be, authorized.
Remedies against the Utica transit authority. 1. In an action
or proceeding to foreclose a mortgage on property of the Utica transit
authority, the authority and all other necessary parties, shall be made
parties defendant and shall take such steps in said action as may be
necessary to protect the public interest therein and no costs shall be
awarded against them. Wherever under the instrument creating a lien a
notice of default in writing is required to be served upon the Utica
transit authority before the institution of a foreclosure action or
proceeding, a copy of such notice shall be served upon the chairman of
the authority at least five days before the institution of such
proceedings. At such a sale of the property of the mass transportation
authority pursuant to foreclosure or other proceedings, the municipality
or municipalities within whose territorial jurisdiction the property
exists may purchase the property affected; or such municipality or
municipalities may, prior to the institution of a foreclosure action or
proceeding, or during such action or proceeding make such payment or
take such other steps as may be necessary to cure any defaults that may
have occurred and such steps as may be necessary to protect the property
of the Utica transit authority and the public interest.
2. In the event that the Utica transit authority shall default in the
payment of principal of or interest on an issue of bonds after the same
shall become due, whether at maturity or upon call for redemption, and
such default shall continue for a period of thirty days, or, in the
event the authority shall fail or refuse to comply with the provisions
of this article or shall default in an agreement with the holders of an
issue of bonds then outstanding, the holders of twenty-five per cent of
the aggregate principal amount of the bonds of the issue then
outstanding by instrument or instruments filed in the office of the
clerk of the county in which the principal office of the Utica transit
authority is situated and proved or acknowledged in the same manner as a
deed to be recorded, may appoint a trustee to represent the holders of
the bonds for the purposes herein provided. Such trustee may declare all
the bonds due and payable, but before declaring the principal of the
bonds due and payable, he shall first give thirty days' notice in
writing to the authority, and, if all defaults shall be made good, then
with the consent of the holders of twenty-five per cent of the aggregate
principal amount of the bonds then outstanding, he shall annul the
declaration and its consequences. He shall, in addition to any powers
granted by this section, have and possess all of the powers necessary or
appropriate for the exercise of functions specifically set forth herein
or incident to the general representation of bondholders in the
enforcement and protection of their rights.
3. In addition to any other rights and remedies, but subject to such
limitations as may be made by contract, any obligee, lessor or
mortgagee, or any trustee or agent designated in the bonds of the Utica
transit authority or appointed as provided in paragraph two of this
section, or under a resolution, mortgage or indenture executed by the
Utica transit authority as security for its bonds may:
(a) bring suit upon the bonds of the Utica transit authority;
(b) by suit, action or special proceeding at law or in equity enforce
all rights of the bondholders, including the right to require the Utica
transit authority to collect revenues, rates, fares, fees, rentals and
other charges adequate to carry out any agreement as to, or pledge of,
such revenues, rates, fares, fees, rentals and other charges, and to
require the authority to carry out any other agreement with the
bondholders and to perform its duties under this article;
(c) by suit, action or special proceeding at law or in equity compel
the authority to perform each and every term, provision and covenant
contained in any agreement of the authority with an obligee, trustee,
mortgagee or lessor and require the performance of any or all such
covenants and agreements of the Utica transit authority and of the
duties imposed upon such authority by this article;
(d) by action or suit, enjoin any acts or things which may be unlawful
or in violation of the rights of such obligee, trustee, mortgagee, or
lessor;
(e) by suit, action or proceeding in any court of competent
jurisdiction compel possession of any project or any part thereof to be
surrendered to such obligee, trustee, mortgagee, or lessor having the
right to such possession under any agreement with the authority;
(f) by suit, action or proceeding in any court of competent
jurisdiction obtain the appointment of a receiver of any municipal
project of the mass transportation authority or any part thereof and of
the rents and profits therefrom. If such receiver be appointed, he may
enter and take possession of such project or any part or parts thereof
and operate and maintain the same, and collect and receive all fees,
rates, fares, rents, revenues, or other charges thereafter arising
therefrom in the same manner as the Utica transit authority itself might
do, and shall keep such moneys in a separate account or accounts and
apply the same in accordance with the obligations of the authority as
the court shall direct;
(g) by action or suit require the Utica transit authority to account
as if it were the trustee of an express trust.
4. The supreme court of the state shall have jurisdiction of a suit,
action or proceeding by a trustee on behalf of the bondholders. The
venue of the suit, action or proceeding shall be laid in the county in
which the principal office of the Utica transit authority is situated.
5. In a suit, action or proceeding by a trustee for the bond holders,
the fees, counsel fees and expenses of the trustee and of the receiver,
if any, shall constitute taxable disbursements and all costs and
disbursements allowed by the courts shall be a first charge on revenues,
rates, fares, fees, rentals and other charges derived from the municipal
project.
Actions against authority. Except in an action for wrongful
death, no action or special proceeding shall be prosecuted or maintained
against the authority, its members, officers, or employees for personal
injury or damage to real or personal property alleged to have been
sustained by reason of the negligence or wrongful act of the authority
or of any member, officer, agent or employee thereof, unless (i) a
notice of claim shall have been made and served upon the authority
within the time limit by and in compliance with section fifty-e of the
general municipal law, (ii) it shall appear by and as an allegation in
the complaint or moving papers that at least thirty days have elapsed
since the service of such notice and that adjustment or payment thereof
has been neglected or refused, and (iii) the action or special
proceeding shall be commenced within one year and ninety days after the
happening of the event upon which the claim is based. An action against
the authority for wrongful death shall be commenced in accordance with
the notice of claim and time limitation provisions of title eleven of
article nine of the public authorities law.
Liability of state or municipality. The bonds or other
obligations of the Utica transit authority shall not be a debt of the
state or a municipality and neither the state nor a municipality shall
be liable thereon nor shall the Utica transit authority have power in
any way to pledge the credit of the state or a municipality, nor shall
the transfer from the Utica transit authority to a municipality or the
vesting in a municipality of property theretofore belonging to the Utica
transit authority impose upon the municipality any obligations except
such as it may expressly assume.
Tax exemptions. 1. The Utica transit authority shall be exempt
from the payment of (a) any taxes or fees to the state or any
subdivision thereof, (b) any fees to any officer or employee of the
state or of any subdivision thereof, except where it is provided by or
pursuant to law that such officer or employee is personally entitled to
such fees as compensation for services rendered or performed by him in
his official capacity.
2. Bonds, mortgages, notes and other obligations of the Utica transit
authority are declared to be issued for a public purpose and to be
public instrumentalities and together with interest thereon, shall be
exempt from tax.
3. The property of the Utica transit authority shall be exempt from
all local and municipal taxes. The Utica transit authority may agree
with any municipality within the Utica transit authority's jurisdiction
that such municipality will (a) fix a sum which shall be paid to it
annually by the Utica transit authority in respect of each municipal
project; or (b) agree that the Utica transit authority shall not pay or
be liable to pay any sum whatsoever in respect of a municipal project or
projects for any year or years; or (c) agree with the Utica transit
authority upon the sum to be paid by the Utica transit authority for any
year or years in respect of a municipal project or projects, or accept
or agree to accept a fixed sum or other consideration in lieu of such
payment; provided, however, that the sum fixed, or agreed to be paid by
the Utica transit authority, for any year shall in no case exceed the
sum last levied as an annual tax upon the property included in such
project prior to the time of its acquisition by the Utica transit
authority.
Depositories of funds. In order to protect funds deposited by
the Utica transit authority all banks, bankers, trust companies or other
persons carrying on a banking business, organized under the laws of the
state, are authorized to give to the authority an undertaking with such
sureties as shall be approved by the Utica transit authority, faithfully
to keep and pay over upon the order of the Utica transit authority any
such deposits and agreed interest thereon, or in lieu of said sureties,
to deposit as collateral such securities and in such amounts as may be
agreed upon with the Utica transit authority pursuant to a collateral
deposit agreement in form and terms satisfactory to the Utica transit
authority. The collateral to be deposited shall consist of securities in
which savings banks may legally invest funds within their control.
Filing of by-laws, rules and regulations. 1. The Utica transit
authority shall file with the commissioner a copy of any by-laws, rules
and regulations and amendments thereto adopted by it from time to time.
No such by-laws, rules and regulations and amendments thereto shall be
effective until filed with the commissioner.
2. No rules and regulations, and amendments thereto, adopted by the
Utica transit authority from time to time, except such as relate to its
organization or internal management, shall be effective until filed in
the office of the department of state.
Dissolution. The Utica transit authority may apply to the
supreme court in any county within the Utica transit authority's
jurisdiction for an order dissolving such authority. The court thereupon
shall hold a hearing in open court after such notice of hearing as the
court may require. Upon a showing to the satisfaction of the court that
provision has been made for the payment or satisfaction of all of the
outstanding obligations of the Utica transit authority and for the
necessary expenses for the liquidation thereof, the court may order that
the Utica transit authority be dissolved. The court shall also provide
for disposition of the property of the Utica transit authority.
Disposal of records. 1. Notwithstanding the provisions of any
general, special or local law, the Utica transit authority or officer or
employee thereof is hereby empowered to destroy, sell or otherwise
dispose of any book, paper, map photograph, microphotograph or other
record regardless of its physical form or characteristic, which has been
made, acquired, or received or is now in its custody and which the Utica
transit authority determines no longer has sufficient administrative,
legal, fiscal, research or historical value to warrant its continued
retention and preservation, provided the Utica transit authority
authorizes such destruction, sale or other disposition.
2. The provisions of this section shall not apply to the following
records of the Utica transit authority unless copies for retention are
reproduced as provided in section sixty-nine of this article:
(a) The official copy of the minutes of the Utica transit authority
including appendices and attachments thereto.
(b) The official copy of any annual report of the Utica transit
authority to the commissioner.
(c) Records which have not been retained for such period of time as
may be required:
(1) by the federal government or any of its agencies;
(2) by rules and regulations of the state comptroller;
(3) by rules and regulations of the commissioner.
Reproduction of records. The Utica transit authority may cause
any paper, document or other record kept or recorded by it to be
recorded, copied or reproduced by any photographic, photostatic,
microfilm, microcard, miniature photographic or other process which
accurately reproduces or forms a durable medium for so reproducing the
original. Such reproduction, when satisfactorily identified, shall be
deemed to be an original for all purposes and is as admissible in
evidence as the original itself in any judicial or administrative
proceeding, and an enlargement or facsimile of such reproduction is
likewise admissible in evidence if the original reproduction is in
existence and available for inspection under direction of the court.
ARTICLE 2-E Special Parkways
Special parkways. 1. The department shall be responsible for and
shall have jurisdiction for the purposes of construction,
reconstruction, improvement and maintenance of the special parkways as
designated in this article, and for expediting the construction,
reconstruction and improvement of said special parkways to safe, modern
standards.
2. As used in this article, the term "special parkways" shall mean the
following roadways which are designated and set forth within the county
of Westchester:
(a) the Hutchinson river parkway from the New York city line to the
Connecticut line;
(b) the Saw Mill river parkway from the New York city line northerly
to interstate route six hundred eighty-four;
(c) the Cross County parkway connecting the Saw Mill river and
Hutchinson river parkways;
(d) the Taconic state parkway from the Kensico circle north to the
Westchester-Putnam line; and
(e) the Sprain Brook parkway from the Bronx river parkway at or about
Dewitt avenue at Bronxville northerly to a connection with the Taconic
state parkway at Hawthorne interchange.
3. Special parkways shall be constructed, reconstructed, improved,
operated and maintained by the department. Further, the commissioner of
transportation shall do all within his power to expeditiously secure
federal aid highway financing for such additional construction,
reconstruction and/or improvement of said special parkways as may be
needed. In the event federal-aid is to be utilized for such special
parkways, they may be constructed, reconstructed, improved, operated
and/or maintained subject to the provisions of federal-aid therefor.
Such special parkways shall be constructed, reconstructed, improved,
operated and/or maintained in accordance with all of the provisions of
the highway law applicable to state highways, including the acquisition,
management and disposition of property therefor, and according to such
designs and types as the commissioner may determine. All provisions of
the vehicle and traffic law applicable to state highways and not
inconsistent with this article shall be applicable to special parkways.
Such special parkways shall be operated and maintained by the department
to such standards of maintenance as the commissioner may determine.
Powers of commissioner. In addition to all powers conferred by
other provisions of law, the commissioner with respect to special
parkways designated by this article shall have power:
1. Subject to the approval of the state comptroller to provide
procedures for the receipt, deposit and security of moneys collected
under authority of this article and to designate the agent or agents
which shall be empowered to carry out such procedures.
2. To make rules and regulations governing the use and safety
standards of the special parkway facilities, including the power to
lease property, regulate the use and operation of gasoline stations,
restaurants and other facilities for the public on or along the special
parkways. Any lease of property of the special parkways shall be subject
to the approval of the state director of the budget.
5. To limit or prohibit travel by types or classes of commercial
vehicles as may be required due to roadway design or safety
considerations, and to establish speed limits and standards of travel
safety on all such special parkways designated by this article.
6. To determine the points at which there shall be access from other
roads and highways to the special parkways designated by this article
and to determine points of egress from such special parkways, and to
otherwise act with respect to control of access along such special
parkways.
7. To dispose of, pursuant to the provisions of the highway law
applicable to state highways, any real property deemed by the
commissioner not to be necessary for the operation of special parkways,
or to otherwise, in whole or in part, hold, manage, sell or exchange
such property on terms beneficial to the state. However, any property
previously owned by Westchester county shall revert to the county when
such property is no longer necessary and utilized for the operations of
special parkways.
ARTICLE 2-F New York State Rural Public Transportation Coordination Assistance Program
Short title. This article may be cited as the "rural public
transportation coordination assistance program".
Legislative findings and purposes. The legislature hereby
finds, determines, and declares that:
1. the inability of persons in rural areas to access public or private
transportation services often is detrimental to the public health,
safety and general welfare because such persons are thereby unable to
receive regular medical care and public services, do shopping,
participate in specialized recreation and education programs, and obtain
employment;
2. the number and proportion of persons without access to essential
transportation services in rural environs is alarmingly high and could
increase in the future, thereby further increasing the demand for
specialized transportation services in said areas;
3. added social burdens frequently fall upon state and local
governments because of involuntary isolation of individuals and families
in rural areas who are unable to obtain employment, public services,
health care, educational or other essential human services;
4. lack of a comprehensive state policy to promote the development of
coordinated public transportation services in the state's rural regions
has inhibited the formation of such services, thereby contributing to a
great disparity in the nature and levels of transportation services
available in said rural areas and the inefficient use of many existing
transportation resources;
5. such unique rural conditions as low population density, limitations
of size and resources and the general absence of private common carriers
call for more innovation and flexibility in the development of
coordinated public transportation services in rural environs, which
would include more intensive use of existing transportation services
that may now service a single clientele and are frequently
underutilized;
6. existing federal, state and local public transportation assistance
programs are of vital importance in providing mobility to persons in
rural areas of New York state, and increased coordination and more
intensive use of such programs would or could increase the
cost-effectiveness of these programs and enhance the availability of
transportation services to those individuals and families in need; and
7. the establishment of a rural public transportation coordination
assistance program would or could increase the mobility of individuals
and families in the state's rural regions and make available to those in
need more of the limited transportation resources that now exist.
8. the establishment of a rural transportation coordination assistance
program is intended to be in addition to existing programs and services
required of the department of transportation and this act shall in no
manner or means detract from the other services, resources and programs
now provided by such department.
Definitions. Whenever used in this article, the following
terms shall have the respective meanings:
1. "Department" shall mean the state department of transportation.
2. "Commissioner" shall mean the commissioner of transportation.
3. "Committee" shall refer to the New York state interagency
coordinating committee on rural public transportation as hereinafter set
forth.
4. "Transportation disadvantaged person" shall mean any person, who by
reason of physical, economic or other circumstances does not have access
to private personal transportation or is unable to use private personal
transportation, either permanently or temporarily such as frail,
elderly, physically or mentally handicapped, low-income, youth,
unemployed or underemployed, and other individuals who may need public
transportation services for gaining access to human or public services,
health care, educational, recreational, shopping or employment
opportunities. Identification of persons in this group shall not
preclude such persons from being considered "general public" in any
public transportation service criteria established pursuant to this
article.
5. "Public transportation service" shall mean a passenger
transportation service which, during its hours of operation, is
available on an equal opportunity basis to any person, without
preference for service availability, eligiblity or design being given to
any person or population sub-group because of age, gender, race,
national origin, creed or agency client status, and which is regularly
advertised and marketed as available to the general public. Nothing in
this article shall be deemed to mean that the transportation services
operated or provided by human or social service agencies solely for
their clients or programs constitute, in and of themselves, public
transportation services.
6-a. "Transportation provider" shall mean any public, private or
not-for-profit entity utilizing public funds to provide or contract for
public transportation services for the benefit of the general public or
specific client groups.
6-b. "Operator of passenger transportation service" shall mean the
municipal government or public transportation authority which assumes
full responsibility for the operation of the service or a common or
contract carrier under contract to said government or authority for the
purpose of assuming said responsibility.
7. a. "Coordinated transportation service" in a rural county shall
mean a passenger transportation service formed by the pooling or
sharing, by contract, of funds, facilities, vehicles, equipment and
other resources used for passenger transportation for the purpose of
improving the mobility of rural residents through increased service
levels, so that the coordinated service is under the direction and
control of a single operator of passenger transportation having the
authority for establishing the service's operating hours, routes,
schedules, dispatching and other operating features and when the
resulting transportation service serves more passengers for the same or
reduced amount of government expenditure than the previoulsy
uncoordinated services. A coordinated transportation service may include
an existing public transportation service operating within the rural
county. Nothing contained herein shall require a transportation provider
to contribute funds or services; current providers may participate in
whole or in part in the coordinated service.
b. "Coordinated public transportation service" shall mean a
coordinated transportation service which is predominately a public
transportation service as defined in this article. Such coordinated
public transportation service shall offer service to the general public
to at least the same extent and degree, in terms of service levels,
operating hours and geographic coverage, as service is offered for
clients of human service agency programs, and seeks to increase service
to transportation disadvantaged persons who do not receive
transportation from a human or social services agency program.
8. "Rural counties" shall mean those New York state counties having
populations of two hundred thousand or less.
9. "Services coordinator" shall mean the person, authority, agency or
corporation designated by resolution of a rural county's governing body
to undertake or oversee preparation and implementation of the rural
county's public transportation service plan in accordance with this
article. Such person, authority, agency or corporation shall be chosen
from among those who can fairly and equitably address the needs of all
transportation disadvantaged persons and the general public, without
preference to any one population sub-group or component of the
transportation disadvantaged population.
Interagency coordinating committee on rural public
transportation. 1. There is hereby created a committee to be known as
the "interagency coordinating committee on rural public transportation",
to be comprised of nineteen members. The commissioner or his or her
designee shall serve as chairperson. Twelve of such members shall be the
following or his or her duly designated representative: the director of
the office for the aging; the commissioner of education; the
commissioner of labor; the commissioner of health; the commissioner of
the office of mental health; the commissioner of the office of addiction
services and supports; the commissioner of the office for people with
developmental disabilities; the commissioner of the office for temporary
and disability assistance; the executive director of the New York state
justice center for the protection of people with special needs;
secretary of state; the commissioner of agriculture and markets and the
commissioner of the office of children and family services. Six
additional members, five of whom shall be transportation providers or
consumers representing rural counties and one of whom shall be a
representative of a labor union affiliated with rural public
transportation systems receiving mass transportation operating
assistance pursuant to section eighteen-b of this chapter, shall be
appointed to serve a term of three years as follows: two by the
temporary president of the senate, two by the speaker of the assembly,
one by the minority leader of the senate, and one by the minority leader
of the assembly. Efforts shall be made to provide a broad representation
of consumers and providers of transportation services in rural counties
when making such appointments. Members of the committee shall receive no
salary. Any vacancies on the committee shall be filled in the manner
provided for in the initial appointment. Beginning January first, two
thousand twenty-two, the committee shall meet at least once every three
months and, beginning January first, two thousand twenty-four, the
committee shall meet at least once every four months.
The commissioner shall cause the department to provide staff
assistance necessary for the efficient and effective operation of the
committee.
2. The committee shall:
a. identify programs and the annual amounts and sources of funds from
such programs that are eligible to be used to support a coordinated
public transportation service, and the annual amounts and sources of
such funds that are actually used for client transportation or for
transportation of persons in connection with agency-affiliated programs
or services; such data shall be provided on a county basis;
b. identify restrictions on existing programs that inhibit funds from
such programs being used to pay for a coordinated public transportation
service in rural counties;
c. recommend changes in state or local laws or regulations that would
improve the coordination of funds, facilities, vehicles or equipment and
other resources used for transportation at the local level;
d. upon request, compile and forward to the commissioner any data or
other information required by this section;
e. conduct a study, in consultation with the department, of the
availability of public transportation services in rural counties. Such
study shall identify, examine and review the following: the efficiency,
effectiveness, quality and availability of public transportation
services in rural counties; the current and projected operating and
capital costs, revenues, subsidies, and ridership and service area data
of each public transportation system operating within rural counties;
the barriers and financial challenges to providing and operating public
transportation services in rural counties; and the demographics of the
populations which have, and those which lack, access to public
transportation services in rural counties. Such study shall include
findings and recommendations to expand the level and availability of
public transportation services in rural counties. On or before January
first, two thousand twenty-three, the committee shall deliver such study
to the governor, the temporary president of the senate, the speaker of
the assembly, and the chairs of the senate and assembly transportation
committees; and
f. beginning June first, two thousand twenty-four and on the same date
in each succeeding year, submit an annual report to the governor, the
temporary president of the senate, the speaker of the assembly, and the
chairs of the senate and assembly transportation committees on the level
and availability of public transportation services in rural counties.
Rural public transportation coordination assistance program.
1. Program established. There is hereby established a rural public
transportation coordination assistance program which shall:
a. enhance the access of people in rural counties to health care,
shopping, education, employment, public services and recreation services
and opportunities;
b. assist in the establishment, maintenance, development, improvement
and use of public transportation services in rural counties;
c. encourage and facilitate the most efficient and economical use of
all federal, state and local funds used to provide passenger
transportation in rural counties through the establishment of a
coordinated public transportation service in each county; and seek to
increase the productivity of existing programs used for transportation
by increasing the hours of vehicle operation and by expanding services
and service eligibility in such manner as to transport more persons,
especially those in need of transportation but who do not typically
receive transportation services;
d. provide for the participation of public and private for profit and
not-for-profit transportation providers, school districts and volunteers
in coordinated public transportation services in rural counties to the
maximum extent feasible.
2. Eligible expenses and services. The department shall, in
consultation with the interagency coordinating committee on rural public
transportation, define and determine the categories or types of expenses
or services that will be eligible for financial assistance. Public
transportation services funded under this article should be designed to
maximize usage by the public, including transportation disadvantaged
persons. Rail, air, water, freight, emergency medical, charter or tour
transportation services shall not be eligible for assistance provided by
this article. No payment of financial assistance under this section
shall be made for any expenses incurred by a rural county or its
subcontractors prior to the date it receives written notice from the
commissioner that it shall be awarded a grant under this article.
3. Technical assistance and transportation management services. The
department may, at the request of a services coordinator, provide
technical transportation assistance to said coordinator to help the
coordinator comply with program standards and guidelines issued by the
commissioner. Additionally, the department may arrange to sponsor
training programs which will enable services coordinators to perform the
duties required by this article. The department may furnish to and
periodically update for services coordinators information relating to
existing rural transportation services in the state. Such information
may include but not be limited to:
a. a brief description of the nature and scope of existing rural
public transportation services, including a listing of transportation
providers and services coordinators;
b. the identification of unique operating circumstances, and
innovative management or transportation services delivery techniques.
4. Transportation services coordination between counties and regions.
The department may identify and attempt to coordinate the use of
transportation services outside of individual rural counties and between
counties in order to enable persons to be transported outside a county
and or outside a region and the department may identify and promote the
intercounty use of transportation facilities.
5. Coordination of federal, state, local and private aid; report. The
department may compile and maintain current information on available and
pending federal, state, local and private aid affecting coordinated
public transportation services in rural counties. The department may
request and shall be entitled to receive information from state or local
agencies regarding the amount of federal, state and local aid received
by public and private nonprofit organizations providing or contracting
for transportation services and the purpose for which the aid is
received. The commissioner may, in consultation with the interagency
coordinating committee on rural public transportation, use the following
criteria to recommend policies to the governor and the legislature that
would or could promote compliance with the purposes of this subdivision:
a. elimination of duplicative and inefficient administrative costs,
policies and management;
b. greater utilization of resources for providing effective and
efficient transportation services;
c. elimination of duplicative and inefficient transportation services;
d. development of transportation services which meet the needs of the
general public and insure services adequate to the needs of
transportation disadvantaged persons;
e. protection of the rights of privately operated public
transportation providers;
f. coordination of transportation services providers, in order that
individual providers, when participating within a coordinated public
transportation services program, together provide an integrated,
comprehensive service;
g. management of equipment and facilities purchased with public funds
in order that efficient and routine maintenance and replacement is
accomplished.
Local coordination of rural public transportation services.
Transportation services funded under this article must be coordinated
with transportation services funded by other federal, state and local
sources. Public, private, and private non-profit corporations or
organizations applying for or receiving federal, state or local aid in
order to provide or contract for public transportation services or
transportation to the general public and specific clientele groups in
rural counties, shall coordinate and integrate funding and resulting
services, to the maximum extent possible, with services coordinators in
said counties in accordance with this article. No rural county shall
qualify for aid or assistance authorized pursuant to this article unless
said county shall first appoint a services coordinator. An individual,
agency or corporation may be designated a services coordinator by the
county executive, if any, or the county legislative body in a rural
county in accordance with rules promulgated by the commissioner which
rules shall establish criteria for selecting and terminating
coordinators. A rural county may terminate the services of a services
coordinator at any time following established county procedures for same
and may change its designation of a services coordinator at any time in
accordance with this article. A rural county's designated services
coordinator may request, from public and private agencies receiving
federal, state or local aid in that county, information or data related
to transportation services, facilities, equipment, usage, costs,
revenues and funds as he or she may deem necessary for the preparation,
revision, updating and implementation of the county's coordinated public
transportation service plan. The extent to which such information is
provided by agencies wishing to participate in the program may be
considered by the department in the awarding of grants.
Financial assistance for creation of coordinated rural public
transportation services. 1. The commissioner may approve grants to any
rural county having no coordinated public transportation service, for
the purpose of developing such a service, and such approval shall
reflect on ongoing funding commitment to the extent necessary to develop
and implement a county plan. Such grants shall be awarded in amounts up
to a maximum of forty-five thousand dollars for up to three successive
years, subject to the amounts of an annual appropriation to be included
in the state budget, and shall be utilized by such county solely to pay
for its eligible costs incurred in the development and implementation of
coordinated public transportation service plan for said county. No
grant shall be approved for a rural county until the commissioner has
certified to the director of the division of the budget that said county
will appropriate for the purpose of planning and implementation of such
coordinated public transportation service plan, county funds equivalent
to at least ten percent of the grant to be awarded the first year,
twenty percent of the grant awarded the second year, and thirty percent
of the grant to be awarded the third year.
2. Each grant shall be considered by the commissioner upon application
by a county, signed by the chief executive officer of the county, if
any, or the chairperson of the county legislative body, including but
not limited to, the general intent and purpose of the project; a general
statement of the expected benefits to derive therefrom; and an
organizational statement, designating the person responsible for
managing the grant, and the manner by which the county will maintain
oversight of the expenditure of grant funds. Such application shall also
state that the county will appropriate an amount equivalent to at least
ten percent of the grant to be awarded the first year, twenty percent of
the grant awarded the second year, and thirty percent of the grant to be
awarded the third year.
3. Upon notification by the commissioner of the approval of an
application for funding under this section, the services coordinator
shall prepare a countywide coordinated public transportation service
plan in accordance with guidelines issued by the commissioner. No such
funds shall be used for purchase of capital equipment. In the event a
plan is completed and approved within one year and funds awarded to a
rural county for this purpose are not fully expended, the remaining
unexpended funds may be utilized to implement such plan.
a. The commissioner shall by rule issue program guidelines for
preparing a countywide coordinated public transportation service plan.
Such guidelines may address, but not be limited to, the following
elements of the plan:
(1) provision for consultation with existing transportation providers
and purchasers, the county executive, if any, the county legislature,
the general public and any other persons interested in the plan;
(2) a description of the geographic area to be served;
(3) a description of existing transportation services, facilities,
equipment, and usage;
(4) a description of the nature and levels of existing funding
sources;
(5) a description of any new funding sources that are proposed to be
included in the coordinated public transportation service program;
(6) provision for the retention of existing levels of human service
agency funding for transportation services;
(7) provision for the inclusion of federal and state public
transportation operating assistance;
(8) provision for continuation of existing levels of service to agency
clients and the general public currently receiving service;
(9) specific provision of new services for persons in need of
transportation who are not currently served or sponsored by a human
service agency or program;
(10) provision for the increased utilization of vehicles which
currently provide transportation services;
(11) procedures for the regular advertising and marketing of the
coordinated public transportation service indicating that such service
is open to the general public, and publication of methods by which the
general public can access and utilize available coordinated public
transportation service;
(12) performance, productivity and other measures that shall be used
to measure accomplishment of coordinated public transportation service;
(13) uniform definitions related to record-keeping in order to
maintain consistency among counties;
(14) provision for equitable sharing of total coordinated public
transportation service operating costs among participating providers,
agencies, and program sources;
(15) provision for a centralized accounting service that provides
primary documentation for all revenues and expenses associated with
administering and coordinating rural public transportation service in
the county;
(16) investment of one person or office with responsibility for
managing the assets, operations and funding of coordinated rural public
transportation service in the county;
(17) descriptions of how the coordinated service system will maintain
its policies, routes, schedules, fare structures and budget in a manner
that encourages public review, responsiveness to user concerns, energy
conservation and fiscal solvency;
(18) a pre-established basis for determining success using a specified
means of performance measurement; a detailed budget of the resources
available and the assistance necessary for implementation;
(19) a demonstration of the potential for enhancement of services to
be derived from a coordinated public transportation service program, and
the manner in which the program will promote more economical,
comprehensive or efficient service to the general public and
transportation disadvantaged populations;
(20) a description of the manner in which the elements of the
coordinated public transportation service program are to be consolidated
into a single management unit and the extent to which that unit will
coordinate with any remaining non-public transportation services;
(21) a description of the manner in which the subsequent two-year
grants are to be utilized in the implementation of the plan, including
an itemized preliminary budget as described in section seventy-three-j
of this article.
b. The services coordinator shall submit to the county legislature a
draft coordinated public transportation service plan in accordance with
program guidelines promulgated by the commissioner.
c. The county legislature shall, upon the giving of at least ten days
notice, hold a public hearing on the draft plan after which, it may make
such modifications as it deems appropriate.
d. As a condition of the submittal of the plan to the department, the
county legislature shall adopt the plan, which it shall then submit to
the commissioner. After approval by the commissioner of the plan, the
county legislature may make such organizational changes as may be
necessary for implementation of the plan.
5. A second year grant may be authorized by the commissioner upon
acceptance of the plan, completed in accordance with paragraph a of
subdivision three of this section, and upon the appropriation by the
county of an amount equivalent to at least twenty percent of such grant.
The second year grant shall be utilized for implementation of the plan,
including management expenses, and the cost of expanded operational
services as well as for the purchase of equipment, other than vehicles,
which will enhance delivery of a coordinated public transportation
service.
6. A third year grant may be authorized by the commissioner upon the
appropriation by the county of an amount equivalent to at least thirty
percent of the grant. The third year grant may be utilized for any
eligible costs necessary for the development and implementation of a
coordinated public transportation service other than operating expenses
of services that were performed prior to the implementation of a
coordinated public transportation service; vehicles, other than those
being purchased through other programs, may be purchased with a
third-year grant.
7. Any rural county or public transportation authority providing
transportation services in a rural county which has already established
and operates a countywide public transportation system, but does not
offer a coordinated public transportation service as defined in this
article, shall be eligible for not more than two years of financial aid,
subject to annual appropriation in the state budget, for the purpose of
developing and implementing a more fully coordinated public
transportation service.
8. Any rural county which has previously initiated and is currently
undertaking activities leading to the development of a coordinated
public transportation services plan utilizing federal funds administered
by, and pursuant to guidelines issued by the commissioner, shall be
eligible to receive a total of federal and state financial assistance up
to the limit prescribed herein.
Operating aid. 1. For those rural counties having an approved
and implemented coordinated public transportation service plan which has
maintained existing levels of funding used for transportation by the
coordinated service and has documented the need for additional operating
aid, the commissioner may, in consultation with the interagency
coordinating committee on rural public transportation, grant up to
twenty-five thousand dollars per year for operating aid for up to five
successive years, subject to annual appropriations to be included in the
state budget. Such aid may be extended annually when the county or
operator of the coordinated public transportation service has adequately
demonstrated the need for such continued aid and that criteria for
continuing aid established by rules issued by the commissioner have been
met.
2. No such operating aid shall be paid to any rural county unless such
county appropriates and expends at least twenty percent of the
coordinated public transportation service's total annual administrative
and operating costs. Except for other public transportation monies paid
by the department to the county, such amount may include any county
funds used for operating aid, including funds used to support any other
transportation service, that have been appropriated to an account under
the management and control of the coordinated public transportation
service.
Special provisions relating to aid. 1. Within one hundred
twenty days after the adoption of a state budget containing an
appropriation implementing this article, the commissioner shall send to
the county executive, if any, or the chairperson of the county
legislative body of each rural county, a copy of this article and
general information relating to the procedure to be followed to obtain
the aid provided for in this article including, but not limited to, the
following:
a. the intent of the program;
b. program guidelines, including the time when applications must be
submitted; the time when applications will be accepted or rejected; the
time when the applicant must complete the program for which aid has been
given;
c. potential county benefit, including an indication of the level of
the funds to which each county would be entitled should it participate
in the program as defined in this article.
2. The failure to file an application for aid in any year shall not
impair the right of a rural county to file an application for aid in any
subsequent year.
3. Within six months of the time of receipt of any application for
aid, pursuant to section seventy-three-g of this article, the
commissioner shall notify the applicant that such application was
approved and aid shall be paid to such county or the commissioner will
reject such application and state the reasons for such rejection. The
rejection shall not disqualify an applicant from resubmitting an
application for aid. In the event, after consultation with the
commissioner, the application is modified it may thereafter be
resubmitted for further consideration.
4. Each request submitted to the commissioner for a financial
assistance grant under this article shall be accompanied by an itemized
preliminary budget, certified by the chief financial officer of the
county, identifying expected eligible costs, amounts and sources of
grant funding including any applicable county matching funds.
a. Within sixty days after the completion of the grant, as determined
by the terms of the grant, the chief executive officer of the county, if
any, or the chairperson of the county legislative body shall forward to
the commissioner a certified financial statement identifying actual
costs incurred, grant funds expended or encumbered, including any
applicable county matching funds on forms provided by the commissioner.
After the expenditure of any applicable county matching funds, should
any state funds paid to a county remain unexpended or unencumbered upon
completion of the grant, as determined by the terms of the grant, the
commissioner will credit said state funds to the county's planning or
operating assistance grant for the subsequent year. In no event, shall
the county's subsequent year's grant exceed the sum of forty-five
thousand dollars for planning or twenty-five thousand dollars for
operating aid.
b. Should a county's activities in coordinated public transportation
services be terminated at any time, the chief executive officer of the
county, if any, or the chairperson of the county legislative body shall
advise the commissioner of such termination in writing and return to the
commissioner any unexpended state funds paid to the county together with
the final certified financial statement indicating the expenditure of
any grant funds received.
5. Except as provided for in section seventy-three-g of this article,
any moneys paid to rural counties by the commissioner shall be paid in
quarterly installments at the beginning of each quarter, commencing on
the first day of January of each year, unless the commissioner approves
an alternative method of payment in accordance with subdivision nine of
this section.
6. Except as provided for in section seventy-three-g of this article,
a rural county's apportionment of funds made available in accordance
with this article may be used for capital, operating and or
administrative assistance to provide rural public transportation. The
commissioner, in consultation with the interagency coordinating
committee on rural public transportation, may award other grants for
operating and capital expenses.
7. Recipients of aid shall annually submit to the commissioner such
data as he or she may deem necessary to review the program and to
recommend future funding levels.
8. Following formal adoption of a rural county's coordinated public
transportation service plan and approval of that plan by the
commissioner, and upon receipt of written notice from a rural county
that its coordinated public transportation service is about to commence
in accordance with such approved plan, the commissioner shall forward
operating aid applications to the chief executive officer of the county,
if any, or the chairperson of the county legislative body, along with
instructions and a timetable for their completion. The commissioner
shall advise the applicant county of his action on each such application
within ninety days of its receipt.
9. Funds appropriated for the purpose of implementation of this
article may be allocated in whole or in part to a rural county prior to
the time actual expenditures are incurred if the payment is first
approved by the commissioner. Applications for advance payment shall be
made by the county in accordance with rules of the commissioner. Each
application shall specifically state why such advance payment is
required.
10. The commissioner shall promulgate rules and regulations in order
to implement the provisions of this article.
11. When a rural county has adopted and implemented a coordinated
public transportation service plan in accordance with rules and
regulations issued by the commissioner pursuant to the provisions of
this article and such plan has been approved by the commissioner, then
the department may, from among all applications within said county for
financial aid to purchase vehicles provided by section sixteen (b) (two)
of the federal Urban Mass Transportation Act of nineteen hundred
sixty-four as amended, give priority consideration for funding to those
applications that provide coordinated public transportation service in
accordance with the county's plan.
12. When included and operated as an integral part of a coordinated
public transportation service plan approved by the commissioner and
adopted pursuant to the provisions of this article, and consistent with
the Urban Mass Transportation Act of nineteen hundred sixty-four as
amended, vehicles obtained through section sixteen (b) (two) of said
federal Urban Mass Transportation Act, may be eligible to carry persons
other than elderly and disabled on a regular basis, provided that the
transportation needs of elderly and/or disabled persons described in the
recipient's original section sixteen (b) (two) grant application are met
by the adopted coordinated public transportation service and the
transportation needs of other elderly and disabled persons in the rural
county are met under the county's adopted plan.
13. Public transportation providers utilizing state or federal transit
assistance moneys for the purchase of vehicles pursuant to this article,
may purchase said vehicles through state contract or by public bid as
required by section one hundred three of the general municipal law.
14. Notwithstanding any other provisions of this article to the
contrary, no application for financial assistance made pursuant to
section seventy-three-g of this article shall be awarded by the
commissioner for less than fifty-five thousand dollars or for less than
the amount requested unless the commissioner shall, in writing, prior to
making the award, each year certify the reasons why such applicant was
awarded less than fifty-five thousand dollars or an amount less than
requested. Such certification, including the reasons for such action,
shall be sent to the applicant, the interagency coordinating committee
on rural public transportation, the secretary of the senate finance
committee, the secretary of the assembly ways and means committee, the
director of the office of rural affairs and the director of the
legislative commission on the development of rural resources.
15. Notwithstanding any other provisions of this article to the
contrary, no grant for operating aid, as authorized by section
seventy-three-h of this article, shall be made by the commissioner to
any county for less than thirty-five thousand dollars in any one year
unless the commissioner shall, in writing, prior to making the grant,
each year certify the reasons why such county was awarded less than
thirty-five thousand dollars. Such certification including the reasons
for such action shall be sent to such county, the interagency
coordinating committee on rural public transportation, the secretary of
the senate finance committee, the secretary of the assembly ways and
means committee, the director of the office of rural affairs and the
director of the legislative commission on the development of rural
resources.
Aid for counties operating jointly or cooperatively. In the
event two or more counties jointly or cooperatively develop coordinated
public transportation services and designate one services coordinator or
the same services coordinator, such services coordinator may apply for
aid for each rural county as provided by this article and each rural
county shall be entitled to such aid to the same extent and in the same
manner as any other rural county.
Aid for counties with transportation authorities. In the event
a transportation authority encompasses one or more rural counties, each
rural county may make application for aid under this article. Any such
aid may be given to such authority provided such aid is used within the
rural county to carry out the purposes of this section.
Contract authority. The department and rural counties are
hereby empowered to enter into any agreement or contract with any
private or public agencies, corporations or individuals necessary or
convenient to carry out the provisions of this article. Funds made
available by the department pursuant to this article shall be provided
pursuant to the terms of such contracts.
Cooperation and assistance from other state agencies. The
governor shall direct that all state agencies provide the commissioner
with assistance in advancing the purposes of this article, and to assure
that the activities of the department are fully coordinated with the
activities of state agencies providing or contracting for public
transportation services. To effectuate the purposes of this article, the
commissioner may request and shall be entitled to receive from any state
agency, and the same are authorized to provide, such assistance,
service, facilities and data as will enable the department to carry out
its functions, powers and duties.
Functions, powers and duties of departments and state
agencies. Nothing contained in this article shall be deemed to derogate
or detract in any way from the functions, powers or duties prescribed by
law of any department of the state or to interrupt or preclude the
direct relationship of any such department or agency with local
agencies, individuals or corporations for the carrying out of such
functions, powers and duties.
Department report. Commencing December thirty-first, nineteen
hundred eighty-seven, the department, in cooperation with the state
interagency coordinating committee on rural public transportation, shall
prepare and submit to the governor and the legislature a report on or
before the first day of January of each year, which shall include
information relating to the operation of coordinated public
transportation services in rural counties then being funded under this
article and any recommendations for overall program improvement; stating
the receipts and disbursements made during the preceding fiscal year and
adequacy of programs financed by federal, state, local and private aid
in rural counties of the state. The department shall analyze the
programs financed in accordance with this article and recommend methods
of avoiding duplication and increasing the efficacy of programs
financed. The department shall receive comments from the officers and
agents of affected state and local government units relative to the
department's analysis.
ARTICLE 3 Jurisdiction of Commissioner; Proceedings Before Commissioner; Recovery of Penalties; Court Preferences; Fees
Jurisdiction of commissioner. 1. The jurisdiction, supervision,
powers and duties of the commissioner under this chapter shall extend to
common carriers, common and contract carriers of passengers by motor
vehicle, and common and contract carriers of property by motor vehicle,
and to the persons owning, leasing or operating the same. Such
jurisdiction does not extend however to any public authority or any
subsidiary thereof exercising any power granted under the public
authorities law.
2. A person or persons owning or holding a majority of the stock of
any common carrier specified in subdivision one of this section and
subject to the jurisdiction of the commissioner shall be subject to the
supervision of the commissioner in respect of the relations between such
common carrier and such owners or holders of a majority of the stock
thereof insofar as such relations arise from or by reason of such
ownership or holding of stock thereof or the receipt or holding of any
money or property thereof or from or by reason of any contract between
them; and in respect of such relations shall in like manner and to the
same extent as such common carrier be subject to examination of
accounts, records and memoranda and shall furnish such reports and
information as the commissioner shall from time to time direct and
require and shall be subject to like penalties for default therein.
3. Corporations formed to acquire property or to transact business
which would be subject to the provisions of this chapter, and
corporations and other persons possessing franchises for any of the
purposes contemplated by this chapter, shall be deemed to be subject to
the provisions of this chapter although no property may have been
acquired, business transacted or franchises exercised.
4. Notwithstanding any other provision of law, the commissioner shall
not have jurisdiction over the regulation of any bus line operations
that are wholly within the boundaries of any city when such city has
adopted an ordinance, local law or charter to regulate or franchise bus
line operations, except that the commissioner shall have jurisdiction
with respect to safety of operation of motor vehicles and self-insurance
requirements of such bus lines. The commissioner shall, however, have
exclusive jurisdiction over the regulation of common carriers of
passengers by motor vehicle that provide operations on a prearranged
basis over non-specified or irregular routes within a city, except as
provided in subdivision five of this section or as otherwise provided in
this chapter. It is further provided, however, that once the
commissioner issues a certificate to a motor carrier to operate as a
common carrier of passengers by motor vehicle, such motor carrier shall
be under the exclusive jurisdiction of the commissioner with respect to
the service performed under such certificate, except as provided in
subdivision five of this section.
5. a. (1) Notwithstanding any other provision of law, in any city with
a population of over one million, the commissioner shall not have
jurisdiction over the regulation of any van service or other common
carrier of passengers by motor vehicle covered under article seven of
this chapter when such van service or other such common carrier is
operated wholly within the boundaries of such city or is operated partly
within such city if the partial operation consists of the pick up and
discharge of passengers wholly within such city, when such city has
adopted an ordinance, local law or charter to regulate or franchise such
operations; provided, however, that the commissioner shall have
exclusive jurisdiction with respect to the safety of operation of motor
vehicles operated as van services or other such common carriers of
passengers, except that concurrent jurisdiction with respect to
enforcement of such safety standards may be transferred pursuant to
agreement between the department and such city; and provided further
that the commissioner shall have exclusive jurisdiction with respect to
van services and other such common carriers that are designed for the
transport of transportation disabled persons as defined in section
fifteen-b of this chapter, except that such city shall continue to have
jurisdiction over the licensure of wheelchair accessible vans and
drivers of such vans as provided in chapter five of title nineteen of
the administrative code of the city of New York; and provided further
that the commissioner shall have exclusive jurisdiction with respect to
the operations of motor vehicles as van services or other such common
carriers of passengers covered under article seven of this chapter to or
from an airport in such city when such van services or other such common
carriers of passengers have been issued a permit by the port authority
of New York and New Jersey to operate at an airport in such city or
apply for such permit and within a reasonable period of time are issued
such permit by such authority. Such local law or ordinance shall: (i)
designate a city agency which will assume the regulatory responsibility,
(ii) contain regulations for the issuance of operating authority in
accordance with criteria to be established pursuant to such local law or
ordinance, which criteria shall include but not be limited to the
fitness, willingness and ability of the applicant to provide the
transportation to be authorized by the certificate and to comply with
the local law or ordinance, and consideration of the present or future
public convenience and necessity, and prohibit the operation of any
vehicle as a van service or other such common carrier of passengers
without such operating authority or without complying with regulations
promulgated by the commissioner regarding safety of operations, (iii)
make provisions for the continuation of operating authority for van
services and other such common carriers of passengers previously
approved by the department which are in compliance with such operating
authority through the conversion of such operating authority to
operating authority issued by the city agency designated by the local
law or ordinance adopted pursuant to this subdivision, pursuant to
agreement between the department and such city, provided that all such
van services and common carriers shall comply with such local law or
ordinance within one year of the effective date of such local law or
ordinance, (iv) contain adequate regulatory and enforcement mechanisms,
(v) provide that such city agency shall, after consultation with the
department, render a final administrative determination on any
application for the issuance of a permit, certificate or other operating
authority within one hundred eighty days after a completed application
is filed, provided that the failure to approve or disapprove any
completed application by such agency within one hundred eighty days
shall be deemed a disapproval of said application, and (vi) provide for
the imposition of a fee for such operating authority not to exceed the
amount of the license fee for for-hire vehicles established by the
commissioner of the agency having jurisdiction over the licensing of
for-hire vehicles in accordance with subdivision b of section 19-504 of
the administrative code of the city of New York, as amended.
(2) Such local law or ordinance shall prohibit a van service or other
such common carrier of passengers, other than van services and other
such common carriers that are designed for the transport of
transportation disabled persons as defined in section fifteen-b of this
chapter and may lawfully engage in such transportation or under the
exclusive jurisdiction of the commissioner, from soliciting, picking up
or discharging passengers at stops of, or along a route which is
traveled upon by, a bus line which is operated by a transit authority or
such city or a private bus company approved by such city to operate
pursuant to a local law, ordinance or charter provision enacted in
accordance with subdivision four of this section; provided, however,
that such local law or ordinance shall provide that this prohibition
shall not apply to the pick up or discharge of passengers in the borough
of Manhattan south of Chambers Street by van services or other such
common carriers of passengers with authority from the department as of
the first day of July, nineteen hundred ninety-two to pick up or
discharge passengers along bus routes in such area, provided further
that the scope of operations by such van services or other common
carriers of passengers along bus routes in such area shall not exceed
the scope of such operations prior to the first day of July, nineteen
hundred ninety-two.
(3) Notwithstanding any provision of law to the contrary, such local
law or ordinance may provide for the administrative adjudication of a
violation of such local law or ordinance by an agency or an
administrative tribunal of an agency heretofore authorized pursuant to
the charter of such city to adjudicate violations of local law, rules
and regulations pertaining to for-hire vehicles as if it were a
violation relating to for-hire vehicles and in accordance with the
provisions of such charter pertaining to the adjudication of violations
relating to for-hire vehicles. Such local law or ordinance may provide
that notices of violation of such local law or ordinance may be served
by any police officer, officer or employee designated by the city agency
with regulatory responsibility, or authorized officers or employees of
the transit authority of such city, and shall be returnable to such
agency or administrative tribunal. Such local law or ordinance shall
provide that the civil penalty imposed by such agency or administrative
tribunal for a first violation relating to a van service or other such
common carrier of passengers shall not be more than one thousand
dollars, and for a second or subsequent violation within two years of
the first violation shall not be more than twenty-five hundred dollars.
Judgments based on such adjudications may be entered and enforced
without court proceedings in accordance with the provisions of such
charter pertaining to the enforcement of judgments relating to for-hire
vehicles.
(4) Such local law or ordinance shall provide that where such agency
or administrative tribunal finds an owner liable for operating a vehicle
as a van service or other such common carrier without the operating
authority required by such local law or ordinance, such agency or
administrative tribunal may notify the commissioner of motor vehicles of
such finding and the commissioner shall thereupon suspend the
registration of such vehicle and shall deny any application for the
registration of such vehicle or any application for the renewal thereof
pursuant to subdivision five-a of section four hundred one of the
vehicle and traffic law until such time as such agency or administrative
tribunal may give notice that the violation has been corrected to its
satisfaction. The procedure on any such suspension shall be the same as
in the case of a suspension under the vehicle and traffic law. Operation
of any motor vehicle for which the registration has been suspended as
herein provided shall constitute a class A misdemeanor.
(5) Such local law or ordinance may provide for the seizure and
forfeiture of vehicles that have been operated as a van service or other
such common carrier of passengers without the operating authority
required by such local law or ordinance, in accordance with the
provisions of paragraphs b and c of this subdivision.
b. (1) A local law or ordinance adopted pursuant to paragraph a of
this subdivision may provide that any police officer or officer or
employee designated by the city agency with regulatory responsibility
may, upon service of a notice of violation upon the owner or operator of
a vehicle, seize a vehicle which such police officer or authorized
officer or employee has reasonable cause to believe is being operated as
a van service or other such common carrier of passengers by or on behalf
of an individual or entity which is not the holder of operating
authority to operate a van service or other such common carrier of
passengers. All passengers in any seized vehicle shall be left in or
transported to a location which is readily accessible to other means of
public transportation. Any vehicle seized pursuant to this paragraph
shall be delivered into the custody of the city agency with regulatory
responsibility or other appropriate agency of the city. Within one
business day after the seizure, notice of such seizure and a copy of the
notice of violation shall be mailed to the owner of such vehicle at the
address for such owner set forth in the records maintained by the
department of motor vehicles, or for vehicles not registered in New York
state, such equivalent record in such state of registration.
(2) A hearing to adjudicate the violation underlying the seizure shall
be held before the agency or administrative tribunal designated by such
local law or ordinance to adjudicate violations of such local law or
ordinance within five business days after the date of seizure. Such
agency or administrative tribunal shall within one business day of the
conclusion of the hearing render a determination as to whether the
vehicle has been operated by or on behalf of an individual or entity
which is not the holder of operating authority to operate a van service
or other such common carrier of passengers. An owner shall be eligible
to obtain release of such vehicle prior to such hearing if such owner
has not previously been found liable in an administrative or court
proceeding for operating a vehicle as a van service or other such common
carrier in violation of a local law or ordinance adopted pursuant to
paragraph a of this subdivision, which violation was committed within a
five-year period prior to the violation resulting in seizure. The
vehicle shall be released to an eligible owner upon the posting of a
bond in a form satisfactory to such agency or administrative tribunal in
an amount that shall not exceed an amount sufficient to cover the
maximum fines or civil penalties which may be imposed for the violation
underlying the seizure and all reasonable costs for removal and storage
of such vehicle.
(3) Where such agency or administrative tribunal after adjudication of
the violation underlying the seizure finds that the vehicle has been
operated by or on behalf of an individual or entity which is not the
holder of operating authority to operate a van service or other such
common carrier of passengers, (i) if the vehicle is not subject to
forfeiture pursuant to paragraph c of this subdivision, such agency or
administrative tribunal shall release such vehicle to an owner upon
payment of the applicable fines and civil penalties and all reasonable
removal and storage costs, or (ii) if the vehicle is subject to
forfeiture pursuant to paragraph c of this subdivision, such agency or
administrative tribunal may release such vehicle to an owner upon
payment of the applicable fines and civil penalties and all reasonable
removal and storage costs, or may commence a forfeiture action pursuant
to paragraph c of this subdivision within ten days after the owner's
written demand for such vehicle.
(4) Where such agency or administrative tribunal after adjudication of
the violation underlying the seizure finds that the charge of operating
without the required operating authority has not been sustained, the
vehicle shall be released to the owner.
(5) If an owner or representative of such owner has not sought to
reclaim a seized vehicle within thirty days after the mailing of notice
to such owner of the final adjudication by such city agency or
administrative tribunal of the violation underlying the seizure, such
vehicle shall be deemed by such agency or administrative tribunal to be
abandoned. Such vehicle shall be disposed of by the city agency with
regulatory responsibility or other appropriate agency of the city
pursuant to section twelve hundred twenty-four of the vehicle and
traffic law; provided, however, that notwithstanding any inconsistent
provision of section twelve hundred twenty-four of such law, if an owner
seeks to reclaim such vehicle pursuant to the provisions of section
twelve hundred twenty-four of such law, such owner shall be deemed to
have made a written demand for such vehicle and such agency or
administrative tribunal shall take such action as may be authorized by
subparagraph three or four of this paragraph.
c. (1) In addition to the penalties, sanctions and remedies provided
for in paragraphs a and b of this subdivision or subdivisions six and
seven of section one hundred forty-five of this chapter, a vehicle
seized pursuant to paragraph b of this subdivision and all rights, title
and interest therein shall be subject to forfeiture to the city in
accordance with the procedures set forth in this paragraph upon judicial
determination thereof if the owner of such vehicle has been found liable
at least two times in an administrative or court proceeding for
violating a provision of a local law or ordinance adopted pursuant to
paragraph a of this subdivision that prohibits the operation of a
vehicle as a van service or other such common carrier of passengers
without the operating authority required by such local law or ordinance,
both of which violations were committed within a five-year period.
(2) A forfeiture action which is commenced pursuant to this paragraph
shall be commenced by filing of a summons with notice or a summons and
complaint pursuant to the civil practice law and rules, and such summons
with notice or summons and complaint shall be served pursuant to
subparagraph three of this paragraph. A vehicle which is the subject of
such action shall remain in the custody of the city agency with
regulatory responsibility or other appropriate agency of the city
pending the final determination of the forfeiture action.
(3) Service of a summons with notice or a summons and complaint shall
be made: (i) by personal service pursuant to the civil practice law and
rules upon all owners of the vehicle listed in the records maintained by
the department of motor vehicles, or for vehicles not registered in New
York state, in the records maintained by the state of registration; (ii)
by first class mail upon all individuals who have notified such city
agency or administrative tribunal that they are an owner of the vehicle;
and (iii) by first class mail upon all persons holding a security
interest in such vehicle which security interest has been filed with the
department of motor vehicles pursuant to the provisions of title ten of
the vehicle and traffic law, at the address set forth in the records of
such department, or for vehicles not registered in New York state, all
persons holding a security interest in such vehicle which security
interest has been filed with such state of registration at the address
provided by such state of registration.
(4) Any owner who receives notice of the institution of a forfeiture
action who claims an interest in the vehicle subject to forfeiture shall
assert a claim for the recovery of the vehicle or satisfaction of the
owner's interest in such vehicle by intervening in the forfeiture action
in accordance with the civil practice law and rules. Any person with a
security interest in such vehicle who receives notice of the institution
of the forfeiture action who claims an interest in such vehicle subject
to forfeiture shall assert a claim for satisfaction of such person's
security interest in such vehicle by intervening in the forfeiture
action in accordance with the civil practice law and rules.
(5) No vehicle shall be forfeited under this paragraph, to the extent
of the interest of a person who claims an interest in the vehicle, where
such person pleads and proves as an affirmative defense that: (i) the
use of the vehicle for the conduct that was the basis for a seizure
authorized by a local law or ordinance adopted pursuant to paragraph a
of this subdivision occurred without the knowledge of such person, or if
such person had knowledge of such use, without the consent of such
person, and that such person did not knowingly obtain such interest in
the vehicle in order to avoid the forfeiture of such vehicle; or (ii)
the conduct that was the basis for such seizure was committed by any
person other than such person claiming an interest in the vehicle, while
such vehicle was unlawfully in the possession of a person who acquired
possession thereof in violation of the criminal laws of the United
States or any state. For purposes of this subparagraph, where such
person claiming an interest in the vehicle had knowledge of the use of
the vehicle for the conduct that was the basis for such seizure, such
person shall be deemed to have consented to the unlawful conduct unless
such person establishes that he or she did all that could reasonably
have been done to prevent the use of the vehicle for such unlawful
conduct.
(6) The agency of the city having custody of the forfeited vehicle,
after judicial determination of forfeiture, shall, at its discretion,
either: (i) retain such vehicle for the official use of the city or,
(ii) by public notice of at least twenty days, sell such forfeited
vehicle at public sale. The net proceeds of any such sale shall be paid
into the general fund of such city.
(7) At any time within six months after the forfeiture, any person
claiming an interest in a vehicle which has been forfeited pursuant to
this paragraph who was not sent notice of the commencement of the
forfeiture action pursuant to subparagraph three of this paragraph or
who did not otherwise receive actual notice of the forfeiture action may
assert in an action commenced before the justice of the supreme court
before whom the forfeiture action was held such claim as could have been
asserted in such forfeiture action pursuant to this paragraph. The court
may grant the relief sought upon such terms and conditions as it deems
reasonable and just if such person claiming an interest in the vehicle
establishes that he or she was not sent notice of the commencement of
the forfeiture action and was without actual knowledge of the forfeiture
action and establishes either of the affirmative defenses set forth in
subparagraph five of this paragraph.
(8) In any action commenced pursuant to subparagraph two or seven of
this paragraph, where the court awards a sum of money to one or more
persons in satisfaction of such person's or persons' interest or
interests in the forfeited vehicle, the total amount awarded to satisfy
such interest or interests shall not exceed the amount of the net
proceeds of the sale of the forfeited vehicle, after deduction of the
lawful expenses incurred by the city, including the reasonable costs of
removal and storage of the vehicle between the time of seizure and the
date of sale.
(9) For purposes of this paragraph, the term "security interest" shall
mean a security interest as defined in subdivision k of section two
thousand one hundred one of the vehicle and traffic law.
d. For purposes of this subdivision, the term "owner" shall mean an
owner as defined in section one hundred twenty-eight and in subdivision
three of section three hundred eighty-eight of the vehicle and traffic
law.
e. The provisions of this subdivision authorizing penalties, sanctions
and remedies shall not be construed to supersede the provisions of
subdivisions six and seven of section one hundred forty-five of this
chapter but shall be construed to provide penalties, sanctions and
remedies in addition to those provided in such subdivisions.
f. Any city with a population of over one million which adopts a local
law or ordinance pursuant to this subdivision to regulate van service
and other such common carrier operations shall, no later than two years
following the effective date of such local law or ordinance, submit a
report regarding the regulation of such van services and other such
common carriers to the governor, the temporary president of the senate
and the speaker of the assembly. Such report shall, to the extent such
information is available, include but not be limited to: (i) the
estimated number of individuals and entities with proper operating
authority to operate a van service and other such common carrier, both
prior to the commencement of local regulation and after such two-year
period, and the number of vehicles operated by such individuals or
entities; (ii) the estimated number of vehicles operated without proper
operating authority, both prior to the commencement of local regulation
and after such two-year period; (iii) the number of individuals and
entities which had applied for operating authority during such two-year
period; (iv) the number of applications which had been denied and a
breakdown of the reasons for such denials; (v) the number of notices of
violations or summonses issued to vehicles pursuant to local law or
ordinance during such two-year period, and a breakdown of the
dispositions of such violation notices or summonses; (vi) the number of
vehicles seized pursuant to local law or ordinance during such two-year
period, and a breakdown of the dispositions of such seizures; (vii) the
number of vehicles forfeited pursuant to local law or ordinance during
such two-year period; (viii) the total amount of fines collected
pursuant to such local law or ordinance; and (ix) a description of the
manner in which service is being provided to commuters who previously
used van services and other such common carriers which had been
operating without proper operating authority.
Counsel to the commissioner; duties. The commissioner shall
appoint an attorney to represent and appear for the people of the state
and the commissioner in all actions and proceedings involving any
question under this chapter, or within the jurisdiction of the
commissioner under the railroad law, or under or in reference to any act
or order of the commissioner, in relation to functions and powers
possessed by and all obligations and duties transferred to the
commissioner from the public service commission and the department of
public service by the provisions of this chapter and, if directed to do
so by the commissioner, to intervene, if possible, in any action or
proceeding in which any such question is involved. The attorney
appointed by the commissioner shall have the duty of commencing and
prosecuting all actions and proceedings directed or authorized by the
commissioner, and to expedite in every way possible final determination
of all such actions and proceedings.
Certain acts prohibited. Any employee or agent of the
commissioner who divulges any confidential fact or information which may
come to his knowledge during the course of any inspection or examination
of the property, accounts, records or memoranda of any person,
corporation or municipality subject to the jurisdiction of the
commissioner, except insofar as he may be directed by the commissioner,
or by a court or judge, or authorized by law, shall be guilty of a
misdemeanor.
Reports of commissioner. All proceedings of the commissioner in
relation to functions and powers possessed by and all obligations and
duties transferred to the commissioner from the public service
commission and the department of public service by the provisions of
this chapter, and records in his possession relating thereto shall be
public records.
Practice before the commissioner; immunity of witness. 1. All
hearings before the commissioner, or an officer or employee of the
department specially authorized to conduct an investigation or hearing,
shall be governed by rules to be adopted and prescribed by the
commissioner. And in all investigations, inquiries or hearings the
commissioner, or an officer or employee of the department specially
authorized to conduct an investigation or hearing, shall not be bound by
the technical rules of evidence.
2. In any investigation or inquiry by or upon any hearing before the
commissioner, or an officer or employee of the department specially
authorized to conduct an investigation or hearing, the commissioner, or
the officer or employee conducting the investigation or hearing, may
confer immunity in accordance with the provisions of section six hundred
nineteen-c of the code of criminal procedure.
Service and effect of orders; stay. 1. Every order of the
commissioner shall be served upon every person or corporation to be
affected thereby, either by personal delivery of a copy thereof; or by
mailing a copy thereof, in a sealed package with postage prepaid, to the
person to be affected thereby or, in the case of a corporation, to any
officer or agent thereof upon whom a summons may be served in accordance
with the provisions of the civil practice law and rules. Within a time
specified in the order of the commissioner every person and corporation
upon whom it is served must if so required in the order notify the
commissioner, in writing, whether the terms of the order are accepted
and will be obeyed and in the case of a corporation such notification
shall be signed and acknowledged by a person or officer duly authorized
by the corporation to execute such acceptance and agreement. Every order
of the commissioner shall take effect at a time therein specified and
shall continue in force either for a period which may be designated
therein or until changed or abrogated by the commissioner, unless such
order be unauthorized by this chapter or any other act or be in
violation of law.
2. No order staying or suspending an order of the commissioner fixing
any rate, fare or charge or joint rate, fare or charge shall be made by
the supreme court otherwise than upon notice and after hearing; and if
the order of the commissioner is suspended, the order suspending the
same shall contain a specific finding based upon evidence submitted to
the court and identified by reference thereto, that great and
irreparable damage would otherwise result to the petitioner and
specifying the nature of the damage.
Attendance of witnesses and their fees. 1. The commissioner, or
an employee of the department duly designated, shall have power to issue
subpoenas and subpoenas duces tecum. All subpoenas shall be signed and
issued by the commissioner or by an officer or employee of the
department specially authorized to conduct an investigation or hearing.
The fees of witnesses required to attend before the commissioner, or an
officer or employee of the department specially authorized to conduct an
investigation or hearing, shall be the same as in the case of a subpoena
issued out of a court of record, and paid when the witness is excused
from further attendance. Except as is herein provided subpoenas shall be
regulated by the civil practice law and rules. Whenever a subpoena is
issued at the instance of a complainant, respondent or other party to
any proceeding before the commissioner, or an officer or employee of the
department specially authorized to conduct an investigation or hearing,
the cost of service thereof and the fee of the witness shall be borne by
the party at whose instance the witness is summoned.
2. If a person subpoenaed to attend before the commissioner, or an
officer or employee of the department specially authorized to conduct an
investigation or hearing, fails to obey the command of such subpoena,
without reasonable cause, or if a person in attendance shall, without
reasonable cause, refuse to be sworn or to be examined or to answer a
question or to produce a book or papers, when ordered so to do by the
commissioner or an officer or employee of the department specially
authorized to conduct an investigation or hearing, or to subscribe and
swear to his deposition after it has been correctly reduced to writing,
he shall be guilty of a misdemeanor.
Certified copies of papers filed to be evidence. Copies of all
official documents and orders filed or deposited according to law in the
department, or office of the commissioner, certified by the commissioner
or by an authorized officer or employee of the department to be true
copies of the originals, under the official seal of the department,
shall be evidence in like manner as the originals.
Rehearing before commissioner. After an order has been made by
the commissioner any corporation or person interested therein shall have
the right to apply for a rehearing in respect to any matter determined
therein, but any such application must be made within thirty days after
the service of such order, unless the commissioner for good cause shown
shall otherwise direct; and the commissioner shall grant and hold such a
rehearing if in his judgment sufficient reason therefor be made to
appear. The decision of the commissioner granting or refusing the
application for a rehearing shall be made within thirty days after the
making of such application. If a rehearing shall be granted, the same
shall be determined by the commissioner within thirty days after the
same shall be finally submitted. An application for such a rehearing
shall not excuse any corporation or person from complying with or
obeying any order or any requirement of any order of the commissioner,
or operate in any manner to stay or postpone the enforcement thereof
except as the commissioner may by order direct. If, after such rehearing
and a consideration of the facts, including those arising since the
making of the order, the commissioner shall be of the opinion that the
original order or any part thereof is in any respect unjust or
unwarranted, or should be changed, the commissioner may abrogate or
change the same. An order made after any such rehearing abrogating or
changing the original order shall have the same force and effect as an
original order but shall not affect any right or the enforcement of any
right arising from or by virtue of the original order.
Action to recover penalties or forfeitures. An action to recover
a penalty or a forfeiture under this chapter or to enforce the powers of
the commissioner under the railroad law may be brought in any court of
competent jurisdiction in this state in the name of the people of the
state of New York. In any such action all penalties and forfeitures
incurred up to the time of commencing the same may be sued for and
recovered therein, and the commencement of an action to recover a
penalty or forfeiture shall not be, or be held to be, a waiver of the
right to recover any other penalty or forfeiture; if the defendant in
such action shall prove that during any portion of the time for which it
is sought to recover penalties or forfeitures for a violation of an
order of the commissioner the defendant was actually and in good faith
prosecuting a suit, action or proceeding in the courts to set aside such
order, the court shall remit the penalties or forfeitures incurred
during the pendency of such suit, action or proceeding. All moneys
recovered in any such action, together with the costs thereof, shall be
paid into the state treasury to the credit of the general fund. Any such
action may be compromised or discontinued on application of the
commissioner upon such terms as the court shall approve and order. An
action may be maintained by the commissioner for the whole or any part
of the penalties or forfeitures prescribed in this chapter, and judgment
may be rendered for the amount demanded in the complaint, or for any
less amount, as justice may require.
Court proceedings; preferences. All actions and proceedings
under this chapter, and all actions and proceedings commenced or
prosecuted by order of the commissioner, and all actions and proceedings
to which the commissioner or the people of the state of New York may be
parties, and in which any question arises under this chapter, or under
the railroad law, or under or concerning any order or action of the
commissioner, shall be preferred over all other civil causes except
election causes in all courts of the state of New York and shall be
heard and determined in preference to all other civil business pending
therein excepting election causes, irrespective of position on the
calendar. The same preference shall be granted upon application in any
action or proceeding in which he may be allowed to intervene.
Registration. It is unlawful for any motor carrier or any other
person subject to the registration requirements of the Unified Carrier
Registration System established by section 13908 of title 49 of the
United States Code to use any of the public highways of this state for
the transportation of passengers or property in interstate commerce or
foreign commerce unless such motor carrier or person has registered with
the United States Department of Transportation under such Unified
Carrier Registration System in accordance with the provision of the
federal "Unified Carrier Registration Act of 2005", as amended or
supplemented, and the regulations of the Federal Motor Carrier Safety
Administration adopted thereunder and such regulations promulgated by
the commissioner regarding the same.
Registration of motor vehicles. It is unlawful for any person or
corporation that is required to have operating authority from the
Federal Motor Carrier Safety Administration or the department to
transport property or passengers by motor vehicle and to engage in such
transportation over the streets and highways of this state, whether it
be in intrastate, interstate or foreign commerce, unless each vehicle or
vehicles utilized in such transportation are first registered with the
department and such vehicle or vehicles carry appropriate identification
evidencing such registration in accordance with rules and regulations
promulgated by the commissioner.
Assessment to defray operating expenses of the department. 1.
For the fiscal year commencing on April first, nineteen hundred
eighty-three and for each fiscal year thereafter, the expenses of the
department for administering and enforcing motor carrier safety and
economic regulation pursuant to articles six, seven, eight and nine of
this chapter, exclusive of those expenses related to the safety
inspection of vehicles, shall be assessed by the commissioner in the
form of a fee for the registration of interstate operation pursuant to
section ninety-two of this article and an annual vehicle regulatory fee
imposed upon all motor vehicles required to be registered under section
ninety-three of this article.
2. The annual vehicle registration fee referred to in subdivision one
of this section shall be established and levied by the commissioner
subject to the approval of the director of the division of the budget in
an amount that is sufficient to raise funds to defray the expenses of
the department in administering and enforcing motor carrier safety and
economic regulation pursuant to articles six, seven, eight and nine of
this chapter exclusive of those expenses related to the safety
inspection of vehicles. Such expenses shall consist of the direct costs
of personal service, the cost of maintenance and operation, retirement
contributions, workers' compensation premiums, and health and dental
premiums which are paid by the state for or on account of personnel
involved in motor carrier regulation and any other direct costs involved
in administering and enforcing motor carrier regulations as deemed
appropriate by the commissioner. The commissioner may promulgate any
rules and regulations necessary to establish and administer the annual
vehicle registration fee except that in case of interstate carriers the
annual vehicle registration fee shall not exceed the limit established
by federal law or regulation for interstate carriers.
3. With respect to the annual vehicle registration fee imposed by this
section, the commissioner is authorized to enter into reciprocity
agreements or compacts with other state and provincial jurisdictions
exempting vehicles domiciled in such other state or provincial
jurisdiction from the annual vehicle registration fee to the extent that
such state or provincial jurisdiction agrees to exempt vehicles
domiciled in this state from similar fees.
ARTICLE 4 Provisions Relating to Common Carriers
Application of article. The provisions of this article shall
apply to the transportation of passengers or property from one point to
another within the state of New York, and to any common carrier
performing such service.
Safe and adequate service; just and reasonable charges. Every
corporation, person or common carrier performing a service designated in
the preceding section, shall furnish, with respect thereto, such service
and facilities as shall be safe and adequate and in all respects just
and reasonable. All charges made or demanded by any such corporation,
person or common carrier for the transportation of passengers or
property or for any service rendered or to be rendered in connection
therewith shall be just and reasonable and not more than allowed by law
or by order of the commissioner and made as authorized by this chapter.
Every unjust or unreasonable charge made or demanded for any such
service or transportation of passengers or property or in connection
therewith or in excess of that allowed by law or by order of the
commissioner is prohibited.
Switch and side-track connections; powers of commissioner. 1. A
railroad company upon the application of any shipper tendering traffic
for transportation, shall construct, maintain and operate upon
reasonable terms a switch connection or connections with a lateral line
of railroad or private side-track owned, operated or controlled by such
shipper, and shall, upon the application of any shipper, provide upon
its own property a side-track and switch connection with its line of
railroad, whenever such side-track and switch connection is reasonably
practicable, can be put in with safety and the business therefor is
sufficient to justify the same.
2. If any railroad company shall fail to install or operate any such
switch connection with a lateral line of railroad or any such side-track
and switch connection as aforesaid, after written application therefor
has been made to it, any corporation or person interested may present
the facts to the commissioner by written petition, and the commissioner
shall investigate the matter stated in such petition, and give such
hearing thereon as he may deem necessary or proper. If the commissioner
finds that it is safe and practicable to have a connection,
substantially as prayed for, established or maintained, and that the
business to be done thereon justifies the construction and maintenance
thereof, he shall make an order directing the construction and
establishment thereof, specifying the reasonable compensation to be paid
for the construction, establishment and maintenance thereof, and may in
like manner upon the application of the railroad company order the
discontinuance of such switch connection.
3. The commissioner shall have power, where in his judgment it is
reasonably necessary, to make delivery to, or complete delivery by a
railroad company to require such railroad company to operate upon the
property of another a switch or side-track, and construct and maintain a
proper connection thereto, with its line of railroad. Whenever the
shipper and the carrier shall be unable to agree as to the terms of
agreements respecting such switches or side-tracks, whether on the
property of the railroad company or of another, and such connections,
made between a railroad company and the owner or occupant of any
premises served or to be served by such switch, or side-track, or
connection, the same shall be subject to the approval of the
commissioner.
Rules and instructions for flag protection for stopped
railroad trains. 1. Every railroad company shall, within thirty days
enactment hereof, promulgate appropriate operating rules and special
instructions for employees in conformity with the following:
(a) When a train stops under circumstances in which it may be
overtaken by another train, a member of the crew must provide flagging
protection, that is, go back immediately with a red flag, torpedoes and
fusees by day and with a red and/or white light, torpedoes and fusees by
night, a sufficient distance to insure full protection, placing two
torpedoes on the rail and when necessary, in addition, display lighted
fusees.
(b) When recalled and safety to the train will permit, he may return.
(c) When conditions require, he will leave the torpedoes and a lighted
fusee.
(d) The front of the train must be protected in the same way, when
necessary, by a member of the crew.
(e) When a train is moving under circumstances in which it may be
overtaken by another train, a member of the crew must take such action
as may be necessary to insure full protection. By night (or by day, when
the view is obscured) lighted fusees must be dropped off the moving
train or displayed at proper intervals.
(f) When day signals cannot be plainly seen, owing to weather or other
conditions, night signals must also be used.
(g) Conductors and enginemen are responsible for the protection of
their trains.
(h) When a pusher engine is assisting a train, coupled behind the
cabin or caboose car, and the member of the crew who protects the
rear-end of the train is riding in the cabin or caboose car, the
requirements as to the fusees will be met by dropping them off between
the cabin or caboose car and pusher engine on the track the train is
using, and not between that track and an adjacent track. Provided,
however, that unless specific circumstances indicate to the contrary, it
will be presumed that trains stopping under the following circumstances
will not be overtaken by another train:
(i) Passenger trains making normal station stops.
(ii) All trains stopping in manual block territory protected by
absolute block.
(iii) All trains stopping so as to be completely within the limits of
classication or storage yards at the usual place to change crews or
remove power.
2. Nothing in this section shall be deemed to require the employment
of additional employees or restrict the use of crew members in any
manner.
3. The commissioner shall have full authority to enforce the
provisions of this section.
Tariff schedules; publication. Every common carrier shall file
with the commissioner and shall print and keep open to public inspection
schedules showing the rates, fares and charges for the transportation of
passengers and property within the state between each point upon its
route and all other points thereon; and between each point upon its
route and all points upon every route leased, operated or controlled by
it; and between each point on its route or upon any route leased,
operated or controlled by it and all points upon the route of any other
common carrier, whenever a through route and joint rate shall have been
established or ordered between any two such points. If no joint rate
over a through route has been established, the several carriers in such
through route shall file, print and keep open to public inspection, as
aforesaid, the separately established rates, fares and charges applied
to the through transportation. The schedules printed as aforesaid shall
plainly state the places between which property and passengers will be
carried, and shall also contain the classification of passengers or
property in force, and shall also state separately all terminal charges,
storage charges, icing charges, and all other charges which the
commissioner may require to be stated, all privileges or facilities
granted or allowed, and any rules or regulations which may in anywise
change, affect or determine any part, or the aggregate of, such
aforesaid rates, fares and charges, or the value of the service rendered
to the passenger, shipper or consignee. Such schedules shall be plainly
printed in large type, and a copy thereof shall be kept by every such
carrier readily accessible to and for convenient inspection by the
public in every station or office of such carrier where passengers or
property are respectively received for transportation, when such station
or office is in charge of an agent, and in every station or office of
such carrier where passenger tickets for transportation or tickets
covering sleeping or parlor car or other train accommodation are sold or
bills of lading or receipts for property are issued. All or any of such
schedules kept as aforesaid shall be immediately produced by such
carrier for inspection upon the demand of any person. A notice printed
in bold type and stating that such schedules are on file with the agent
and open to inspection by any person and that the agent will assist any
such person to determine from such schedules any transportation rates or
fares or rules or regulations which are in force shall be kept posted by
the carrier in two public and conspicuous places in every such station
or office. The form of every such schedule shall be prescribed by the
commissioner and shall conform in the case of railroad company as nearly
as may be to the form of schedule required by the United States
department of transportation under the act of congress entitled "An act
to regulate commerce," approved February fourth, eighteen hundred and
eighty-seven and the acts amendatory thereof and supplementary thereto.
The commissioner shall have power, from time to time, in his discretion,
to determine and prescribe by order such changes in the form of such
schedules as may be found expedient, and to modify the requirements of
this section in respect to publishing, posting and filing of schedules
either in particular instances or by general order applicable to special
or peculiar circumstances or conditions.
Changes in fares and charges; notice required; power of
suspension by the commissioner. 1. Unless the commissioner otherwise
orders, no change shall be made in any rate, fare or charge, or joint
rate, fare or charge, which shall have been filed and published by a
common carrier in compliance with this chapter, except after thirty
days' notice to the commissioner and publication for thirty days as
required by section ninety-eight, which shall plainly state the changes
proposed to be made in the schedule then in force, and the time when the
changed rate, fare or charge will go into effect; and all proposed
changes shall be shown by printing, filing and publishing new schedules
or shall be plainly indicated upon the schedules in force at the time
and kept open to public inspection. The commissioner, for good cause
shown, may allow changes in rates without requiring the thirty days'
notice and publication herein provided for, by duly filing and
publishing in such manner as he may direct an order specifying the
change so made and the time when it shall take effect; all such changes
shall be immediately indicated upon its schedules by the common carrier.
Whenever there shall be filed with the commissioner by any common
carrier any schedule stating a new individual or joint rate, fare or
charge, or any new individual or joint classification or any new
individual or joint regulation or practice affecting any rate, fare or
charge, the commissioner shall have and he is hereby given authority,
either upon complaint or upon his own initiative without complaint, at
once, and if he so orders without answer or other formal pleading by the
interested carrier or carriers, but upon reasonable notice, to enter
upon a hearing concerning the propriety of such rate, charge, fare,
classification, regulation or practice; and pending such hearing and
decision thereon, the commissioner upon filing with such schedule, and
delivering to the carrier or carriers affected thereby, a statement in
writing of his reasons for such suspension, may suspend the operation of
such schedule and defer the use of such rate, fare, charge,
classification, regulation or practice, but not for a longer period than
one hundred and twenty days beyond the time when such rate, fare,
charge, classification, regulation or practice would otherwise go into
effect; and after full hearing whether completed before or after the
rate, fare, charge, classification, regulation or practice goes into
effect, the commissioner may make such order in reference to such rate,
fare, charge, classification, regulation or practice, as would be proper
in a proceeding initiated after the rate, fare, charge, classification,
regulation or practice had become effective. Provided, that if any such
hearing cannot be concluded within the period of suspension, as above
stated, the commissioner may, in his discretion, extend the time of
suspension for a further period not exceeding six months. The
commissioner may as authorized by subdivision one of section one hundred
nineteen establish temporary rates for any period of suspension under
this section. At any hearing involving a rate, the burden of proof to
show that the change in rate if proposed by the common carrier, or that
the existing rate, if on motion of the commissioner or in a complaint
filed with the commissioner it is proposed to reduce the rate, is just
and reasonable shall be upon the common carrier; and the commissioner
may give to the hearing and decision of such questions preference over
all other questions pending before him and decide the same as speedily
as possible.
Concurrence in joint tariffs. The names of the several carriers
which are parties to any joint tariff shall be specified therein, and
each of the parties thereto, other than the one filing the same, shall
file with the commissioner such evidence of concurrence therein or
acceptance thereof as may be required or approved by the commissioner;
and where such evidence of concurrence or acceptance is filed, it shall
not be necessary for the carriers filing the same also to file copies of
the tariffs in which they are named as parties.
Unjust discrimination. No common carrier shall, directly or
indirectly, by any special rate, rebate, drawback, or other device or
method, charge, demand, collect or receive from any person or
corporation a greater or less compensation for any service rendered or
to be rendered in the transportation of passengers or property, except
as authorized in this chapter, than it charges, demands, collects or
receives from any other person or corporation for doing a like and
contemporaneous service in the transportation of a like kind of traffic
under the same or substantially similar circumstances and conditions.
Unreasonable preference. No common carrier shall make or give
any undue or unreasonable preference or advantage to any person or
corporation or to any locality or to any particular description of
traffic in any respect whatsoever, or subject any particular person or
corporation or locality or any particular description of traffic, to any
undue or unreasonable prejudice or disadvantage in any respect
whatsoever.
Transportation prohibited until publication of schedules; rates
as fixed to be charged; passes prohibited. 1. No common carrier subject
to the provisions of this chapter shall engage or participate in the
transportation of passengers or property, between points within the
state, until its schedules of rates, fares and charges shall have been
filed and published in accordance with the provisions of this chapter.
No common carrier shall charge, demand, collect or receive a greater or
less or different compensation for transportation of passengers or
property, or for any service in connection therewith, than the rates,
fares and charges applicable to such transportation as specified in its
schedules filed and in effect at the time; nor shall any such carrier
refund or remit in any manner or by any device any portion of the rates,
fares, or charges so specified, nor extend to any shipper or person any
privileges or facilities in the transportation of passengers or property
except such as are regularly and uniformly extended to all persons and
corporations under like circumstances.
2. No common carrier subject to the provisions of this chapter shall,
directly or indirectly, issue or give any free ticket, free pass or free
transportation for passengers or property between points within this
state, except to its officers, employees, agents, surgeons, physicians,
attorneys-at-law, and their families; to ministers of religion, officers
and employees of railroad young men's christian associations,
incarcerated individuals of hospitals, charitable and eleemosynary
institutions and persons exclusively engaged in charitable and
eleemosynary work; and to indigent, destitute and homeless persons and
to such persons when transported by charitable societies or hospitals,
and the necessary agents employed in such transportation; to
incarcerated individuals of the national homes or state homes for
disabled volunteer soldiers and of soldiers' and sailors' homes,
including those about to enter and those returning home after discharge,
and boards of managers of such homes; to necessary caretakers of
property in transit; to employees of sleeping-car companies, express
companies, telegraph and telephone companies doing business along the
line of the issuing carrier; to railway mail service employees,
post-office inspectors, mail carriers in uniform, customs inspectors and
immigration inspectors; to newspaper carriers on trains, baggage agents,
witnesses attending any legal investigation or proceeding in which the
common carrier is interested, persons injured in accidents or wrecks and
physicians and nurses attending such persons; to the carriage free or at
reduced rates of persons or property for the United States, state or
municipal governments, or of property to or from fairs and expositions
for exhibit thereat.
3. Nothing in this chapter shall be construed to prohibit the
interchange of free or reduced transportation between common carriers of
or for their officers, agents, employees, attorneys, surgeons, and their
families, and their household and personal effects nor to prohibit any
common carrier from carrying passengers or property free, with the
object of providing relief in cases of general epidemic, pestilence or
other calamitous visitation; not to prohibit any common carrier from
transporting persons or property as incident to or connected with
contracts for construction, operation or maintenance, and to the extent
only that such free transportation is provided for in the contract for
such work, nor to prevent any common carrier from transporting children
under five years of age free. Provided further, that nothing in this
chapter shall prevent the issuance of mileage, excursion, school or
family commutation, commutation passenger tickets, half fare tickets for
the transportation of children under twelve years of age, any form of
reduced rate passenger tickets for persons attending schools or
educational institutions pursuant to title two of the "Servicemen's
Readjustment Act of 1944," or any other form of reduced rate passenger
tickets, or joint interchangeable mileage tickets, with special
privileges as to the amount of free baggage that may be carried under
mileage tickets of one thousand miles or more. But before any common
carrier subject to the provisions of this chapter shall issue any such
mileage, excursion, school or family commutation, commutation, half
fare, or any other form of reduced rate passenger tickets, or joint
interchangeable mileage ticket, with special privileges as aforesaid, it
shall file with the commissioner copies of the tariffs of rates, fares
or charges on which such tickets are to be based, together with the
specifications of the amount of free baggage permitted to be carried
under such joint interchangeable mileage ticket, in the same manner as
common carriers are required to do with regard to other rates by this
chapter. Nor shall anything in this chapter prevent the issuance of
passenger transportation in exchange for advertising space in newspapers
at full rates. The term "employees" as used in subdivisions two and
three, when referring to employees of a common carrier, shall include
furloughed, pensioned and superannuated employees, persons who have
become disabled or infirm in the service of any such common carrier, and
the remains of a person killed in the employment of a carrier and
ex-employees traveling for the purpose of entering the service of any
such common carrier; and the term "families" as used in such
subdivisions shall include the families of those persons named in this
proviso, also the families of persons killed, and the unremarried widow
or widower and minor children during minority of persons who died, while
in the service of such common carrier.
4. Nothing in this section or in any other provision of law shall
limit the power of the commissioner to require the sale of, and upon
investigation prescribe reasonable and just fares as the maximum to be
charged for, commutation, school or family commutation, mileage tickets
over railroads or street railroads, joint interchangeable mileage
tickets, round trip excursion tickets, or any other form of reduced rate
passenger tickets over such railroads or street railroads, including
cummutation, mileage, school tickets or any form of reduced rate tickets
issued to persons attending schools or educational institutions pursuant
to title two of the "Servicemen's Readjustment Act of 1944"; provided
that all special round trip excursion tickets, the sale of which is
limited to less than thirty days, except round trip excursion tickets to
the state fair and return during the holding thereof, shall be deemed
exempt from such regulation by the commissioner.
Free transportation on municipal ferries of soldiers, sailors
and marines in uniform. A ferry owned or operated by a municipality
between points wholly within the state of New York shall carry without
charge or fee of any kind for transportation between such points any
soldier, sailor or marine in uniform during their term of enlistment in
the service of the state or the United States.
False billing by carrier or shipper. No common carrier or any
officer or agent thereof or any person acting for or employed by it,
shall assist, suffer or permit any person or corporation to obtain
transportation for any passenger or property between points within this
state at less than the rates then established and in force in accordance
with the schedules filed and published in accordance with the provisions
of this chapter, by means of false billing, false classification, false
weight or weighing, or false report of weight, or by any other device or
means. No person, corporation or any officer, agent or employee of a
corporation, who shall deliver property for transportation within the
state to a common carrier, shall seek to obtain such transportation for
such property at less than the rates then established and in force
therefor, as aforesaid, by false billing, false or incorrect
classification, false weight or weighing, false representation of the
contents of a package, or false report or statement of weight, or by any
other device or means, whether with or without the consent or connivance
of the common carrier, or any of its officers, agents or employees. No
person shall obtain transportation for himself or others or shall avail
himself or others of any means of transportation at rates other than or
different from those prescribed in the schedules of rates filed and
published, or in violation of the conditions attached to any reduced
rate ticket, provided such conditions are contained in the filed and
published schedules. Nothing in this section shall limit, modify or
change the provisions of section one hundred three and section one
hundred four.
Immunity from civil liability for employees of public
transportation authorities who render assistance to victims of crime.
Notwithstanding any provision of law to the contrary, any employee of a
public transportation authority who renders assistance to a person who
is a victim of a crime being committed on any facility of such authority
shall have immunity from civil liability for damages for injuries or
death arising out of such act of assistance, unless it is established
that such injuries were or such death was caused by gross negligence on
the part of such employee.
Discrimination prohibited; connecting lines. Every common
carrier shall afford all reasonable, proper and equal facilities for the
interchange of passenger and property traffic between the lines owned,
operated, controlled or leased by it and the lines of every other common
carrier, and for the prompt transfer of passengers and for the prompt
receipt and forwarding of property to and from its said lines; and no
common carrier shall in any manner discriminate in respect to rates,
fares or charges or in respect to any service or in respect to any
charges or facilities for any such transfer in receiving or forwarding
between any two or more other common carriers or between passengers or
property destined to points upon the lines of any two or more other
common carriers or in any respect with reference to passengers or
property transferred or received from any two or more other common
carriers. This section shall not require a common carrier to permit or
allow any other common carrier to use its tracks or terminal facilities.
Every common carrier shall receive from every other common carrier, at a
connecting point, freight cars of proper standard, and haul the same
through to destination, if the destination be upon a line owned,
operated or controlled by such common carrier, and such service shall
not be construed as requiring a common carrier to permit or allow any
other common carrier to use its tracks or terminal facilities; or if the
destination be upon a line of some other common carrier, to haul any car
so delivered through to the connecting point upon the line owned,
operated, controlled or leased by it, by way of route over which such
car is billed, and there to deliver the same to the next connecting
carrier. Nothing in this section shall be construed as limiting or
modifying the duty of a common carrier to establish joint rates, fares
and charges for the transportation of passengers and property over the
lines owned, operated, controlled and leased by it and the lines of
other common carriers, nor limiting or modifying the power of the
commissioner to require the establishment of such joint rates, fares and
charges. A railroad company and a street railroad company shall not be
required to interchange cars except on such terms and conditions as the
commissioner may direct.
Long and short hauls. It shall be unlawful for any common
carrier subject to the provisions of this chapter to charge or receive
any greater compensation in the aggregate for the transportation of
passengers, or of like kind of property, for a shorter than for a longer
distance over the same line or route in the same direction, the shorter
being included within the longer distance, or to charge any greater
compensation as a through rate than the aggregate of the intermediate
rates subject to the provisions of this chapter; but this shall not be
construed as authorizing any common carrier to charge or receive as
great compensation for a shorter as for a longer distance; provided,
however, that upon application to the commissioner such common carrier
may in special cases, after investigation, be authorized by the
commissioner to charge less for longer than for the shorter distances
for the transportation of passengers or property; and the commissioner
may from time to time prescribe the extent to which such designated
common carrier may be relieved from the operation of this section.
Provided further, that any such carrier or carriers operating over a
circuitous line or route may, subject only to the standards of
lawfulness set forth in this chapter and without further authorization,
meet the charges of such carrier or carriers of the same type operating
over a more direct line or route, to or from the competitive points,
provided that rates so established over circuitous routes shall not be
evidence on the issue of the compensatory character of rates involved in
other proceedings; and provided further, that tariffs proposing rates
subject to the provisions of this section requiring the commissioner's
authorization may be filed when application is made to the commissioner
under the provisions hereof, and in the event such application is
approved, the commissioner shall permit such tariffs to become effective
upon one day's notice.
Whenever a carrier by railroad in competition with a water route or
routes shall reduce the rates on the carriage of any species of freight
to or from competitive points, it shall not be permitted to increase
such rates unless after hearing by the commissioner it shall be found
that such proposed increase rests upon changed conditions other than the
elimination of water competition.
Distribution of cars. 1. Every common carrier engaged in the
transportation of property shall, upon reasonable notice, furnish to all
persons and corporations who may apply therefor, and offer property for
transportation, sufficient and suitable cars for the transportation of
such property in car-load lots. Every railroad company and street
railroad company shall have sufficient cars and motive power to meet all
requirements for the transportation of passengers and property which may
reasonably be anticipated, unless relieved therefrom by order of the
commissioner. In case, at any particular time, a common carrier has not
sufficient cars to meet all requirements for the transportation of
property in car-load lots, all cars available to it for such purposes
shall be distributed among the several applicants therefor, without
discrimination between shippers, localities or competitive or
non-competitive points, but preference may always be given in the supply
of cars for shipment of live-stock or perishable property.
2. The commissioner shall have power to make, and by order shall make,
reasonable regulations for the furnishing and distribution of freight
cars to shippers, for the switching of the same, for the loading and
unloading thereof, for demurrage charges in respect thereto, and for the
weighing of cars and property offered for shipment or transported by any
common carrier.
Liability for damage to property in transit. Every common
carrier shall, upon demand, issue either a receipt or bill of lading for
all property delivered to it for transportation. No contract,
stipulation or clause in any receipt or bill of lading shall exempt or
be held to exempt any common carrier from any liability for loss, damage
or injury caused by it to property from the time of its delivery for
transportation until the same shall have been received at its
destination and a reasonable time shall have elapsed after notice to
consignee of such arrival to permit the removal of such property. Every
common carrier shall be liable for all loss, damage or injury to
property caused by delay in transit due to negligence while the same is
being carried by it, but in any action to recover for damages sustained
by delay in transit the burden of proof shall be upon the defendant to
show that such delay was not due to negligence. Every common carrier
shall be liable for loss, damage and injury to property carried as
baggage whether in connection with the transportation of the owner or
not, up to the full value and regardless of the character thereof, but
the value in excess of one hundred and fifty dollars shall be stated
upon delivery to the carrier, and a written receipt stating the value
shall be issued by the carrier, who may make a reasonable charge for the
assumption of such liability in excess of one hundred and fifty dollars
and for the carriage of baggage exceeding one hundred and fifty pounds
in weight upon a single ticket or receipt. Nothing in this section shall
deprive any holder of such receipt or bill of lading of any remedy or
right of action which he has under existing law.
Continuous carriage. No common carrier shall enter into or
become a party to any combination, contract, agreement or understanding,
written or oral, express or implied, to prevent by any arrangement or by
change of arrangement of time schedule, by carriage in different cars or
by any other means or device whatsoever the carriage of property from
being continuous from the place of shipment to the place of destination.
No breakage of bulk, stoppage or interruption of carriage made by any
common carrier shall prevent the carriage of property from being treated
as one continuous carriage from the place of shipment to the place of
destination. Nor shall any such breakage of bulk, stoppage or
interruption of carriage be made or permitted by any common carrier
except it be done in good faith for a necessary purpose without
intention to avoid or unnecessarily interrupt or delay the continuous
carriage of such property or to evade any provision of law, or order of
the commissioner.
Liability for damage. In case a common carrier shall do, cause
to be done or permit to be done any act, matter or thing prohibited,
forbidden or declared to be unlawful, or shall omit to do any act,
matter or thing required to be done, either by law or by order of the
commissioner, such common carrier shall be liable to the persons or
corporations affected thereby for all loss, damage or injury caused
thereby or resulting therefrom, and in case of recovery, if the court
shall find that such act or omission was wilful, it may in its
discretion fix a reasonable counsel or attorney's fee, which fee shall
be taxed and collected as part of the costs in the case. An action to
recover for such loss, damage or injury may be brought in any court of
competent jurisdiction by any such person or corporation.
Routing of shipments by shipper of goods. In all cases where at
the time of the delivery of property to a common carrier, for
transportation subject to the provisions of this chapter, to any point
of destination, between which and the point of such delivery for
shipment two or more through routes shall exist, the person, firm or
corporation making such shipment shall have the right to designate in
writing by which of such routes such property shall be transported to
destination, and it shall thereupon be the duty of the initial carrier
to route such property and issue a through bill of lading therefor as so
directed, and to transport such property over its own line or lines and
deliver the same to the connecting carrier by rail or water, and it
shall be the duty of such connecting carrier to receive such property
and transport it over such line or lines and deliver the same to the
next succeeding carrier or consignee according to the routing
instructions of such bill of lading, provided that nothing in this
section shall be construed to make a common carrier liable for injury to
or loss of goods in transit on the line of another carrier. The shipper
shall in all instances have the right to determine where competing lines
of railroad or of carriers by water constitute portions of a through
line or route, over which of said competing lines so constituting a
portion of such through line or route his freight shall be transported.
The commissioner shall have the power to make such reasonable exceptions
and regulations as he may determine and shall have power to enforce the
above provisions. Where the route adopted by the shipper is by rail and
water lines, some of which have no physical connection, the property
carried shall be delivered at the point on the route where the transfer
is to take place by the initial or succeeding carrier to an agent of the
connecting carrier.
ARTICLE 5 The Powers of the Commissioner In Respect to Common Carriers
General powers and duties of commissioner in respect to common
carriers. 1. The commissioner shall have power and authority to
administer oaths, in all parts of the state, to witnesses summoned to
testify in any inquiry, investigation, hearing or proceedings; and also
to administer oaths in all parts of the state whenever the exercise of
such power is incidentally necessary or proper to enable the
commissioner to perform a duty or to exercise a power. An officer or
employee of the department specially authorized to conduct an
investigation or hearing shall have power to administer oaths to
witnesses subpoenaed to testify before him.
2. (a) The commissioner shall have the general supervision of all
common carriers subject to his jurisdiction as hereinbefore defined, and
shall have power to and shall examine the same and keep informed as to
their general condition, their capitalization, their franchises and the
manner in which their lines and property, owned, leased, controlled or
operated, are managed, conducted and operated, not only with respect to
the adequacy, security and accommodation afforded by their service, but
also with respect to their compliance with all provisions of law, orders
of the commissioner and charter requirements. The commissioner, or
responsible engineers or inspectors duly authorized by him, shall have
power to enter in or upon and to inspect the property, equipment,
buildings, plants, factories, power-houses and offices of any of such
companies or persons, including the right for such inspection purpose to
ride upon any freight locomotive or train or any passenger locomotive or
train while in service; and to have upon reasonable notice the use of an
inspection locomotive or special locomotive and inspection car for a
physical inspection once annually of all the lines and stations of each
common carrier under his supervision; and to the extent that such
facilities for inspection involve transportation the commissioner and
each such employee shall pay the published one-way fare established by
the common carrier for the transportation of persons by regular
passenger trains over the distance covered by such inspection. The cost
of such transportation, if the commissioner so elects, may be paid upon
bill rendered to the commissioner after the transportation has been
furnished and the amount thereof ascertained. The commissioner shall
also have general powers and authority with respect to the abatement
except by change of motive power of all nuisances arising outside the
corporate limits of a city from the generation of smoke, soot, or
cinders, incident to the operation of such railroads, and railroad
companies.
(b) The commissioner shall promulgate rules and regulations relating
to railroad electric power substations which shall provide for safe
ingress to and egress from such substations with relation to surrounding
areas. Such rules and regulations shall also establish safety guidelines
which when implemented will assure that such substations will be
maintained under conditions of reasonable security and optimum safety
not only for persons authorized for ingress to such substations but also
for persons unauthorized for such ingress.
3. The commissioner or officer or employee specially authorized to
conduct an investigation or hearing shall have power to examine all
books, contracts, records, documents and papers of any person or
corporation subject to his supervision, and by subpoena duces tecum to
compel production thereof. In lieu of requiring production of originals
by subpoena duces tecum, the commissioner may require sworn copies of
any such books, records, contracts, documents and papers or parts
thereof to be filed with him.
Reports of common carriers. Every common carrier shall file an
annual report with the commissioner verified by the oath of the
president, vice-president, treasurer, secretary, general manager or
receiver, if any, of such carrier or by the person required to file the
same. The verification shall be made by said official holding office at
the time of the filing of the said report, and if not made upon the
knowledge of the person verifying the same shall set forth the sources
of his information and the grounds of his belief as to any matters not
stated to be verified upon his knowledge. The commissioner shall
prescribe the form of such reports and the character of the information
to be contained therein, and may from time to time make such changes and
such additions in regard to form and contents thereof as he may deem
proper, and on or before June thirtieth in each year shall furnish a
blank form for such annual reports to every such carrier and person. The
contents of such report and the form thereof shall conform in the case
of railroad companies as nearly as may be to that required of common
carriers under the provisions of the act of congress, entitled "An act
to regulate commerce," approved February fourth, eighteen hundred and
eighty-seven, and the acts amendatory thereof and supplementary thereto.
The commissioner may require such report to contain information in
relation to rates or regulations concerning fares or freights,
agreements or contracts affecting the same, so far as such rates or
regulations pertain to transportation within the state. When the report
of any such carrier or person is defective, or believed to be erroneous,
the commissioner shall notify the carrier or person to amend the same
within a time prescribed by the commissioner. The originals of the
reports, subscribed and sworn to as prescribed by law, shall be
preserved in the office of the commissioner. The commissioner may also
require such carriers and persons to file periodic reports in the form,
covering the period and at the time prescribed by the commissioner. The
commissioner may require of any such carrier or person specific answers
to questions upon which the commissioner may need information. The
annual report required to be filed by a common carrier shall be so filed
at the time prescribed by the commissioner or within such extended time
as the commissioner shall allow. If such carrier or person shall fail to
make and file the annual report within the time above specified or
within the time as extended by the commissioner, or shall fail to amend
such report within such reasonable time as may be prescribed by the
commissioner, or shall fail to make specific answer to any question, or
shall fail to make the periodic reports when required by the
commissioner as herein provided, within the time and in the form
prescribed by the commissioner for the making and filing of any such
report or answer, such carrier or person shall forfeit to the state the
sum of one hundred dollars for each and every day it shall continue to
be in default with respect to such annual report, amendment, answer or
periodic report. Such forfeiture shall be recovered in an action brought
by the commissioner in the name of the people of the state of New York.
The amount recovered in any such action shall be paid into the state
treasury and credited to the general fund.
Investigation of accidents. The commissioner shall investigate
the cause of all accidents on any railroad or street railroad subject to
his jurisdiction which result in loss of life or injury to persons or
property, and which in his judgment shall require investigation. Every
common carrier shall give immediate notice to the commissioner of every
accident happening upon any line of railroad or street railroad owned,
operated, controlled or leased by it, in such manner as the commissioner
may direct.
Investigations by commissioner. 1. The commissioner may, of his
own motion, investigate or make inquiry, in a manner to be determined by
him as to any act or thing done or omitted to be done by any common
carrier, subject to his supervision, and the commissioner must make such
inquiry in regard to any act or thing done or omitted to be done by any
such common carrier in violation of law or an order of the commissioner.
2. Complaints may be made to the commissioner by any person or
corporation aggrieved, by petition or complaint in writing setting forth
any thing or act done or omitted to be done by any common carrier in
violation, or claimed to be in violation, or of the terms and conditions
of its franchise or charter or of any order of the commissioner. Upon
the presentation of such a complaint the commissioner shall cause a copy
thereof to be forwarded to the person or carrier complained of, which
may be accompanied by an order, directed to such person or carrier,
requiring that the matters complained of be satisfied, or that the
charges be answered in writing within a time to be specified by the
commissioner. If the person or carrier complained of shall make
reparation for any injury alleged and shall cease to commit, or to
permit, the violation of law, franchise or order charged in the
complaint, and shall notify the commissioner of that fact before the
time allowed for answer, the commissioner need take no further action
upon the charges. If, however, the charges contained in such petition be
not thus satisfied, and it shall appear to the commissioner that there
are reasonable grounds therefor, he shall investigate such charges in
such manner and by such means as he shall deem proper, and take such
action within his powers as the facts justify.
3. Whenever the commissioner shall investigate any matter complained
of by any person or corporation aggrieved by any act or omission of a
common carrier under this section it shall be his duty to make and file
an order either dismissing the petition or complaint or directing the
common carrier complained of to satisfy the cause of complaint in whole
or to the extent which the commissioner may specify and require.
Rates and service to be fixed by the commissioner. 1. Whenever
the commissioner shall find, after a hearing had upon his own motion or
upon a complaint, that the rates, fares or charges demanded, exacted,
charged or collected by any common carrier subject to his jurisdiction
for the transportation of persons or property within the state, or that
the regulations or practices of such common carrier affecting such rates
are unjust, unreasonable, unjustly discriminatory or unduly
preferential, or in violation of law, or that the maximum rates, fares
or charges, chargeable by any such common carrier are insufficient to
yield reasonable compensation for the service rendered, and are unjust
and unreasonable, the commissioner shall with due regard among other
things to the estimated prospective earning capacity of such property at
the rate of fare at the time fixed and existent and to a reasonable
average return upon the value of the property actually used in the
public service, and to the necessity of making reservation out of income
for surplus and contingencies, determine the just and reasonable rates,
fares and charges to be thereafter observed and in force as the maximum
to be charged for the service to be performed, notwithstanding that a
higher rate, fare or charge has been heretofore authorized by general or
special statute, and shall fix the same by order to be served upon all
common carriers by whom such rates, fares and charges are thereafter to
be observed.
At any hearing involving a rate, the burden of proof to show that the
change in rate if proposed by the common carrier, or that the existing
rate, if on motion of the commissioner or in a complaint filed with the
commissioner it is proposed to reduce the rate, is just and reasonable
shall be upon the common carrier; and the commissioner may give to the
hearing and decision of such questions preference over all other
questions pending before him and decide the same as speedily as
possible.
Whenever the commissioner shall find, after a hearing had upon his own
motion, or upon a complaint, that the rates, fares or charges demanded,
exacted, charged or collected by any common carrier subject to his
jurisdiction for excursion, school or family commutation, commutation
passenger tickets, half fare tickets for the transportation of children
under six years of age, or any other form of reduced rate tickets for
the transportation of persons within the state, or joint interchangeable
mileage tickets, with special privileges as to the amount of free
baggage that may be carried under mileage tickets of one thousand miles
or more within the state, or that the regulations or practices of such
common carriers affecting such rates are unjust, unreasonable, unjustly
discriminatory or unduly preferential, or in violation of law, or that
the maximum rates, fares or charges collected or charged for any of such
forms of reduced fare passenger transportation tickets by any such
common carrier are insufficient to yield reasonable compensation for the
service rendered, and are unjust and unreasonable, and whenever the
commissioner shall find, after a hearing had upon his own motion or upon
a complaint, and upon investigation, that the sale of any form or forms
of reduced passenger ticket heretofore sold or used upon any railroad or
street railroad within the state, the use or sale of which ticket or
tickets has been discontinued within five years prior to June thirtieth,
nineteen hundred and eleven, will be just and reasonable and not in
violation of any provision of this chapter or other provision of law,
the commissioner shall, with due regard, among other things, to a
reasonable average return upon the value of the property actually used
in the public service and to the necessity of making reservation out of
income for surplus and contingencies, determine the just and reasonable
rates, fares and charges to be thereafter observed and enforced as the
maximum to be charged for such mileage, excursion, school or family
commutation, commutation, half fare or any other form of reduced rate
tickets for the transportation of persons, or joint interchangeable
mileage tickets with special privileges as aforesaid, and shall order
the sale and use thereof to be restored, or any of the kinds of tickets
herein specified or any other form of reduced rate ticket for the
transportation of persons within the state, upon any railroad or street
railroad within this state, upon which railroad or street railroad any
such form of ticket or tickets for the transportation of persons within
the state, have, within five years prior to June thirtieth, nineteen
hundred and eleven, been sold or used, and shall determine and prescribe
the reasonable and just rates, fares and charges to be thereafter
observed and enforced as the maximum to be charged for any of such form
of ticket or tickets for the transportation of persons within the state,
all of which acts fixing such rates, fares and charges or requiring the
restoration of, sale and use of any of such forms of ticket or tickets,
shall be by order to be served upon all common carriers, railroad
companies and street railroad companies by whom such rates, fares and
charges or restoration of, sale or use of such ticket or tickets are
thereafter to be observed.
2. Whenever the commissioner shall find, after a hearing, had upon his
own motion or upon complaint, that the regulations, practices,
equipment, appliances, or service of any such common carrier in respect
to transportation of persons or property within the state are unjust,
unreasonable, unsafe, improper or inadequate, the commissioner shall
determine the just, reasonable, safe, adequate and proper regulations,
practices, equipment, appliances and service thereafter to be in force,
to be observed and to be used in such transportation of persons and
property and so fix and prescribe the same by order to be served upon
every common carrier to be bound thereby; and thereafter every common
carrier shall observe and obey each and every requirement of every such
order so served upon it, and do everything necessary or proper in order
to secure absolute compliance with and observance of every such order by
all of its officers, agents and employees.
3. The commissioner shall have power by order to require any two or
more common carriers whose lines, owned, operated, controlled or leased,
form a continuous or connecting line of transportation or could be made
to do so by the construction and maintenance of switch connection or
interchange track at connecting point, or by transfer of property or
passengers at connecting points, to establish through routes and joint
rates, fares and charges for the transportation of passengers and
property within the state as the commissioner may, by his order,
designate; and in case such through routes and joint rates be not
established by the common carriers named in any such order within the
time therein specified, the commissioner shall establish just and
reasonable rates, fares and charges to be charged, for such through
transportation, and declare the portion thereof to which each common
carrier, affected thereby shall be entitled and the manner in which the
same shall be paid and secured; and the commissioner shall also have
power in the same proceeding, or in a separate proceeding involving any
rates, fares or charges to prescribe joint rates and fares and charges
as the maximum to be exacted for the transportation by them of
passengers and property within the state, and to require such common
carriers affected thereby to make within a specified time an agreement
between them as to the portion of such joint rates, fares or charges to
which each of them shall be entitled; and in case such agreement be not
so made within the time so specified the commissioner may declare by
supplemental order the portion thereof to which each common carrier
affected thereby shall be entitled and the manner in which the same
shall be paid and secured; such supplemental order shall take effect as
part of the original order from the time such supplemental order shall
become effective.
All powers of the commissioner to establish through routes and order
joint rates, fares and charges as above conferred in relation to common
carriers by railroad, shall extend and apply to the establishment of
through routes and ordering of joint rates, fares and charges for use
and observance by common carriers by railroad and common carriers by
water.
When property may be or is transported from point to point in the
state of New York by rail and water, the transportation being by a
common carrier or carriers, and entirely within such state, the
commissioner shall have jurisdiction of such transportation and of the
carriers, both by rail and by water, which may or do engage in the same,
in the following particulars, in addition to the jurisdiction given by
other provisions of this chapter:
(a) To establish physical connection between the lines of the rail
carrier and the dock of the water carrier by directing the rail carrier
to make suitable connection between its line and a track or tracks which
have been constructed from the dock to the limits of its right of way,
or by directing either or both the rail and water carrier, individually
or in connection with one another, to construct and connect with the
lines of the rail carrier a spur track or tracks to the dock. This
provision shall only apply where the connection is reasonably
practicable, can be made with safety to the public, and where the amount
of business existing or prospective is sufficient to justify the outlay.
The commissioner shall have full authority to determine the terms and
conditions upon which these connecting tracks, when constructed, shall
be operated, and he may either in the construction or the operation of
such tracks, determine what sum shall be paid to or by either carrier.
The provisions of this paragraph shall extend to cases where the dock is
owned by other parties than the carrier involved. The commissioner
shall have authority to compel common carriers by rail to make physical
connection between their tracks and public terminals established and
operated by the state under the provisions of chapter seven hundred and
forty-six of the laws of nineteen hundred and eleven, at the expense of
such carrier and of the state in such proportions as may be reasonable,
where such connection is practicable. The commissioner shall also have
authority to compel common carriers by rail to operate upon the railroad
tracks within such public terminals by such common carriers' own motive
power and servants all rolling stock going to or coming from such public
terminals. Common carriers by rail required to make such connections
shall file tariffs for all service into and out of such terminals and
over the connecting lines of such carriers by rail, if complaint is made
by any person that the rates so made are unreasonable, the burden shall
be upon the common carrier by rail to establish the reasonableness of
such rates. If the rates are found by the commissioner to be
unreasonable, the commissioner shall establish reasonable rates. The use
and operation of such connections and the spotting, placing and removing
of rolling stock shall be in accordance with the regulations prescribed
by the commissioner.
(b) To establish through routes and from time to time order maximum
joint rates between and over such rail and water lines, and to determine
all the terms and conditions under which such a line shall be operated
in the handling of the traffic embraced.
(c) To establish maximum proportional rates by rail to and from places
to which the traffic is brought, or from which it is taken by the water
carrier, and to determine to what traffic and upon what terms and
conditions such rates shall apply. By proportional rates are meant those
which differ from corresponding local rates to and from the place of
receipt and delivery and which apply only to traffic which is brought to
the place of receipt and delivery or is carried from that place by a
common carrier by water.
(d) If any rail carrier subject to this chapter enters into
arrangements with any water carrier operating in the state for the
handling of business between interior points in said state, the
commissioner may require such carrier to enter into similar arrangements
with any or all other common carriers by water operating therein.
(e) No common carrier by rail shall own, lease, operate, control or
have any interest whatsoever, by stock ownership or otherwise, either
directly or indirectly, through any holding company, or by stockholders
or directors in common, or in any other manner, in any common carrier by
water, with which said common carrier does or may compete for traffic,
or in vessels, boats or barges carrying freight upon any water route
with which such common carrier does or may compete for traffic.
Jurisdiction is hereby conferred on the commissioner to determine
questions of fact as to the competition or possibility of competition,
after full hearing, on the application of any railroad company or other
carrier. Such application may be filed for the purpose of determining
whether any existing service is in violation of this section and pray
for an order permitting the continuance of any vessel or vessels already
in operation, or for the purpose of asking an order to install new
service not in conflict with the provisions of this paragraph. The
commissioner may on his own motion or the application of any shipper
institute proceedings to inquire into the operation of any vessel in use
by any railroad or other carrier which has not applied to the
commissioner and had the question of competition or the possibility of
competition determined as herein provided.
(f) The provisions of sections ninety-eight, ninety-nine and one
hundred, relating to filing, publication and changes of rates, fares and
charges of common carriers shall apply to all rates, fares and charges,
and regulations and practices affecting rates, fares and charges for
transportation partly by water and partly by railroad, when both the
water line and the railroad line are used for a continuous carriage or
shipment; but the said section shall not apply to rates, fares or
charges, or regulations or practices affecting rates, fares or charges,
established by any such common carrier by water for local carriage or
shipment of passengers or property between points in this state which
are served by such common carrier wholly by water and independently of
any railroad service.
The provisions of this chapter, and the powers of the commissioner,
relating to the transportation of passengers and property by railroad
apply to the transportation of passengers and property partly by
railroad and partly by water when both the railroad line and such water
line are used for a continuous carriage or shipment between points in
this state; and the provisions of this chapter and the powers of the
commissioner respecting common carriers by water are hereby limited
thereto, except as may be in this section otherwise specifically
provided.
4. If the commissioner shall be of the opinion that through cars for
the transportation of property should be operated over the tracks of
said common carriers and that switch connection or interchange track at
a connecting point, if not already existing, should be constructed and
maintained by such common carriers, to the end that property may be
carried without change of cars, the commissioner shall have power after
a hearing to require by order said common carriers to receive from each
other and transport for each other such cars over each other's tracks by
way of such switch connection or interchange track, and if no such
switch connection or interchange track exist to construct and maintain
said switch connection or interchange track, and to make within a
specified time not less than thirty days an agreement between them as to
the terms of such receipt and transportation of cars, and if so required
as to the division of the expense of such construction and maintenance
of switch connection or interchange track; and in case such agreement be
not so made within the time so specified, the commissioner shall after a
hearing declare by supplemental order the terms and conditions upon
which such cars shall be received and transported, and if so required
the portion of such expense to which each common carrier affected
thereby shall be entitled and the manner in which any sums of money to
which any such common carrier is entitled shall be paid and secured, and
such supplemental order shall take effect as part of the original order
from the time such supplemental order shall become effective. Nothing in
this subdivision shall require a through route between railroad
companies and street railroad companies between points reached by such
railroad companies. In case upon the termination of a lease or otherwise
the owner or lessor of a rapid transit railroad resumes operation
thereof and thereupon such owner or lessor or the lessee discontinues or
threatens to discontinue or refuses or threatens to refuse to permit
operation over any extension or extensions of such rapid transit
railroad or railroads or any of them, or discontinues or threatens to
discontinue or refuses or threatens to refuse to permit operation over
other railroads on which such lessee had operated under trackage rights,
then and in either of those events the commissioner may order that
through cars for the transportation of passengers shall be operated over
such extension or extensions and over the tracks of such other railroad
over which such lessee may have had trackage rights, and the
commissioner shall have power, after a hearing to require by order such
operating, including the right to order such switch or other connections
or interchange tracks as may be necessary, and if so required to
determine as to the division of the expense of the maintenance and
operation thereof. The commissioner may, after a hearing, prescribe the
terms and conditions upon which such operations shall be conducted and
the manner in which receipts and expenses shall be apportioned. Pending
the hearing or hearings provided for herein, and the determinations and
orders of the commissioner thereon, the commissioner shall have power,
if in his judgment the public interest requires it, to issue a temporary
order requiring said rapid transit railroad companies to receive from
each other, and transport for each other, such cars over each other's
tracks by way of switch connection or interchange track, and if no such
switch connection or interchange track exists, to construct and maintain
said switch connection or interchange track; and upon the completion of
said hearing or hearings, and the determinations and orders of the
commissioner thereafter made, the terms of the receipt and
transportation of cars, and the readjustment of compensation and expense
involved, shall take effect as of the original date of such temporary
order of the commissioner. If upon the expiration or earlier termination
of a lease, the free transfer or interchange of passengers, theretofore
in effect and permitted by the lessee of a rapid transit railroad at any
point or points between the lines of the rapid transit railroads owned
or leased and operated by it, is discontinued or is threatened to be
discontinued, the commissioner shall have power by order to require the
companies, by which the said lines of rapid transit railroads may be
operated after the termination of the lease, to continue or re-establish
such through routes formerly existing, and to establish joint rates,
fares and charges for the transportation of passengers thereon in the
manner provided by subdivision three. Pending the hearing or hearings
provided for herein, and the determinations and orders of the
commissioner thereon, the commissioner shall have power to issue a
temporary order requiring the companies then operating said lines of
rapid transit railroad to restore the said free transfer or interchange
of passengers at the point or points on said rapid transit railroad
lines where the said free transfer or interchange was formerly in effect
and permitted; and upon the completion of said hearing or hearings, and
the determinations and orders of the commissioner thereafter made, the
terms and conditions under which the portion of said joint rates, fares
and charges to which each company shall be entitled and the manner in
which the same shall be paid and secured, shall take effect as of the
original date of such temporary order of the commissioner.
Power of commissioner to order repairs or changes. If in the
judgment of the commissioner, additional tracks, switches, terminals or
terminal facilities, stations, motive power, or any other property,
construction, apparatus, equipment, facilities or device for use by any
common carrier in or in connection with the transportation of passengers
or property ought reasonably to be provided or any repairs or
improvements to or changes in any thereof in use ought reasonably to be
made, or any additions to changes in construction should reasonably be
made thereto in order to promote the security or convenience of the
public or employees, or in order to secure adequate service or
facilities for the transportation of passengers or property, or to
overcome or to minimize except by change of motive power nuisances of
smoke, soot, or cinders, arising from the operation outside the
corporate limits of a city of such common carrier, such changes or
additions in equipment not to be in conflict with any federal statute or
regulation, the commissioner shall, after a hearing either on his own
motion or after complaint, make and serve an order directing such
repairs, improvements, changes or additions to be made within a
reasonable time and in a manner to be specified therein, and every
common carrier shall make all repairs, improvements, changes and
additions required of it by any order of the commissioner served upon
it. If any repairs, improvements, changes or additions which the
commissioner has determined to order require joint action by two or more
of said carriers, the commissioner shall, before entry and service of
order, notify the said carriers that such repairs, improvements, changes
or additions will be required and that the same shall be made at their
joint cost, and thereupon the said carriers shall have thirty days or
such longer time as the commissioner may grant within which to agree
upon the part or division of cost of such repairs, improvements, changes
or additions which each shall bear. If at the expiration of such time
such carriers shall fail to file with the commissioner a statement that
an agreement has been made for a division or apportionment of such
repairs, improvements, changes or additions the commissioner shall have
authority, after further hearing, to fix in his order the proportion of
such cost or expense to be borne by each such company and the manner in
which the same shall be paid and secured. But this section shall not be
construed to authorize the commissioner to require two or more railroad
companies to unite in the erection of a union station.
Substitution of motor vehicles or trackless trolleys for cars
on tracks; supplemental or extended operation. 1. Whenever the
commissioner shall find, after a hearing, had upon the application of
any street railroad company or railroad company, that the public
interest will be served by the operation of stages, buses, motor
vehicles or vehicles known as trackless trolleys, as such trackless
trolleys are defined in the vehicle and traffic law, wholly or partly in
place of or supplemental to cars or trains upon tracks, on any portion
of the route of such railroad, the commissioner may make an order
authorizing such whole or partial substitution or such supplemental
operation, and thereupon such company shall have the power and privilege
and shall be authorized to operate stages, buses, motor vehicles, or
trackless trolleys on such portion of its route and if such operation be
by trackless trolleys to install and maintain all necessary additional
wires paralleling its existing trolley wires on such portion of its
route and such other wires and appurtenances as may be necessary for
such operation. Such an application or such an order, however, shall not
be made unless the local authorities of each city, village or town in
which the portion of the route affected is located shall have consented
to such substitution or such supplemental operation, by resolution, a
certified copy of which shall be presented with the application, which
consent may contain such terms and conditions as such local authorities
may deem to the best interest of any such city, town or village, and
which terms and conditions so contained in such consent may include
limitation, reduction or shortening of the period of any franchise or
consent under which such street railroad company or railroad company is
operating, and also may include, anything in any charter, general,
special or local law to the contrary notwithstanding, changes in and
modification of the terms and provisions of any franchise or consent
under which such street railroad company or railroad company is
operating, and of any obligation of such street railroad company or
railroad company to any such city, village or town under any such
franchise or consent or under any statute, provided, however, that such
changes and modifications shall not extend or lengthen the duration of
such franchise or consent. If any such portion of the route within a
town shall be wholly within an incorporated village, the consent of the
board of trustees shall be sufficient, and the consent of the town board
shall not be required. If such consent shall require the abandonment of
a route or any portion thereof the application to the commissioner shall
comply with the provisions of section one hundred eighty-four of the
railroad law, and shall require the separate approval by the
commissioner of such abandonment. The commissioner may also make an
order authorizing any street railroad company or railroad company to
operate stages, buses, motor vehicles or trackless trolleys upon
streets, highways and public places not included in but forming a route
or routes or portion of a route connecting with any part of the route of
such railroad or forming deviations or detours therefrom or in
connection therewith, provided such company obtains the consent or
consents of the local authorities, which consent may be given in like
manner and to the same extent as hereinabove provided in respect of the
substitution of stages, buses, motor vehicles or vehicles known as
trackless trolleys wholly or partly in place of or supplemental to cars
or trains upon tracks.
2. Wherever the commissioner has made an order authorizing a
substitution as provided in subdivision one, and such substitution is
made, the commissioner may on further application by the street railroad
company or railroad company, such application to be made in the same
manner and subject to the same conditions as provided in subdivision
one, revoke such order in whole or in part and make a new order
authorizing the operation of stages, buses, motor vehicles or trackless
trolleys.
Contracts between railroad companies and bus companies owned by
former; approval of commissioner. Whenever the commissioner has made an
order authorizing any street railroad company or railroad company to
substitute the operation of stages, buses or motor vehicles in place of
cars or trains upon tracks on any portion of the route of such railroad,
and such company is the owner of all of the capital stock of a bus
company, such street railroad company or railroad company and such bus
company may, subject to the approval of the commissioner, contract for
the use of their respective routes, or any part thereof, upon which
stages, buses or motor vehicles may be operated, and such routes shall
thereafter be used in such manner and for such time as may be prescribed
in such contract.
Power of commissioner to order changes in time schedules;
running of additional cars and trains. If, in the judgment of the
commissioner, any railroad company or street railroad company does not
run trains enough or cars enough or possess or operate motive power
enough, reasonably to accommodate the traffic, passenger and freight,
transported by or offered for transportation to it, or does not run its
trains or cars with sufficient frequency or at a reasonable or proper
time having regard to safety, or does not run any train or trains, car
or cars, upon a reasonable time schedule for the run, the commissioner
shall, after a hearing either on his own motion or after complaint, have
power to make an order directing any such railroad company or street
railroad company to increase the number of its trains or of its cars or
its motive power or to change the time for starting its trains or cars
or to change the time schedule for the run of any train or car or make
any other suitable order that the commissioner may determine reasonably
necessary to accommodate and transport the traffic, passenger or
freight, transported or offered for transportation.
Power of commissioner to order continuance of train service
during investigation. Unless otherwise ordered or authorized by the
commissioner, no railroad company shall discontinue any train engaged in
the transportation of passengers in intrastate commerce within the
state, except upon thirty days' notice to the commissioner and the
posting of notice of such proposed discontinuance in every station
directly affected thereby thirty days in advance thereof; nor, unless
otherwise ordered or authorized by the commissioner, shall any railroad
company discontinue any scheduled station stop by any such train, except
upon fifteen days' notice and posting as herein prescribed. Upon receipt
of such notice, the commissioner shall have power, upon complaint, or
upon his own motion without complaint, to institute an investigation to
determine whether the existing service provided by any such train is
reasonably required to provide adequate transportation service. Upon the
institution of such an investigation, the commissioner is authorized by
order to require the railroad company to continue existing service,
pending the holding of public hearings and decision thereon, provided
that such order shall not be effective for a longer period than ninety
days.
Uniform system of accounts; access to accounts; forfeitures.
The commissioner may, whenever he deems advisable, establish a system of
accounts to be used by common carriers which are subject to his
supervision, or may classify the said carriers and prescribe a system of
accounts for each class, and may prescribe the manner in which such
accounts shall be kept. He may also in his discretion prescribe the
forms of accounts, records and memoranda to be kept by such carriers,
including the accounts, records and memoranda of the movement of traffic
as well as the receipts and expenditures of moneys. Notice of
alterations by the commissioner in the required method or form of
keeping a system of accounts shall be given to such persons or carriers
by the commissioner at least six months before the same are to take
effect. The system of accounts established by the commissioner and the
forms of accounts, records and memoranda prescribed by him as provided
above shall conform in the case of railroad companies as nearly as may
be to those from time to time established and prescribed by the United
States department of transportation under the provisions of the act of
congress entitled "An act to regulate commerce" approved February
fourth, eighteen hundred eighty-seven, and the acts amendatory thereof
or supplementary thereto. The commissioner shall at all times have
access to all accounts, records and memoranda kept by common carriers
and may designate any officers or employees of the department who shall
thereupon have authority under the order of the commissioner to inspect
and examine any and all accounts, records and memoranda kept by such
carriers. The commissioner may, after hearing, prescribe by order the
accounts in which particular outlays and receipts shall be entered,
charged or credited. At any such hearing the burden of proof shall be on
the common carrier to establish the correctness of the accounts in which
such outlays and receipts have been entered, and the commissioner may
suspend a charge or credit pending submission of proof by such carrier.
Where the commissioner has prescribed the forms of accounts, records and
memoranda to be kept by such carriers it shall be unlawful for them to
keep any other accounts, records or memoranda than those so prescribed,
or those prescribed by or under authority of the United States.
Franchises and privileges. Without first having obtained the
permission and approval of the commissioner no common carrier shall
begin the construction of a railroad or street railroad, or any
extension thereof, for which a certificate of public convenience and
necessity shall not have been granted by the board of railroad
commissioners or where prior to said time said common carrier shall not
have become entitled by virtue of its compliance with the provisions of
the railroad law to begin such construction; nor, except as above
provided in this section, shall any such common carrier exercise any
franchise or right under any provision of the railroad law, or of any
other law, not heretofore lawfully exercised, without first having
obtained the permission and approval of the commissioner. The
commissioner shall have power to grant the permission and approval
herein specified whenever he shall after due hearing determine that such
construction or such exercise of the franchise or privilege is necessary
or convenient for the public service.
Transfer of franchises, property or stocks. 1. No franchise nor
any right to or under any franchise, to own or operate a railroad or
street railroad shall be assigned, transferred or leased, nor shall any
contract or agreement with reference to or affecting any such franchise
or right be valid or of any force or effect whatsoever, unless the
assignment, transfer, lease, contract or agreement shall have been
approved by the commissioner. No street railroad company shall transfer
or lease its works or system or any part of such works or system to any
other person or corporation or contract for the operation of its works
and system, without the written consent of the commissioner. The
permission and approval of the commissioner to the exercise of a
franchise under section one hundred twenty-seven, or to the assignment,
transfer or lease of a franchise under this section shall not revive or
validate any lapsed or invalid franchise, or to enlarge or add to the
powers and privileges contained in the grant of any franchise, or to
waive any forfeiture.
2. No railroad company or street railroad company, domestic or
foreign, or a corporation which owns or operates a stage, bus or motor
vehicle line or route under the jurisdiction of the commissioner, shall
hereafter purchase or acquire, take, or hold, any part of the capital
stock of any common carrier organized or existing under or by virtue of
the laws of this state, unless authorized so to do by the commissioner;
and except where stock shall be transferred or held for the purpose of
collateral security only with the consent of the commissioner, no stock
corporation of any description, domestic or foreign, other than a
railroad company, street railroad company, or a corporation which owns
or operates a stage, bus or motor vehicle line or route under the
jurisdiction of the commissioner, shall purchase or acquire, take, or
hold, more than ten per centum of the voting capital stock issued by any
common carrier organized or existing under or by virtue of the laws of
this state, except that a corporation now lawfully holding a majority of
the voting capital stock of any railroad company or street railroad
company either directly or through ownership thereof by a subsidiary
corporation may with the consent of the commissioner acquire and hold
the entire voting capital stock of such railroad company or street
railroad company or any portion thereof. Provided, that with the
consent of the commissioner and upon and subject to such terms and
conditions as the commissioner may fix and impose, any such stock
corporation may acquire, take and hold more than ten per centum of the
voting capital stock of any common carrier organized or existing under
or by virtue of the laws of this state. No consent shall be given by the
commissioner to the acquisition of any stock in accordance with this
section unless it shall have been shown that such acquisition is in the
public interest. Nothing herein contained shall be construed to prevent
the holding of any stock heretofore lawfully acquired or, upon the
surrender or exchange of said stock or said stock and bonds or other
evidence of indebtedness pursuant to an agreement of consolidation or
merger or a reorganization plan, approved by the commissioner, to
prevent the purchase, acquisition, taking or holding of the voting
capital stock of the new corporation organized pursuant to such
agreement or plan to take over the property of any corporation whose
stock or whose stock and bonds or other evidences of indebtedness have
been thus surrendered or exchanged, or, subject to approval by the
commissioner, to prevent the purchase, acquisition, taking or holding of
any further issue of stock provided such further issue does not increase
the proportion of voting capital stock held by such stock corporation.
Every contract, assignment, transfer or agreement for transfer of any
stock by or through any person or corporation to any corporation, in
violation of this chapter, shall be void and of no effect, and no such
transfer or assignment shall be made upon the books of any such railroad
company or street railroad company, or shall be recognized as effective
for any purpose. The power conferred by this section to approve or
disapprove a transaction relating to franchises, rights or stock of any
common carrier, shall be exercised by the commissioner.
Approval of securities. A common carrier existing, or hereafter
incorporated, under or by virtue of the laws of the state of New York,
may issue stocks, bonds, notes or other evidences of indebtedness
payable at periods of more than twelve months after the date thereof, or
a receiver of such a corporation, if duly authorized by law, may issue
receiver's certificates, when necessary for the acquisition of property,
the construction, completion, extension or improvement of its
facilities, or for the improvement or maintenance of its service or for
the discharge or lawful refunding of its obligations or for the
reimbursement of moneys actually expended from income or from any other
moneys in the treasury of the corporation not secured by or obtained
from the issue of stocks, bonds, notes or other evidences of
indebtedness of such corporation, within five years next prior to the
filing of an application with the commissioner for the required
authorization, for any of the aforesaid purposes except maintenance of
service and except replacements in cases where the applicant shall have
kept its accounts and vouchers of such expenditure in such manner as to
enable the commissioner to ascertain the amount of moneys so expended
and the purposes for which such expenditure was made; provided and not
otherwise that there shall have been secured from the commissioner an
order authorizing such issue, and the amount thereof and stating the
purposes to which the issue or proceeds thereof are to be applied, and
that, in the opinion of the commissioner, the money, property or labor
to be procured or paid for by the issue of such stock, bonds, notes or
other evidences of indebtedness is or has been reasonably required for
the purposes specified in the order, and that except as otherwise
permitted in the order in the case of bonds, notes and other evidences
of indebtedness, such purposes are not in whole or in part, reasonably
chargeable to operating expenses or to income; but this provision shall
not apply to any lawful issue of stock, to the lawful execution and
delivery of any mortgage or to the lawful issue of bonds thereunder,
which shall have been duly approved by the board of railroad
commissioners before July first, nineteen hundred seven. Stock may be
issued to stockholders as a stock dividend provided that there shall
have been secured from the commissioner an order authorizing such issue
and a transfer of surplus to capital in an amount equal to the par or
stated value of the stock so authorized and stating that a sum equal to
the amount to be so transferred was expended for the purposes enumerated
in this section. The issue of stocks, bonds or other evidences of
indebtedness, within the meaning of this section, shall include the sale
by any such corporation of any such securities previously issued in
compliance with this section and subsequently reacquired by such
corporation, provided, however, for good cause shown the commissioner
may exempt from the restriction hereof stocks, bonds or other evidences
of indebtedness. For the purpose of enabling him to determine whether he
should issue such an order, the commissioner shall make such inquiry or
investigation, hold such hearings and examine such witnesses, books,
papers, documents or contracts as he may deem of importance in enabling
him to reach a determination. Such corporation shall not without the
consent of the commissioner apply said issue or any proceeds thereof to
any purpose not specified in such order. Such common carrier may issue
notes for proper corporate purposes and not in violation of law, payable
at periods of not more than twelve months without such consent but no
such notes shall, in whole or in part, directly or indirectly, be
refunded, by any issue of stock or bonds or by any evidences of
indebtedness running for more than twelve months without the consent of
the commissioner. The commissioner shall have power to require every
such carrier to file with the commissioner after the issuance of stocks,
bonds, notes or other evidences of indebtedness, issued with or without
the approval of the commissioner as herein provided, a notice of such
transaction in such form as the commissioner may prescribe. Provided,
however, that the commissioner shall have no power to authorize the
capitalization of any franchise to be a corporation nor to authorize the
capitalization of any franchise or the right to own, operate or enjoy
any franchise whatsoever in excess of the amount (exclusive of any tax
or annual charge) actually paid to the state or to a political
subdivision thereof as the consideration for the grant of such franchise
or right, nor to authorize the issuance of any stocks or other
securities for any purposes other than those enumerated in this section;
nor shall the capital stock, bonds and other evidences of debt of a
corporation formed by the merger or consolidation of two or more other
corporations, exceed the sum of the capital stock, bonds and other
evidences of debt of the corporations so consolidated, at the par value
thereof, or such sum and any additional sum actually paid in cash; nor
shall any contract for consolidation or lease be capitalized in the
stock of any corporation whatever; nor shall any corporation hereafter
issue any bonds against or as a lien upon any contract for consolidation
or merger.
Reorganizations. 1. Corporate reorganizations of common
carriers shall be subject to the approval of the commissioner.
2. Upon all such reorganizations the amount of capitalization,
including therein all stocks and bonds and other evidence of
indebtedness, shall be such as is authorized by the commissioner which,
in making his determination, shall not exceed the fair value of the
property involved, taking into consideration its original cost of
construction, duplication cost, present condition, earning power at
reasonable rates and all other relevant matters and any additional sum
or sums as shall be actually paid in cash, provided, however, that the
commissioner may make due allowance for discount of bonds. Any
reorganization agreement before it becomes effective shall be amended so
that the amount of capitalization shall conform to the amount authorized
by the commissioner.
Forfeiture; penalties. 1. Every common carrier and all
officers, and agents of any common carrier shall obey, observe and
comply with every order made by the commissioner so long as the same
shall be and remain in force. Any common carrier which shall violate any
provision of law requiring the consent, permission or approval of the
commissioner for the performance of an act, or which fails, omits or
neglects to obey, observe or comply with any order or any direction or
requirement of the commissioner, shall forfeit to the people of the
state of New York not to exceed the sum of five thousand dollars for
each offense; every violation of any such order or direction or
requirement, or of law, shall be a separate and distinct offense, and,
in case of a continuing violation, every day's continuance thereof shall
be a separate and distinct offense.
2. Every officer and agent of any such common carrier who shall
violate, or who procures, aids or abets any violation by any such common
carrier of any provision of law requiring the consent, permission or
approval of the commissioner for the performance of an act, or who shall
fail to obey, observe and comply with any order of the commissioner or
any provision of an order of the commissioner, or who procures, aids or
abets any such common carrier in its failure to obey, observe and comply
with any such order or provision, shall be guilty of a misdemeanor.
Penalties for violations. 1. Any railroad company that
operates as a common carrier that violates any provision of article five
of this chapter and regulations promulgated pursuant thereto shall, upon
direction by the commissioner, be liable for a penalty payable to the
people of the state of New York in the amount not to exceed five
thousand dollars.
2. Any railroad company that operates as a common carrier of property
that violates any provision of article five of this chapter and
regulations promulgated pursuant thereto with respect to one or more
freight cars required to be placarded by federal hazardous materials
regulations shall, upon direction by the commissioner, be liable for a
penalty payable to the people of the state of New York in an amount not
to exceed fifteen thousand dollars.
3. Each violation shall be a separate and distinct offense, and, in
case of a continuing violation, every day's continuance thereof shall be
a separate and distinct offense.
4. Before imposing a penalty set forth in this section, the
commissioner shall afford the railroad company notice and an opportunity
to be heard. In assessing the penalty, the commissioner may consider
the following:
a. the railroad company's history of violating the law or the
regulations of the commissioner;
b. if the violation arises out of an accident, whether death or
serious injury occurred as a result of the accident, whether the
accident resulted in an evacuation of the general public for one hour or
more, and whether the accident resulted in the closure of a major
transportation artery or facility for one hour or more; and
c. any other factors the commissioner deems relevant.
5. If such penalty is not paid within four months, the amount thereof
may be entered as a judgment in the office of the clerk of the county of
Albany and in any other county in which the railroad company has a place
of business or through which it operates.
Enforcement proceedings. Whenever the commissioner shall find
that a common carrier subject to his supervision is failing or omitting
or about to fail or omit to do anything required of it by law or by
order of the commissioner, or is doing anything or about to do anything
or permitting anything or about to permit anything to be done, in
violation of law or of any order of the commissioner, he shall direct an
attorney employed by the department to commence an action or special
proceeding in the supreme court in the name of the commissioner for the
purpose of having such violations or threatened violations stopped and
prevented. Such attorney shall thereupon begin an action or special
proceeding alleging the violation complained of and praying for
appropriate relief. In case of default in answer or after answer, the
court shall immediately inquire into the facts and circumstances in such
manner as the court shall direct without other or formal pleadings, and
without respect to any technical requirement. Such other persons or
corporations as the court shall deem necessary or proper to join as
parties in order to make its judgment effective, may be joined as
parties upon application. The final judgment in any such action or
special proceeding shall either dismiss the action or special proceeding
or direct judgment as prayed for in the complaint or petition or in such
modified or other form as the court may determine will afford
appropriate relief.
Penalties for other than common carriers. 1. Any corporation,
other than a common carrier which shall violate this chapter, or shall
fail to obey, observe and comply with every order made by the
commissioner under authority of this chapter so long as the same shall
be and remain in force, shall forfeit to the people of the state of New
York a sum not exceeding one thousand dollars for each offense; every
such violation shall be a separate and distinct offense, and the penalty
or forfeiture thereof shall be recovered in an action as provided in
section ninety.
2. Every person who, either individually or acting as an officer or
agent of a corporation other than a common carrier, shall violate this
chapter, or fail to obey, observe or comply with any order made by the
commissioner under this chapter so long as the same shall be or remain
in force, or who shall procure, aid or abet any such corporation in its
violation of this chapter, or in its failure to obey, observe or comply
with any such order, shall be guilty of a misdemeanor.
3. In construing and enforcing the provisions of this chapter relating
to forfeitures and penalties the act of any director, officer or other
person acting for or employed by any common carrier or corporation,
acting within the scope of his official duties or employment, shall be
in every case and be deemed to be the act of such common carrier or
corporation.
Duties of commissioner as to interstate traffic. The
commissioner may investigate interstate freight or passenger rates or
interstate freight or passenger service on railroads within the state,
and when such rates are, in the opinion of the commissioner, excessive
or discriminatory or are levied or laid in violation of the act of
congress entitled "An act to regulate commerce," approved February
fourth, eighteen hundred and eighty-seven, and the acts amendatory
thereof and supplementary thereto, or in conflict with the rulings,
orders or regulations of the United States department of transportation,
the commissioner may apply by petition to the United States department
of transportation for relief or may present to the United States
department of transportation all facts coming to his knowledge, as to
violations of the rulings, orders, or regulations of that commission or
as to violations of the said act to regulate commerce or acts amendatory
thereof or supplementary thereto.
Rail safety fee. 1. For the fiscal year commencing on April
first, nineteen hundred ninety-one and for each fiscal year thereafter,
the expenses of the administration and enforcement of the department's
railroad safety functions shall be assessed in the form of a fee.
2. The annual fee referred to in subdivision one of this section shall
be established and levied by the commissioner, subject to the approval
of the director of the division of the budget, in an amount that is
sufficient to raise funds to defray the expenses of the department in
administering and enforcing its railroad safety and related duties
pursuant to the provisions of this chapter and the railroad law. Such
expenses shall consist of the direct costs in the department's rail
safety program of personal service, the cost of maintenance and
operation, retirement contributions, workers' compensation premiums, and
health and dental premiums which are paid by the state for or on account
of personnel involved in the department's railroad safety program and
any other indirect costs involved in administering and enforcing rail
safety as deemed appropriate by the commissioner, provided, however,
that such indirect costs shall not exceed twenty percent of total direct
costs.
3. The fee shall be assessed against all railroads operating in the
state of New York and shall be based on railroad gross operating
revenues derived or earned from operations within the state in the
preceding calendar year. In instances where railroad gross operating
revenues are reported on a system basis and its operations cross state
lines, the revenues derived or earned from operations within the state
shall be the ratio of revenue freight ton miles operated within the
state to total revenue freight ton miles times the total railroad gross
operating revenues for freight operations and the ratio of passenger
miles travelled within the state to total system passenger miles of
routes operating through the state times the total gross operating
revenues for passenger operations.
4. Fees will be based on revenues from the preceding calendar year and
shall be assessed on or before July first and are payable by September
first of each year. On or before January first of each year following
assessment of fees pursuant to this section, the commissioner shall
report to the railroad companies annual costs associated with this
assessment.
5. The department shall annually submit a report by February first of
each year to the chairmen of the senate finance and assembly ways and
means committees which provides: a listing of department positions
funded in part or whole by the rail safety fee established pursuant to
this section; for the current state fiscal year and the next state
fiscal year, the dollar amount of total direct costs and the dollar
amount of total indirect costs funded or anticipated to be funded by
said rail safety fee; and a listing by railroad of the total annual fee
assessed, the total annual fee collected to date and the total annual
fee anticipated to be collected by the end of the current state fiscal
year and during the next state fiscal year. In addition, the
commissioner shall include within this report any plans to increase or
decrease said rail safety fee and provide an explanation for, and
description of the impact of, such increase or decrease in fee amount.
ARTICLE 6 Matters Relating to All Motor Carriers
Application of article. This article shall apply to all motor
carriers.
Transportation policy. It is hereby declared to be the policy
of this state to regulate transportation by motor carriers in such
manner as to recognize and preserve the inherent advantages of, and
foster sound economic conditions in such transportation and among such
carriers in the public interest; promote safe, adequate, economical and
efficient service by motor carriers, and reasonable charges therefor,
without unjust discriminations, undue preferences or advantages, and
unfair or destructive competitive practices; improve the relations
between, and coordinate transportation by and regulation of motor
carriers and other carriers.
General powers of commissioner. The commissioner or a
designated employee shall have the following functions, powers and
duties:
1. To regulate motor carriers by establishing reasonable requirements
with respect to continuous and adequate service, and by establishing
reasonable requirements with respect to uniform systems of accounts,
records, reports, preservation of records and safety of operation and
equipment.
2. To administer, execute and enforce all provisions of this chapter;
to make all necessary orders in connection therewith; to prescribe
rules, regulations and procedures for such administration; to issue
certificates and permits to motor carriers and to attach to any such
certificate or permit issued, either at time of issuance or at any time
thereafter, any reasonable terms, conditions and limitations as shall be
consistent with the public interest.
3. To investigate all motor carriers and keep informed as to the
manner in which their property is operated, not only with respect to the
adequacy, security, safety and accommodation afforded by their service
but also with respect to their compliance with all provisions of law,
regulations and orders of the commissioner and to issue such orders in
connection therewith as may be required in the public interest.
4. To compel by subpoena duces tecum the production of any accounts,
books, contracts, records, documents, memoranda and papers.
5. To subpoena witnesses, take testimony and administer oaths to
witnesses in any proceeding or examination instituted or conducted in
reference to any matter under this chapter.
6. To establish reasonable classifications or groups of carriers
included in the term motor carrier as the special nature of the services
performed by such motor carriers or groups of motor carriers shall
require and to establish reasonable rules, regulations and requirements
to be observed by the motor carriers so classified or grouped.
7. To investigate the cause of all accidents resulting in loss of life
or injury to persons or property, which in the commissioner's judgment
shall require investigation.
8. Except as provided in sections one hundred fifty-three and one
hundred fifty-four of this chapter, to fix and approve the route or
routes of any bus line, except bus lines operating wholly within any
city having jurisdiction pursuant to subdivision four of section eighty
of this chapter, and from time to time either upon application of the
bus company, or upon complaint, or upon the commissioner's own
initiative and without complaint, but upon reasonable notice, to modify
and amend the route or routes of any such bus company. No such bus
company shall operate a bus line or bus lines upon any highway, avenue
or street in the state except along a route as fixed and approved by the
commissioner, except that in case of street repairs, parades or other
temporary obstruction of the highway, the bus company may use during the
period of such emergency, another route as close as practicable to the
original route. The use of such alternate route during the period of
such emergency shall be lawful unless otherwise ordered by the
commissioner. Notice of a proposed change in route or routes shall be
given to each county and each city, town or village into or through
which a proposed route is to pass.
9. To maintain and annually update its website to provide information
with regard to each bus operator or motor carrier under subparagraphs
(ii) and (vi) of paragraph a of subdivision two of section one hundred
forty of this article requiring department operating authority that
includes the bus operator's or motor carrier's name, number of
inspections, number of out of service orders, operator identification
number, location and region of operation including place of address,
percentile to which an operator or motor carrier falls with respect to
out of service defects, the number or percentage of out of service
defects where pursuant to the commissioner's regulations no inspection
certificate shall be issued until the defect is repaired and a
re-inspection is conducted, and the number of serious physical injury or
fatal crashes involving a for-hire vehicle requiring operating authority
pursuant to this article, and a link to access publicly available
information on safety fitness standards and motor carrier safety and
performance data maintained by the federal motor carrier safety
administration of the United States department of transportation
pursuant to part three hundred eighty-five of title forty-nine of the
code of federal regulations.
10. (a) In consultation and cooperation with the commissioner of motor
vehicles, to establish, maintain, monitor, and publicize a toll-free
hotline operated and maintained by the department of motor vehicles
through which any person may report safety issues with altered motor
vehicles commonly referred to as "stretch limousines" having a seating
capacity of nine or more passengers, including the driver, used in the
business of transporting passengers for compensation. Upon the
establishment of such toll-free hotline, the commissioner and the
commissioner of motor vehicles shall require every such altered motor
vehicle registered in this state to have posted therein a notice
providing the department of transportation's safe limo New York website
address and toll-free hotline number, in a form and manner approved by
the commissioner of motor vehicles. Such notice shall be posted in a
manner legible and conspicuous to passengers in all seating positions of
such altered motor vehicles. For the purposes of this subdivision, the
term "safety issues" shall include, but not be limited to, the
operational condition and functioning of such altered motor vehicle,
motor vehicle safety equipment availability and condition, altered motor
vehicle inspection and registration, issues related to certificates or
permits issued to such altered motor vehicles for the transportation of
passengers by the United States department of transportation or the
commissioner, and alleged violations of article nineteen, article
nineteen-A, or title VII of the vehicle and traffic law by a person
during his or her operation of such an altered motor vehicle.
(b) (i) The commissioner may investigate reports received through such
website, and toll-free hotline related to the provisions of this article
or article seven of this chapter and, where the commissioner has
verified such information, may consider such verified information in the
enforcement of such articles, and in setting priorities for enforcement
activities.
(ii) The commissioner of motor vehicles may investigate reports
received by such website, and toll-free hotline related to the
provisions of article five, section three hundred eighty-three, article
fourteen, article nineteen, article nineteen-A, and title VII of the
vehicle and traffic law and, where substantiated by such commissioner,
may consider such substantiated information in the enforcement of
articles five, fourteen, and nineteen-A and section three hundred
eighty-three of such law, and in setting priorities for enforcement
activities.
(iii) In consultation and cooperation with the commissioner of motor
vehicles, the commissioner shall report on safety issues reported to
such website, and toll-free hotline and related investigations
summarizing (A) the total number of safety issue reports received and
the type of safety issues reported; (B) the total number of safety issue
reports received and the type of safety issues reported where the
commissioner or the commissioner of motor vehicles, as applicable,
verified the information provided; (C) enforcement actions and other
responses taken by the commissioner or the commissioner of motor
vehicles, as applicable, to safety issue reports received where the
commissioner or the commissioner of motor vehicles, as applicable, has
verified such information; and (D) the length of time between the
receipt of safety issue reports from such website, or hotline and
enforcement action or other response by the commissioner or the
commissioner of motor vehicles, as applicable. Such report shall be made
publicly available on the department's website in a searchable format,
shall be published no less than once annually, and shall compare the
previous three years of report data to the extent applicable. Such
report may also be included within the department's annual report
submitted pursuant to subdivision thirteen of section fourteen of this
chapter.
Insurance requirements. No certificate or permit shall be
issued to a motor carrier or remain in force, unless such carrier
complies with such rules and regulations as the commissioner shall
prescribe governing the filing and approval of surety bonds, policies of
insurance, qualification as a self-insurer or other securities or
agreements.
Safety requirements. 1. Every common, contract and private
carrier of passenger by motor vehicle involved in interstate,
intrastate, or international commerce domiciled in New York shall
furnish and provide with respect thereto such service and facilities as
shall be safe and adequate. Any such carrier shall give immediate notice
to the commissioner of every accident to which it shall, in the course
of its operations, have been a party.
2. a. Notwithstanding any other provision of law, general or special,
the commissioner shall have the power to adopt rules and regulations
governing the safety of operation of:
(i) All motor vehicles transporting passengers to and from schools,
for hire, or owned and/or operated by school districts or any public or
private school. For the purpose of this subdivision, "school" shall be
as defined in subdivision twenty-six of section two of this chapter,
except that it shall not include schools and community residences as
such terms are defined in section 1.03 of the mental hygiene law.
(ii) All motor carriers, private motor carriers, employees and
commercial motor vehicles that transport property or passengers in
intrastate, interstate, or international commerce.
(iii) All buses operated pursuant to or requiring regulatory authority
from any city that has adopted an ordinance, local law or charter to
regulate or franchise bus line operations pursuant to section eighty of
this chapter.
(iv) All van services or other common carriers of passengers by motor
vehicle covered under article seven of this chapter, which van services
or other such common carriers of passengers are operated pursuant to or
requiring regulatory authority from any city with a population of over
one million that has adopted an ordinance or local law pursuant to
subdivision five of section eighty of this chapter.
(v) Notwithstanding subparagraph (i) of this paragraph, all motor
vehicles transporting passengers under the age of twenty-one from
schools and community residences, as such terms are defined in section
1.03 of the mental hygiene law, to school programs approved by the state
education department.
(vi) All double-decker vehicles designed to comfortably seat and carry
eight or more passengers and providing transportation for compensation
when that transportation is performed as a sightseeing service conducted
pursuant to the jurisdiction or regulatory control of a city with a
population of one million or more when such service is performed wholly
within such city.
b. The department shall have the power to examine vehicles, facilities
and records subject to the provisions of this subdivision, at any time
and place where they are found, to ascertain whether such rules and
regulations are being obeyed. The rules and regulations of the
commissioner shall provide for the inspection of all such vehicles,
facilities and records subject to the provisions of this subdivision, at
such periods and at such manner as the commissioner may direct, and,
when adopted, shall have the full force and effect of law.
c. In addition to the provisions of section one hundred forty-five of
this article:
(i) No motor carrier, private motor carrier, employee or commercial
motor vehicle that transports property or passengers in intrastate,
interstate, or international commerce shall operate in this state unless
such motor carrier, private motor carrier, employee or commercial motor
vehicle is in compliance with the department's safety rules and
regulations.
(ii) Any person who operates, or any corporation, company,
association, joint stock association, partnership, person or any officer
or agent thereof, who shall require or permit any person to operate, a
motor vehicle in violation of the department's safety rules and
regulations shall be guilty of a traffic infraction and all of the
provisions of the vehicle and traffic law, except as otherwise
specifically provided herein, shall be applicable thereto.
(iii) (a) Except as provided in subparagraph (iv) of this paragraph,
any person, corporation, company, association, joint stock association,
partnership, person or any officer or agent thereof, found guilty of
violating any of the department's safety rules or regulations shall be
subject to a fine of not less than two hundred fifty dollars nor more
than one thousand dollars for the first offense, and upon being found
guilty of a second or subsequent offense committed within eighteen
months by a fine of not less than one thousand dollars nor more than one
thousand five hundred dollars, or by imprisonment for not more than
thirty days or by both such fine and imprisonment.
(b) Any person, corporation, company, association, joint stock
association, partnership, person or any officer or agent thereof, found
guilty of violating any of the department's safety rules or regulations
involving an out-of-service defect relating to brake systems, steering
components and/or coupling devices shall be subject to a fine of not
less than five hundred dollars nor more than one thousand two hundred
fifty dollars for the first offense, and upon being found guilty of a
second or subsequent offense committed within eighteen months by a fine
of not less than one thousand two hundred fifty dollars nor more than
three thousand dollars, or by imprisonment for not more than sixty days
or by both such fine and imprisonment; provided, however, that if any
such person, corporation, company, association, joint stock association,
partnership, person or any officer or agent thereof is operating a farm
vehicle registered pursuant to subdivision thirteen of section four
hundred one of the vehicle and traffic law in conformance with the terms
of such registration, and if the violation as set forth in the summons
is corrected not later than one-half hour after sunset on the third full
business day after the issuance of the summons and proof of such
correction as set forth in item (b) of subparagraph (iv) of this
paragraph is submitted to the court, the penalty for a first violation
involving brake systems shall be a fine of two hundred fifty dollars,
the penalty for a first violation involving steering components and/or
coupling devices shall be a fine of two hundred dollars and the penalty
for a first violation involving any other out-of-service defect shall be
a fine of one hundred fifty dollars. A motor vehicle shall be deemed to
be out-of-service only until such time as the applicable out-of-service
defect is repaired or adjusted.
Any person, corporation, company, association, joint stock
association, partnership, person or any officer or agent thereof, found
guilty of violating any of the department's safety rules or regulations
involving an out-of-service defect relating to load securement, shall be
subject to a fine of not less than one thousand dollars nor more than
one thousand five hundred dollars for the first offense, and upon being
found guilty of a second or subsequent offense committed within eighteen
months by a fine of not less than one thousand five hundred dollars nor
more than three thousand dollars, or by imprisonment for not more than
sixty days or by both such fine and imprisonment; provided, however,
that if any such person, corporation, company, association, joint stock
association, partnership, person or any officer or agent thereof is
operating a farm vehicle registered pursuant to subdivision thirteen of
section four hundred one of the vehicle and traffic law in conformance
with the terms of such registration, the penalty for such violation
shall be a fine of five hundred dollars. A motor vehicle shall be deemed
to be out-of-service only until such time as the applicable
out-of-service defect is repaired or adjusted.
(iv) (a) Any complaint issued for an equipment violation, except for a
violation involving an out-of-service defect relating to load
securement, brake systems, steering components and/or coupling devices
or except for a violation involving the operation of any motor vehicle
after it has been placed out-of-service, shall be dismissed by the court
before such summons is returnable if the violation as set forth in the
summons is corrected not later than one-half hour after sunset on the
first full business day, or if such complaint involves a farm vehicle
registered pursuant to subdivision thirteen of section four hundred one
of the vehicle and traffic law and operated in conformance with the
terms of such registration, not later than one-half hour after sunset on
the third full business day after the issuance of the summons and proof
of such correction as set forth in item (b) of this subparagraph is
submitted to the court. For the purposes of this subparagraph, "business
day" shall mean any calendar day except Sunday, or the following
business holidays: New Year's Day, Washington's Birthday, Memorial Day,
Independence Day, Labor Day, Columbus Day, Veterans' Day, Thanksgiving
Day and Christmas Day.
(b) Acceptable proof of repair or adjustment shall consist of
submission to the court on or before the return date of the summons of
(I) a statement of correction from an officially designated state
inspection station duly executed by the person performing or making such
inspection and bearing the official stamp of the state inspection
station, (II) a statement of correction from an automobile repair shop
on the letterhead of such repair shop duly executed by the person who
made the correction or (III) a signed statement of any police officer or
a department inspector that the necessary corrections have been made.
The statement required by this subparagraph shall be directed to the
court having jurisdiction of the alleged violation, shall be affirmed as
true under penalty of perjury, and shall include the name, occupation
and position of the person making the statement, the time and date that
the repairs or inspection were made and a statement that the defective
equipment, cited in the violation, on the vehicle in question, is in
proper working order.
(v) (a) A driver who is convicted of violating an out-of-service order
as provided for in the department's safety rules and regulations shall
be guilty of a traffic infraction which shall be punishable by a fine of
not less than three thousand dollars nor more than five thousand dollars
upon the first offense, and upon being found guilty of a second or
subsequent offense within eighteen months by a fine of not less than six
thousand dollars nor more than seven thousand dollars.
(b) No person, corporation, limited liability company or business
entity, joint stock association, partnership, or any officer or agent
thereof, shall knowingly allow, require, permit or authorize any person
to operate a commercial motor vehicle as defined by section five hundred
one-a of the vehicle and traffic law during any period in which such
person, such commercial motor vehicle, or such motor carrier operation
has been placed out of service as provided for in the department's
safety rules and regulations and shall be subject to a fine of not less
than three thousand seven hundred fifty dollars and not more than thirty
thousand dollars for any violation thereof.
(c) No person, corporation, limited liability company or business
entity, joint stock association, partnership, or any officer or agent
thereof, shall knowingly allow, require, permit or authorize any person
to operate a commercial motor vehicle as defined in section five hundred
one-a of the vehicle and traffic law in violation of section eleven
hundred seventy-one or eleven hundred seventy-six of the vehicle and
traffic law and, upon conviction thereof, shall be subject to a fine of
not more than twelve thousand dollars for any violation thereof.
(vi) If any person, corporation, company, association, joint stock
association, partnership, person or any officer or agent thereof, does
not appear in response to an appearance ticket or the court's direction,
or pay any fine imposed by the court or a civil penalty imposed pursuant
to the provisions of section one hundred forty-five of this article, the
commissioner of motor vehicles shall have the power to suspend the
registration or privilege of operation of any vehicle operated or
alleged to have been operated in violation of the department's safety
rules and regulations.
(vii) No person, corporation, limited liability company or business
entity, joint stock association, partnership, or any officer or agent
thereof, shall knowingly allow, require, permit or authorize any person
to operate a commercial motor vehicle, as defined in section five
hundred one-a of the vehicle and traffic law, during any period in which
the operator:
(a) does not have a valid commercial learner's permit or commercial
driver's license; or
(b) does not have a commercial learner's permit or commercial driver's
license with the proper class or endorsements; or
(c) violates any restriction on such operator's commercial learner's
permit or commercial driver's license; or
(d) has a commercial learner's permit or commercial driver's license
that is suspended, revoked or cancelled, or such operator has been
otherwise disqualified by the commissioner of motor vehicles; or
(e) has more than one commercial learner's permit or commercial
driver's license.
A violation of this subparagraph shall be punishable by a fine of not
less than two hundred fifty dollars nor more than one thousand two
hundred fifty dollars.
3. No motor vehicle designed to carry passengers, as described in
subdivision two of this section, shall be operated within the state
unless it carries prominently displayed thereon the name of the operator
and certificate evidencing an inspection in accordance with the rules
and regulations of the commissioner within a period of six months last
preceding. The commissioner may, by order, rule or regulation, exempt
from the requirements of this subdivision, vehicles which are not
operated exclusively in transportation services for which inspection is
required, provided that written evidence of the names otherwise subject
to prominent display and such a certificate of inspection are at all
times carried within such vehicles to be made available for examination
upon proper demand, while the vehicles are operated in such service. In
addition, the commissioner may, by order, rule or regulation, establish
a risk-based inspection program whereby operators whose inspection
performance fails to meet performance standards established by the
commissioner shall be subject to comprehensive safety reviews and/or
additional inspections.
4. Each motor vehicle engaged in the interstate or international
transportation of passengers operated within the state shall be subject
to subdivision three of this section as to the display of the name of
the operator thereof, and of such certificate of inspection as to the
safety of its appliances, equipment and mechanical operation, as the
commissioner may, by rules and regulations require. In respect to such
motor vehicle, the commissioner may, in lieu of a certificate of the
commissioner, authorize the display of a certificate of inspection
issued within a period of twelve months last preceding, by a regulatory
body of another state, or a province of Canada, having safety standards
determined by the commissioner not to be substantially lower than those
prescribed by the commissioner. The rules and regulations to be adopted
under this subdivision shall insofar as practicable be uniform and the
provisions of the vehicle and traffic law so far as applicable and not
in conflict with the provisions of this subdivision, shall continue to
apply to all such motor vehicles.
5. No motor vehicle with a seating capacity of more than eleven
passengers manufactured after December thirty-first, nineteen hundred
seventy-five, used in the business of transporting school children for
hire or used for the transportation of school children, owned and/or
operated by school districts or by any public or private school shall be
operated within the state, unless each seat, other than the driver's
seat, on such vehicle is equipped with a padded back at least
twenty-eight inches in height of a type and specification approved by
the commissioner. Any person who operates a motor vehicle in violation
of the requirement for such seat backs shall be guilty of a violation,
punishable by a fine not exceeding one hundred dollars. The provisions
of this subdivision shall not apply to any bus used for the
transportation of pupils, teachers and other persons acting in a
supervisory capacity to and from school activities and which bus does
not receive or discharge passengers on or along the public highways on
regularly scheduled routes and which is being operated pursuant to
for-hire operating authority issued by the commissioner or by the United
States department of transportation. School buses manufactured or
assembled prior to April first, nineteen hundred seventy-seven may not
be used to transport pupils, teachers and other persons acting in a
supervisory capacity to and from school activities.
6. Notwithstanding any inconsistent provision of this chapter or of
any other law, general or special, or any rule or regulation, it shall
be unlawful, except in cases of emergency, for any person operating any
bus in intercity or suburban service where the length of a non-stop trip
is more than twenty-five miles to allow passengers to stand in the aisle
of any such bus while such bus is in motion. The commissioner may, upon
application, waive this provision in unique or special circumstances if
it is in the public interest to do so.
7. The powers granted to the commissioner by this section to regulate
and prescribe safety requirements for motor vehicle equipment and
appliances shall not supersede or otherwise limit, qualify or modify the
powers granted to the commissioner of motor vehicles in respect thereto
pursuant to the vehicle and traffic law and shall not be exercised,
except in furtherance and in addition to any regulations or requirements
of the commissioner of motor vehicles made pursuant to law.
8. The jurisdiction of the commissioner over the matters herein
conferred on the commissioner shall be exclusive.
9. a. If, after notice and opportunity to be heard, the commissioner
shall find that any person is operating in violation of the provisions
of this section, the commissioner may penalize such person pursuant to
subdivision three of section one hundred forty-five of this article. The
commissioner may also notify the commissioner of motor vehicles that
such person is operating in violation of this section and the
commissioner of motor vehicles shall thereupon suspend the registration
of all motor vehicles owned or operated by such person, with the
exception of private passenger automobiles, until such time as the
commissioner may give notice that the violation has been satisfactorily
adjusted, and the commissioner of motor vehicles may direct any police
officer to secure possession of the number plates of such motor vehicles
and to return the same to the commissioner of motor vehicles. Failure of
the holder or of any person possessing such number plates to deliver
such number plates to any police officer who requests the same pursuant
to this subdivision shall constitute a misdemeanor. The commissioner of
motor vehicles shall have the authority to deny a registration or
renewal application to any other person for the same vehicle and may
deny a registration or renewal application for any other motor vehicle
registered in the name of the applicant where it has been determined
that such registrant's intent has been to evade the purposes of this
subdivision and where the commissioner of motor vehicles has reasonable
grounds to believe that such registration or renewal will have the
effect of defeating the purposes of this subdivision. The procedure on
any such suspension shall be the same as in the case of a suspension
under the vehicle and traffic law. Operation of any motor vehicle while
under suspension as herein provided shall constitute a class A
misdemeanor. A person who operates a motor vehicle while such vehicle is
under suspension as provided in this subdivision in a manner that causes
the death of another person, knowing that the operation of such vehicle
is in violation of this subdivision, shall be guilty of a class E
felony.
b. (i) Whenever an altered motor vehicle commonly referred to as a
"stretch limousine" has failed an inspection and been placed
out-of-service, the commissioner may direct a police officer or agent of
such commissioner to immediately secure possession of the number plates
of such vehicle and return the same to the commissioner of motor
vehicles. The commissioner shall notify the commissioner of motor
vehicles to that effect, and the commissioner of motor vehicles shall
thereupon suspend the registration of such vehicle until such time as
the commissioner gives notice that the out-of-service defect has been
satisfactorily adjusted. Provided, however, that the commissioner shall
give notice and an opportunity to be heard within not more than thirty
days of the suspension. Failure of the holder or of any person
possessing such plates to deliver to the commissioner or agent of such
commissioner who requests the same pursuant to this paragraph shall be a
misdemeanor. The commissioner of motor vehicles shall have the authority
to deny a registration or renewal application to any other person for
the same vehicle where it has been determined that such registrant's
intent has been to evade the purposes of this paragraph and where the
commissioner of motor vehicles has reasonable grounds to believe that
such registration or renewal will have the effect of defeating the
purposes of this paragraph. The procedure on any such suspension shall
be the same as in the case of a suspension under the vehicle and traffic
law.
(i-a) No person, corporation, limited liability company or business
entity, joint stock association, partnership, or any officer or agent
thereof, shall operate or knowingly allow, require, permit or authorize
any person to operate a motor vehicle while under suspension as provided
in subparagraph (i) of this paragraph. A violation of this subparagraph
shall constitute a class A misdemeanor punishable by a fine of not less
than five thousand dollars nor more than twenty-five thousand dollars in
addition to any other penalties provided by law.
(ii) (a) Upon the seizure of number plates pursuant to subparagraph
(i) of this paragraph, if the out-of-service defect is of a type where
pursuant to the commissioner's regulations no inspection certificate
will be issued until the defect is repaired and a re-inspection is
conducted, or is related to its horn, and the commissioner determines
that allowing the altered motor vehicle to leave the inspection area
would be contrary to public safety, the commissioner may: (A) remove or
arrange for the removal of, or may direct any police officer to remove
or arrange for the removal of, the altered motor vehicle to a non-public
garage or other place of safety where it shall remain impounded, subject
to the provisions of this section; or (B) immobilize or arrange for the
immobilization of the altered motor vehicle on premises owned or under
the control of the owner of such altered motor vehicle, subject to the
provisions of this section. The altered motor vehicle shall be entered
into the New York statewide police information network as an impounded
or immobilized vehicle and the commissioner shall promptly notify the
owner that the altered motor vehicle has been impounded or immobilized
and the reason or reasons for such impoundment or immobilization, and
give such owner an opportunity to be heard within not more than thirty
days of the suspension imposed pursuant to subparagraph (i) of this
paragraph.
(b) A motor vehicle so impounded or immobilized shall be in the
custody of the commissioner and shall not be released unless the
commissioner is satisfied that repairs have been scheduled or been made
to satisfactorily adjust such vehicle's out-of-service defect or defects
and such vehicle has been re-inspected.
(c) The commissioner shall provide written notice to the owner or
operator of the service repair shop or impoundment lot informing them
that such impounded vehicle shall not be released without the written
approval of the commissioner. Release of such impounded vehicle without
approval by the commissioner shall be punishable by a fine of up to ten
thousand dollars;
10. For purposes of this section, the terms "employee" and "employer"
shall have the same meanings as such terms are defined by section 390.5
of title 49 of the code of federal regulations, as such regulations are
amended from time to time.
Orders, notices and service. Every motor carrier operating
pursuant to a certificate or permit issued under this chapter shall file
with the commissioner a designation in writing of the name and post
office address of a person upon whom or which service of notices or
orders may be made. Such designation may from time to time be changed by
like writing similarly filed. In default of such designation, service of
any notice or order may be made by posting in the office of the
commissioner. Whenever notice is given by mail as provided herein the
date of mailing shall be considered as the time when notice is served.
Rate bureau regulation. 1. For the purpose of achieving a
stable rate structure through regulated competition, the commissioner
shall establish rules and regulations with respect to collective
ratemaking procedures for all motor carrier transportation services over
which the commissioner has jurisdiction. Any common carrier of property
or passengers by motor vehicle subject to regulation by the commissioner
and party to an agreement between or among two or more carriers relating
to rates, fares, classifications, divisions, allowances or charges,
including charges between carriers and compensation paid or received for
the use of facilities and equipment, or rules and regulations pertaining
thereto, or procedures for the joint consideration, initiation or
establishment thereof, may, under such rules and regulations as the
commissioner may prescribe, apply to the commissioner for approval of
the agreement, and the commissioner shall by order approve any such
agreement if it is found that, by reason of the transportation policy
declared in section one hundred thirty-seven of this article, the relief
provided in subdivision seven of this section should apply with respect
to the making and carrying out of such agreement; otherwise the
application shall be denied. The approval of the commissioner shall be
granted only upon such terms and conditions as the commissioner may
prescribe as necessary to carry out the purposes of this article.
2. Each conference, bureau, committee or other organization
established or continued pursuant to any such agreement approved by the
commissioner under this section shall maintain such accounts, records,
files and memoranda and shall submit to the commissioner such
information and reports as may be prescribed by the commissioner and all
such accounts, records, files and memoranda shall be subject to
inspection by the commissioner or department representatives.
3. The commissioner shall not approve any such agreement which is an
agreement with respect to a pooling or division of traffic, or service,
or of gross or net earnings, or of any portion thereof.
4. The commissioner shall not approve under this section any agreement
which establishes a procedure for the determination of any matter
through joint consideration unless it is found that under the agreement
there is accorded to each party the free and unrestrained right to take
independent action either before or after any determination arrived at
through such procedure.
5. The commissioner is authorized, upon complaint or upon the
commissioner's initiative without complaint, to investigate and
determine whether any such agreement previously approved under this
section, or terms and conditions upon which such approval was granted,
is not or are not, in conformity with the standards set forth in
subdivision one of this section, or whether any such terms and
conditions are unnecessary for the purposes of conformity with such
standards, and, after such investigation, the commissioner may by order
terminate or modify any approval of such agreement, or modify the terms
and conditions of such approval, if such action is necessary to assure
conformity with such standards. The effective date of any order
terminating or modifying approval, or modifying terms and conditions,
shall be postponed for such period as the commissioner determines to be
reasonably necessary to avoid undue hardships.
6. No order shall be entered under this section except after
interested parties have been afforded reasonable notice and opportunity
to be heard.
7. Parties to any such agreement approved by the commissioner under
this section and other parties are hereby relieved from the operation of
section three hundred forty of the general business law with respect to
the making of such agreement, and with respect to the carrying out of
such agreement in conformity with the terms and conditions prescribed by
the commissioner.
8. Rate conferences, by regulating collective ratemaking under the
supervision of the department, have established a system of pricing
actively supervised by the department which fosters competition through
approved rate levels and the right of independent action while
furnishing a responsible transportation service to the public. Continued
departmental supervision of proposed rate filings by such conferences
will continue to yield advantageous transportation rates which, although
they may tend to displace competition in the classical sense, in
actuality foster responsible, competitive motor carrier transportation
service to the public, while concurrently developing and approving
competitive rate levels among motor carriers in furtherance of the
transportation policy contained in section one hundred thirty-seven of
this chapter. The dangers inherent in a consumer's selection of a motor
carrier on the basis of price alone will also be discouraged.
Vehicle identification. It shall be unlawful for any motor
carrier holding a certificate or permit from the commissioner to operate
any motor vehicle upon the highways of this state unless there is firmly
affixed to such motor vehicle proper identification in accordance with
the rules and regulations promulgated by the commissioner.
Fees and charges. The commissioner or authorized officer or
employee of the department shall charge and collect eighty-five dollars
for the inspection or reinspection of all motor vehicles transporting
passengers subject to the department's inspection requirements pursuant
to section one hundred forty of this article, except such: (a) motor
vehicles operated under contract with a municipality to provide
statewide mass transportation operating assistance eligible service; (b)
motor vehicles operated under contract with a municipality or school
district to provide school-related transportation services; (c) motor
vehicles authorized by the commissioner of health to provide
non-emergency medical transportation services; and (d) motor vehicles
used primarily to transport passengers pursuant to subparagraphs (i),
(iii), (iv), and (v) of paragraph a of subdivision two of section one
hundred forty of this article. The department may deny inspection of any
motor vehicle transporting passengers subject to the department's
inspection requirements if such fee is not paid within ninety days of
the date noted on the department invoice.
Penalties and forfeitures for violations. 1. Any certificate or
permit may, after a hearing, be suspended, cancelled, revoked or
modified, in whole or in part, for failure to comply with the provisions
of this chapter or with any lawful rule, order or regulation of the
commissioner promulgated hereunder or with any term, condition, or
limitation of such certificate or permit or for failure to render
reasonably continuous service within the scope of the certificate or
permit.
2. The commissioner may upon complaint or upon the commissioner's
initiative without complaint institute proceedings to revoke, cancel,
suspend or modify any certificate or permit issued pursuant to this
chapter after a hearing at which the holder of such certificate or
permit and any person making such complaint shall be given an
opportunity to be heard. Provided, however, that any order of the
commissioner revoking, cancelling, suspending or modifying any
certificate or permit shall not become effective until thirty days after
the serving of notice thereof upon the holder of such certificate or
permit, unless the commissioner determines that the continued holding of
such certificate or permit for such period would be contrary to the
public interest. Hearings shall be held in such manner and upon such
notice as may be prescribed by rules of the commissioner, but such
notice shall be of not less than ten days and shall state the nature of
the complaint.
3. In addition to, or in lieu of, any sanctions set forth in this
section, the commissioner may, after a hearing, impose a penalty not to
exceed a maximum of ten thousand dollars in any one proceeding upon any
person if the commissioner finds that such person or officer, agent or
employee thereof has failed to comply with the requirements of this
chapter or any rule, regulation or order of the commissioner promulgated
thereunder. If such penalty is not paid within four months, the amount
thereof may be entered as a judgment in the office of the clerk of the
county of Albany and in any other county in which the person resides,
has a place of business or through which it operates. Thereafter, if
said judgment has not been satisfied within ninety days, any certificate
or permit held by any such person may be revoked upon notice but without
a further hearing. Provided, however, that if a person shall apply for a
rehearing of the determination of the penalty pursuant to the provisions
of section eighty-nine of this chapter, judgment shall not be entered
until a determination has been made on the application for a rehearing.
Further provided however, that if after a rehearing a penalty is imposed
and such penalty is not paid within four months of the date of service
of the rehearing decision, the amount of such penalty may be entered as
a judgment in the office of the clerk of the county of Albany and in any
other county in which the person resides, has a place of business or
through which it operates. Thereafter, if said judgment has not been
satisfied within ninety days, any certificate or permit held by any such
person may be revoked upon notice but without a further hearing.
4. If after notice and opportunity to be heard, the commissioner shall
find that any person or persons is or are providing transportation
subject to regulation under this chapter without having any certificate
or permit, or is or are holding themselves out to the public by
advertising or any other means to provide such transportation without
having any certificate or permit or approval from a city having
jurisdiction pursuant to section eighty of this chapter, the
commissioner may notify the commissioner of motor vehicles to that
effect and the commissioner of motor vehicles shall thereupon suspend
the registration or registrations of all motor vehicles owned or
operated by such person or persons except private passenger automobiles
until such time as the commissioner of transportation may give notice
that the violation has been satisfactorily adjusted, and the
commissioner of motor vehicles may direct any police officer to secure
possession of the number plates of such motor vehicles and to return the
same to the commissioner of motor vehicles. Failure of the holder or of
any person possessing such number plates to deliver such number plates
to any police officer who requests the same pursuant to this subdivision
shall constitute a misdemeanor. The commissioner of motor vehicles shall
have the authority to deny a registration or renewal application to any
other person for the same vehicle and may deny a registration or renewal
application for any other motor vehicle registered in the name of the
applicant where it has been determined that such registrant's intent has
been to evade the purposes of this subdivision and where the
commissioner of motor vehicles has reasonable grounds to believe that
such registration or renewal will have the effect of defeating the
purposes of this subdivision. The procedure on any such suspension shall
be the same as in the case of a suspension under the vehicle and traffic
law. Operation of any motor vehicle while under suspension as herein
provided shall constitute a class A misdemeanor. A person who operates a
motor vehicle while such vehicle is under suspension as provided in this
subdivision in a manner that causes the death of another person, knowing
that the operation of such vehicle is in violation of this subdivision,
shall be guilty of a class E felony.
5. Any person, whether carrier, passenger, shipper, consignee, or
broker, or any officer, employee, agent or representative thereof, who
shall knowingly offer, grant or give or solicit, accept, or receive any
rebate, concession or discrimination in violation of this chapter, or
who by means of any false statement or representation, or by the use of
any false or fictitious bill, bill of lading, receipt, voucher, roll,
account, claim, certificate, affidavit, deposition, lease or bill of
sale, or by any other means or device, shall knowingly and willfully
assist, suffer or permit any person or persons to obtain transportation
of property or passengers subject to this chapter for less than the
applicable rate, toll or charge, or who, with respect to the
transportation of household goods, shall knowingly or willfully
misrepresent the applicable rate for transportation or the weight of a
shipment or the cost of transportation to the shipper, or who shall
knowingly and willfully by any such means or otherwise fraudulently seek
to evade or defeat regulation as provided for in this chapter, shall be
guilty of a misdemeanor and upon conviction thereof be fined not more
than one thousand dollars for the first offense and not more than two
thousand five hundred dollars for any subsequent offense.
6. Any person who shall provide transportation for compensation within
the state, or hold himself or herself out to the public by advertising
or any other means to provide such transportation, when such
transportation requires either the permission or approval of the
commissioner, or the permission, approval or franchise of any city
having regulatory jurisdiction over such transportation and who does not
possess a valid permit, certificate or approval for such transportation,
from the commissioner or from such city, shall be guilty of a traffic
infraction punishable by a fine of not less than one thousand dollars
and not more than one thousand five hundred dollars for the first
offense. A violation of this subdivision by a person who has previously
been convicted of such offense within five years of the violation shall
be a misdemeanor and shall be punishable by a fine of not less than two
thousand dollars and not more than five thousand dollars, or by
imprisonment for not more than sixty days, or by both such fine and
imprisonment. Upon conviction as a second or subsequent offender as
described herein the court may order forfeiture of any right, title or
interest held by the defendant in any motor vehicle used in the
commission of such offense pursuant to the provisions of subdivision
seven of this section. In addition to, or in lieu of, any sanction set
forth in this subdivision, the commissioner may, after a hearing, impose
a penalty equal to the gain or profit derived from transportation
services conducted in violation of this subdivision. Any person holding
regulatory authority or a franchise from either the commissioner or any
city having regulatory jurisdiction over such transportation, or any
public transportation authority created pursuant to title nine, eleven,
eleven-A, eleven-B, eleven-C or eleven-D of article five of the public
authorities law, who is being adversely affected by a person providing
transportation without having the necessary regulatory authority or
franchise from the commissioner or any such city, may bring suit in his,
her or its own behalf to restrain such person and recover damages
resulting from the actions of such person.
7. (a) Whenever it appears that any person is violating the provisions
of subdivision six of this section, the commissioner acting by the
attorney general, or the city acting by its corporation counsel, or
designee, may bring suit against such person in any court of competent
jurisdiction to restrain such person from continuing such violation. In
any such suit, the court shall have jurisdiction to grant to the
commissioner or city without bond or other undertaking, such prohibitory
or mandatory injunctions as the facts may warrant, including temporary
restraining orders and preliminary or permanent injunctions, and to levy
upon the gain or profit that may be subject to a penalty pursuant to
subdivision six of this section. In cities with a population of one
million or more, the police department shall have the power to issue
summonses for violations of subdivision six of this section and those
summonses shall be adjudicated according to the rules and regulations
set forth in article two-A of the vehicle and traffic law. The hearing
officer responsible for adjudication of any violation of such
subdivision six shall review the record of any person found guilty of
violating such subdivision six to determine whether or not that person
has a prior conviction under such subdivision six. After a review of the
record, if it is found that there has been a prior conviction, the
hearing officer shall refer the matter to the appropriate local criminal
court for prosecution under this article.
(b) Any person convicted as a third or subsequent offender as
described in subdivision six shall be subject to a court order divesting
him of any right, title or interest in any motor vehicle used in the
commission of the offense. An action for forfeiture may be commenced by
the attorney general on behalf of the commissioner or the corporation
counsel or designee on behalf of the city in any superior court in the
county of conviction. The defendant shall have a right to a trial by
jury on any issue of fact. The plaintiff in the forfeiture action shall
have the burden of proof by clear and convincing evidence on such issues
of fact.
(c) Any order of forfeiture issued pursuant to this subdivision shall
include provisions for the disposal of the property found to have been
forfeited. Such provisions shall be directed to the attorney general or
corporation counsel or designee as the case may be, and may include, but
are not limited to, an order directing that the property be sold in
accordance with provisions of article fifty-one of the civil practice
law and rules. Net proceeds of the sale shall be paid into the general
fund of the state or city, as the case may be, less all costs and
attendant expenses of seizure, storage and forfeiture, as the case may
be, which shall be paid to the office of the attorney general or
corporation counsel in the appropriate case notwithstanding any other
provisions of law.
8. All penalties charged and collected by the commissioner pursuant to
this section shall be deposited by the comptroller into the special
obligation reserve and payment account of the dedicated highway and
bridge trust fund established pursuant to section eight-nine-b of the
state finance law.
Adequacy of service. It shall be the duty of every motor
carrier to provide adequate service, equipment and facilities under such
rules and regulations as the commissioner may prescribe.
Dogs accompanying persons with a disability. Subject to such
rules and regulations as the commissioner may prescribe, all common and
contract carriers of passengers by motor vehicle shall permit a guide
dog, hearing dog or service dog as defined in section forty-seven-b of
the civil rights law accompanying a person with a disability, as defined
in subdivision twenty-one of section two hundred ninety-two of the
executive law, to accompany, to guide, or otherwise to aid such person,
to ride on all vehicles operated for transportation and no charge shall
be made for the transportation of such dog.
ARTICLE 7 Carriers of Passengers By Motor Vehicles
Application of article. This article shall apply to common
carriers of passengers by motor vehicle and contract carriers of
passengers by motor vehicle.
Exemptions. The provisions of this article shall not apply to
any transportation for compensation in sedans, as such term is defined
herein at the end of this section, or station wagons or to any
transportation for compensation that is provided in vehicles larger than
sedans or station wagons when that transportation is performed:
1. Incidental to or in furtherance of any non-transportation
commercial or not-for-profit enterprise of the provider of the
transportation when such transportation is not open to the general
public;
2. To and from schools and school-related activities;
3. In non-profit car pools;
4. On an occasional, casual or reciprocal basis by persons not engaged
in transportation as a regular occupation or business;
5. As a sightseeing service conducted pursuant to the jurisdiction or
regulatory control of a city, village or town when such service is
operated wholly within the county in which the city, town or village is
located or when such service is operated wholly within a city with a
population of one million or more;
6. In ambulances that are under the jurisdiction of the New York state
department of health;
7. By transportation authorities when the transportation performed is
wholly within the transportation district prescribed by the public
authorities law for such transportation authority;
8. By transportation systems that are wholly owned by a municipality
when the transportation performed is wholly within such municipality's
boundaries;
9. By bus lines operating wholly within any city having regulatory
control or jurisdiction over bus line operations pursuant to subdivision
four of section eighty of this chapter; and
10. By carriers operating under a contract with an employer to provide
transportation for the exclusive use of employees.
11. As a taxi or livery service, except for transportation services
that are designed for the transportation of transportation-disabled
persons, conducted in vehicles having a seating capacity of less than
fifteen passengers pursuant to the jurisdiction or regulatory control of
a municipality, other than a city with a population over one million,
authorized to adopt an ordinance relating to both registration and
licensing pursuant to subdivision one of section one hundred eighty-one
of the general municipal law, when service is conducted wholly within
such municipality and when such service is available to the general
public on a prearranged or demand-response basis over a non-specified or
irregular route with the point or points of pick-up and discharge
determined by the passenger, but such taxi or livery service shall not
include van service. For the purpose of this subdivision, the term
"livery service" shall include the term "limousines" as used in
subdivision one of section one hundred eighty-one of the general
municipal law. Provided, however, that altered motor vehicles commonly
referred to as "stretch limousines" having a seating capacity of nine or
more passengers including the driver shall be subject to the provisions
of section one hundred forty of this chapter.
12. As a taxi or livery service conducted in vehicles having a seating
capacity of twenty passengers or less pursuant to the jurisdiction or
regulatory control of a city with a population over one million, when
such service is conducted wholly within such a city; provided, however,
that vehicles having a seating capacity of fifteen or more passengers
and altered motor vehicles commonly referred to as "stretch limousines"
having a seating capacity of nine or more passengers including the
driver shall be subject to the provisions of section one hundred forty
of this chapter.
For the purposes of this article, the term "sedan" or "sedans" as used
herein shall include private passenger automobiles, but shall not
include commercial motor vehicles with a seating capacity of eleven
persons or more including the driver.
Certificate and permit requirement. 1. No person or persons
shall engage in intrastate transportation as a common carrier of
passengers by motor vehicle on any highway in this state, or hold
themselves out by advertising or any other means to provide such
transportation, unless there is in force with respect to such person or
persons a certificate issued by the commissioner.
2. No person or persons shall engage in intrastate transportation as a
contract carrier of passengers by motor vehicle on any highway in this
state, or hold themselves out by advertising or any other means to
provide such transportation, unless there is in force with respect to
such person or persons a permit issued by the commissioner.
3. Applications for certificates or permits shall be made in writing
to the commissioner, be verified under oath, and shall be in such form
and contain such information as the commissioner by regulation may
require. The commissioner shall provide for publication of a notice of
the application.
Issuance of temporary authority. 1. A temporary certificate of
public convenience and necessity to operate as a common carrier of
passengers may be issued by the commissioner after public notice and
with or without hearing, except as provided in subdivisions five and
seven of this section, to an applicant upon a finding that the applicant
is fit, willing and able to perform a service for which there is an
immediate or urgent need. Such a temporary certificate of public
convenience and necessity may also be issued on the commissioner's own
motion for the purpose of experiment or demonstration when the
commissioner is of the opinion that such action is required by the
public interest.
2. A temporary permit to operate as a contract carrier of passengers
may be issued by the commissioner after public notice and with or
without a hearing, to an applicant upon a finding that the applicant is
fit, willing and able to perform a service, for which there is an
immediate or urgent need.
3. A temporary certificate or a temporary permit will:
(a) create no presumption that corresponding permanent authority will
be granted;
(b) confer no proprietary or property rights in the use of the
highways;
(c) be granted for a period not to exceed six months, which may be
renewed by the commissioner for good cause shown; and
(d) be subject to any conditions deemed to be appropriate by the
commissioner.
4. Notwithstanding any other provision of law, if the commissioner
determines that, due to emergency conditions, there is not sufficient
time to process an application for temporary authority under this
section, the commissioner may grant emergency temporary authority
pursuant to such conditions and regulations that may be prescribed by
the commissioner. Unless suspended or revoked, such emergency temporary
authority shall be granted for not more than thirty days.
5. If any application for authority to operate a bus line through a
county, city, village or town or in or through a territory or district
served by a bus line or a public transportation authority created
pursuant to titles nine, eleven, eleven-A eleven-B, eleven-C and
eleven-D of article five of the public authorities law is protested by
any such municipality, bus line, or public transportation authority, and
a hearing on such application is requested, then no temporary authority
shall be granted prior to a hearing held on such application. The
commissioner shall consider any reasonable conditions required of the
applicant by such municipality regarding routing and franchise
requirements and, in cities having a population of over one million
persons the commissioner shall adopt the intracity routing requirements
to the proposed destination point or points that are established by any
such city, provided that such city furnishes the routing requirements to
the commissioner within sixty days of the filing of the application with
the department. In addition the commission shall adopt insurance
requirements provided for by any such city. Except for the routing and
insurance requirements in cities having a population of over one million
persons, the commissioner shall impose conditions on the applicant
deemed to be reasonable and in the public interest as a condition to any
authority granted.
6. Notwithstanding any other provision of law, on any application for
temporary authority to operate a bus line originating or terminating in
any city, the commissioner shall, in addition to the requirements
specified in subdivision one of this section, also consider and evaluate
the application and any objections to the application in accordance with
the following criteria:
(a) The adequacy of the existing mass transit and mass transportation
facilities to meet the transportation needs of any particular segment of
the general public for the proposed service; and
(b) The impact that the proposed operation may have on any existing
mass transit or mass transportation facilities.
7. If any application to operate a van service originating or
terminating within a city is protested by the governing body of such
city, a bus line operating in said city or a public transportation
authority created pursuant to titles nine, eleven, eleven-A, eleven-B,
eleven-C and eleven-D of article five of the public authorities law
whose territory or district includes said city, and a hearing is
requested, such hearing shall be held. Based on the evidence submitted
at such hearing the commissioner shall, in addition to the requirements
specified in subdivision one hereof, consider and evaluate the
application and the objections to the application in accordance with the
following criteria:
(a) The adequacy of the existing mass transit and mass transportation
facilities to meet the transportation needs of any particular segment of
the general public for the proposed service; and
(b) The impact that the proposed operation may have on any existing
mass transit or mass transportation facilities.
8. When an applicant proposes to operate a bus line or van service
into a city that has adopted an ordinance, local law or charter to
regulate or franchise bus lines and the commissioner determines that
those portions of the proposed operation that are not wholly within such
a city are not integral to the entire operation, such application shall
be denied.
Issuance of a permanent certificate. 1. The commissioner may
issue a permanent certificate of public convenience and necessity to
operate as a common carrier of passengers to an applicant with or
without hearing, except as provided in subdivisions two and seven of
this section, but upon notice to all interested parties. If any
application for authority to operate a bus line through a county, city,
village or town or in or through a territory or district served by a bus
line or a public transportation authority created pursuant to titles
nine, eleven, eleven-A, eleven-B, eleven-C and eleven-D of article five
of the public authorities law is protested by any such municipality, bus
line, or public transportation authority, and hearing on such
application is requested then no permanent authority shall be granted
prior to a hearing held on such application. The commissioner shall
consider any reasonable conditions required of the applicant by such
municipality regarding routing and franchise requirements and, in cities
having a population of over one million persons the commissioner shall
adopt the intracity routing requirements to the proposed destination
point or points that are established by any such city, provided that
such city furnishes the routing requirements to the commissioner within
sixty days of the filing of the application with the department. In
addition the commissioner shall adopt insurance requirements provided
for by any such city. Except for the routing and insurance requirements
in cities having a population of over one million persons, the
commissioner shall impose requirements on the applicant deemed to be
reasonable and in the public interest as a condition to any authority
granted. The application for a permanent certificate shall be granted if
the commissioner finds that:
(a) the applicant is fit, willing and able to provide the
transportation to be authorized by the certificate and to comply with
this chapter and the regulations of the commissioner; and
(b) the service proposed will be required by the present or future
public convenience and necessity.
2. Notwithstanding any other provision of law, on any application for
permanent authority to operate a bus line originating or terminating in
any city, the commissioner shall, in addition to the requirements
specified in subdivision one of this section, also consider and evaluate
the application and any objections to the application in accordance with
the following criteria:
(a) The adequacy of the existing mass transit and mass transportation
facilities to meet the transportation needs of any particular segment of
the general public for the proposed service; and
(b) The impact that the proposed operation may have on any existing
mass transit or mass transportation facilities.
3. Any person holding a permanent certificate of public convenience
and necessity to provide bus line service shall be granted authority
upon application therefor, without a hearing or notice, to transport
chartered or special parties to all points in the state under such rules
and regulations as the commissioner shall prescribe.
4. Any person holding a permanent certificate of public convenience
and necessity to provide bus line service shall be granted authority
upon application therefor, without a hearing or notice, to transport
shipments of property not exceeding one hundred pounds within the scope
of its bus line certificate under such rules and regulations as the
commissioner shall prescribe.
5. No certificate issued under this article shall confer any
proprietary or property rights in the use of the highways.
6. Any person holding a permanent certificate to provide bus line
service shall not discontinue service on any route unless an application
is made to the commissioner and the commissioner approves such
application upon a finding that the public convenience and necessity no
longer requires such bus line service.
7. If any application to operate a van service originating or
terminating within a city is protested by the governing body of such
city, a bus line operating in said city or a public transportation
authority created pursuant to titles nine, eleven, eleven-A, eleven-B,
eleven-C and eleven-D of article five of the public authorities law
whose territory or district includes said city, and a hearing is
requested, such hearing shall be held. Based on the evidence submitted
at such hearing the commissioner shall, in addition to the requirements
specified in subdivision one hereof, consider and evaluate the
application and the objections to the application in accordance with the
following criteria:
(a) The adequacy of the existing mass transit and mass transportation
facilities to meet the transportation needs of any particular segment of
the general public for the proposed service; and
(b) The impact that the proposed operation may have on any existing
mass transit or mass transportation facilities.
8. When an applicant proposes to operate a bus line or van service
into a city that has adopted an ordinance, local law or charter to
regulate or franchise bus lines and the commissioner determines that
those portions of the proposed operation that are not wholly within such
a city are not integral to the entire operation, such application shall
be denied.
Issuance of a permanent permit. 1. A permanent permit to
operate as a contract carrier of passengers may be issued by the
commissioner to an applicant with or without a hearing, but upon notice
to all interested parties, authorizing such applicant to provide
transportation as a contract carrier of passengers. The application for
a permanent permit shall be granted if the commissioner finds that:
(a) the applicant is fit, willing and able to provide the
transportation to be authorized by the permit and to comply with this
chapter and the regulations of the commissioner; and
(b) the proposed service is or will be consistent with the public
interest and the policy declared in section one hundred thirty-seven of
this chapter.
2. No permit issued under this article shall confer any proprietary or
property rights in the use of the highways.
Amendment, revocation and transfer of certificates and permits.
1. Certificates and permits shall be effective from the date specified
therein, and shall remain in effect until terminated as herein provided.
Any such certificate or permit may, upon application of the holder and
in the discretion of the commissioner, be amended or revoked, in whole
or in part, or may be suspended, cancelled, revoked or modified pursuant
to section one hundred forty-five of this chapter.
2. Any certificate or permit may be suspended by the commissioner
without hearing for failure to file or keep in force a tariff as
required by section one hundred fifty-eight of this article, for failure
to comply with the insurance requirements of section one hundred
thirty-nine of this chapter; for failure to file annual reports as
required by the regulations of the commissioner or for failure to adhere
to the safety requirements of section one hundred forty of this chapter.
Any such certificate or permit so suspended may thereafter be revoked in
no less than thirty days after the date of suspension ordered by the
commissioner without hearing if the carrier does not comply with the
tariff, insurance, annual reporting or safety requirements.
3. Certificates or permits shall not be assigned or transferred, in
any manner, nor shall the right to operate under any certificate or
permit be leased without prior approval of the commissioner upon such
notice as the commissioner shall deem appropriate. The assignment,
transfer or lease of certificates or permits or the right to operate
under any certificate or permit, shall not be approved unless the
commissioner shall find that it is in the public interest to do so. All
applications for transfer or lease must be in such form as prescribed by
the commissioner.
Rates, fares and charges; common carriers. 1. It shall be the
duty of every common carrier of passengers to establish, observe and
enforce just and reasonable rates, fares and charges, and just and
reasonable regulations and practices relating thereto.
2. Common carriers of passengers by motor vehicle may establish
through routes and joint rates, fares and charges with other such
carriers and once established it shall be the duty of all such carrier
parties to establish just and reasonable rates, fares, charges,
regulations and practices and equitable divisions of revenue.
3. All such charges made for any service rendered, or to be rendered
by any common carrier of passengers by motor vehicle, shall be just and
reasonable, and every unjust and unreasonable charge for such service or
any part thereof, is prohibited and declared to be unlawful. It shall be
unlawful for any common carrier to make, give or cause any undue or
unreasonable preference or advantage to any particular person or to
subject any particular person to any unjust discrimination or any undue
or unreasonable prejudice or disadvantage in any respect whatsoever.
4. Whenever, after a hearing, upon complaint, or in an investigation
on the commissioner's own initiative, the commissioner shall determine
that any individual or joint rate, fare or charge in effect or proposed
to be put into effect by any common carrier or group of common carriers
of passengers by motor vehicle or any rule, regulation or practice
whatsoever affecting such rate, fare or charge or the value of the
service thereunder, is or will be unjust or unreasonable, or unjustly
discriminatory, unduly preferential or unduly prejudicial, the
commissioner shall determine and prescribe the lawful rate, fare or
charge, or the lawful rule, regulation or practice thereafter to be
observed.
5. The commissioner shall, whenever deemed necessary or desirable in
the public interest, after a hearing, upon complaint or upon the
commissioner's own initiative, establish through routes and joint rates,
fares, charges, regulations or practices, applicable to the
transportation of passengers by common carriers and the terms and
conditions under which such through routes shall be operated.
6. Whenever, after a hearing, upon complaint or upon the
commissioner's own initiative, the commissioner shall determine that the
divisions of joint rates, fares or charges applicable to the
transportation of passengers by common carriers are or will be unjust,
unreasonable, inequitable, or unduly preferential or prejudicial as
between the carrier parties, the commissioner shall by order prescribe
the just, reasonable and equitable divisions thereof. The order of the
commissioner may require the adjustment of divisions between the
carriers, in accordance with the order, from the date of filing the
complaint or entry of order of investigation, or such other date
subsequent as the commissioner finds justified and, in the case of joint
rates or fares prescribed by the commissioner, the order as to divisions
may be made effective as a part of the original order.
7. In proceedings to determine the reasonableness of rate or fare
levels for a common carrier of passengers or group of common carriers of
passengers, the commissioner shall authorize revenue levels that are
adequate under efficient management to cover total operating expenses,
plus a reasonable profit as determined by the commissioner.
Tariff requirements; common carriers. 1. No common carrier of
passengers shall engage in transportation unless the rates, fares and
charges of said carrier have been prescribed by the commissioner or
filed by the carrier in accordance with the provisions of this article.
2. Whenever an applicable tariff has not already been prescribed by
the commissioner, every common carrier of passengers shall file with the
commissioner and at all times keep open to public inspection tariffs
showing all the rates, fares and charges for transportation, and all
services in connection therewith, between points on its own route and
points on the route of any other such carrier, or on the routes of any
other common carrier when a through route has been established. Such
rates, fares and charges shall be stated in terms of lawful money of the
United States. The tariffs required by this section shall be published,
filed and posted in such form and manner and shall contain such
information as the commissioner by regulation shall prescribe, and the
commissioner is authorized to reject any tariff which is not in
accordance with this article and with such regulations. Any such tariff
so rejected by the commissioner shall be void and its use shall be
unlawful.
3. No common carrier of passengers shall charge, demand, collect or
receive different compensation for transportation or for any service in
connection therewith between the points enumerated in such tariff than
the rates, fares and charges specified in the tariffs in effect at the
time and no such carrier shall refund or remit in any manner or by any
device, directly or indirectly, or through any agent or broker or
otherwise, any portion of the rates, fares or charges so specified, or
extend to any person any privilege for transportation except as is
specified in its tariff.
4. No change shall be made in any rate, fare or charge, or the value
of the service thereunder, specified in any effective tariff of a common
carrier, except after thirty days' notice of the proposed change filed
and posted in accordance with the rules and regulations prescribed by
the commissioner. The commissioner may, for good cause shown, allow such
change upon less than thirty days' notice or modify the requirements of
this section with respect to posting and filing of tariffs either in
particular circumstances or by general order applicable to special or
particular circumstances or conditions.
5. Whenever a change is proposed in the tariff of any common carrier
of passengers, the commissioner may suspend the implementation of such
tariff change and defer the use of such tariff for a period of six
months. After investigation and hearing the commissioner may allow the
tariff change as proposed or may issue an order directing the carrier to
cancel or modify the proposed tariff change. Provided, however, that if
a decision is not rendered within the six month suspension period the
proposed tariff change shall go into effect at the end of such
suspension period. In any hearing to determine the reasonableness or
lawfulness of a proposed tariff change the burden of proof shall be on
the carrier or carriers proposing the tariff change.
Complaints as to rates, fares and service. 1. Upon the
complaint in writing of the county executive or board of supervisors of
a county, the mayor of a city, the trustees or mayor of a village or the
town board of a town in which a common carrier of passengers by motor
vehicle is authorized to operate, or upon the complaint in writing of
not less than twenty-five persons in any such municipality, or upon
complaint of a common carrier of passengers by motor vehicle supplying
such service, as to the rates, fares or charges demanded, received or
collected, or as to the methods employed in furnishing such service or
as to the amount of service furnished or as to extension of a route or
routes, the commissioner or a representative of the commissioner may
inspect the property, equipment and appliances and methods used by such
common carrier of passengers by motor vehicle in furnishing such
service, and may cause an investigation as to the necessity of any
proposed extensions, and may examine or cause to be examined the books
and papers of such common carrier of passengers by motor vehicle
pertaining to such service in such municipality. The form and contents
of complaints made as provided in this section shall be prescribed by
the commissioner. Such complaints shall be signed by the officers, or by
the persons making them, who must add to their signatures their places
of residence, by street and number, if any.
2. Before proceeding under a complaint presented as provided in
subdivision one of this section, the commissioner shall cause notice of
such complaint, and the purpose thereof, to be served upon the common
carrier of passengers by motor vehicle affected thereby. Such common
carrier of passengers by motor vehicle shall have an opportunity to be
heard in respect to the matters complained of at a time and place to be
specified in such notice. An investigation may be instituted by the
commissioner as to any matter of which complaint may be made, as
provided in subdivision one of this section, or to ascertain the facts
requisite to the exercise of any powers. After a hearing and after such
an investigation as shall have been made, the commissioner may, by
order, fix the just and reasonable rates, fares and charges to be
charged by the common carrier of passengers by motor vehicle for the
service to be furnished and the amount of service furnished, and may
order such extension of an existing route or routes as is deemed
necessary, and may order such improvement in such service, or in the
methods employed by such common carrier of passengers by motor vehicle
as will be adequate, just and reasonable. Any change in rates, fares,
charges, routes or amount of service shall be upon such terms,
conditions or safeguards as the commissioner may prescribe. If it shall
be made to appear to the satisfaction of the commissioner that the
public interest requires a change in rates, fares, charges, routes or
service or that such change is necessary for the purpose of providing
adequate and efficient service, or for the preservation of the property,
the commissioner, upon such terms, conditions or safeguards as are
deemed proper, may authorize an immediate, reasonable, temporary
increase or decrease in such rates, fares, charges, routes or service
pending a final determination of the rates, fares, charges, routes and
service to be thereafter charged by such common carrier of passengers by
motor vehicle. The terms, conditions or safeguards prescribed may
include provisions for the purposes for which the additional revenue
derived from any such temporary increase may be expended and for the
impounding thereof until the same shall be applied to the purposes so
specified. The rate or fare fixed by the commissioner under this section
shall be the rate or fare to be charged by such common carrier of
passengers by motor vehicle for the service to be furnished until the
commissioner shall fix in the manner heretofore described a higher or
lower rate or fare to be thereafter charged. In determining the rates
and fares to be charged or the service to be furnished or the necessity
of extension of an existing route or routes, the commissioner may
consider all facts which have any bearing upon a proper determination of
the question although not set forth in the complaint and not within the
allegations contained therein, with due regard among other things to
revenue levels that are necessary and adequate under efficient
management to cover total operating expenses plus a reasonable profit.
At any hearing involving a rate, the burden of proof to show that the
change in rate or fare if proposed by the common carrier of passengers
by motor vehicle, or that the existing rate or fare, if on motion of the
commissioner or in a complaint filed with the commissioner it is
proposed to reduce the rate or fare, is just and reasonable shall be
upon the common carrier of passengers by motor vehicle and the
commissioner may give to the hearing and decision of such questions
preference over all other questions pending and decide the same as
speedily as possible.
ARTICLE 8 Carriers of Property By Motor Vehicle
Application of article. This article shall apply to common and
contract carriers of property by motor vehicle except common carriers
providing transportation of household goods as defined in paragraphs (a)
and (b) of subdivision fifteen of section two of this chapter.
Exemptions. The provisions of this article shall not apply to
the following types of transportation of property by motor vehicle:
1. The transportation of property by or for the federal, state or
municipal governments.
2. The occasional, casual or reciprocal transportation of property for
compensation by any person not engaged in the transportation of property
by motor vehicle as a regular occupation or business.
3. The transportation of property wholly within a municipality or
between contiguous municipalities or within a commercial zone as defined
by the commissioner except when such transportation is under a common
control, management or arrangement for a continuous carriage or shipment
to or from a point without such municipality, municipalities or
commercial zone.
4. The transportation of fresh fish, live fowl and ordinary livestock
except those used for exhibition or racing purposes.
5. The transportation in motor vehicles used exclusively for carrying
fertilizers, soil conditioners, forestry products and agricultural
commodities other than manufactured products thereof.
6. The transportation of livestock and poultry feed and feed
ingredients and agricultural seeds and plants, if such products are
transported to a site of agricultural production or to a business
enterprise engaged in the sale to agricultural producers of goods used
in agricultural production.
7. The transportation of newspapers, magazines or periodicals.
8. The transportation of property in private carriage when such
transportation is incidental to and in furtherance of a primary business
or farming enterprise of such person other than transportation.
9. The transportation of sand, gravel, dirt, debris, road materials,
ready-mixed concrete and similar commodities when transported in dump
trucks and when unloaded by being dumped.
10. The transportation of wrecked or disabled vehicles by the tow-away
method.
11. The transportation by motor vehicles controlled and operated by a
cooperative corporation as defined in the cooperative corporations law
when such transportation activities are related to the members of the
cooperative corporation.
12. The transportation of milk from the farm or farms where produced
or from collection stations where milk is gathered from various farms.
13. The transportation for compensation performed by an agricultural
cooperative corporation for non-members who are not farmers or
cooperative corporations when such transportation is limited to that
which is incidental to the agricultural cooperative corporation's
primary transportation operation and is necessary for its effective
performance. Such transportation shall be provided only after the
agricultural cooperative corporation notifies the commissioner in
writing of its intent to provide the transportation and it shall not
exceed twenty-five percent of the agricultural cooperative corporation's
total transportation services in each calendar year measured in terms of
tonnage. The commissioner may prescribe the records to be kept and the
information to be furnished by all agricultural cooperative corporations
performing transportation pursuant to this subdivision.
Certificate and permit requirement. 1. No person or persons
shall engage in intrastate transportation as a common carrier of
property by motor vehicle on any highway in this state or hold
themselves out by advertising or any other means to provide such
transportation unless there is in force with respect to such person or
persons a certificate issued by the commissioner.
2. No person or persons shall engage in intrastate transportation as a
contract carrier of property by motor vehicle on any highway in this
state or hold themselves out by advertising or any other means to
provide such transportation unless there is in force with respect to
such person or persons a permit issued by the commissioner.
3. Applications for certificates or permits shall be made in writing
to the commissioner, be verified under oath, and shall be in such form
and contain such information as the commissioner by regulation may
require. The commissioner shall provide for publication of a notice of
the application to all interested parties.
Issuance of temporary authority. 1. A temporary certificate or
permit to operate as a common or contract carrier of property may be
issued by the commissioner to a qualified applicant with or without a
hearing for the purpose of providing a service for which there is an
immediate or urgent need from or to a point or points or within a
territory. Applications for temporary authority shall contain such
information as the commissioner by regulation may prescribe.
2. Temporary authority as a common or contract carrier of property
shall:
(a) create no presumption that corresponding permanent authority be
granted;
(b) confer no proprietary or property rights in the use of the
highways;
(c) be granted for a period not to exceed six months, which may be
renewed by the commissioner for good cause shown; and
(d) be subject to any conditions deemed to be appropriate by the
commissioner.
3. Notwithstanding any other provision of law, if the commissioner
determines that, due to emergency conditions, there is not sufficient
time to process an application for temporary authority under this
section, the commissioner may grant emergency temporary authority
pursuant to such conditions and regulations that may be prescribed by
the commissioner. Unless suspended or revoked, such emergency temporary
authority shall be granted for not more than thirty days.
Issuance of permanent certificate. 1. A permanent certificate
to operate as a common carrier of property may be issued by the
commissioner to a qualified applicant with or without hearing, but upon
notice to all interested parties, authorizing such applicant to provide
transportation as a common carrier of property. Applications for a
permanent certificate shall contain such information as the commissioner
by regulation may prescribe. The application for a permanent certificate
shall be granted if the commissioner finds that:
(a) the applicant is fit, willing and able to provide the
transportation to be authorized by the certificate and to comply with
this chapter and the regulations of the commissioner; and
(b) that the service proposed will be required by the present or
future public convenience and necessity.
2. The provisions of paragraph (b) of subdivision one of this section
shall not apply to applications for authority to provide transportation
of shipments weighing one hundred pounds or less when transported in a
motor vehicle in which no one package exceeds one hundred pounds.
3. No permanent certificate issued under this section shall confer any
proprietary or property rights in the use of the highways.
Issuance of permanent permit. 1. A permanent permit to operate
as a contract carrier of property may be issued by the commissioner to
an applicant with or without hearing, but upon notice to all interested
parties authorizing such applicant to provide transportation as a
contract carrier of property. The application for a permanent permit
shall be granted if the commissioner finds that:
(a) the applicant is fit, willing and able to provide the
transportation to be authorized and to comply with this chapter and the
regulations of the commissioner; and
(b) the proposed service to the extent authorized will be consistent
with the public interest and the policy declared in section one hundred
thirty-seven of this chapter.
2. No permit issued under this article shall confer any proprietary or
property rights in the use of the highways.
Holding certificates and permits. No person may at the same
time hold a certificate as a common carrier and a permit as a contract
carrier authorizing operation for the transportation of property by
motor vehicle within the same territory, unless for good cause shown,
the commissioner shall find that holding such certificate and permit is
consistent with the transportation policy declared in section one
hundred thirty-seven of this chapter.
Amendment, revocation and transfer of certificates and permits.
1. Certificates and permits shall be effective from the date specified
therein, and shall remain in effect until terminated as herein provided.
Any such certificate or permit may, upon application of the holder and
in the discretion of the commissioner, be amended or revoked, in whole
or in part, or may be suspended, cancelled, revoked or modified pursuant
to section one hundred forty-five of this chapter.
2. Any certificate or permit may be suspended by the commissioner
without hearing for failure to file or keep in force a tariff or a
contract as required by sections one hundred seventy-nine and one
hundred eighty of this article; for failure to comply with the insurance
requirements of section one hundred thirty-nine of this chapter; for
failure to file annual reports as required by the regulations of the
commissioner; or for failure to adhere to the safety requirements of
section one hundred forty of this chapter. Any such certificate or
permit so suspended may thereafter be revoked in no less than thirty
days after the date of suspension ordered by the commissioner without
hearing if the carrier does not comply with the tariff, contract,
insurance, annual reporting or safety requirements.
3. Certificates or permits shall not be assigned, transferred or
leased in any manner nor shall the right to operate under any
certificate or permit be leased without prior approval of the
commissioner, upon such notice as the commissioner shall deem
appropriate. The assignment, transfer or lease of a certificate, or the
right to operate under any certificate, shall not be approved unless the
commissioner shall find that it is in the public interest to do so. All
applications for assignment, transfer or lease must be in such form as
prescribed by the commissioner.
Rates and charges; common carriers. 1. It shall be the duty of
every common carrier of property to establish, observe and enforce just
and reasonable rates, charges and classifications, and just and
reasonable regulations and practices relating thereto.
2. Common carriers of property by motor vehicle may establish through
routes and joint rates, charges and classifications with other such
carriers and once established it shall be the duty of all such carrier
parties to establish just and reasonable rates, charges,
classifications, regulations and practices and equitable divisions of
revenue.
3. All charges made for any service rendered, or to be rendered by any
common carrier of property by motor vehicle, shall be just and
reasonable, and every unjust and unreasonable charge for such service or
any part thereof, is prohibited and declared to be unlawful. It shall be
unlawful for any common carrier to make, give or cause any undue or
unreasonable preference or advantage to any particular persons, in any
respect whatsoever; or to subject any particular person to any unjust
discrimination or any undue or unreasonable prejudice or disadvantage in
any respect whatsoever.
4. Whenever, after a hearing, upon complaint, or in an investigation
on the commissioner's own initiative, the commissioner shall determine
that any individual or joint rate, charge or classification in effect or
proposed to be put into effect by any common carrier or group of common
carriers of property by motor vehicle or any rule, regulation or
practice whatsoever affecting such rate, charge or classification, or
the value of the service thereunder, is or will be unjust or
unreasonable, or unjustly discriminatory, unduly preferential or unduly
prejudicial, the commissioner shall determine and prescribe the lawful
rate, charge or classification, or the lawful rule, regulation or
practice thereafter to be observed.
5. The commissioner shall, whenever deemed by him to be necessary or
desirable in the public interest, after a hearing, upon complaint, or
upon the commissioner's own initiative, establish through routes and
joint rates, charges, classifications, regulations or practices,
applicable to the transportation of property by common carriers and the
terms and conditions under which such through routes shall be operated.
6. Whenever, after a hearing, upon complaint or upon the
commissioner's own initiative, the commissioner determines that the
divisions of joint rates, charges or classifications applicable to the
transportation of property by common carriers are or will be unjust,
unreasonable, inequitable, or unduly preferential or prejudicial as
between the carrier parties, the commissioner shall by order prescribe
the just, reasonable and equitable divisions thereof. The order of the
commissioner may require the adjustment of divisions between the
carriers, in accordance with the order, from the date of filing the
complaint or entry of order of investigation, or such other date
subsequent as the commissioner finds justified and, in the case of joint
rates, charges or classifications prescribed by the commissioner, the
order as to divisions may be made effective as a part of the original
order.
7. In proceedings to determine the reasonableness of rates, charges or
classifications of a common carrier of property or group of common
carriers of property, the commissioner shall authorize revenue levels
that are adequate under efficient management to cover total operating
expenses, plus a reasonable profit as determined by the commissioner.
8. The commissioner may not investigate, suspend, revise or revoke any
rate or charge proposed by a carrier if the proposed rate does not
increase or reduce any existing rate or charge by more than ten percent
in any twelve month period. This subdivision does not apply to rates
that are proposed through the collective actions of the members of a
rate conference.
9. Any rate or charge that in any twelve-month period is increased or
reduced by more than the percentage specified in subdivision eight of
this section must be accompanied by such financial, statistical, cost
and other data as the commissioner may prescribe by regulation to
justify such change. Any such rate or charge is subject to
investigation, suspension, revision or revocation.
Tariff requirements; common carriers. 1. No common carrier of
property by motor vehicle shall engage in such transportation unless the
rates and charges of said carrier have been prescribed, or filed in
accordance with the provisions of this article.
2. Whenever an applicable tariff has not already been prescribed by
the commissioner every common carrier of property by motor vehicle shall
file with the commissioner and at all times keep open to public
inspection tariffs showing all the rates and charges for transportation,
and all services in connection therewith, between points on its own
route and points on the route of any other such carrier, or on the
routes of any other common carrier by motor vehicle, when a through
route and joint rate shall have been established. Such rates and charges
shall be stated in terms of lawful money of the United States. The
tariffs required by this section shall be published, filed and posted in
such form and manner and shall contain such information as the
commissioner by regulation shall prescribe and the commissioner is
authorized to reject any tariff which is not in accordance with this
article and with such regulations. Any such tariff so rejected by the
commissioner shall be void and its use shall be unlawful.
3. No common carrier of property by motor vehicle shall charge,
demand, collect or receive a different compensation for transportation
or for any service in connection therewith between points enumerated in
such tariff than the rates and charges specified in the tariffs in
effect at the time of shipment and no such carrier shall refund or remit
in any manner or by any device, directly or indirectly, or through any
agent or broker or otherwise, any portion of the rates or charges so
specified, nor extend to any person any privilege for transportation
except as is specified in its tariff.
4. No change shall be made in any rate, charge or classification, or
the value of the service thereunder, specified in any effective tariff
of a common carrier, except after thirty days' notice of the proposed
change filed and posted in accordance with the rules and regulations
prescribed by the commissioner. The commissioner may for good cause
shown, allow such change upon less than thirty days' notice or modify
the requirements of this section with respect to posting and filing of
tariffs either in particular instances or by general order applicable to
special or particular circumstances or conditions.
5. Except as provided for in subdivision eight of section one hundred
seventy-eight of this article, the commissioner may suspend the
implementation of any proposed tariff change and defer the use of such
tariff change for a period of six months. After investigation and
hearing, the commissioner may allow the tariff change as proposed or he
may issue an order directing the carrier to cancel or modify the
proposed tariff change. Provided, however, that if a decision is not
rendered within the six month suspension period the proposed tariff
change shall go into effect at the end of such suspension period. In any
hearing to determine the reasonableness or lawfulness of a proposed
tariff change the burden of proof shall be on the carrier or carriers
proposing the tariff change.
Rates and charges; contract carriers. 1. No contract carrier of
property by motor vehicle shall engage in such transportation unless a
copy of the contract and copies of any amendments to that contract are
filed with the commissioner in accordance with any rules and regulations
that the commissioner may prescribe.
2. No contract carrier of property by motor vehicle shall charge,
demand, collect or receive a different compensation for transportation
or for any service in connection therewith than the rates and charges
specified in the contract in effect and on file with the commissioner at
the time of shipment and no such carrier shall refund or remit in any
manner or by any device, directly or indirectly, or through any agent or
broker or otherwise, any portion of the rates or charges so specified,
nor extend to any person any privilege for transportation except as is
specified in its contract.
3. Initial, first time, contracts shall be published and filed with at
least one day's notice to the commissioner and must be in accordance
with the rules and regulations that may be prescribed by the
commissioner.
4. No reduction shall be made in any rate, charge, or classification,
or the value of the service thereunder in any contract except after at
least thirty days' notice of the proposed change filed and posted in
accordance with the rules and regulations that may be prescribed by the
commissioner. The commissioner may for good cause shown, allow changes
on less than thirty days notice or modify the requirements of this
section either in particular instances or by general order applicable to
special or particular circumstances or conditions.
5. Whenever, after a hearing, upon complaint or on the commissioner's
own initiative, the commissioner finds that any charge of any contract
carrier or contract carriers is unreasonably low or any rule, regulation
or practice of any such carrier or carriers affecting such charge, or
the value of the service thereunder results in an unreasonably low
charge, the commissioner may prescribe such charge or such rule,
regulation or practice as the commissioner determines may be necessary
or desirable in the public interest. All complaints filed under this
subdivision shall state fully the facts complained of and the reason for
such complaint and shall be made under oath.
6. Whenever there shall be filed with the commissioner by any such
contract carrier any contract or amendment to a contract stating a
reduced charge, or which has the effect of reducing a charge by means of
any rule, regulation or practice, the commissioner may, upon complaint
or on the commissioner's own initiative, suspend and defer the
implementation in part or in whole of any such contract or contract
amendment for a period of six months. After investigation and hearing,
the commissioner may allow the suspended matter as proposed or issue an
order directing the carrier to cancel or modify the proposed contract or
contract amendment. Provided, however, that if a decision is not
rendered within the six month suspension period the proposed contract or
amendment shall go into effect at the end of such suspension period. In
any hearing to determine the reasonableness or lawfulness of a proposed
reduction the burden of proof shall be on the carrier or carriers
proposing the reduction.
Liability for damage to property in transit. Every common
carrier of property by motor vehicle shall, upon demand, issue either a
receipt or a bill of lading for all property delivered to it for
transportation. No contract, stipulation or clause in any receipt or
bill of lading shall exempt any common carrier of property by motor
vehicle from any liability for loss, damage or injury caused by it to
property from the time of its delivery for transportation until the same
shall have been received at its destination and a reasonable time shall
have elapsed after notice to the consignee of such arrival to permit the
removal of such property and inspection; provided, however, that when
expressly authorized or required by order of the commissioner a carrier
may establish and maintain rates dependent upon the value declared in
writing by the shipper or agreed upon in writing as the released value
of the property, in which case such declaration or agreement shall have
no other effect than to limit liability and recovery to an amount not
exceeding the value so declared or released and shall not, so far as
relates to values, be held to violate this article. Every common carrier
of property by motor vehicle shall be liable for all loss, damage or
injury to property caused by delay in transit due to negligence while
the same is being carried by it, but in any action to recover for
damages sustained by delay in transit the burden of proof shall be upon
the defendant to show that such delay was not due to negligence. Nothing
in this section shall deprive any holder of such receipt or bill of
lading of any remedy or right of action which such holder has under
existing law.
ARTICLE 9 Carriers of Household Goods By Motor Vehicle
Application of article. This article shall apply to common
carriers of property by motor vehicle transporting household goods. The
provisions of this article shall not apply to:
(a) the transportation of household goods by or for the federal, state
or municipal governments;
(b) the occasional, casual or reciprocal transportation of household
goods by any person not engaged in the transportation of household goods
as a regular occupation or business;
(c) the transportation of household goods as defined in paragraph (c)
of subdivision fifteen of section two of this chapter when such
transportation is wholly within a municipality or between contiguous
municipalities or within a commercial zone as defined by the
commissioner that is adjacent to and commercially a part of any
municipality or municipalities except when such transportation is under
a common control, management, or arrangement for a continuous carriage
or shipment by motor vehicle to or from a point outside of such
municipality, municipalities or commercial zone;
(d) the transportation of household goods as defined in paragraph (c)
of subdivision fifteen of section two of this chapter when such
transportation is performed by a common or contract carrier of property
by motor vehicle authorized to transport such articles pursuant to
article eight of this chapter; or
(e) the transportation of household goods in private carriage when
such transportation is incidental to and in furtherance of a primary
business enterprise of such person other than transportation.
Certificate requirement. 1. No person or persons shall engage
in intrastate transportation as a common carrier of household goods by
motor vehicle on any highway in this state, or hold themselves out by
advertising or any other means to provide such service, unless there is
in force with respect to such person a certificate issued by the
commissioner.
2. Applications for certificates shall be made in writing to the
commissioner, be verified under oath, and shall be in such form and
contain such information as the commissioner by regulation may require.
The commissioner shall provide for publication of a notice of the
application to all interested parties.
Probationary certificate. 1. A probationary certificate to
operate as a common carrier of household goods by motor vehicle may be
issued by the commissioner to a qualified applicant after public notice
and with or without hearing. The application shall contain such
information as the commissioner by regulation shall prescribe. A
probationary certificate shall:
(a) create no presumption that a corresponding permanent certificate
will be granted;
(b) confer no proprietary or property rights in the use of the
highways;
(c) be granted for a period not to exceed one year, which may be
renewed for an additional one year period by the commissioner; and
(d) be subject to any conditions deemed appropriate by the
commissioner to be in the public interest.
2. The commissioner shall issue a probationary certificate to a person
authorizing that person to provide transportation of household goods by
motor vehicle if the commissioner finds that the applicant is fit,
willing and able to provide the transportation authorized by the
probationary certificate and to comply with this chapter and the
regulations of the commissioner. Unless an applicant proposes to provide
service in a more limited geographic area, a probationary certificate
issued pursuant to this section will entitle the holder thereof to
provide service as a common carrier of household goods between all
points within a base region which shall consist of each county wherein
the applicant maintains a bona fide place of business and all adjoining
counties; and, between all points within the base region, as described
above, on the one hand, and, on the other, all points in the state. For
the purposes of this section, the counties of Bronx, Kings, New York,
Queens and Richmond shall be considered as one county.
3. Probationary certificates may be revoked, renewed or converted into
a permanent certificate by the commissioner with or without hearing when
the commissioner deems it in the public interest to do so.
4. Protests to applications for a probationary certificate will be
limited to evidence on the applicant's fitness to provide service.
5. A probationary certificate may not be assigned, transferred or
leased in any manner.
Permanent certificate. 1. A permanent certificate to operate as
a common carrier of household goods by motor vehicle may be issued by
the commissioner after notice and with or without hearing to a carrier
which has held a probationary certificate for at least six months if the
commissioner determines that the holder is fit, willing and able to hold
a permanent certificate.
2. In determining whether to grant or deny a permanent certificate
pursuant to subdivision one of this section, the commissioner shall
consider the carrier's actual operating experience while holding a
probationary certificate and the manner in which that carrier has
conducted itself with the public. Protests to the grant of a permanent
certificate pursuant to subdivision one of this section shall be limited
to evidence on the carrier's fitness to provide service.
3. Unless an applicant proposes to provide service in a more limited
geographic area, a permanent certificate issued pursuant to subdivision
one of this section will entitle the holder thereof to provide service
as a common carrier of household goods by motor vehicle between all
points within a base region which shall consist of each county wherein
the applicant maintains a bona fide place of business and all adjoining
counties; and, between all points within the base region, as described
above, on the one hand, and, on the other, all points in the state. For
the purposes of this section, the counties of Bronx, Kings, New York,
Queens and Richmond shall be considered as one county.
4. A permanent certificate to operate as a common carrier of household
goods by motor vehicle in a broader geographic area than specified in
subdivision three of this section may be issued by the commissioner
after public notice and with or without hearing if the commissioner
finds that:
(a) the applicant is fit, willing and able to provide the
transportation to be authorized by the certificate and to comply with
this chapter and the regulations of the commissioner; and
(b) that the service proposed will be required by the present or
future public convenience and necessity.
5. Persons holding a permanent certificate will be subject to a
continuing requirement of being fit, willing and able and if, after
notice and hearing, the commissioner finds that any person holding a
permanent certificate under this article is willfully failing to comply
with the continuing fit, willing and able requirement, the commissioner
may suspend or revoke the permanent certificate in whole or in part.
6. Permanent certificates issued pursuant to subdivision one of this
section shall have no application fee.
7. Permanent certificates shall not confer any proprietary or property
rights in the use of the highways.
Agents. 1. Each motor carrier providing transportation of
household goods subject to this article, and any agent or agents
employed or utilized by it, shall be jointly and severally liable for
any act or omission or for any violation of this chapter or any order or
regulation of the commissioner in connection with household goods
transportation subject to the jurisdiction of the commissioner.
2. It shall be unlawful for any motor carrier providing transportation
of household goods to employ any person or motor carrier as an agent who
or which is not the lawful holder of an effective probationary or
permanent certificate to operate as a common carrier of household goods
under this article.
3. The provisions of section three hundred forty of the general
business law shall not apply to discussions or agreements between a
motor carrier providing transportation of household goods subject to the
jurisdiction of the commissioner under this chapter and its agents
related solely to:
(a) rates for the transportation of household goods under the
authority of the principal carrier;
(b) accessorial, terminal, storage, or other charges for services
incidental to the transportation of household goods transported under
the authority of the principal carrier;
(c) allowances relating to the transportation of household goods under
the authority of the principal carrier; and
(d) ownership of a motor carrier providing transportation of household
goods subject to the jurisdiction of the commissioner under this chapter
by an agent, or membership on the board of directors of any such motor
carrier by an agent.
Amendment, revocation and transfer of certificates and permits.
1. Certificates shall be effective from the date specified therein, and
shall remain in effect until terminated as herein provided. Any such
certificate may, upon application of the holder thereof and in the
discretion of the commissioner, be amended or revoked, in whole or in
part, or may be suspended, cancelled, revoked or modified pursuant to
section one hundred forty-five of this chapter.
2. Any certificate may be suspended by the commissioner without
hearing for failure to keep in force a tariff as required by section one
hundred ninety-seven of this chapter; for failure to comply with the
insurance requirements of section one hundred thirty-nine of this
chapter; for failure to file annual reports as required by the
regulations of the commissioner; or for failure to adhere to the safety
requirements of section one hundred forty of this chapter. Any such
certificate so suspended may thereafter be revoked in no less than
thirty days after the date of suspension ordered by the commissioner
without hearing, if the carrier does not comply with the tariff,
insurance, annual reporting or safety requirements.
3. Permanent certificates shall not be assigned, transferred or leased
in any manner nor shall the right to operate under any such certificate
be leased without prior approval of the commissioner upon such notice as
the commissioner shall deem appropriate. The assignment, transfer or
lease of a permanent certificate, shall not be approved unless the
commissioner shall find that it is in the public interest to do so. All
applications for transfer or lease must be in such form as prescribed by
the commissioner.
Rates and charges; common carriers of household goods. 1. It
shall be the duty of every common carrier of household goods to
establish, observe and enforce just and reasonable rates, charges and
classifications, and just and reasonable regulations and practices
relating thereto.
2. Common carriers of household goods by motor vehicle may establish
through routes and joint rates, charges and classifications with other
such carriers and once established it shall be the duty of all such
carrier parties to establish just and reasonable rates, charges,
classifications, regulations and practices and equitable divisions of
revenue.
3. All charges made for any service rendered, or to be rendered by any
common carrier of household goods by motor vehicle, shall be just and
reasonable and every unjust and unreasonable charge for such service or
any part thereof, is prohibited and declared to be unlawful. It shall be
unlawful for any common carrier of household goods to make, give or
cause any undue or unreasonable preference or advantage to any
particular persons, in any respect whatsoever or to subject any
particular person, area or description of traffic to any unjust
discrimination or any undue or unreasonable prejudice or disadvantage in
any respect whatsoever.
4. Whenever, after a hearing, upon complaint, or in an investigation
on the commissioner's own initiative, the commissioner shall determine
that any individual or joint rate, charge or classification in effect or
proposed to be put into effect by any common carrier of household goods
or group of common carriers of household goods by motor vehicle or any
rule, regulation or practice whatsoever affecting such rate, charge or
classification, or the value of the service thereunder, is or will be
unjust or unreasonable, or unjustly discriminatory, unduly preferential
or unduly prejudicial, the commissioner shall determine and prescribe
the lawful rate, charge or classification, or the lawful rule,
regulation or practice thereafter to be observed.
5. The commissioner shall, whenever deemed necessary or desirable in
the public interest, after a hearing, upon complaint, or upon his own
initiative, establish through routes and joint rates, charges,
classifications, regulations or practices, applicable to the
transportation of property by common carriers of household goods and the
terms and conditions under which such through routes shall be operated.
6. Whenever, after a hearing, upon complaint or upon the
commissioner's own initiative, the commissioner determines that the
divisions of joint rates, charges or classifications applicable to the
transportation of household goods by common carriers are or will be
unjust, unreasonable, inequitable, or unduly preferential or prejudicial
as between the carrier parties, the commissioner shall by order
prescribe the just, reasonable and equitable divisions thereof. The
order of the commissioner may require the adjustment of divisions
between the carriers, in accordance with the order, from the date of
filing the complaint or entry of order of investigations, or such other
date subsequent as the commissioner finds justified and, in the case of
joint rates, charges or classifications prescribed by the commissioner,
the order as to divisions may be made effective as a part of the
original order.
7. In proceedings to determine the reasonableness of rates, charges or
classifications of a common carrier of household goods or group of
common carriers of household goods, the commissioner shall authorize
revenue levels that are adequate under efficient management to cover
total operating expenses, plus a reasonable profit as determined by the
commissioner.
8. The commissioner may not investigate, suspend, revise or revoke any
rate or charge proposed by a carrier if the proposed rate does not
increase or reduce any existing rate or charge by more than ten percent
in any twelve-month period. This subdivision does not apply to rates
that are proposed through the collective actions of the members of a
rate conference.
9. Any rate or charge that in any twelve-month period is increased or
reduced by more than the percentage specified in subdivision eight of
this section must be accompanied by such financial, statistical, cost
and other data as the commissioner may prescribe by regulation to
justify such change. Any such rate or charge is subject to
investigation, suspension, revision or revocation.
10. Prior to entering into an agreement to render services, every
common carrier of household goods shall inform each shipper of the
availability of a written estimate of the total cost of services if
requested at least seventy-two hours in advance of an actual move. If so
requested by a shipper, every common carrier of household goods shall
issue to each shipper an estimated total cost of services form which
shall not serve as the actual contract between the shipper and such
carrier but shall be given as an educated prediction of the total cost
for services to be rendered, except that such estimate shall not be
required for moves of household goods involving one room of four hundred
square feet or less. The estimate for all services provided shall be in
writing and shall be fully completed in all respects, and shall be
rendered only after a physical examination by the carrier. The
commissioner shall promulgate a sample estimated cost of services form
and each carrier may adopt any form substantially similar to the said
form, which shall also include a statement, in bold face type,
indicating that the tariff in effect at the time of the shipment shall
govern the final charges for the shipment. In addition to specific
rates and charges required to be filed pursuant to section one hundred
ninety-seven of this article, a common carrier of household goods may
also offer shippers a written binding estimate of the total
transportation charges for the transportation of household goods as
defined in paragraphs (a) and (b) of subdivision fifteen of section two
of this chapter. Provided, however, that if a carrier elects to offer
written binding estimates it must specifically state so in its tariff
and must make such option available on a nonpreferential basis to all
shippers as an alternative to the specific rates and charges detailed in
its tariff. The written binding estimate shall be in the form and
contain such information as the commissioner may prescribe by
regulation.
Tariff requirements; common carriers of household goods. 1. No
common carrier of household goods by motor vehicle shall engage in such
transportation unless the rates and charges of said carrier have been
prescribed, or filed in accordance with the provisions of this article.
2. Whenever an applicable tariff has not already been prescribed by
the commissioner every common carrier of household goods by motor
vehicle shall file with the commissioner and at all times keep open to
public inspection tariffs showing all the rates and charges for
transportation, and all services in connection therewith, between points
on its own route and points on the route of any other such common
carriers of household goods, or on the routes of any other common
carrier of household goods by motor vehicle, when a through route and
joint rate shall have been established. Such rates and charges shall be
stated in terms of lawful money of the United States. The tariffs
required by this section shall be published, filed and posted in such
form and manner and shall contain such information as the commissioner
by regulation shall prescribe and the commissioner is authorized to
reject any tariff which is not in accordance with this article and with
such regulations. Any such tariff so rejected by the commissioner shall
be void and its use shall be unlawful.
3. No common carrier of household goods by motor vehicle shall charge,
demand, collect or receive a different compensation for transportation
or for any service in connection therewith between points enumerated in
such tariff than the rates and charges specified in the tariffs in
effect at the time of shipment and no such common carrier of household
goods shall refund or remit in any manner or by any device, directly or
indirectly, or through any agent or broker or otherwise, any portion of
the rates or charges so specified, nor extend to any person any
privilege for transportation except as is specified in its tariff.
4. No change shall be made in any rate, charge or classification, or
the value of the service thereunder, specified in any effective tariff
of a common carrier of household goods, except after thirty days' notice
of the proposed change filed and posted in accordance with the rules and
regulations prescribed by the commissioner. The commissioner may for
good cause shown, allow such change upon less than thirty days' notice
or modify the requirements of this section with respect to posting and
filing of tariffs either in particular instances or by general order
applicable to special or particular circumstances or conditions.
5. Except as provided for in subdivision eight of section one hundred
ninety-six of this article the commissioner may suspend the
implementation of any proposed tariff change and defer the use of such
tariff change for a period of six months. After investigation and
hearing the commissioner may allow the tariff change as proposed or he
may issue an order directing the carrier to cancel or modify the
proposed tariff change. Provided, however, that if a decision is not
rendered within the six month suspension period the proposed tariff
change shall go into effect at the end of such suspension period. In any
hearing to determine the reasonableness or lawfulness of a proposed
tariff change the burden of proof shall be on the carrier or carriers
proposing the tariff change.
Dispute settlement. 1. One or more motor carriers providing
transportation of household goods subject to the jurisdiction of the
commissioner or an industry association or associations representing
motor carriers providing transportation of household goods shall be
encouraged by the commissioner to establish a program to settle disputes
between such carriers and shippers of household goods concerning the
transportation of household goods. Applications to establish such
programs shall be submitted to the commissioner under such rules and
regulations as the commissioner may promulgate. No such program shall
become effective until approved by the commissioner. Any carrier that
does not establish its own program to settle disputes or join a dispute
settlement program of an industry association shall submit disputes with
shippers to an alternative mechanism or mechanisms for resolving
disputes sanctioned by the commissioner pursuant to rules and
regulations.
2. The commissioner may investigate at any time the functioning of any
program approved under this section and, after notice and an opportunity
for a hearing, may suspend or revoke the approval of such program.
3. No program for settling disputes concerning the transportation of
household goods may be approved under this section unless the
commissioner finds that such program contains adequate protection for
the consumer and that the program establishes an expeditious process for
the handling and resolution of disputes.
Enforcement. The department shall enforce this article and
any rules or regulations promulgated pursuant thereto. The attorney
general, in response to a request by the commissioner or a complaint
from a consumer, or on the attorney general's own initiative, may seek
equitable relief to restrain any violation or threatened violation of
section one hundred ninety-one of this article requiring certification
of common carriers of household goods or any rules or regulations
promulgated pursuant to such section. Whenever there shall be a
violation of section one hundred ninety-one of this article or any rule
or regulation promulgated pursuant thereto, an application may be made
by the attorney general in the name of the people of the state of New
York to a court or justice having jurisdiction by a special proceeding
to issue an injunction and upon notice to the defendant of not less than
five days, to enjoin and restrain the continuance of such violation or
to enforce the provisions of such section or such rules and regulations.
If it shall appear to the satisfaction of the court or justice that the
defendant has, in fact, violated section one hundred ninety-one of this
article or any rules or regulations promulgated pursuant thereto, an
injunction may be issued by such court or justice, enjoining and
restraining any further violation, without requiring proof that any
person has, in fact, been injured or damaged thereby.
In any such proceeding, the court may make allowances to the attorney
general as provided in paragraph six of subdivision (a) of section
eighty-three hundred three of the civil practice law and rules, and
direct restitution. Whenever the court shall determine that a violation
of section one hundred ninety-one of this article or any rules or
regulations promulgated pursuant to such section has occurred, the court
may also impose a civil penalty of up to one thousand dollars for each
violation. In connection with any such proposed application, the
attorney general may take proof and make a determination of the relevant
facts and issue subpoenas in accordance with the civil practice law and
rules.
Liability for damage to property in transit. Every common
carrier of household goods by motor vehicle shall, upon demand, issue a
bill of lading for all property delivered to it for transportation. No
contract, stipulation or clause in any bill of lading shall exempt any
common carrier of household goods by motor vehicle from any liability
for loss, damage or injury caused by it to property from the time of its
delivery for transportation until the same shall have been received at
its destination and a reasonable time shall have elapsed after notice to
the shipper of such arrival to permit the removal and inspection of such
property; provided, however, that a carrier may limit such liability to
the value declared in writing by the shipper or agreed upon in writing
by the carrier and the shipper as the released value of the property, in
which case such declaration or agreement shall have no other effect than
to limit liability and recovery to an amount not exceeding the value so
declared or released and shall not, so far as relates to values, be held
to violate this article. Every common carrier of household goods by
motor vehicle shall be liable for all loss, damage or injury to property
caused by delay in transit due to negligence while the same is being
carried by it, but in any action to recover for damages sustained by
delay in transit the burden of proof shall be upon the defendant to show
that such delay was not due to negligence. Nothing in this section shall
deprive any holder of such bill of lading of any remedy or right of
action which such holder has under existing law.
ARTICLE 9-A Hours of Labor of Operators of Motor Trucks and Motor Buses
Application of this article. The term "motor truck" as used in
this article shall be deemed to mean and include any commercial motor
vehicle held and used for the transportation of goods, wares and
merchandise for hire or for a business purpose, pursuant to the rules
and regulations of the commissioner. The term "motor bus" as used in
this article shall be deemed to mean and include any commercial motor
vehicle held and used for the transportation of passengers for hire or
for a business purpose, pursuant to the rules and regulations of the
commissioner.
General provisions. No driver of a motor truck or motor bus
shall drive such vehicle or be on duty for any period of time in excess
of that authorized pursuant to regulation of the commissioner. The
commissioner is hereby authorized to promulgate rules and regulations
governing the hours of service of drivers of motor trucks and motor
buses. Such rules and regulations shall be no less protective of public
safety than the rules and regulations promulgated by the federal
government with respect to hours of labor of operation of motor trucks
and motor buses, provided, however, that with regard to drivers of motor
buses operated by a public transportation authority operating
exclusively within its jurisdictional area, the rules and regulations of
the commissioner shall provide that no driver of such motor buses shall
drive more than twelve hours following eight consecutive hours off duty
and no driver of such motor buses shall drive for any period after
having been on duty for fifteen hours following eight consecutive hours
off duty and every driver of such motor buses shall have at least
twenty-four consecutive hours off duty in every period of seven
consecutive days and in no event shall such a driver be on duty for more
than seventy-five hours in any period of seven consecutive days.
Records. Every driver of a motor truck or motor bus shall keep
and carry on the vehicle records showing the day and hour when and the
place where he went and was released from duty, whether in this state or
outside of this state. The commissioner shall prescribe the form of such
records and may require such other information to be shown thereon as he
shall deem advisable to insure the proper enforcement of this article.
Such records shall be exhibited to the commissioner, his
representatives, or to any peace officer, acting pursuant to his special
duties or police officer who shall demand to see the same and shall be
held available for further inspection for a period of sixty days within
the state of New York in an office designated by the owner. Failure to
produce such records upon demand shall be presumptive evidence of a
violation of this article relating to keeping such records. In any
prosecution for the violation of any of the provisions of this article
such records shall be prima facie evidence of the truth of the contents
thereof.
Penalties; enforcement. Any person violating the provisions of
this article or failing to keep or falsifying any records to be kept in
compliance therewith, or any corporation, company, association,
joint-stock association, partnership, person or any officer or agent
thereof, who shall require or permit any person to violate the
provisions of this article or to falsify any record to be kept in
compliance therewith shall be guilty of a misdemeanor and punishable by
a fine of two hundred dollars, or by imprisonment not exceeding six
months, or both. It shall be the duty of the commissioner, all peace
officers, acting pursuant to their special duties, and all police
officers, and they are hereby authorized, empowered, and required to
enforce the provisions of this article.
Exemptions. a. The commissioner shall adopt rules and
regulations establishing when the provisions of this article shall not
apply, which rules and regulations shall conform, as applicable, to
paragraphs (b) through (r) of section 395.1 of title 49 of the code of
federal regulations as such regulations may be amended from time to
time.
b. Notwithstanding the provisions of subdivision a of this section,
the provisions of this article shall not apply to the operation of a
motor truck in intrastate commerce owned by a farmer and operated by
himself or an employee when used in the hauling of farm, dairy, or
horticultural products and farm supplies for himself or his farm
neighbors to market, creamery, or place of storage, nor to the operation
of tow trucks in intrastate commerce while responding to requests to
provide roadside service or to remove wrecked, disabled, abandoned or
illegally parked motor vehicles.
c. The provisions of this article shall not apply nor shall hours of
service accrue to a driver of a utility service vehicle. For purposes of
this article, utility service vehicle means any motor truck:
(1) Used in the furtherance of repairing, maintaining, or operating
any structures or any other physical facilities necessary for the
delivery of public utility services, including the furnishing of
electric, gas or steam service, water, sanitary sewer, telephone, and
television cable or community antenna service;
(2) While engaged in any activity necessarily related to the ultimate
delivery of such public utility services to consumers, including travel
or movement to, from, upon, or between activity sites (including
occasional travel or movement outside the service area necessitated by
any utility emergency as determined by the utility provider); and
(3) Except for any occasional emergency use, operated primarily within
the service area of a utility's subscribers or consumers, without regard
to whether the vehicle is owned, leased, or rented by the utility.
ARTICLE 9-B State Public Transportation Safety Board
Legislative findings. The legislature hereby finds and declares
that the state has a responsibility to insure the safety of public
transportation systems. Further, there exists a need for an independent,
investigative and advisory body to examine the causes of accidents on
public transportation systems and make recommendations in order to
prevent the occurrences of accidents and promote the safety of the
public. Therefore, this article establishes a public transportation
safety board to provide this protection and insure the health and safety
of the citizens of the state who use public transportation facilities.
State public transportation safety board. 1. There is hereby
created in the department a board, to be known as the state public
transportation safety board. Such board shall be responsible for the
investigation of accidents involving public transportation in the state,
including commuter rail, subways, rapid transit and buses. The board
shall also be responsible for the presentation of recommendations to all
public transportation operators and carriers to prevent the occurrence
of future accidents. Such board shall consist of the commissioner and
six other members, no more than three of whom shall belong to the same
political party. Two of the members of the board shall be selected by
the governor from a list submitted by the temporary president of the
senate and two from a list submitted by the speaker of the assembly. The
remaining two members shall be selected by the governor. One from each
category of selected members shall have competence and experience in
connection with the operation, design or management of public
transportation facilities and systems. Three of the members, other than
the commissioner, shall be from the metropolitan transportation
authority region and three members shall be from areas of the state
outside such region. All appointees to the board other than the
commissioner shall be upon the advice and consent of the senate. The
metropolitan transportation authority inspector general shall be an ex
officio member of the board but shall have no vote on matters arising
outside of the operations of the metropolitan transportation authority.
Provided, however, that with the exception of the commissioner, no
elected or appointed public officer or transportation authority member
shall be eligible for membership on such board. The governor shall
select a chairman from the members but the chairman shall be someone
other than the metropolitan transportation authority inspector general.
2. The board may be called to investigate any accident by the governor
or chairman. Alternatively, any board member may call for an
investigation with majority board concurrence.
3. Except for the commissioner and the metropolitan transportation
authority inspector general, the term of office of each such member
shall be six years, except that the members first selected shall serve
for terms of six years, five years, four years, three years, two years
and one year, respectively. Any member appointed to fill a vacancy
occurring otherwise than by expiration of a term shall be appointed for
the remainder of the unexpired term.
4. Members of the board, except the commissioner and the metropolitan
transportation authority inspector general, shall receive one hundred
fifty dollars per diem, not to exceed ten thousand dollars per annum
compensation for their services as members of the board, and each of
them shall be allowed the necessary and actual expenses which he shall
incur in the performance of his duties under this article.
Powers and duties of the board. The board shall have the
following powers and duties:
1. To investigate accidents occurring on or involving public
transportation facilities or systems whether publicly or privately owned
and report on the results of such investigations;
2. To establish within the board an accident reporting procedure and
file for the purpose of accurate analysis of public transportation
safety and to prepare an annual accident report for the governor and the
legislature;
3. To review, in connection with the investigation of accidents the
safety, maintenance and training programs of public transportation
facilities or systems whether publicly or privately owned and recommend
the establishment of equipment and safety standards in connection
therewith;
4. To adopt, promulgate, amend and rescind suitable rules and
regulations to carry out the provisions and purposes of this article or
to enforce any standards established hereunder;
5. To hold hearings, issue reports, administer oaths or affirmations,
examine any person under oath or affirmation and to issue subpoenas
requiring the attendance and giving of testimony of witnesses and
require the production of any books, papers, documentary or other
evidence. The powers provided in this subdivision may be delegated by
the board to any member of the board or department employee assigned to
the board. A subpoena issued under this subdivision shall be regulated
by the civil practice law and rules;
6. To take or cause to be taken affidavits or depositions within or
without the state;
7. To enter upon any property where a public transportation accident
has occurred, or where a vehicle, appurtenance or other item involved in
any such accident is located, to fulfill the requirements of article
nine-b of this chapter.
8. To render each year to the governor and to the legislature a
written report of its activities.
9. To enforce the requirements of section five thousand three hundred
twenty-nine of title forty-nine of the United States Code, as amended
from time to time, as it pertains to oversight of rail fixed guideway
public transportation systems.
Periodic review of safety plans and standards. The board may
review and recommend to the public transportation operators and carriers
changes in safety standards, public transportation operating practices
and safety plans. Public transportation operators and carriers shall
review such recommendations and inform the board, within ninety days,
whether or not the recommendations have been adopted. If the
recommendations have not been adopted, the operator or carriers shall
set forth in detail the reason or reasons for not adopting the
recommendations.
Assistance of other agencies. 1. To effectuate the purposes of
this article, the board may request and receive from any department,
division, board, bureau, commission or other agency of the state or any
political subdivision thereof or any public authority such assistance,
information and data as will enable the office properly to carry out its
powers and duties hereunder.
2. The board shall cooperate, consult and coordinate with the
metropolitan transportation authority inspector general with regard to
any activity concerning the operations of the metropolitan
transportation authority. With respect to any accident on the facilities
of the metropolitan transportation authority, the primary responsibility
for investigation shall be that of the board which shall share its
findings with the metropolitan transportation authority inspector
general.
Studies; surveys. In the accomplishment of the purposes of
this article, the board may undertake research and studies through its
own personnel or in cooperation with any public or private agencies,
including educational, safety research organizations, colleges,
universities, institutes or foundations.
Grants or gifts. The board, with the approval of the
governor, may accept as agent of the state any grant, including federal
grants, or any gift for any of the purposes of this article. Any moneys
so received may be expended by the board to effectuate any purpose of
this article, subject to the same limitations as to approval of
expenditures and audit as are prescribed for state moneys appropriated
for the purposes of this article.
Operating authority. As used in this article, the term
"metropolitan transportation authority" shall mean the authority and its
subsidiaries, the Long Island railroad, metro-north railroad,
metropolitan suburban bus authority and Staten Island rapid transit
operating authority, of the Triborough bridge and tunnel authority, and
of the New York city transit authority and its subsidiary, the Manhattan
and Bronx surface transit operating authority, or any other agency that
may come under the control of the authority, or within their custody or
control.
ARTICLE 10 Grade Crossing Elimination
Short title. This article shall be known as the "grade crossing
elimination act of nineteen hundred seventy." However, sections of the
transportation law falling within this article may be cited either as
sections of the transportation law or as sections of the "grade crossing
elimination act of nineteen hundred seventy."
Purpose. This article shall continue the implementation of
section fourteen of article seven of the constitution and shall
supersede chapter six hundred seventy-seven and chapter six hundred
seventy-eight of the laws of nineteen hundred twenty-eight, and all acts
supplementary thereto and amendatory thereof, known as the "grade
crossing elimination act," and chapter two hundred eighty-nine of the
laws of nineteen hundred thirty-nine, and all acts supplementary thereto
and amendatory thereof, known as the "grade crossing elimination act of
nineteen hundred thirty-nine."
Applicability; general provisions of grade crossing
elimination. 1. This article shall apply to all highway-railroad grade
crossing eliminations the construction work for which is commenced on or
after March first, nineteen hundred seventy-one, except that any such
projects authorized pursuant to the provisions of the highway law may be
constructed in accordance therewith. Construction commenced on
highway-railroad grade crossing elimination projects before March first,
nineteen hundred seventy-one pursuant to orders of the public service
commission shall be completed in accordance with this article.
2. The commissioner shall report not later than December first in each
year to the governor, the chairman of the finance committee of the
senate and the chairman of the ways and means committee of the assembly,
the projects which have been completed during the preceding twelve
months, those under construction, those ordered but upon which
construction work has not been started, the amount expended on the
completed and partially completed work, an estimate of the cost of work
not completed and an estimate of the cost of eliminations ordered
respecting which no expenditures have been made.
3. The governing body of any municipality in which a highway-railroad
grade crossing is located or any railroad company for any railroad
operated by it which has railroad tracks that are crossed at grade by a
highway may petition the commissioner to institute grade crossing
elimination procedures pursuant to this article. The commissioner shall
hold public hearings on any elimination requested by such petition which
in his judgment warrants examination. Upon his own motion, the
commissioner may investigate any other highway-railroad grade crossing
which he determines should be considered for elimination. The
commissioner, upon such notice as he shall deem reasonable to the
municipality in which the highway-railroad grade crossing is located,
the railroad company whose railroad tracks are crossed at grade by the
highway and any other party deemed by the commissioner to be interested
in the elimination procedure, shall hold public hearings to consider any
such elimination. The commissioner shall promulgate rules and
regulations concerning the procedure to be followed at such hearings and
the matters to be considered at such hearings.
4. After the conclusion of such hearings, the commissioner shall, by
order, determine whether it is in the public interest to require the
elimination of such highway-railroad grade crossing. Any elimination
order shall also determine the manner in which such elimination shall be
made including a determination as to the alteration to be made in such
crossing, its approaches, the method of crossing, the character of the
structure and approaches, the type and extent of pavement, the location
of the crossing, the closing and discontinuance of a crossing and the
diversion of traffic from an existing crossing to an existing or a new
highway, road, street or crossing, or the opening of an additional
crossing and also including, if so determined by the commissioner, a
change in the location of the railroad when necessary to effect the
elimination of such crossing. Whenever the commissioner shall have, by
order, determined that it is in the public interest to require the
elimination of two or more grade crossings, and if it appears that the
cost would not substantially exceed the cost of the eliminations at the
present locations, and if the public interest is better served and the
number of such eliminations could be reduced by relocating the railroad,
the commissioner after a hearing may order such relocation. Such
hearing shall be held upon such notice as the commissioner shall deem
reasonable, but not less than ten days, to the railroad company
involved. Notice shall also be given to the municipalities and persons
deemed by the commissioner to be interested in the elimination
procedure. The commissioner shall serve a certified copy of all orders
on the comptroller, the railroad, the municipalities affected thereby
and all other parties to the proceeding.
5. In connection with a grade crossing elimination project, the
commissioner shall determine the work on the railroad tracks or other
railroad facilities which is to be performed by railroad company forces,
shall direct the railroad company to perform such work and shall direct
the railroad company to prepare plans and estimates of cost for such
work and submit such plans and estimates to the commissioner for
approval.
6. After the commissioner shall have issued an elimination order in
connection with a grade crossing elimination project, the department of
transportation, except for the work on the railroad tracks or other
railroad facilities to be performed by railroad company forces, shall
cause to be prepared the plans, specifications and estimates of cost of
such elimination project. Such plans shall specifically show that part
of the work of the elimination which when completed shall be maintained
by the railroad company and that part which shall be maintained by the
state or the municipality in which the work of the elimination is
located, as provided in the highway law where a state highway is
involved and in the railroad law where a highway other than a state
highway is involved, and such plans shall also show that part of the
work of the elimination which shall be otherwise maintained.
7. If a state department, agency or commission, public authority or
municipality in which the work of the elimination is located, desires to
make or cause to have made changes or additions which in the opinion of
the commissioner are other than necessary for the elimination, and
desires such changes and/or additions to be done in connection with the
work of the elimination, the commissioner shall hold a hearing to
determine if such changes and/or additions shall be included in the
plans and specifications. However, in any case where the interested
parties shall have agreed in writing to such changes and/or additions no
hearing shall be required unless the commissioner shall so direct. The
commissioner in an order containing findings shall specify which such
changes and/or additions are approved and shall be included in the plans
and specifications for the elimination project. Such order shall also
state an estimated cost of such desired changes and/or additions other
than necessary for the elimination, and the portions thereof chargeable,
respectively, to the state department, agency or commission, public
authority or municipality in which the work of the elimination is
located.
Prior to the award of any contract containing changes and/or additions
other than necessary for the elimination, the state department, agency
or commission desiring such changes and/or additions shall certify to
the commissioner that the funds necessary for the payment of the cost of
such desired changes and/or additions other than necessary for the
elimination, have been made available for that purpose. In the case of a
public authority or municipality, such public authority or municipality
shall deposit the necessary funds with the comptroller, who shall
receive and accept the same for the purposes hereof, subject to the
draft or requisition of the commissioner. When the elimination project
has been completed and the cost thereof shall have been paid by the
state, the commissioner shall render to such public authority or the
governing body of such municipality an itemized statement showing in
full (a) the amount of money that has been deposited by such public
authority or municipality with the comptroller as hereinbefore provided,
and (b) all disbursements which have been made hereunder. Any surplus
money shall be paid to such public authority or municipality on the
warrant of the comptroller on vouchers therefor approved by the
commissioner. In the event, upon the completion of the elimination
project, it is determined by the commissioner that the amount of the
cost to be borne by such public authority or municipality is in excess
of the amount deposited by such public authority or municipality with
the comptroller, then, in such event, such public authority or
municipality shall within ninety days of the receipt of the notice from
the commissioner of the amount of the deficiency required to fully
compensate the state for the public authority's or municipality's cost
for such desired changes and/or additions other than necessary for the
elimination, pay such amount to the comptroller.
8. If a municipality desires to have the elimination accomplished in a
manner or by a method which is different and more costly than that
ordered by the commissioner, such municipality may petition the
commissioner to consider such different manner or method. The
commissioner may consider such petition if he deems the filing thereof
to be timely and, after a public hearing for such purpose, determines
that the different manner or method is feasible and will serve the
public interest as well as that originally proposed and ordered by him.
The commissioner shall cause to be prepared an estimate of cost for the
elimination project utilizing the different manner or method, as well as
an estimate of cost for the elimination project as originally proposed.
The municipality shall be advised of the estimated additional costs and
expenses to be borne by such municipality to provide for such different
manner or method of construction. The commissioner may amend the
elimination order so as to include the different manner or method of
construction provided the governing body of such municipality shall by
resolution assume the responsibility for the additional costs and
expenses to provide such different manner or method of construction.
After the elimination order has been amended, the commissioner shall
cause to be prepared the plans, specifications and estimates of cost of
such elimination project. When such municipality approves such plans,
specifications and estimates of cost, it shall by resolution appropriate
the funds necessary to provide for the portion of the costs and expenses
of the project to be borne by such municipality. Such funds shall, prior
to the advertisement for bids for the elimination project, be deposited
by such municipality with the comptroller, who is authorized to receive
and accept the same for the purposes hereof, subject to the draft or
requisition of the commissioner, and a certified copy of such resolution
shall be filed with the comptroller and with the commissioner. The
moneys so required shall be raised by tax or pursuant to the local
finance law or in accordance with any local charter or law, as the case
may be. Upon the completion of the elimination project the commissioner
shall transmit to the governing body of such municipality an itemized
statement showing in full (a) the amount of money that has been
deposited by such municipality with the comptroller as hereinbefore
provided, and (b) all disbursements which have been made hereunder. Any
surplus money shall be paid to such municipality on the warrant of the
comptroller on vouchers therefor approved by the commissioner. In the
event, upon the completion of the elimination project, it is determined
by the commissioner that the amount of the cost to be borne by such
municipality is in excess of the amount deposited by such municipality
with the comptroller, then, in such event, such municipality shall
within ninety days of the receipt of the notice from the commissioner of
the amount of the deficiency required to fully compensate the state for
the municipality's cost for such different manner or method of
construction, pay such amount to the comptroller. Two or more
municipalities may share the cost for such different manner or method of
construction in such proportions as they shall mutually agree. Whenever
such a different manner or method of construction is utilized in a grade
crossing elimination project, the determination of the net benefit to
the railroad company shall be based on the estimate of cost for the
elimination project as originally proposed.
9. A railroad company may request railroad improvements not an
essential part of the elimination and such improvements may be included
in the elimination order provided the commissioner determines that such
improvements do not adversely affect the project and the comptroller
approves the inclusion of such improvements in the project. Such
approval may contain such conditions, in respect to repayment, as the
comptroller may deem necessary in the interest of the state. If the
commissioner determines that such improvements will affect the
municipality in which the work of the elimination is located or the
property owners adjacent to such project, he may hold a public hearing
to consider such improvements prior to issuance of the elimination
order.
10. Any elimination order made by the commissioner shall specify
incidental improvements, if any, rendered necessary or desirable because
of such elimination and which reasonably can be included in the
engineering plans therefor.
Expenses of elimination; approval and payment; costs of
railroad improvements. The expense of every highway-railroad grade
crossing elimination project constructed pursuant to the provisions of
this article, including incidental improvements connected therewith, as
determined by the commissioner to be necessary or desirable because of
the elimination and reasonably included in the plans for such
elimination and railroad improvements not an essential part of the
elimination but desired by the railroad company, shall be paid in the
first instance out of the state treasury to the persons and corporations
entitled thereto from time to time on accountings and vouchers, approved
by the commissioner, upon audit and warrant of the comptroller. Such
expense shall be deemed to include any reasonable and necessary
expenditures by a railroad company, state department, agency or
commission, public authority or municipality and found by the
commissioner to have been made in contemplation of the commencement of
construction of an elimination project under the provisions of grade
crossing elimination acts in effect on the date of enactment of this
article. Where a railroad company, state department, agency or
commission, public authority or municipality has been authorized to
incur and has incurred any expense in connection with a highway-railroad
grade crossing elimination, it shall file a statement thereof with the
commissioner. The commissioner shall determine if such expenses are
reasonable and necessary for the elimination or for incidental
improvements made necessary or desirable thereby and, to the extent so
determined, they shall be paid by the state to the party or parties
entitled thereto and included in the cost of the project.
There shall also be included in the cost of the project all expenses
incurred by the commissioner in determining the cost of railroad
improvements not an essential part of an elimination and in determining
the amount of the net benefits to a railroad company from the
elimination. Such expenses of the commissioner shall be paid out of the
state treasury to the persons entitled thereto from time to time in
accordance with a schedule approved by the director of the budget and on
accountings and vouchers, approved by the commissioner, upon audit and
warrant of the comptroller, and any moneys available for the payment of
the cost of the elimination in connection with which such expenses are
incurred shall be available for the payment of such expenses.
Upon the completion and acceptance of the work of the elimination the
commissioner shall hold a public hearing upon due notice to the railroad
company affected by the project and all other interested parties and
thereupon shall determine (1) the cost of such elimination including
incidental improvements connected therewith; (2) the cost of such
elimination exclusive of such incidental improvements; (3) the cost of
the railroad improvements not an essential part of the elimination; (4)
the amount of the net benefit to the railroad company from the
elimination exclusive of such railroad improvements; and (5) if two or
more railroad companies be affected, the proportionate share of such net
benefit to be borne by each.
The liability of any railroad company to the state for the cost of
railroad improvements not an essential part of the elimination and for
the amount of the net benefit to such company from the elimination may
be compromised and settled by an agreement in writing with such company,
entered into, on behalf of the state, by the commissioner with the
written approval of the comptroller and the attorney-general. Such an
agreement shall have the same effect as a determination by the
commissioner hereinbefore provided for.
The comptroller may require the accounts of the railroad companies,
state departments, agencies or commissions, public authorities or
municipalities having to do with expenditures made on account of
highway-railroad grade crossing elimination projects be kept in a manner
to be prescribed by him.
Statement of expenses; filing; reimbursement of state for
railroad improvements. Upon the determination of the commissioner of (1)
the cost of such elimination including incidental improvements connected
therewith; (2) the cost of such elimination exclusive of such incidental
improvements; (3) the cost of the railroad improvements not an essential
part of the elimination; (4) the amount of the net benefit to the
railroad company from the elimination exclusive of such railroad
improvements; and (5) if two or more railroad companies be affected, the
proportionate share of such net benefit to be borne by each, the
commissioner shall cause to be prepared, and filed in his office, a
statement thereof, with a certified copy of such statement filed with
the comptroller and railroad company affected. The amount determined to
be the cost of railroad improvements not an essential part of such
elimination, together with such charges therefor as the comptroller may
legally impose, including interest at the rate payable by the state on
any bonds from the proceeds of which the project has been financed or,
if and to the extent otherwise financed, at such rate not exceeding
seven and one-half per centum as the comptroller may determine, shall be
repaid to the state forthwith upon demand by the comptroller. The amount
of the net benefit to a railroad company from an elimination shall be
repaid to the state by such railroad company at such times and in such
manner as may be determined by the comptroller together with interest at
the rate payable by the state on any bonds from the proceeds of which
the project has been financed or, if and to the extent otherwise
financed, at such rate not exceeding seven and one-half per centum as
the comptroller may determine, within a period of not to exceed ten
years from the date of the commissioner's determination, but in no event
shall the total amount of such repayments, exclusive of interest and
such additional charges as may be legally imposed by the comptroller,
exceed fifteen per centum of the expense of such elimination exclusive
of all incidental improvements.
Notwithstanding the preceding paragraph, the commissioner may, at any
time after the work of an elimination has been commenced, direct a
hearing for the purpose of determining the cost, or a portion thereof,
of railroad improvements not an essential part of such elimination, and
the amount so determined shall be immediately repayable to the state in
the manner above provided.
In the event of the failure or refusal of the railroad company or the
successor thereof, to pay the amount or amounts specified and at the
times prescribed, or in the event of dissolution of such railroad
company or successor, the entire indebtedness of such company in process
of dissolution shall become immediately due and payable and the amount
or amounts so due and payable may be recovered as follows:
The comptroller may certify the amount or amounts so due and payable
to the governing body of the county or counties in which the crossing is
located, whereupon, it shall be the duty of such governing body to
apportion the amount or amounts so certified to the several towns and
cities in such county according to the assessed valuation of the real
property of such railroad company or the successor thereof in such
respective towns and cities and to place the several amounts so
apportioned on the respective assessment rolls of such towns and cities
and to issue its warrant or warrants for the collection thereof.
Thereupon it shall become the duty of such towns and cities through
their appropriate officers to collect the respective several amounts so
apportioned in the same manner as other taxes are collected in such
towns and cities and when collected to pay the same to the county
treasurer of such county who shall thereupon pay the same into the state
treasury. Any amount so levied shall thereupon become and be a first and
paramount lien upon all real property of such railroad company or the
successor thereof within such respective towns and cities.
All moneys received by the comptroller from a railroad company in
payment of the amounts due the state from such company as the cost of
railroad improvements not an essential part of an elimination or the
amount of net benefit for such railroad company shall be credited to the
grade crossing elimination debt fund, established by section ninety-six
of the state finance law.
Upon the completion of work on the railroad tracks or other railroad
facilities which has been performed by the railroad company forces at
the direction of the commissioner, there shall be an accounting and the
commissioner shall certify to the comptroller the amount of the payment
which is due from the state to such railroad company. Such payment shall
be made out of the state treasury to such railroad company on vouchers,
approved by the commissioner, upon the audit and warrant of the
comptroller. From time to time, prior to the completion of such work,
intermediate accountings may be had and payments made thereon in the
same manner as the final accounting.
Performance of work. 1. Except for work on the railroad tracks
or other railroad facilities performed by railroad company forces at the
direction of the commissioner and elimination work which the
commissioner determines shall be accomplished by use of departmental
forces, equipment and materials purchased therefor, all highway-railroad
grade crossing elimination work shall be performed by contract in the
same manner as provided for state highways in article three of the
highway law, including public advertisement for proposals. A certified
copy of any contract awarded by the commissioner shall be filed with the
railroad company affected thereby.
2. All work performed by contract shall be carried out under the
direct supervision of the commissioner, except that all work performed
by contract upon or affecting railroad property, right of way or
facilities shall be subject to the approval of and joint supervision by
the railroad company affected by the elimination. No work upon or
affecting railroad property, right of way or facilities shall be
progressed without the approval of the railroad company. All work of the
elimination project shall be under the general supervision of the
commissioner. Upon completion of the work under a contract let, as
provided in this article, the commissioner shall cause the same to be
inspected and if he approves, accept the work. The commissioner shall
make an order certifying the completion of the contract, together with
all other incidental work necessary in carrying out the elimination
project to make available a completed project ready for public use.
3. A railroad company who has been directed by the commissioner to
prepare plans and estimates of cost for work on the railroad tracks or
other railroad facilities is authorized to receive competitive bids for
all or a portion of the work which it has been directed to perform by
railroad company forces provided such contract work has been previously
approved by the commissioner. Prior to the award of such a contract, a
tabulation of bids received, together with a recommendation for award,
shall be submitted to the commissioner who, if he concurs with the
recommendation, shall approve such award and submit the tabulation and
the recommendation to the comptroller for his approval.
4. Prior to the approval of the plans, estimates of cost and award of
contract for any construction work on an elimination project where the
railroad company has been directed by the commissioner to perform work
on the railroad tracks or other railroad facilities, the state
industrial commissioner shall upon the request of the commissioner
determine and furnish to said commissioner the schedule of minimum wages
to be paid to the several classes of workmen, laborers and mechanics to
be employed upon such work. Such schedule wages shall be annexed to and
form a part of the specifications for such work and shall be
incorporated in any contract therefor.
5. If during the progress of the work, it shall appear to the
commissioner that a change in plans or a modification of such contract
is necessary or desirable, he shall cause to be prepared the necessary
revised plan and an estimate of cost thereof or a modification of such
contract. The commissioner shall determine whether he or the railroad
company shall perform the work or cause the same to be performed or
modify the contract to include the work, at prices not to exceed those
stated in such approved estimate. If during the progress of the work, it
shall appear to the railroad company bearing a part of the cost of the
elimination work, that a change in plans or a modification of such
contract is or might be necessary, such railroad company may submit to
the commissioner revised plans and an estimate of the cost thereof or a
proposed modification of such contract, and if the commissioner shall
determine that such change in plans or modification of contract is
necessary or desirable, he shall approve such revised plans or modified
contracts, and may approve such estimate or require a new estimate. If
the commissioner approves such estimate or a new estimate, he shall
determine whether he or the railroad company shall perform the work or
cause the same to be performed or modify the contract to include the
work, at prices not to exceed those stated in such approved estimate.
If the cost of any elimination shall be increased as the result of any
such change in plans or modification of contract, such increased cost
shall be audited and paid as prescribed in this article. If during the
progress of the work, it shall appear to the commissioner or such
railroad company, that extra work is necessary but not so substantial or
material as to necessitate a change in plans or modification of such
contract, such extra work may be performed or caused to be performed by
the commissioner with the approval of such railroad company or by such
railroad company with the approval of the commissioner.
6. Claims on account of a change in plans or for extra work may be
adjusted by the commissioner if the amount thereof can be agreed upon
with the persons making such claims, and any amount so agreed upon shall
be paid as a part of the cost of such elimination as prescribed by this
article. If the amount of any such claim is not agreed upon, but is paid
by the railroad company affected thereby, such railroad company may
present same to the court of claims, which shall hear such claim and
determine if the amount of such claim or any part thereof is a legal
claim against the state and if it so determines, to make an award and
enter judgment thereon against the state, provided, however, that such
claim is filed with the court of claims within six months after the
acceptance by the commissioner of the final agreement of the completed
elimination project contract. The amount of any such judgment of the
court of claims shall be paid out of the state treasury from moneys
appropriated for purposes connected with elimination of grade crossing
projects; and, if necessary, the comptroller shall revise or supplement
his determination, as prescribed by this article, relative to times,
amounts, and manner of repayments to the state by such railroad company.
The comptroller shall also adjust his accounts in order to provide for
the payment to the state of the part of such judgment chargeable to any
railroad company or municipality.
Persons aggrieved; right to hearing; rehearing; appeals. Any
person aggrieved by any order or decision provided for in this article,
or made pursuant thereto, and who was a party to such proceeding, may
within thirty days after the service of such order or decision, apply
for a hearing on the subject matter thereof or, in case a hearing was
had prior to the making of any such order or decision, for a rehearing
thereon upon notice and such hearing or rehearing shall be granted or
denied by the commissioner within thirty days after the filing of the
application therefor and upon such hearing or rehearing such order or
decision shall be set aside, modified or affirmed. Any person aggrieved
by any order or decision provided for in this article, or made pursuant
thereto, and who was a party to such proceeding, may within sixty days
after the service of such decision or order appeal therefrom to the
appellate division of the supreme court in the department in which such
grade crossing is located, and to the court of appeals, in the same
manner and with like effect as is provided in the case of appeals from
an order of the supreme court.
Federal aid; receipt and expenditure. The comptroller is hereby
authorized to accept from the federal government or any department or
agency thereof any moneys in any way granted, allocated or apportioned
for the purpose of highway-railroad grade crossing eliminations or the
reconstruction or repair of existing grade crossing separation
structures and deposit them in accordance with existing federal or state
law or rules or regulations applicable thereto and the same shall be
available for the purposes granted, allocated or apportioned. Such
moneys shall be available to reimburse the state for its expenses in
connection with a grade crossing elimination project including
incidental improvements rendered necessary or desirable by such project.
The expense of net benefit to be borne by the railroad company shall be
the lesser of (1) the amount of net benefit determined by the
commissioner in accordance with this act or (2) the difference between
the cost of the project exclusive of incidental improvements and the
amount of federal aid for the project exclusive of incidental
improvements. State moneys made available for federal aid grade crossing
elimination projects may be used in the first instance to pay the costs
of said projects.
Acquisition of property required for grade crossing elimination
projects. 1. The commissioner shall cause to be prepared an accurate
acquisition map of any and all property which he may deem necessary for
purposes connected with the elimination of any grade crossing, or of any
property in and to which he may deem the acquisition or exercise of an
easement, interest or right to be necessary for such purposes,
indicating and describing in each case the particular easement, interest
or right. Such property may be acquired with controlled access when
acquired in connection with the construction of a controlled access
highway as defined by the highway law. On the approval of such map by
the commissioner, he may acquire such property, controlled access
rights, easements, interests or rights, pursuant to the provisions of
the eminent domain procedure law.
2. If the commissioner shall determine, prior to the filing of such
map in the office of the county clerk or register of the county, that
changes, alterations or modifications of such map as filed in the main
office of the department should be made, he or she shall, subject to the
provisions of article two of the eminent domain procedure law, if
applicable, direct the preparation of an amended map, either by
preparing a new map or by making changes on the original tracing of such
map, with a notation indicating such changes, and file a certified copy
of the same in the main office of the department in the same manner as
the original map was filed and said amended map shall thereupon in all
respects and for all purposes supersede the map previously filed.
3. If the commissioner shall determine, prior to the filing of such
copy of the acquisition map in the office of the county clerk or
register as provided in section four hundred two of the eminent domain
procedure law, that such map should be withdrawn, he or she shall file a
certificate of withdrawal in the office of the department of law. Upon
the filing of such certificate of withdrawal the map to which it refers
shall be cancelled and all rights thereunder shall cease and determine.
4. The commissioner shall deliver to the attorney general a copy of
such acquisition map, whereupon it shall be the duty of the attorney
general to advise and certify to the commissioner the names of the
owners of the property, easements, interests or rights described in the
said aquisition map, including the owners of any right, title or
interest therein, pursuant to the requirements of section four hundred
three of the eminent domain procedure law.
5. If, at or after the vesting of title to such property in the people
of the state of New York in the manner provided for in the eminent
domain procedure law, the commissioner shall deem it necessary to cause
the removal of an owner or other occupant from such property, he may
cause such owner or other occupant to be removed therefrom by proceeding
in accordance with section four hundred five of such law. The
proceedings shall be brought in the name of the commissioner as agent of
the state. If any person proceeded against shall contest the petition by
an answer, the attorney general shall be notified, and he thereafter
shall represent the petitioner in the proceedings. No execution shall
issue for costs, if any, awarded against the state or the commissioner,
but they shall be part of the costs of the acquisition and be paid in
like manner. Proceedings may be brought separately against one or more
of the owners or other occupants of a property, or one proceeding may be
brought against all or several of the owners or other occupants of any
or all property within the territorial jurisdiction of the same justice
or judge; judgment shall effect or be made for immediate removal of
persons defaulting in appearance or in answering, or withdrawing their
answers, if any, without awaiting the trial or decision of issues raised
by contestants, if any.
6. Upon making any agreement provided for in section three hundred
four of the eminent domain procedure law, the commissioner shall deliver
to the comptroller such agreement and a certificate stating the amount
due such owner or owners thereunder on account of such acquisition of
his or their property and the amount so fixed shall be paid out of the
state treasury from moneys appropriated for purposes connected with
elimination of grade crossing projects but not until there shall have
been filed with the comptroller, a certificate of the attorney general
showing the person or persons claiming the amount so agreed upon to be
legally entitled thereto.
7. Application for reimbursement of incidental expenses as provided in
section seven hundred two of the eminent domain procedure law shall be
made to the commissioner upon forms prescribed by him and shall be
accompanied by such information and evidence as the commissioner may
require. Upon approval of such application, the commissioner shall
deliver a copy thereof to the comptroller together with a certificate
stating the amount due thereof, and the amount so fixed shall be paid
out of the state treasury after audit by the comptroller from moneys
appropriated for the acquisition of porperty under this article.
8. The commissioner, with the approval of the director of the budget
shall establish and may from time to time amend rules and regulations
authorizing the payment of actual reasonable and necessary moving
expenses of occupants of property acquired pursuant to this article; of
actual direct losses of tangible personal property as a result of moving
or discontinuing a business or farm operation, but not exceeding an
amount equal to the reasonable expenses that would have been required to
relocate such property, as determined by the commissioner; and actual
reasonable expenses in searching for a replacement business or farm; or
in hardship cases for the advance payment of such expenses and losses.
For the purposes of making payment of such expenses and losses only the
term "business" means any lawful activity conducted primarily for
assisting in the purchase, sale, resale, manufacture, processing or
marketing of products, commodities, personal property or services by the
erection and maintenance of an outdoor advertising display or displays,
whether or not such display or displays are located on the premises on
which any of the above activities are conducted. Such rules and
regulations may further define the terms used in this subdivision. In
lieu of such actual reasonable and necessary moving expenses, any such
displaced owner or tenant of residential property may elect to accept a
moving expense allowance, plus a dislocation allowance, determined in
accordance with a schedule prepared by the commissioner and made a part
of such rules and regulations. In lieu of such actual reasonable and
necessary moving expenses, any such displaced owner or tenant of
commercial property who relocates or discontinues his business or farm
operation may elect to accept a fixed relocation payment in an amount
equal to the average annual net earnings of the business or farm
operation, except that such payment shall be not less than two thousand
five hundred dollars nor more than ten thousand dollars. In the case of
a business, no such fixed relocation payment shall be made unless the
commissioner finds and determines that the business cannot be relocated
without a substantial loss of its existing patronage, and that the
business is not part of a commercial enterprise having at least one
other establishment, which is not being acquired by the state or the
United States, which is engaged in the same or similar business. In the
case of a business which is to be discontinued but for which the
findings and determinations set forth above cannot be made, the
commissioner may prepare an estimate of what the actual reasonable and
necessary moving expenses, exclusive of any storage charges, would be if
the business were to be relocated and enter into an agreed settlement
with the owner of such business for an amount not to exceed such
estimate in lieu of such actual reasonable and necessary moving
expenses. Application for payment under this subdivision shall be made
to the commissioner upon forms prescribed by him and shall be
accompanied by such information and evidence as the commissioner may
require. Upon approval of such application, the commissioner shall
deliver a copy thereof to the comptroller together with a certificate
stating the amount due thereunder, and the amount so fixed shall be paid
out of the state treasury after audit by the comptroller from moneys
appropriated for the acquisition of property under this section. As used
in this subdivision the term "commercial property" shall include
property owned by an individual, family, partnership, corporation,
association or a nonprofit organization and includes a farm operation.
As used in this subdivision the term "business" means any lawful
activity, except a farm operation, conducted primarily for the purchase,
sale, lease and rental of personal and real property, and for the
manufacture, processing, or marketing of products, commodities, or any
other personal property; for the sale of services to the public; or by a
nonprofit organization.
9. The commissioner pursuant to section three hundred five of the
eminent domain procedure law may make agreements on such terms,
conditions and consideration as he deems beneficial to the state with
respect to any property acquired whereby such property may be used and
occupied by the former owner, tenant or by any other party from a date
specified in said agreement, until such time as the state requires and
obtains actual physical possession. The agreements for the use and
occupancy of such property may be managed, supervised and enforced (1)
by the staff, forces and equipment of the department; or (2) by the
commissioner contracting for the management, supervision and enforcement
thereof with any person, firm or corporation; or (3) by a combination of
such methods.
The use and occupancy of such property under this article and the
right of the state or its duly authorized agent to recover possession
thereof shall not be subject to the emergency housing rent control law.
10. The commissioner may make supplemental relocation payments,
separately computed and stated, to displaced owners and tenants of
residential property acquired pursuant to this section who are entitled
thereto, as determined by him. The commissioner, with the approval of
the director of the budget, may establish and from time to time amend
rules and regulations providing for such supplemental relocation
payments. Such rules and regulations may further define the terms used
in this subdivision. In the case of property acquired pursuant to this
section which is improved by a dwelling actually owned and occupied by
the displaced owner for not less than one hundred eighty days
immediately prior to initiation of negotiations for the acquisition of
such property, such payment to such owner shall not exceed fifteen
thousand dollars. Such payment shall be the amount, if any, which, when
added to the acquisition payment equals the average price, established
by the commissioner on a class, group or individual basis, required to
obtain a comparable replacement dwelling that is decent, safe and
sanitary to accommodate the displaced owner, reasonably accessible to
public services and places of employment and available on the private
market, but in no event shall such payment exceed the difference between
acquisition payment and the actual purchase price of the replacement
dwelling. Such payment shall include an amount which will compensate
such displaced owner for any increased interest costs which such person
is required to pay for financing the acquisition of any such comparable
replacement dwelling. Such amount shall be paid only if the dwelling
acquired pursuant to this section was encumbered by a bona fide mortgage
which was a valid lien on such dwelling for not less than one hundred
eighty days prior to the initiation of negotiations for the acquisition
of such dwelling. Such amount shall be equal to the excess in the
aggregate interest and other debt service costs of that amount of the
principal of the mortgage on the replacement dwelling which is equal to
the unpaid balance of the mortgage on the acquired dwelling, over the
remainder term of the mortgage on the acquired dwelling, reduced to
discounted present value. The discount rate shall be the prevailing
interest rate paid on savings deposits by commercial banks in the
general area in which the replacement dwelling is located. Any such
mortgage interest differential payment shall, notwithstanding the
provisions of section twenty-six-b of the general construction law, be
in lieu of and in full satisfaction of the requirements of such section.
Such payment shall include reasonable expenses incurred by such
displaced owner for evidence of title, recording fees and other closing
costs incident to the purchase of the replacement dwelling, but not
including prepaid expenses. Such payment shall be made only to a
displaced owner who purchases and occupies a replacement dwelling which
is decent, safe and sanitary within one year subsequent to the date on
which he is required to move from the dwelling acquired pursuant to this
section or the date on which he receives from the state final payment of
all costs of the acquired dwelling, whichever occurs later, except
advance payment of such amount may be made in hardship cases. In the
case of property acquired pursuant to this section from which an
individual or family, not otherwise eligible to receive a payment
pursuant to the above provisions of this subdivision, is displaced from
any dwelling thereon which has been actually and lawfully occupied by
such individual or family for not less than ninety days immediately
prior to the initiation of negotiations for the acquisition of such
property, such payment to such individual or family shall not exceed
four thousand dollars. Such payment shall be the amount which is
necessary to enable such individual or family to lease or rent for a
period not to exceed four years, a decent, safe, and sanitary dwelling
of standards adequate to accommodate such individual or family in areas
not generally less desirable in regard to public utilities and public
and commercial facilities and reasonably accessible to his place of
employment, but shall not exceed four thousand dollars, or to make the
down payment, including reasonable expenses incurred by such individual
or family for evidence of title, recording fees, and other closing costs
incident to the purchase of the replacement dwelling, but not including
prepaid expenses, on the purchase of a decent, safe and sanitary
dwelling of standards adequate to accommodate such individual or family
in areas not generally less desirable in regard to public utilities and
public and commercial facilities, but shall not exceed four thousand
dollars, except if such amount exceeds two thousand dollars, such person
must equally match any such amount in excess of two thousand dollars, in
making the down payment. Such payments may be made in installments as
determined by the commissioner. Application for payment under this
subdivision shall be made to the commissioner upon forms prescribed by
him and shall be accompanied by such information and evidence as the
commissioner may require. Upon approval of such application, the
commissioner shall deliver a copy thereof to the comptroller, together
with a certificate stating the amount due thereunder, and the amount so
fixed shall be paid out of the state treasury after audit by the
comptroller from moneys appropriated for the acquisition of property
under this section.
11. Any owner may present to the court of claims, pursuant to the
provisions of section five hundred three of the eminent domain procedure
law, a claim for the value of such property acquired and for legal
damages, as provided by law for the filing of claims with the court of
claims. Awards and judgments of the court of claims shall be paid in the
same manner as awards and judgments of that court for the acquisition of
lands generally and shall be paid out of the state treasury from moneys
appropriated for purposes connected with elimination of grade crossing
projects.
12. If the work of any grade crossing elimination project shall cause
actual damage to property not acquired as provided in this article, the
state shall be liable therefor, but this provision shall not be deemed
to create any liability not already existing by statute. Claims for such
damage may be adjusted by the commissioner, if the amounts thereof can
be agreed upon with the persons making such claims, and any amount so
agreed upon shall be paid as a part of this cost of such elimination
project. If the amount of any such claim is not agreed upon, such claim
may, pursuant to the provisions of the eminent domain procedure law, be
presented to the court of claims which shall hear such claim and
determine if the amount of such claim or any part thereof is a legal
claim against the state and, if it so determines, to make an award and
enter judgment thereon against the state, provided, however, that such
claim is filed with the court of claims within three years after the
acceptance by the commissioner of the final agreement of the completed
elimination project contract.
13. Notwithstanding any other provision of this article, the
commissioner may acquire by grant or purchase, in the name of the people
of the state of New York, any property which he deems necessary for any
of the purposes of this chapter, and payment therefor, if any, shall be
made in the manner prescribed in this article for the payment of
adjusted acquisition claims, provided, however, that no real property
shall be so acquired unless the title thereto shall be approved by the
attorney general.
14. The expense of such acquisitions including the cost of making
surveys and preparing descriptions and maps of lands to be acquired and
administrative duties in connection therewith, serving notices of
appropriation, publication, making appraisals and agreements and of
searches ordered and examinations and readings of title made by the
attorney general, and expenses incurred by the commissioner or attorney
general in proceedings for removal of owners and occupants, shall be
deemed part of the cost of such elimination project.
15. Notwithstanding any other law, the commissioner, his officers,
agents or contractors when engaged on such elimination projects, may
pursuant to the provisions of section four hundred four of the eminent
domain procedure law, enter upon property for the purpose of making
surveys, test pits, test borings, or other investigations and also for
temporary occupancy during construction. Claims for any damage caused by
such entry, work or occupation not exceeding two thousand five hundred
dollars may be adjusted by agreement by the commissioner with the owner
of the property affected as determined by him by reasonable
investigation without appropriating such property. Upon making any such
adjustment and agreement, the commissioner shall deliver to the
comptroller such agreement and a certificate stating the amount due such
owner and the amount so fixed shall be paid out of the state treasury
from monies appropriated for such elimination project.
16. The commissioner may determine whether any property acquired
pursuant to this article or grade crossing elimination acts in effect on
the date of enactment of this article for grade crossing elimination
purposes may be, in whole or in part, sold or exchanged on terms
beneficial to the state, and in all cases of such determination he may,
subject to the compliance with the provisions of section four hundred
six of the eminent domain procedure law and notwithstanding any other
law, dispose of such property, provided he shall have first determined
that such property is no longer necessary or useful for the purposes for
which it was acquired and provided that with respect to crossings where
access is not controlled the disposal of such property shall not deprive
an owner of any existing frontage thereon immediately in front of his
premises. In order to carry any such sale or exchange into effect the
commissioner may execute and deliver, in the name of the people of the
state, a quitclaim of, or a grant in and to, such property. Each such
instrument of conveyance shall be prepared by the attorney general and,
before delivery, shall be approved by him as to form and manner of
execution.
18. If subsequent to the acquisition of a temporary easement right in
property pursuant to this article, the commissioner shall determine; (a)
that the purposes for which such easement right was acquired have been
accomplished and that the use and occupancy of said property for such
purposes is no longer necessary, or (b) that the period fixed by the
terms of such easement for expiration of the same should be further
limited, or (c) if the acquisition of such easement was for an
indefinite period, that such period should be fixed and determined, he
shall make his certificate to such effect. Upon the expiration of the
then fixed and determined term of the easement, the easement will expire
by the terms of the certificate and the affected property will be
surrendered back to the owner, free of such easement, and the easement
will be accordingly thereupon terminated, released and extinguished. The
commissioner shall cause a copy of such certificate to be filed in the
office of the department of state. In the event that the term of a
temporary easement has been fixed at a specific period of time by the
description and map no further certificate shall be required.
19. Notwithstanding any other provision of this section, the
commissioner of transportation shall have the power to acquire by grant
or purchase, in the name of the people of the state of New York, any
property which he deems necessary for any of the purposes provided for
in this section and may also acquire for such purposes from the
Palisades interstate park commission, in the name of the people of the
state of New York, such lands and such easements, licenses, permits and
other rights over lands as the said commission is authorized to grant,
sell, exchange or convey. When the acquisition by appropriation, grant
or purchase of property deemed necessary for grade crossing elimination
purposes would result in substantial consequential damages to the
owner's remaining property, due to loss of access, severance or control
of access, the commissioner of transportation, for and in behalf of the
people of the state of New York, may acquire by purchase or grant all or
any portion of such remaining property. Payment therefor, if any, shall
be made in the manner prescribed in this section for the payment of
adjusted appropriation claims, provided, however, that no real property
shall be so acquired unless the title thereto shall be approved by the
attorney general.
20. After acceptance of the completed work, the railroad company shall
apply to the commissioner for the conveyance to it of any property,
acquired as aforesaid, and or any other property owned by the state
which property is under the jurisdiction of the commissioner and which
is used to accomplish a grade crossing elimination, necessary for the
proper operation and maintenance of the railroad. If it shall appear to
the commissioner that such application is reasonable and the property is
necessary for the proper operation and maintenance of such railroad and
such property is not necessary for highway, road or street purposes, the
commissioner shall grant and convey such property to such railroad
company upon such terms and conditions as he may prescribe.
21. In case any property acquired as aforesaid and not conveyed to a
railroad company physically forms a part of any existing highway, road
or street or a new highway, road or street opened to take the place of
an existing highway, road or street, the fee title of which existing
highway, road or street is vested in a municipality, such municipality
may apply to the commissioner for a conveyance of such property. The
commissioner may grant and convey such property to such municipality
upon such terms and conditions as he may prescribe.
22. Any property acquired as aforesaid and not conveyed to a railroad
company or a municipality, physically forming a part of any existing or
proposed highway, road or street shall become a part of the state,
county, town, city, village or other highway or street system of which
such existing or proposed highway, road or street forms a part and shall
be under the jurisdiction of and maintained by the proper authorities
having charge of such respective systems.
23. If a railroad company has acquired, is acquiring or is about to
acquire title to any property in addition to or beyond the normal or
reasonable limits of its existing right of way for the operation of the
railroad which the commissioner may deem necessary in the elimination of
any crossing, and such property is in the opinion of such commissioner
necessary for the proper operation and maintenance of the railroad of
such railroad company and not necessary for highway, road or street
purposes, same need not be acquired as aforesaid, but may be retained or
otherwise acquired by such railroad company, in which event such
railroad company shall be compensated for such property in such an
amount as may be agreed upon by and between such railroad company and
the commissioner. Any amount so agreed upon shall be paid out of the
state treasury from moneys appropriated for purposes connected with
elimination of grade crossing projects.
24. In fixing the consideration, if any, to be paid by any railroad
company or municipality for any property acquired by the people of the
state of New York for an elimination and to be conveyed to such railroad
company or municipality as prescribed by this article, due regard shall
be given by the commissioner to all facts involved and any other
property involved in connection with the acquisition of property for
such elimination and such consideration shall be fixed accordingly. Such
consideration shall be paid to the state and the expenses of the project
shall be adjusted to reflect such consideration. Any conveyance of any
such property shall contain a reservation to the people of the state of
New York of the title to any structures and construction work necessary
for highway, road or street purposes and, also, of the legal right to
maintain same.
25. Any railroad company or its lessee, during the progress of
changing the grade of its railroad under the provisions of this article,
is authorized to maintain such temporary structures and to occupy any
part or parts of an adjacent street and of intersecting streets as may
be necessary in the premises or for the continued operation of its
railroad and to lay down such temporary tracks on adjacent and
intersecting streets as may be necessary for carrying on the railroad
business during the progress of the work, all of which shall be done
only with the approval and direction of the commissioner as a part of
the elimination work. If any temporary acquisition of the rights of
abutting property owners is made for this purpose the compensation or
damages, if any, paid for such acquisition shall be deemed to be part of
the elimination cost whether paid in the first instance by the railroad
corporation or by the state.
26. Notwithstanding any other provision of law a municipality may
grant a permit to the commissioner to occupy, for grade crossing
elimination purposes, any of the property set forth and described on the
maps prescribed by this article which are owned by such municipality.
Such permit may be for permanent or temporary occupancy as shall be
determined by the commissioner, and the permit shall state the purposes
for which the property is obtained, together with the terms and
conditions including payment, if any, which is to be made under the
permit. The permit may be in lieu of acquisition of land pursuant to the
provisions of the eminent domain procedure law as provided in this
article. The property described in any such permit may be utilized by
the people of the state of New York, their officers and agents, or by
any railroad company to which such permit may be transferred or
assigned, for grade crossing elimination purposes. Payment, if any,
shall be made by the comptroller and paid out of the state treasury from
moneys appropriated for purposes connected with elimination of grade
crossing projects, after the department of transportation has filed a
copy of the approved permit with the comptroller.
27. The provisions of this article providing for the acquisition and
transfer of property shall apply in all respects to the acquisition and
transfer of property necessary for those incidental improvements held
necessary or desirable because of the elimination project.
28. Notwithstanding any other provisions of law, the commissioner may
use, for grade crossing elimination purposes, any property under his
jurisdiction acquired for other public purposes which he deems
necessary, exclusively for, or in conjunction with grade crossing
elimination purposes. Transfer of such use shall be effected by an
official order of the commissioner to be filed in the offices of the
department and of the department of state, accompanied by a description
and map of such property. When the use is to be exclusively for grade
crossing elimination purposes, then upon such filing of the description,
map and official order of transfer of use, the property shall be used
and maintained for grade crossing elimination purposes and be governed
as though the said property was acquired pursuant to this article for
grade crossing elimination purposes. When dual use is to be made of such
property for grade crossing elimination purposes and other public
purposes by the state, the official order of transfer shall so certify,
and upon such filing of the description, map and official order of
transfer, the property shall be used and maintained for such dual
purposes, and is, in the discretion of the commissioner, to be governed
either by this article or the statute under which jurisdiction was
acquired by the commissioner or both.
29. Notwithstanding any other provision of law, the commissioner may
accept in the name of the people of the state of New York from the
United States or any authorized agency, unit or subdivision thereof or
any instrumentality or corporation owned or controlled by the United
States a release, easement, grant, conveyance or permit, with or without
conditions, authorizing the construction and permanent maintenance of a
grade crossing elimination project, pursuant to this article, on
property in which any rights or easements or the fee is held or owned by
the United States or any authorized agency, unit or subdivision thereof
or any instrumentality or corporation owned or controlled by the United
States, or on property in which the fee or a perpetual easement was
theretofore appropriated by the state for flood control purposes,
pursuant to chapter eight hundred sixty-two of the laws of nineteen
hundred thirty-six, and acts amendatory thereof, whether retained by the
state or conveyed or to be conveyed to the United States.
30. (a) Notwithstanding any other provision of law, the commissioner
may accept in the name of the people of the state of New York any
property interest or easement right held or owned by the public service
commission in the name of the people of the state of New York pursuant
to grade crossing elimination acts. The commissioner may, in whole or in
part, sell, transfer or exchange such property interest or easement
right on terms beneficial to the state, provided that such property is
no longer necessary or useful for the purposes for which it was
acquired. To effect the sale, transfer or exchange, the commissioner may
execute and deliver, in the name of the people of the state, a quitclaim
of, or a grant in and to, such property or easement. Each such
instrument of grant or conveyance shall be prepared by the attorney
general.
(b) A municipality or a railroad company may apply to the commissioner
for the grant or conveyance of such property interest or easement right.
If it shall be made to appear to the commissioner that such grant or
conveyance is reasonable and the property or easement is necessary for
the proper operation and maintenance of highways, roads or streets owned
by such municipality or for the proper operation and maintenance of such
railroad, the commissioner may, upon reasonable terms and conditions,
grant and convey such property or easement to such municipality or
railroad company. The payment, if any, required by the commissioner for
such grant or conveyance shall be deposited in the state treasury.
Pending grade crossing elimination proceedings. In connection
with any proceedings for the elimination of a grade crossing in which
all business and matters have not been completed on March first,
nineteen hundred seventy-one, the commissioner may make any
determinations; redeterminations; findings; amended, supplemental or
revised findings; orders; or amended, supplemental or revised orders as
he shall deem appropriate or necessary to carry out the duties and
responsibilities of his office and may conduct such business hearings
for such purposes as he shall deem appropriate.
ARTICLE 10-A Implementation of Rail Preservation Bond Act of Nineteen Hundred Seventy-four and the Energy Conservation Through Improved Transportation Bond Act of Nineteen Hundred Seventy-nine
Expenditure of monies. The monies received by the state from
the sale of bonds pursuant to the rail preservation bond act of nineteen
hundred seventy-four and the energy conservation through improved
transportation bond act of nineteen hundred seventy-nine shall be
expended pursuant to appropriation for any rail preservation project or
local street or highway project approved hereunder.
Definitions. As used in this article, the following terms shall
include and mean:
1. "Municipality." A city, county not wholly contained within a city,
town, village, special transportation district, public benefit
corporation or other public corporation, or two or more of the foregoing
acting jointly.
2. "Rail preservation project." The acquisition, construction,
reconstruction, establishment, improvement or rehabilitation by the
state or a municipality of any railroad capital facility and any capital
equipment used in connection therewith with funds made available as a
result of the rail preservation bond act of nineteen hundred
seventy-four and the acquisition, construction, reconstruction,
establishment, improvement or rehabilitation by the state or a
municipality of any rail capital facility or rapid transit capital
facility and any capital equipment used in connection therewith with
funds made available as a result of the energy conservation through
improved transportation bond act of nineteen hundred seventy-nine.
3. "Railroad capital facility." Railroad rights of way, as well as
trackage, rails, cars, locomotives, rolling stock, signals,
communication and ventilation systems, power plants, stations,
terminals, storage yards, repair and maintenance shops, yards, equipment
and parts, offices and other incidental real estate or personalty used
or held for or incidental to the operation, rehabilitation or
improvement of any railroad operating rail freight and rail passenger
transportation services, or to operate such services, including, but not
limited to buildings, structures and real property.
4. "Local street or highway project." A local street, highway and/or
bridge that is not on the state highway system and not under the
maintenance and/or operational jurisdiction of the state for which there
is a project for resurfacing of existing pavements to correct structural
deficiencies or substandard riding characteristics; the sealing of
pavements; the treatment of highway pavements to improve skid
resistance; the improvement of the highway to make it more energy
efficient; modification of roadway geometrics for improvement of
operational safety; the improvement of highway appurtenances including
but not limited to shoulders, guiderail systems, slopes, traffic control
devices, sidewalks, curbs, drainage systems; retaining and sustaining
walls; removal of hazards and/or their replacement or correction by the
use of recognized and approved safety or protective devices; bridge
improvement including structural rehabilitation or replacement.
5. "Applicant." A municipality in the case of a rail preservation
project, and a county, except the counties comprising New York city, and
New York city in the case of a local street or highway project.
State assistance application procedure. 1. A municipality may
submit an application for state assistance toward the cost of any
municipal rail preservation project which is eligible for state
assistance pursuant to this article to the commissioner in such form and
containing such information as he may require.
2. A county highway superintendent, or the county official having
jurisdiction over the county highway system for any county which does
not have a county highway superintendent, or in the case of the city of
New York, the city commissioner of transportation, may submit an
application for state assistance toward the cost of any local street or
highway project which is eligible for state assistance pursuant to this
article to the commissioner in such form and containing such information
as he may require.
3. The commissioner shall review any such project application and may
approve, disapprove or recommend modifications thereto consistent with
applicable law, criteria, standards or rules and regulations relative to
such project.
4. Upon approval of a project application, a municipality, county
highway superintendent, county official or city commissioner of
transportation, as the case may be, may enter into a contract as further
provided within this article with the commissioner for payment of state
assistance to be received pursuant to this article.
5. In connection with local street or highway projects, the total
funds made available as a result of the energy conservation through
improved transportation bond act of nineteen hundred seventy-nine shall
be allocated in accordance with the following percentums: a)
thirty-eight percentum for town roads; b) thirty percentum for county
roads; c) eighteen percentum for city and village highways, streets and
roads, outside of New York city; and d) fourteen percentum for highways
and streets in New York city.
Powers and duties of the commissioner. In administering the
provisions of this article, the commissioner:
1. shall make an itemized estimate of funds or appropriations required
annually for inclusion in the executive budget;
2. shall, by April first, nineteen hundred eighty, determine and
submit to the governor and legislature for approval the allocations of
the funds made available as a result of the energy conservation through
improved transportation bond act of nineteen hundred seventy-nine on a
county by county basis broken into categories (a), (b) and (c) specified
in subdivision five of section two hundred thirty-two of this chapter.
Once such allocations have been approved by the governor and by the
legislature by a concurrent resolution of such bodies such allocations
shall not be modified except by an act of the legislature which is
enacted into law by the governor. Such allocations shall take into
consideration the miles of highway in each category in relationship to
total number of miles of highway in the local street or highway project
program and other similar factors utilized in the safer off system road
program based on the most recent information and data available to the
commissioner.
3. may in the name of the state as further provided within this
article contract to make, within the limitations of appropriations
available therefor, a state grant for payment to a municipality, county,
or city of New York representing the state share of the cost of a
project approved and to be undertaken pursuant to this article. Such
contracts shall be subject to the approval by the state comptroller and
as to form by the attorney general.
4. shall approve vouchers for the payment of local assistance pursuant
to an approved contract. All such payments shall be paid on audit and
warrant of the state comptroller.
5. may perform such other and further acts and promulgate such rules
and regulations as may be necessary, proper or desirable to carry out
the provisions of this article.
Powers and duties of an applicant. An applicant shall have the
power and authority to:
1. undertake and carry out any project for which state assistance is
received or to be received pursuant to this article and maintain and
operate such project;
2. expend money received from the state pursuant to this article for
costs incurred in conjunction with the approved project;
3. perform such other and further acts as may be necessary, proper or
desirable to carry out a project or obligation, duty or function related
thereto;
4. for local street or highway projects outside the city of New York,
determine, subject to the approval of the commissioner, the
suballocations, of the allocation determined for such county pursuant to
subdivision two of section two hundred thirty-three of this chapter that
should be made available to the towns, cities, villages, within each
county and to the county itself. Such suballocation determination shall
be based on information and data furnished each such county by the
commissioner for such purpose. The applications for state assistance
shall be made in accordance with such suballocations and within the
total allocation determined to be available to such county;
5. enter into contracts with the towns, cities and villages within
such county with respect to undertaking local street or highway projects
on the town highway, or city or village highway, street or road systems
respectively; and
6. for local street or highway projects, to undertake the work of the
project either with its own forces or by contract, however, whenever the
estimate for the construction contract work exceeds three hundred fifty
thousand dollars such work must be performed by contract let by the
competitive bid process.
Approval of projects. 1. Rail preservation or local street or
highway projects shall be undertaken pursuant to this article only with
the approval of the commissioner, and in the case of municipal projects
for rail preservation, or local street or highway projects, pursuant to
an approved contract for state assistance.
2. In reviewing rail preservation projects, the commissioner shall
give due consideration to:
a. the urgency of the need for preserving or improving commuter and
intercity rail passenger and rail freight services;
b. the age and condition of the railroad capital facilities to be
acquired, reconstructed or improved by the project;
c. the economic feasibility of maintaining or improving commuter and
intercity rail passenger or rail freight services in relation to the
project; and
d. whether the project is part of, or consistent with, the statewide
comprehensive master plan for transportation.
3. In reviewing local street or highway projects, the commissioner
shall give due consideration to:
a. the urgency of the need for preservation and improving the local
street, highway or bridge in order to make it more energy efficient,
safer and economical to maintain and operate; and
b. whether the project is part of, or consistent with, the statewide
comprehensive master plan for transportation.
4. With respect to any municipal rail preservation project, or a local
street or highway project, the state may finance the total cost thereof
or such lesser amount as may be set forth in the appropriation or as may
be established by the legislature by legislative act or by the
commissioner pursuant to contract. In the event no local share is
specified in the appropriation of funds for the local street or highway
projects or by another act of the legislature, then the local share
shall be determined by the commissioner on the same basis and criteria
utilized for the safer off system road program.
Contracts for projects. 1. The commissioner, in the name of the
state, may enter into contracts with municipalities, counties or the
city of New York to undertake rail preservation projects, or local
street or highway projects, and any such municipality, county or the
city of New York may enter into a contract with the commissioner. Any
such contract may include such provisions as may be agreed upon by the
parties thereto, and shall include, in substance, the following
provisions:
a. an estimate of the reasonable cost of the project as determined by
the commissioner;
b. an agreement by the commissioner to pay to the municipality, county
or the city of New York during the progress of construction or following
completion of construction as may be agreed upon by the parties, an
amount, not to exceed the total cost of the project or such lesser
amount as may have been established pursuant to section two hundred
thirty-five;
c. an agreement by the municipality, county or city of New York;
(i) to proceed expeditiously with, and complete, the project as
approved by the commissioner,
(ii) to apply for or make reasonable efforts to secure federal
assistance, if any, for the project,
(iii) to secure the approval of the commissioner before applying for
such federal assistance, in order to maximize the amounts of such
assistance received or to be received for all projects in New York
state,
(iv) to provide for the municipality's, county's or city of New York's
share of the cost of the project, if any;
d. A provision that, in the event that federal assistance which was
not included in the calculation of the state payment becomes available
to the municipality, county or city of New York the amount of the state
payment shall be recalculated with the inclusion of such federal
assistance and the municipality, county or city of New York shall pay to
the state the amount by which the state payment actually made exceeds
the state payment determined by the recalculation.
e. In connection with each contract, the commissioner shall keep
adequate records of the amount of the payment by the state and of the
amount of federal assistance, if any, received by the municipality,
county or city of New York. Such records shall be retained by the
commissioner and shall establish the basis for recalculations of the
state payment as required herein.
ARTICLE 11 Transfer of Functions, Employees and Records; Continuity of Authority
Transfer of functions. The functions and powers possessed by
and the obligations and duties of the public service commission and the
department of public service pertaining to the regulation of common
carriers, bus companies, contract carriers of passengers by motor
vehicle and contract carriers of property by motor vehicle, including
such commission and department's investigatory and punitive powers
relative thereto, and to its transportation division and the functions
and powers possessed by and the obligations and duties of such
commission and department relating to grade crossing elimination
projects and the jurisdiction of such commission and department over
highway-railroad grade crossings and separation structures delegated to
either of them by the railroad law or any other law are hereby
transferred to the commissioner and the department.
Transfer of employees. Upon the transfer of functions to the
department pursuant to this article, provision should be made for the
transfer to the department of such employees of the public service
commission and the department of public service who are engaged in
carrying out such functions as the chairman of the public service
commission may deem necessary for the exercise of the functions herein
transferred to the department. Employees so transferred shall be
transferred without further examination or qualification and shall
retain their respective civil service classifications and status. For
the purpose of determining the employees holding permanent appointments
in competitive class positions to be transferred, such employees shall
be selected within each class of positions in the order of their
original appointment, with due regard to the right of preference in
retention of disabled and non-disabled veterans. Any such employee who,
at the time of such transfer, has a temporary or provisional appointment
shall be transferred subject to the same right of removal, examination
or termination as though such transfer had not been made. Employees
holding permanent appointments in competitive class positions who are
not transferred pursuant to this section shall have their names entered
upon an appropriate preferred list for reinstatement pursuant to the
civil service law.
Transfer of records. The public service commission and the
department of public service shall deliver to the commissioner all
books, papers, records and property of such commission and department
pertaining to the functions transferred pursuant to this article.
Continuity of authority. For the purpose of succession to all
functions, powers, duties and obligations transferred pursuant to this
article, the department shall constitute the continuation of the public
service commission and the department of public service, and not a
different agency or authority.
Continuation of rules and regulations. All rules and
regulations, acts, determinations, orders and decisions of the public
service commission and the department of public service, pertaining to
the functions transferred pursuant to this article, in force at the time
of such transfer shall continue in force and effect as rules,
regulations, acts, determinations, orders and decisions of the
department and the commissioner until duly modified or abrogated by the
commissioner.
Completion of unfinished business. Any business or other matter
undertaken or commenced by the public service commission or the
department of public service pertaining to or connected with the
functions, powers, obligations and duties transferred pursuant to this
article, and pending on the effective date thereof, may be conducted and
completed by the commissioner in the same manner and under the same
terms and conditions and with the same effect as if conducted and
completed by the public service commission or the department of public
service.
Terms occurring in laws, contracts or other documents.
Whenever the public service commission or the department of public
service is referred to or designated in any law, contract or document
pertaining to the functions, powers, obligations and duties transferred
pursuant to this article, such reference or designation shall be deemed
to refer to the department or the commissioner, as the case may be.
Existing rights and remedies preserved. No existing right or
remedy of any character shall be lost, impaired or affected by reason of
this article.
Pending actions and proceedings. No action or proceeding
pending on March first, nineteen hundred seventy-one brought by or
against the public service commission or the department of public
service, and pertaining to or connected with the functions, powers,
obligations and duties transferred pursuant to this article, shall be
affected by this article, but the same may be prosecuted or defended in
the name of the department or the commissioner. In all such actions and
proceedings, the department or the commissioner, upon application to the
court, shall be substituted as a party.
Transfer of appropriations. All appropriations or
reappropriations for the functions herein transferred heretofore made to
the public service commission or the department of public service, or
segregated pursuant to law, to the extent of remaining unexpended or
unencumbered balances thereof, whether allocated or unallocated or
whether obligated or unobligated, are hereby transferred to and made
available for use and expenditure by the department for the same
purposes for which originally appropriated or reappropriated and shall
be payable on vouchers certified or approved by the commissioner on
audit or warrant of the comptroller. Payments for liabilities for
expenses of personal service, maintenance and operation heretofore
incurred by the public service commission or the department of public
service in connection with the functions herein transferred, and for
liabilities incurred and to be incurred in completing their affairs in
relation to the functions transferred herein, shall also be made on
vouchers or certificates approved by the commissioner on audit and
warrant of the comptroller.
Opinions, determinations, decisions and judgments. All
opinions, determinations, decisions and judgments hitherto rendered in a
court of competent jurisdiction in an action or proceeding in which the
public service commission or department of public service was a party
shall continue to be binding and effective with respect to the matters
therein determined with the same force and effect as if the department
of transportation or commissioner of transportation were a party
therein.
Codification of changes. The commissioner shall prepare or
cause to be prepared for the submission to a session of the legislature
a codification of the laws relating to the functions, powers and duties
of the public service commission or the department of public service as
amended, repealed or modified and other acts related thereto and such
other measures as may be appropriate to effectuate the purposes of this
article and such acts.
ARTICLE 12 Laws Repealed; Transfer of Functions; Interim Functions; Time to Take Effect
Department of public works abolished. The department of public
works in the state government, created, established and continued by
section five of the public works law, as last amended by chapter three
hundred fifty-eight of the laws of nineteen hundred sixty-one, is hereby
abolished.
Transfer of functions. All of the functions and powers
possessed by and all the obligations and duties of the department of
public works and the superintendent of public works, except those
pertaining to the construction of public buildings, and flood control
and shore line and beach erosion control, transferred to the office of
general services in the executive department and the conservation
department, respectively, are hereby transferred and assigned to,
assumed by and developed upon the department of transportation.
Transfer of employees. Upon the transfer of functions to the
department of transportation pursuant to this chapter, provision shall
be made for the transfer to the department of transportation of such
employees of the department of public works who are engaged in carrying
out such functions as the commissioner of transportation may deem
necessary for the exercise of the functions of the transportation
department. Employees so transferred shall be transferred without
further examination or qualification and shall retain their respective
civil service classifications and status. For the purpose of determining
the employees holding permanent appointment in competitive class
positions to be transferred, such employees shall be selected within
each class of positions in the order of their original appointment, with
due regard to the right of preference in retention of disabled and
non-disabled veterans. Any such employee who, at the time of such
transfer, has a temporary or provisional appointment shall be
transferred subject to the same right of removal, examination or
termination as though such transfer had not been made. Employees holding
permanent appointments in competitive class positions who are not
transferred pursuant to this section shall have their names entered upon
an appropriate preferred list for reinstatement pursuant to the civil
service law.
Transfer of records. The superintendent of public works shall
deliver to the commissioner of transportation all books, papers, records
and property of the department of public works and the superintendent of
public works pertaining to the functions herein transferred.
Continuity of authority. For the purpose of succession to all
functions, powers, duties, and obligations transferred and assigned to,
devolved upon and assumed by it pursuant to this chapter, the department
of transportation shall be deemed and held to constitute the
continuation of the department of public works and the superintendent of
public works and not a different agency or authority.
Completion of unfinished business. Any business or other matter
undertaken or commenced by the department of public works or the
superintendent of public works pertaining to or connected with the
functions, powers, obligations and duties hereby transferred and
assigned, and pending on the effective date of this chapter, may be
conducted and completed by the department of transportation in the same
manner and under the same terms and conditions and with the same effect
as if conducted and completed by the department of public works or the
superintendent of public works.
Continuance of rules and regulations. All rules, regulations,
acts, determinations and decisions of the department of public works and
the superintendent of public works pertaining to the functions herein
transferred and assigned, in force at the time of such transfer,
assignment, assumption or devolution shall continue in force and effect
as rules, regulations, acts, determinations and decisions of the
department of transportation until duly modified or abrogated by the
department of transportation.
Terms occurring in laws, contracts and other documents.
Whenever the superintendent of public works or the department of public
works is referred to or designated in any law, contract or document
pertaining to the functions, powers, obligations and duties hereby
transferred and assigned, such reference or designation shall be deemed
to refer to the commissioner of transportation or the department of
transportation, respectively.
Existing rights and remedies preserved. No existing right or
remedy of any character shall be lost, impaired or affected by reason of
this chapter.
Pending actions and proceedings. No action or proceeding
pending at the time when this chapter shall take effect, brought by or
against the superintendent of public works or the department of public
works shall be affected by any provision of this chapter, but the same
may be prosecuted or defended in the name of the commissioner or
department of transportation. In all such actions and proceedings, the
department of transportation, upon application to the court, shall be
substituted as a party.
Transfer of appropriations heretofore made to department of
public works. All appropriations or reappropriations for the functions
herein transferred heretofore made to the department of public works, or
segregated pursuant to law, to the extent of remaining unexpended or
unencumbered balances thereof, whether allocated or unallocated and
whether obligated or unobligated, are hereby transferred to and made
available for use and expenditure by the department of transportation
for the same purposes for which originally appropriated or
reappropriated and shall be payable on vouchers certified or approved by
the commissioner of transportation on audit and warrant of the
comptroller. Payments for liabilities for expenses of personal service,
maintenance and operation heretofore incurred by the department of
public works in connection with the functions herein transferred, and
for liabilities incurred and to be incurred in completing its affairs in
relation to the functions transferred herein, shall also be made on
vouchers or certificates approved by the commissioner of transportation
on audit and warrant of the comptroller.
Codification of changes. The commissioner of transportation
shall prepare or cause to be prepared for submission to the next regular
session of the legislature a codification of the laws relating to the
functions, powers and duties of the department of transportation as
amended, repealed or modified by this chapter and other acts related
thereto and such other measures as may be appropriate to effectuate the
purposes of this chapter and such acts.
Time to take effect. This act shall take effect September
first, nineteen hundred sixty-seven.
ARTICLE 13 Mass Transportation
Declaration of policy. In order to assure effective discharge
of state responsibility with respect to the provision of adequate mass
transportation services to the inhabitants of the State, the department
may enter into an agreement with any municipal corporation to pay on
behalf of the State a share of the project cost of any municipal project
undertaken in accordance with the provisions of any federal grant or
project approval received from the Federal Urban Mass Transportation
Administration or the Federal Highway Administration.
The state share of a municipal project undertaken with federal
assistance from the Federal Urban Mass Transportation Administration or
the Federal Highway Administration may be fifteen percent of the project
cost.
In the event a municipal propect is undertaken with federal assistance
as authorized by the Federal Aid Highway Act of l973, and the federal
assistance provided is less than eighty percent of the project cost, the
state share may be increased by an amount equivalent to the difference
between the federal assistance received and eighty percent of the
project cost provided, however, that the maximum state share of any
municipal project shall not exceed twenty-five percent of the project
cost.
Definitions. Whenever used in this article, unless a different
meaning clearly appears from the context: 1. "Mass transportation
capital project." The acquisition, construction, reconstruction or
improvement with federal assistance of any rapid transit, railroad,
omnibus, marine transportation or other mass transportation capital
facility and any capital equipment used in connection therewith.
2. "Municipal project." Any mass transit capital project undertaken by
a municipal corporation.
3. "Federal assistance." Funds available, other than by loan, from the
federal government to any municipal corporation, either directly or
through allocation by the state, for any mass transportation capital
project.
4. "Municipal corporation." A municipal corporation includes a city,
town, village, county, not including a county wholly contained within a
city, special transportation district, public benefit corporation or
other public corporation or two or more of the foregoing acting jointly.
5. "Project cost." The actual cost of any municipal project or the
estimated reasonable cost thereof as determined by the commissioner,
whichever is lower, plus any direct incidental costs approved by the
state comptroller.
Application for assistance. The commissioner is hereby
authorized to receive and review applications from municipal
corporations for state aid for municipal projects, and to approve such
applications, within the amounts appropriated therefor, as are part of
or consistent with a statewide comprehensive master plan for
transportation promulgated by the commissioner and approved by the
governor or, in the absence of any current comprehensive master plan
sound transportation development policy and planning concepts. The
commissioner shall submit copies of any application so approved to the
governor, to the director of the budget and to the office of planning
services with such recommendations as he may deem appropriate.
The commissioner is hereby authorized to prescribe such rules and
regulations as he may deem appropriate to effectuate the purposes of
this article, including but not limited to rules and regulations
governing the form, content and submission of applications by municipal
corporations for state aid for municipal projects pursuant to the
provisions of this article.
State appropriation. No moneys shall be expended for the state
share of any municipal project unless and until the project has been
approved by the commissioner and unless and until such project shall
have been recommended by the governor in a budget bill which specifies
the project to be acquired, constructed, reconstructed or improved, the
estimated project cost, the estimated federal assistance to be received
and the estimated state and local shares of the project cost to be
required during the state fiscal year for which the appropriation is
recommended and shall have been approved by the legislature for such
state fiscal year.
Project grant procedure. State moneys may be expended for any
municipal project pursuant to a contract entered into by the
commissioner, in the name of the state, and the municipal corporation
undertaking such project. Any such contract may include such provisions
as may be agreed upon by the parties thereto, and shall include, in
substance, the following provisions:
a. An estimate of the reasonable cost of the project as determined by
the commissioner.
b. An agreement by the commissioner to pay to or on behalf of the
municipal corporation, following completion of the project, or during
the undertaking thereof, in the form of progress payments, as may be
agreed upon by the parties and subject to the rules and regulations of
the commissioner, the state share of the project cost as he may
determine in accordance with section three hundred of this article.
c. An agreement by the municipal corporation:
(1) To proceed expeditiously with, and complete, the project in
accordance with plans approved by the commissioner;
(2) To commence and continue operation of the project on completion of
the project, and not to discontinue operation or dispose of the project
without the approval of the commissioner;
(3) To provide for the payment of the municipal corporation's share of
the cost of the project, and
(4) To include in its planning for the project, to the extent mutually
deemed appropriate, consideration and planning for joint development as
defined in section fourteen-d of the transportation law relating to the
environment of the area in which the project is to be constructed.
d. A provision that, in the event that federal assistance which was
not included in the calculation of the state payment pursuant to section
three hundred of this article becomes available to the municipal
corporation, the amount of the state payment shall be recalculated with
the inclusion of such additional federal assistance and the municipal
corporation shall either (1) pay to the state the amount by which the
state payment actually made exceeds the state payment determined by the
recalculation or, (2) if such additional federal assistance has not been
received by the municipal corporation, authorize the state to receive
such amount from the federal government and to retain an appropriate
amount thereof. The commissioner may adopt rules and regulations
governing the making and enforcing of contracts pursuant to this
subdivision. Contracts entered into pursuant to this subdivision shall
be subject to approval by the state comptroller, the director of the
budget and by the attorney general as to form. All payments by the state
pursuant to such contracts shall be made after audit by and upon the
warrant of the comptroller on vouchers approved by the commissioner.
Reimbursement of state overpayments. The commissioner shall
keep adequate records of the amount of the payments made by the state in
connection with each contract concerning a municipal project authorized
by this article and the amount of the federal assistance actually
received for such municipal project. Such records shall be retained so
as to establish a basis for application by the commissioner for
reimbursement to the state of payments made by the state in excess of
the recalculated state share of the project cost. The commissioner is
hereby authorized to make such applications in appropriate cases.
Progress reporting. The commissioner shall prepare and file
annually on or about the first of December with the governor, the office
of planning services, and the director of the budget a report on the
scope and results of construction undertaken in accordance with this
article.
ARTICLE 15 Air Transportation Facilities and Services At Stewart and Republic Airports
* § 400. Air transportation facilities and services at Stewart and
Republic airports. 1. In order to meet present and future state needs
with respect to the provision of adequate, safe and efficient air
transportation facilities and services to the public, and to promote the
economic development and well-being of the state, the planning,
development, maintenance and operation of such facilities and services
at Stewart and Republic airports may be carried out by the department
and the commissioner in accordance with the provisions of this article.
2. The following terms, as used in this article shall mean:
(a) "Air transportation facilities" shall mean aircraft and
developments such as airports, air terminals, runways, hangars, control
towers, ramps, taxiways, aprons, wharves, bulkheads, buildings,
structures, equipment, parking areas, improvements, facilities and any
real property necessary, convenient or desirable for or relating to the
landing, taking off, accommodation and servicing of aircraft, or for the
loading, unloading, interchange or transfer of passengers, baggage or
cargo, or otherwise for the accommodation, use or convenience of
passengers, carriers, crews and employees. It shall also mean facilities
providing access to airports or air terminals, including highways,
access roads, driveways and appurtenances, devices and structures
incidental thereto.
(b) "Air transportation purposes" shall mean the effectuation,
establishment, acquisition, construction, rehabilitation, improvement,
maintenance, extension, or operation of air transportation facilities or
services owned, leased, operated or provided by the department, or by
others pursuant to agreement with the department, at Stewart and/or
Republic airports.
(c) "Department" shall mean the department of transportation of the
state of New York.
(d) "Commissioner" shall mean the commissioner of transportation of
the state of New York.
(e) "Stewart and Republic airports" shall mean those airports, and
facilities and surrounding areas under the jurisdiction of the
metropolitan transportation authority or any subsidiary public benefit
corporation, located at (in the case of Stewart airport) the county of
Orange, towns of Newburgh and New Windsor; and (in the case of Republic
airport) in the county of Suffolk, town of Babylon.
(f) "Real property" shall mean lands, structures, franchises and
interests in land, including air space, air rights, waters, lands under
water and riparian rights, and any and all things and rights included
within said term, and includes not only fee simple absolute but also any
and all lesser interests, including but not limited to easements, rights
of way, uses, leases, licenses and all other incorporeal hereditaments
and every estate, interest or right, legal or equitable, including terms
for years and liens thereon by way of judgments, mortgages or otherwise.
(g) "Aircraft" shall mean aircraft of all types, including but not
limited to airplanes, airships, dirigibles, helicopters, gliders,
seaplanes, or any other contrivance now or hereafter used for the
navigation of or flight in air or space.
(h) "Stewart airport commission" shall mean the commission established
by section four hundred one of this article.
(i) "Republic airport commission" shall mean the commission
established by section four hundred two of this article.
3. In order to effectuate the purposes of this article:
(a) The commissioner, for and on behalf of the people of the state of
New York, may acquire any and all air transportation facilities
necessary for air transportation purposes, pursuant to the eminent
domain procedure law, or by purchase, gift, grant, transfer, assignment,
contract, lease or other arrangement.
(b) The department may, on such terms and conditions as the
commissioner determines necessary, convenient or desirable, establish,
construct, effectuate, operate, maintain, renovate, improve, extend or
repair air transportation facilities at Stewart and Republic airports,
or may provide therefor by contract, lease or otherwise, with any
person, firm, corporation, municipality, or governmental unit, agency or
instrumentality. In connection with the operation of any such air
terminal, the department may establish, construct, effectuate, operate,
renovate, maintain, improve, extend or repair, or may provide therefor
by contract, lease or otherwise, any related services or activities the
commissioner deems necessary, convenient or desirable.
(c) The department may establish, levy and collect or cause to be
established, levied and collected, or join with others in the
establishment, levying and collection, of such fares, tolls, rentals,
rates, charges and other fees as the commissioner deems necessary,
convenient or desirable for the use or operation of any air
transportation facilities, services, equipment or activities operated
at, serving or incidental to Stewart or Republic airports.
(d) The commissioner may establish such rules, regulations and
procedures governing the use, operation and occupancy of air
transportation facilities and related facilities, equipment, services
and activities at, serving or incidental to Stewart and Republic
airports as he may deem necessary, convenient or desirable.
Non-compliance with such airport rules and regulations shall be a
violation of law punishable by a fine not to exceed two hundred fifty
dollars unless a different fine is expressly provided in another section
of law.
(e) The department may apply for, accept, receive and utilize grants
of property, money and services and other assistance offered or made
available to it by any person, government or agency or instrumentality
thereof for any use within the scope of its functions, powers, duties or
responsibilities under this article.
(f) The department may do all things it deems necessary, convenient or
desirable to manage, control and direct the maintenance and operation of
air transportation facilities and related facilities, equipment,
activities and services, at Stewart and/or Republic airports; provided,
however, that the department shall take no action which would be
inconsistent with or supersede the provisions of subdivision three of
section four hundred two of this article.
(g) The department may conduct or participate in demonstration
projects relating to air transportation facilities and services at,
serving or incidental to Stewart or Republic airports.
(h) Upon the effective date of this article all rights, title and
interest in all assets, equipment and property, both tangible and
intangible, used in connection with the ownership, planning,
development, maintenance and operation of Stewart and Republic airports
of the metropolitan transportation authority and/or any subsidiary
corporation of such authority are hereby transferred to the department
of transportation. Any and all appropriations or reappropriations made
in any capital projects fund or state purposes account to the
metropolitan transportation authority in connection with either Stewart
and/or Republic airports which remain unencumbered on the effective date
of this article are hereby transferred to the department of
transportation. The commissioner, subject to the approval of the
division of the budget, shall enter into an agreement or agreements with
the metropolitan transportation authority and/or any subsidiary
corporation of such authority and authorization is hereby granted to the
metropolitan transportation authority and/or any subsidiary corporation
of such authority to enter into such agreement or agreements to transfer
and assign to the department of transportation any other rights and
obligations and contract rights and obligations resulting from or
arising out of the ownership, planning, development, maintenance and/or
operation of Stewart and/or Republic airports, and notwithstanding the
provisions of chapter four hundred seventy-two of the laws of nineteen
hundred seventy-one, the metropolitan transportation authority and/or
any subsidiary corporation of such authority is authorized to contract
with the commissioner to provide service as an airport operator for
Stewart and/or Republic airports. In lieu of contracting with the
metropolitan transportation authority and/or any subsidiary corporation
of such authority for such services, the commissioner may contract for
the operation of Stewart and/or Republic airports with any qualified
operator. Any service contract shall contain the clause that the term of
such contract with respect to either Stewart airport or Republic airport
or both shall be subject to cancellation upon six months' notice from
the commissioner. Such notice shall be given only after the
consultation, guidance, advice and assistance relative to such action by
either the Stewart airport commission or the Republic airport commission
or both with respect to such service contract as it affects either
Stewart airport or Republic airport or both respectively. Until the
effective date of any such contract between the metropolitan
transportation authority and/or subsidiary corporation of such authority
or another entity and the commissioner to provide airport operator
services at Stewart and/or Republic airports respectively, the
metropolitan transportation authority through its subsidiary
metropolitan airports authority shall continue to provide the service as
an airport operator for both Stewart and Republic airports with the
costs and expenses of such activities throughout the period of the
effective date of this article through the effective date of such
contract being the obligation of the metropolitan transportation
authority, but not longer than one year from the effective date of this
article.
Notwithstanding anything to the contrary contained in this paragraph
on or after the effective date of this article, interests in the real
property and air transportation facilities at Stewart airport
hereinafter set forth shall be leased by the state to the United States
government upon terms and consideration and for a term to be mutually
agreed upon by the commissioner and said United States government with
the concurrence of the adjutant general for the purpose of establishing
an air national guard facility:
(i) For such temporary period or periods as the adjutant general deems
necessary, and for the purposes of an interim air national guard
facility, pending construction of a permanent facility--
Such real property and such air transportation facilities as shall be
agreed upon by the commissioner and the United States government with
the concurrence of the adjutant general. The federal government has
appropriated five hundred thousand dollars for rehabilitation of the
said interim air national guard facility. Upon relocation of the air
national guard to said permanent facilities all improvements constructed
by the federal government shall become the property of the state of New
York.
(ii) For a term of fifty years with option for renewal for the
purposes of a permanent air national guard facility--
Building 105 with adjacent parking compound located in rear of
building, and the land commonly known as the "pad area" situated between
runways twenty-seven and thirty-four and the eastern boundary of the
airport property, this site being the location upon which a permanent
air national guard facility will be constructed.
(i) In connection with any improvements on real property or any new
leases or renewal of leases for real property made after the department
assumes jurisdiction over an air transportation facility, whether owned
by the state or others, that are devoted to non-aviation purposes in
whole or substantial portion thereof, the commissioner shall enter into
agreements to pay, or make provisions for the payment of, annual sums in
lieu of taxes to any municipality or political subdivision of the state
in which such improvements are located. Such non-aviation purposes shall
include but not be limited to motel, hotel, restaurant, transportation
services other than aircraft, manufacturers whose products are not used
exclusively at the airport, general office space and such other
buildings and improvements as determined by the commissioner to be not
exclusively for aviation purposes. In regard to such non-aviation and
substantial portion related determinations and any proration of use or
purpose for determination of in lieu of tax payments, such
determinations shall be in accordance with the recommendations made by
the Stewart airport commission or Republic airport commission and the
affected municipalities or politial subdivisions, respectively.
Notwithstanding the foregoing provisions of this subdivision if an
agreement is made between the Stewart airport commission or the Republic
airport commission and all municipalities or political subdivisions with
respect to payments in lieu of taxes or the definition of "non-aviation
purposes" such agreements shall be binding upon the commissioner with
respect to such subjects, provided, however, that if there is no such
agreement among all the aforementioned parties, the commissioner shall
make such determinations based upon the recommendations of all the
parties.
4. Once the Stewart airport commission and/or the Republic airport
commission have been established, the commissioner and/or the department
shall effectuate the authorizations, powers and/or duties set forth in
this article with respect to Stewart airport and/or Republic airport
only following the consultation, guidance, advice, and assistance of the
Stewart airport commission and/or the Republic airport commission,
respectively.
5. No toxic waste site or center shall be located or maintained at
either Stewart airport including the surrounding area as contained in
the metropolitan transportation authority project map number one
thousand filed in the Orange county clerk's office on August thirteenth,
nineteen hundred seventy-one or Republic airport.
* NB There are 2 § 400's
* § 401. Stewart airport commission. 1. Upon assumption by the
department of transportation of jurisdiction over the airport facility
and surrounding area located in the county of Orange, known as Stewart
airport, there shall thereupon be created a Stewart airport commission.
This commission will be an advisory council to the commissioner with
respect to administration and management of the Stewart airport
facilities and its surrounding areas with respect to projects to be
undertaken and operations and management of the facilities at such
airport. The commission shall be composed of ten members of which six
must be residents of Orange county, two must be residents of Dutchess
county and two residents from Ulster county. By virtue of their offices,
the commissioner of transportation or the commissioner's designee, the
Orange county executive, the Dutchess county executive and the
chairperson of the Ulster county legislature shall be ex officio members
of the commission. The members of the commission shall be appointed by
the governor with the advice and consent of the senate and, except for
the initial appointment terms, shall serve for a term of four years.
However, two of the appointments must be from a list submitted by the
temporary president and majority leader of the senate, and two must be
from a list submitted by the speaker of the assembly. Initial
appointments shall be to staggered terms with three of the nominees of
the governor being made to initial one-year terms and the other three
nominees to initial four-year terms, the members nominated by the
speaker of the assembly to initial two-year and three-year terms,
respectively, and the members nominated by the temporary president and
majority leader of the senate to initial two-year and three-year terms,
respectively. If any member shall thereafter no longer meet the
residency requirement of his or her appointment, such position shall be
declared vacant. In the event of a vacancy, the vacancy shall be filled
in the same manner as the initial appointments except that the term
shall be for the unexpired portion of the term of such members. All such
members shall be deemed officers of the state in connection with the
provisions of section seventeen of the public officers law. The members
of the commission shall appoint a chairman from among their number.
Members shall not receive a salary or other compensation, but shall be
reimbursed for their actual and necessary expenses incurred in the
performance of their official duties.
2. The Stewart airport commission shall assist in the development of a
program relative to the administration and management of the Stewart
airport and to advise the commissioner of transportation with regard to
such other programs relative to the Stewart airport as he may undertake.
Such program shall include, but not be limited to identification of
future capital needs, examining the means and methods of financing such
future capital needs, the promotion and examination of the financing
means and methods for the economic development of the area around the
airport, the joining together of such economic development and the
airport operations, the identification and implementation of ways of
working with the local community to accomplish the program and the
identification of non-aviation uses and purposes and prorations of use
or purposes for determinations of in lieu of tax payments. Once the
commission has been established, the commissioner and/or the department
shall effectuate the authorizations, powers and/or duties set forth in
section four hundred of this article only following the consultation,
guidance, advice and assistance of the commission. The Stewart airport
commission shall meet at least six times a year at the call of the
commissioner of transportation or the chairman of the commission and
shall keep a record of all its proceedings and recommendations. Staff
services for the commission shall be performed by personnel of the
department of transportation. In carrying out the functions and
responsibilities of the commissioner and the commission, the
commissioner shall designate an executive secretary from among the staff
of the department of transportation who will act as the administrative
agent of the commission and assist the commission in fulfilling its
duties and functions.
* NB There are 2 § 401's
* § 402. Republic airport commission. 1. Upon assumption by the
department of transportation of jurisdiction over the airport facility
and surrounding area located in the county of Suffolk, known as Republic
airport, there shall thereupon be created a Republic airport commission.
This commission will be an advisory council to the commissioner with
respect to administration and management of the Republic airport
facilities and its surrounding areas with respect to projects to be
undertaken and operations and management of the facilities at such
airport. The commission shall be composed of nine members who are
residents of Nassau county or Suffolk county, one of whom shall be
appointed by the governor without recommendation from any other person,
four of whom shall be appointed by the governor upon the recommendation
of the temporary president of the senate, and four of whom shall be
appointed by the governor upon the recommendation of the speaker of the
assembly. For each appointment upon a recommendation, the recommender
shall submit a list of no fewer than three persons, from which the
governor shall appoint one. All such members shall be appointed for a
term of four years, except in the case that a vacancy occurs and is
filled before the expiration of a member's term, the member appointed to
fill such vacancy shall be appointed to the remainder of such term. By
virtue of such commissioner's office, the commissioner of transportation
or the commissioner's designee shall be an ex officio member of the
commission. All such members shall be deemed officers of the state in
connection with the provisions of section seventeen of the public
officers law. The members of the commission shall appoint a chair from
among their number. Members shall not receive a salary or other
compensation, but shall be reimbursed for their actual and necessary
expenses incurred in the performance of their official duties.
2. The Republic airport commission shall assist in the development of
a program relative to the administration and management of the Republic
airport and to advise the commissioner of transportation with regard to
such other programs relative to the Republic airport as the commissioner
may undertake. Such program shall include, but not be limited to
identification of future capital needs, examining the means and methods
of financing such future capital needs, the promotion and examination of
the financing means and methods for the economic development of the area
around the airport, the joining together of such economic development
and the airport operations, the identification and implementation of
ways of working with the local community to accomplish the program and
the identification of non-aviation uses and purposes and prorations of
use or purposes for determinations of in lieu of tax payments. Once the
commission has been established, the commissioner and/or the department
shall effectuate the authorizations, powers and/or duties set forth in
section four hundred of this article only following the consultation,
guidance, advice and assistance of the commission. The Republic airport
commission shall meet at least six times a year at the call of the
commissioner of transportation or the chair of the commission and shall
keep a record of all its proceedings and recommendations. Staff services
for the commission shall be performed by personnel of the department of
transportation. In carrying out the functions and responsibilities of
the commissioner and the commission, the commissioner shall designate an
executive secretary from among the staff of the department of
transportation who will act as the administrative agent of the
commission and assist the commission in fulfilling its duties and
functions.
3. The arrival or departure of aircraft to or from the airport between
the hours of 11 p.m. and 7 a.m., except in the case of emergency, and
the development of additional runways at the airport are hereby
prohibited, provided, however, that such prohibitions may be altered,
modified or changed by resolution adopted by a majority vote of the
members of the commission after giving public notice of such alteration,
modification or change and holding a public hearing thereon. Any
alteration, modification or change which affects the prohibition with
respect to arrival and departure of aircraft shall be made only after
due consideration has been given to the period of daylight occurring at
such airport. Notwithstanding the foregoing provisions of this
subdivision, the prohibition against the arrival or departure of
aircraft to or from the airport between the hours of 11 p.m. and 7 a.m.
shall not become effective until ninety days after the effective date of
this subdivision. The commissioner upon the advice of the Republic
airport commission shall promulgate regulations establishing permissible
levels of noise for aircraft operating at the airport. The operator of
any aircraft to or from the airport which exceeds such permissible
levels of noise shall be guilty of a violation punishable by a fine not
to exceed twenty-five hundred dollars.
* NB There are 2 § 402's
ARTICLE 16 Daniel Boggs - Marvin Franklin New York City Transit Authority Track Safety Task Force
ARTICLE 17 Implementation of the Rebuild New York Through Transportation Infrastructure Renewal Bond Act of 1983
Expenditure of moneys. The moneys received by the state from
the sale of bonds and/or notes pursuant to the Rebuild New York Through
Transportation Infrastructure Renewal Bond Act of 1983 shall be expended
pursuant to annual appropriations for transportation infrastructure
renewal projects as defined in this article.
Definitions. As used in this article, the following terms shall
include and mean:
1. "Transportation infrastructure renewal project". The construction,
reconstruction, improvement, reconditioning, and preservation, including
the acquisition of real property and interests therein required or
expected to be required in connection therewith, of:
a. state highways and bridges, state parkways and bridges, highways
and bridges not on the state highway system, including the improvement
and/or elimination of highway-railroad grade crossings, and commuter
rail parking facilities;
b. ports, marine terminals, canals and waterways; and
c. rail rapid transit, commuter rail, omnibus systems and facilities,
rail passenger facilities, rail freight facilities, and airport and
aviation capital facilities.
2. "Municipality". A city or a county not wholly contained within a
city, a town, village, public benefit corporation or other public
corporation, or two or more of the foregoing acting jointly.
3. "Commissioner". The commissioner of transportation of the state of
New York.
4. "Department". The department of transportation of the state of New
York.
5. "Municipal transportation infrastructure renewal project". A
transportation infrastructure renewal project undertaken by a
municipality with funds provided in whole or in part by the Rebuild New
York Through Transportation Infrastructure Renewal Bond Act of 1983
pursuant to an agreement between such municipality and the commissioner.
6. "Federal assistance". Funds available, other than by loan, from the
federal government to a municipality, either directly or through
allocation by the state, for any municipal transportation infrastructure
renewal project.
7. "Municipal project cost". The actual cost of a municipal
transportation infrastructure renewal project or the estimated
reasonable cost thereof as determined by the commissioner, whichever is
less, plus any direct incidental costs of such project approved by the
state comptroller, and less any federal assistance received or to be
received by the state for such project.
8. "New York state content program". Actions taken by the commissioner
in concert with the commissioner of commerce, a municipality, or a
contractor to encourage the participation of suppliers and contractors
located within New York state, to the extent permissible under
applicable federal regulations.
Powers and duties of the commissioner. The commissioner is
hereby authorized:
1. To provide for the accomplishment of any authorized transportation
infrastructure renewal project unless otherwise provided for in law.
2. To provide for the accomplishment of any authorized municipal
transportation infrastructure renewal project unless otherwise provided
for in law, within the limitations of appropriations available therefor,
pursuant to contract between the commissioner and the municipality
undertaking such project.
3. To utilize federal moneys available or which may become available
to the state, or to a municipality in the form of federal assistance,
for the purposes of effectuating the provisions of this article.
4. To enter into contracts with any person, firm, corporation or
agency, private or governmental, for the purpose of effectuating the
provisions of this article.
5. To prescribe such rules and regulations as he may deem appropriate
to effectuate the provisions of this article, including but not limited
to rules and regulations governing the form, content and submission of
applications by municipalities for state financial assistance for
municipal transportation infrastructure renewal projects.
6. To approve vouchers for the payment of state financial assistance
to persons, firms, corporations or agencies, private and governmental,
and municipalities pursuant to contracts for the accomplishment of
municipal transportation infrastructure renewal projects.
7. To establish or cause to be established by the department of
commerce a New York state content program which shall provide for
notification to New York contractors, subcontractors and suppliers of
opportunities to bid on contracts for projects financed under this
article, and to promulgate procedures which will assure the compliance
of such notification prior to awarding bids, and to require that
contractors submit, as supplementary materials to their bids, documented
evidence of their efforts to encourage the participation of New York
suppliers and subcontractors on transportation infrastructure renewal
projects financed pursuant to this article.
8. To perform such other and additional acts as he deems necessary or
desirable to effectively carry out the provisions of this article.
Powers and duties of municipalities. A municipality is hereby
authorized to:
1. Undertake and carry out any municipal transportation infrastructure
renewal project for which state assistance is received or is to be
received pursuant to this article.
2. To expend money received from the state together with other moneys
available to it for costs incurred for any such project.
3. To contract with any person, firm, corporation or agency, either
governmental or private, for the purpose of accomplishing the purposes
of this article.
4. To apply for and receive moneys of the state and the federal
government for the purposes of accomplishing projects undertaken or to
be undertaken pursuant to this article.
5. To perform such other and further acts as may be necessary, proper
or desirable in order to carry out municipal transportation
infrastructure renewal projects or any obligation, duty or function
relating thereto.
Approval of projects. When the funds for municipal
transportation infrastructure renewal projects are appropriated to the
department, such projects shall be undertaken only pursuant to contract
with the commissioner entered into following submission to and approval
by the commissioner of a municipal project application therefor.
Contracts for municipal transportation infrastructure renewal
projects. Any such contract between the commissioner and a municipality
may include such provisions as may be agreed upon by the parties
thereto, and shall include, in substance, the following:
a. an estimate of the reasonable cost of the project as determined by
the commissioner;
b. an agreement by the commissioner to pay to the municipality during
the progress of construction or following completion of construction as
may be agreed upon by the parties, an amount, not to exceed the total
cost of the project or such lesser amount as may have been established
pursuant to section four hundred twenty-four of this article;
c. an agreement by the municipality:
(i) to proceed expeditiously with and complete the project as approved
by the commissioner,
(ii) to apply for and/or make reasonable efforts to secure federal
assistance, if any, for the project,
(iii) to secure the approval of the commissioner before applying for
such federal assistance, in order to maximize the amounts of such
assistance received or to be received for all projects in New York
state,
(iv) to provide for the municipality's share of the cost of the
project when such municipality's share is required by the appropriation
therefor,
(v) to maintain the project at its own expense in accordance with the
requirements of the commissioner for the period of time corresponding to
the period of useful life for such project as determined by reference to
section sixty-one of the state finance law; and
d. a provision that, in the event that federal assistance which was
not included in the calculation of the state payment becomes available
to the municipality, the amount of the state payment shall be
recalculated with the inclusion of such federal assistance and the
municipality shall pay to the state the amount by which the state
payment actually made exceeds the state payment determined by the
recalculation.
Maintenance of records. In connection with each contract, the
commissioner and the municipality shall keep adequate records of the
amount of the payment by the state, the amount of federal assistance, if
any, received by the municipality for the project, and of all moneys
expended by the municipality for such project. Such records shall be
kept by the commissioner and shall establish the basis for
recalculations of the state payment as required herein. The commissioner
shall have authority to carry out, or to cause to be carried out, audits
of such contracts and records pursuant to rules and regulations
promulgated by the commissioner.
Equal employment opportunity program. 1. All contracts for
design, construction, services and materials for transportation
infrastructure renewal projects of whatever nature and all documents
soliciting bids or proposals therefor shall contain or make reference to
the following provisions:
a. The contractor will not discriminate against employees or
applicants for employment because of race, creed, color, national
origin, sex, age, disability, or marital status, and will undertake or
continue existing programs of affirmative action to ensure that minority
group persons and women are afforded equal opportunity without
discrimination. Such programs shall include, but not be limited to,
recruitment, employment, job assignment, promotion, upgrading, demotion,
transfer, layoff, termination, rates of pay or other forms of
compensation, and selections for training or retraining, including
apprenticeship and on-the-job training.
b. At the request of the department, the contractor shall request each
employment agency, labor union, or authorized representative of workers
with which it has a collective bargaining or other agreement or
understanding and which is involved in the performance of the contract
with the agency to furnish a written statement that such employment
agency, labor union or representative shall not discriminate because of
race, creed, color, national origin, sex, age, disability or marital
status and that such union or representative will cooperate in the
implementation of the contractor's obligations hereunder.
c. The contractor will state, in all solicitations or advertisements
for employees placed by or on behalf of the contractor in the
performance of the contract with the agency, that all qualified
applicants will be afforded equal employment opportunity without
discrimination because of race, creed, color, national origin, sex, age,
disability or marital status.
d. The contractor will include the provisions of paragraphs a through
c of this subdivision in every subcontract or purchase order in such a
manner that such provisions will be binding upon each subcontractor or
vendor as to its work in connection with the contract with the agency.
2. The governor shall establish procedures and guidelines to ensure
that contractors and subcontractors undertake programs of affirmative
action and equal employment opportunity as required by this section.
Such procedures may require after notice in a bid solicitation, the
submission of an affirmative action program prior to the award of any
contract, or at any time thereafter, and may require the submission of
compliance reports relating to the operation and implementation of any
affirmative action program adopted hereunder. The governor may take
appropriate action to effectuate the provisions of this section and
shall be responsible for monitoring compliance with this article.
Minority and women-owned business enterprise program. 1.
Federal assistance projects. Where a transportation infrastructure
renewal project or municipal transportation infrastructure project
involving federal assistance is undertaken to effectuate the provisions
of this article, applicable federal laws relative to participation of
minority and women-owned business enterprises shall apply.
2. Other transportation infrastructure renewal projects. a. In the
performance of transportation infrastructure renewal projects, minority
and women-owned business enterprises shall be given the opportunity for
meaningful participation. The governor shall establish measures and
procedures to secure meaningful participation and identify those
contracts and items of work for which minority and women-owned business
enterprises may best bid to actively and affirmatively promote and
assist their participation in the department's construction and
procurement program for transportation infrastructure renewal projects,
so as to facilitate the award of a fair share of contracts to such
enterprises; provided, however, that nothing in this article shall be
construed to limit the ability of the governor to assure that qualified
minority and women-owned business enterprises may participate in the
transportation infrastructure renewal program. For purposes hereof,
minority business enterprise shall mean any business enterprise which is
at least fifty-one per centum owned by, or in the case of a publicly
owned business, at least fifty-one per centum of the stock of which is
owned by citizens or permanent resident noncitizens who are Black,
Hispanic, Asian or American Indian, and such ownership interest is real,
substantial and continuing; and women-owned business enterprise shall
mean any business enterprise which is at least fifty-one per centum
owned by, or in the case of a publicly owned business, at least
fifty-one per centum of the stock of which is owned by citizens or
permanent resident noncitizens who are women, and such ownership
interest is real, substantial and continuing.
The provisions of this paragraph shall not be construed to limit the
ability of any minority business enterprise to bid on any contract.
b. In the implementation of this section, the department shall
consider compliance by any contractor with the requirements of any
federal, state, or local law concerning minority and women-owned
business enterprises, which may effectuate the requirements of this
section. If the department determines that by virtue of the imposition
of the requirements of any such law, in respect to capital project
contracts, the provisions thereof duplicate or conflict with such law,
the department may waive the applicability of this section to the extent
of such duplication or conflict.
c. Nothing in this section shall be deemed to require that overall
state and federal requirements for participation of minority and
women-owned business enterprises in programs authorized under this
article be applied without regard to local circumstances to all projects
or in all communities.
3. In order to implement the requirements and objectives of this
section, the governor shall establish procedures to monitor the
contractors' compliance with provisions hereof, provide assistance in
obtaining competing qualified minority and women-owned business
enterprises to perform contracts proposed to be awarded, and take other
appropriate measures to improve the access of minority and women-owned
business enterprises to these contracts.
ARTICLE 18 Service Enhancement Program
Legislative intent. The continuation and improvement of the
appropriate level of rail freight and passenger service and the
maintenance and improvement of the railroad infrastructure enhances the
economic vitality of local communities and the state. The legislature,
upon the recommendation of the railroad taxation and service advisory
council, has:
1. provided for temporary alterations in railroad real property
taxation designed to encourage the continuation and improvement of
railroad service and the maintenance and improvement of rail
infrastructure;
2. provided for the establishment of a service enhancement program to
assure the continuation and improvement of the appropriate level of rail
freight and passenger service and the maintenance and improvement of the
railroad infrastructure; and
3. provided for a process to evaluate information to review and assess
the efficacy of the temporary property tax alterations designed to
foster the goals of the service enhancement program. The legislature
recognizes that the railroad taxation and service advisory council may
make recommendations concerning the continuation of the service
enhancement program based upon its findings.
Program objectives. The objectives of the service enhancement
program, are:
1. the continuation of essential rail freight and passenger service;
2. the preservation and improvement of railroad infrastructure; and
3. the improvement of the quality and quantity of railroad freight and
passenger service.
Railroad participation in the program. The level of railroad
participation in the program for the period nineteen hundred
eighty-seven through nineteen hundred ninety-one shall depend on the
estimated tax abatement as computed by the commissioner of taxation and
finance pursuant to either subdivision (c) of section four hundred
eighty-nine-j or subdivision (c) of section four hundred eighty-nine-hh
of the real property tax law. The nature of railroad participation in
the program, as set forth below, shall be based on the railroad's
economic or exemption factor under title two-A and title two-B of
article four of the real property tax law, as applicable, and the
railroad's size classification as determined by the United States
department of transportation, based on railroad system gross revenues.
Regardless of the level of their participation, all railroads shall
annually certify to the commissioner that to the best of their knowledge
and belief such railroads are in substantial compliance with the terms
and conditions of any contracts they may have with the department.
1. Class I railroads with economic factors greater than fifteen
percent and other railroads with exemption factors less than eighty-five
percent shall undertake capital improvement projects which augment the
railroad's normal capital program.
2. Class I railroads with economic factors equal to fifteen percent
shall expand their maintenance-of-way programs over and above the level
the railroad would have otherwise undertaken.
3. Other railroads with exemption factors equal to eighty-five percent
shall apply their additional tax abatement toward the continuation of
service, in a manner determined by railroad management.
4. Class I railroads over whose facilities intercity rail passenger
service is operated shall include projects which will benefit such
service and shall demonstrate a willingness to cooperate in achieving
public and private improvement initiatives.
5. Further, all railroads participating in the program are encouraged
to select projects which complement or build upon railroad projects
supported with public funds.
Service enhancement plans. 1. Every railroad seeking to
participate in the program shall annually by the first of February
submit a list of potential service enhancement program elements to the
department. The department shall review these program elements for
consistency with the legislative intent and program objectives stated in
sections four hundred thirty and four hundred thirty-one of this article
and shall provide its comments to each railroad by the first of March of
each year.
2. (a) Every railroad seeking to participate in the program shall
annually by the first of April of each year submit to the department a
plan which shall:
(i) describe the nature of the railroad's intended service enhancement
for the current calendar year as appropriate to railroad size and
railroad ceiling exemption or economic factor;
(ii) describe the level of tax abatement as computed by the
commissioner of taxation and finance pursuant to either subdivision (c)
of section four hundred eighty-nine-j or subdivision (c) of section four
hundred eighty-nine-hh of the real property tax law;
(iii) present the railroad's statement of goals, where possible;
(iv) provide detail on the railroad's proposed service enhancement
plan;
(v) present a general outline of multiple year projects to be
undertaken during the term of the program, as appropriate; and
(vi) note any proposed changes to the previous year's plan.
(b) Other railroads with exemption factors equal to eighty-five
percent may state to what general purposes they intend to apply the
additional tax abatement in lieu of the provisions of subdivision three
of this section.
3. The filing of such plan, containing such information as may be
required, shall constitute participation in the service enhancement
program.
4. Immediately upon receipt of such plan, the department shall certify
to the commissioner of taxation and finance participation in the service
enhancement program by the railroad submitting such plan.
Reports. Railroads are to file one copy of their current plan
annually with the department not later than a date determined according
to the commissioner of taxation and finance schedule for producing
railroad ceiling values. The department shall review and comment on
these plans and shall report annually on the service enhancement program
on a date determined by it according to the commissioner of taxation and
finance schedule for producing railroad ceiling values. The report shall
be sent to the governor, the state and local railroad taxation and
service advisory council, the majority and minority leaders of the
senate and the speaker and minority leader of the assembly. It shall
include the department's views on the consistency of the railroad plans
with the objectives of the program as specified in section four hundred
thirty-one of this article and with the content of the plans as
specified in section four hundred thirty-three of this article.
ARTICLE 19 New York State Transportation Energy Conservation Program
New York state transportation energy conservation program. 1.
As used in this article, unless a different meaning clearly appears from
the context, the term:
(a) "Applicant" shall mean any town, city, village, county and for any
project on the state highway/bridge system, the designated
transportation coordinating committee, if one exists, or the
metropolitan transportation planning organization, if no designated
transportation coordinating committee exists. In cases where no
metropolitan planning organization exists, the department may submit
applications for projects on the state highway/bridge system.
(b) "Transportation energy conservation project" shall mean an
improvement to or directly related to the use of a street, highway
and/or bridge either on or off the state highway system provided such
highway or bridge is not owned by a state authority. Such projects shall
be designed to advance energy efficiency and conservation through
improvements, including, but not limited to, capacity/spot improvements,
signing, signalization and technical innovation, and training and
technical assistance.
(c) "Program" shall mean the New York state transportation energy
conservation program.
2. (a) The department shall promulgate rules and regulations to
provide for the timely and effective implementation of the program.
(b) Such rules and regulations shall provide for application
procedures, criteria for ranking and soliciting projects and standards
to be used by the department in approving projects for funding.
(c) In promulgating such rules and regulations the department shall
ensure that:
(i) the total costs of implementing any project approved for funding
under the transportation energy conservation program will be returned in
savings in energy costs attributable to the project within a period of
not more than fifteen years, or the life of the project, whichever is
less;
(ii) any moneys used for projects from the transportation energy
conservation program are in addition to any existing funding from either
state or local sources and such sources shall not be reduced due to the
availability of moneys from such program;
(iii) no project shall receive in excess of two hundred fifty thousand
dollars from the transportation energy conservation program;
(iv) an equitable distribution of moneys from the program is made
statewide; and
(v) a report is issued, at least annually, detailing the commitment
and use of such funds.
ARTICLE 20 Implementation of the Accelerated Capacity and Transportation Improvements of the Nineties Bond Act
Expenditure of moneys. 1. The moneys received by the state from
the sale of bonds and/or notes pursuant to the Accelerated Capacity and
Transportation Improvements of the Nineties Bond Act shall be expended
pursuant to annual appropriations for accelerated capacity and
transportation improvements and municipal bridge improvements as defined
in this article.
2. Regional distribution. (a) Notwithstanding any inconsistent
provisions of any general or special law, the aggregate value of
improvements shall be distributed within the regions of the state in the
following amounts:
(i) for the Hudson Valley region, consisting of Westchester, Rockland,
Putnam, Dutchess, Columbia, Orange and Ulster counties: four hundred
twenty-one million dollars ($421,000,000);
(ii) for the Long Island region, consisting of Nassau and Suffolk
counties: six hundred ninety million dollars ($690,000,000);
(iii) for New York city, consisting of Richmond, Kings, Queens, New
York and Bronx counties: six hundred ninety million dollars
($690,000,000); and
(iv) for the upstate region, consisting of all counties of New York
state not included in subparagraphs (i), (ii), and (iii) of this
paragraph: one billion, one hundred ninety-nine million dollars
($1,199,000,000).
(b) Disbursements for such improvements are to be financed from the
sale of bonds pursuant to the Accelerated Capacity and Transportation
Improvements of the Nineties Bond Act.
3. Program distribution. The moneys received by the state from the
sale of bonds sold pursuant to the Accelerated Capacity and
Transportation Improvements of the Nineties Bond Act shall be expended
pursuant to annual appropriations for the following purposes:
(a) for reconstruction, replacement, reconditioning and preservation
of state highways and parkways, and bridges thereon, for the purpose of
restoring such facilities to their intended functions; provided,
however, that in Nassau and Suffolk counties such reconstruction,
replacement, reconditioning and preservation of state highways and
parkways, and bridges thereon, shall be targeted to high capacity
roadways to improve traffic flow and reduce congestion: one billion,
nine hundred twelve million dollars ($1,912,000,000);
(b) for construction, reconstruction and improvement of the state's
highways and parkways, and bridges thereon, for the purposes of
addressing current and projected severe capacity problems as identified
by the commissioner: eight hundred thirty-one million dollars
($831,000,000); and
(c) for construction, reconstruction, replacement, preservation,
enhancement, restoration and improvement of selected municipal bridges
not on the state highway system: two hundred fifty-seven million dollars
($257,000,000).
Definitions. As used in this article, the following terms shall
include and mean:
1. "Accelerated capacity and transportation improvements". The
construction, reconstruction, capacity improvement, replacement,
reconditioning and preservation, including the acquisition of real
property and interests therein required or expected to be required in
connection therewith, of state highways and parkways, and bridges
thereon.
2. "Municipality". A city or a county not wholly contained within a
city, a town, village or two or more of the foregoing acting jointly.
3. "Commissioner". The commissioner of transportation of the state of
New York.
4. "Department". The department of transportation of the state of New
York.
5. "Municipal bridge improvements". The construction, reconstruction,
replacement, preservation, enhancement, restoration and improvement,
including the acquisition of real property and interests therein
required or expected to be required in connection therewith, of bridges
not on the state highway system undertaken by a municipality with funds
provided in whole or in part by the Accelerated Capacity and
Transportation Improvements of the Nineties Bond Act pursuant to a
contract between such municipality and the commissioner.
6. "Federal assistance". Funds available, other than by loan, from the
federal government to a municipality, either directly or through
allocation by the state, for any municipal accelerated capacity and
transportation improvements.
7. "Municipal bridge improvements cost". The actual cost of municipal
bridge improvements or the estimated reasonable cost thereof as
determined by the commissioner, whichever is less, plus any direct
incidental costs of such improvements approved by the state comptroller,
and less any federal assistance received or to be received by the state
for such improvements.
8. "New York state content program". Actions taken by the commissioner
in concert with the commissioner of economic development, a municipality
or a contractor to encourage the participation of suppliers and
contractors located within New York state, to the extent permissible
under applicable federal regulations.
9. "Bond proceeds". Moneys received by the state from the sale of
bonds and/or notes sold pursuant to the Accelerated Capacity and
Transportation Improvements of the Nineties Bond Act.
Powers and duties of the commissioner. The commissioner is
hereby authorized:
1. To provide for the accomplishment of authorized accelerated
capacity and transportation improvements unless otherwise provided for
in law.
2. To provide for the accomplishment of any authorized municipal
bridge improvements unless otherwise provided for in law, within the
limitations of appropriations available therefor, pursuant to contract
between the commissioner and the municipality undertaking such
improvements.
3. To utilize federal moneys available or which may become available
to the state, or to a municipality in the form of federal assistance,
for the purpose of effectuating the provisions of this article.
4. To enter into contracts with any person, firm, corporation or
agency, private or governmental, for the purpose of effectuating the
provisions of this article.
5. To prescribe such rules and regulations as he may deem appropriate
to effectuate the provisions of this article, including but not limited
to rules and regulations governing the form, content and submission of
applications by municipalities for use of bond proceeds for municipal
bridge improvements.
6. To approve vouchers for the payment of state financial assistance
to persons, firms, corporations or agencies, private and governmental,
and municipalities pursuant to contracts for the accomplishment of
municipal bridge improvements.
7. To establish or cause to be established by the department of
economic development a New York state content program which shall
provide for notification to New York contractors, subcontractors and
suppliers of opportunities to bid on contracts for improvements financed
under this article, and to promulgate procedures which will assure the
compliance of such notification prior to awarding bids, and to require
that contractors submit, as supplementary materials to their bids,
documented evidence of their efforts to encourage the participation of
New York suppliers and subcontractors on accelerated capacity and
transportation improvements and municipal bridge improvements financed
pursuant to this article.
8. To perform such other and additional acts as he deems necessary or
desirable to carry out effectively the provisions of this article.
Powers and duties of municipalities. A municipality is hereby
authorized:
1. To undertake and carry out municipal bridge improvements for which
state assistance is received or is to be received pursuant to this
article.
2. To expend moneys received from the state together with other moneys
available to it for costs incurred for such improvements.
3. To contract with any person, firm, corporation or agency, either
governmental or private, for the purpose of accomplishing the purposes
of this article.
4. To apply for and receive moneys of the state and the federal
government for the purposes of accomplishing municipal bridge
improvements.
5. To perform such other and further acts as may be necessary, proper
or desirable in order to carry out municipal bridge improvements or any
obligation, duty or function relating thereto.
Approval of municipal bridge improvements. When the funds for
municipal bridge improvements are appropriated to the department, such
improvements shall be undertaken only pursuant to contract with the
commissioner entered into following submission to and approval by the
commissioner of a municipal bridge improvements application therefor.
Contracts for municipal bridge improvements. Any such contract
between the commissioner and a municipality may include such provisions
as may be agreed upon by the parties thereto and shall include, in
substance, the following:
1. the municipal bridge improvements cost;
2. an agreement by the commissioner to pay to the municipality during
the progress of construction or following completion of construction, as
may be agreed upon by the parties, an amount equal to eighty percent of
the cost of the bridge improvements;
3. an agreement by the municipality:
(a) to proceed expeditiously with and complete the bridge improvements
as approved by the commissioner;
(b) to apply for and/or make reasonable efforts to secure federal
assistance, if any, for the bridge improvements;
(c) to secure the approval of the commissioner before applying for
such federal assistance, in order to maximize the amounts of such
assistance received or to be received for all improvements in New York
state;
(d) to maintain the municipal bridge improvements at its own expense
in accordance with the requirements of the commissioner for the period
of time corresponding to the period of useful life for such improvements
as determined by reference to section sixty-one of the state finance
law;
(e) to certify to the commissioner that the amount of funds
historically appropriated for highway and bridge capital purposes by
that municipality shall not be reduced because of the availability of
the proceeds of the sale of bonds authorized in the Accelerated Capacity
and Transportation Improvements of the Nineties Bond Act; and
(f) to pay twenty percent of the cost of the municipal bridge
improvements; provided, however, that a municipality may be exempted
from payment of such share when such share does not exceed one thousand
dollars. Municipalities shall be authorized to enter into specific
municipal bridge improvements contracts with the commissioner to advance
any phase or phases of the municipal bridge improvements with their
resources. The unreimbursed municipal costs attendant to the use of such
resources may be credited as all or a portion of the municipality's
twenty percent share of such municipal bridge improvements, as approved
by the commissioner.
Maintenance of records. In connection with each contract, the
commissioner and the municipality shall keep adequate records of the
amount of the payment by the state, the amount of federal assistance, if
any, received by the municipality for the municipal bridge improvements
and of all moneys expended by the municipality for such improvements.
Such records shall be kept by the commissioner and shall establish the
basis for recalculations of the state payment as required herein. The
commissioner shall have authority to carry out, or to cause to be
carried out, audits of such contracts and records pursuant to rules and
regulations promulgated by the commissioner.
Regional distribution of petroleum business tax obligations
from the dedicated highway and bridge trust fund. For the period April
first, nineteen hundred ninety-three through March thirty-first,
nineteen hundred ninety-seven, the amount of three billion nine hundred
seventy-five million dollars in projected obligations from the dedicated
highway and bridge trust fund related to deposits made in accordance
with section three hundred one-j of the tax law shall be utilized within
the regions of the state in accordance with the following allocations:
(i) Hudson Valley Region, consisting of the counties of Westchester,
Rockland, Putnam, Dutchess, Columbia, Orange and Ulster Counties;
fourteen percent or up to five hundred fifty-six million five hundred
thousand dollars ($556,500,000);
(ii) Long Island Region, consisting of Nassau and Suffolk Counties;
twenty-three percent or up to nine hundred fourteen million two hundred
fifty thousand dollars ($914,250,000);
(iii) New York City Region, consisting of Richmond, Kings, Queens, New
York and Bronx Counties; twenty-three percent or up to nine hundred
fourteen million two hundred fifty thousand dollars ($914,250,000);
(iv) Upstate region, consisting of all counties of New York state not
included in subparagraphs (i), (ii), and (iii); forty percent or up to
one billion five hundred ninety million dollars; ($1,590,000,000).
In addition, it is the intent of the governor of the state of New
York, the temporary president of the senate and the speaker of the
assembly, on or before June fifteenth, nineteen hundred ninety-three, to
enter into a memorandum of understanding with respect to the
implementation of state and local highway projects to be supported by
dedicated funding pursuant to this chapter. The minority leaders of the
senate and assembly may also enter into such memorandum of
understanding. This memorandum of understanding will be based upon the
dedicated funding provided under the dedicated highway and bridge trust
fund, less required state matches to federal funds.
ARTICLE 21 Implementation of the Transportation Infrastructure Bond Act of 2000
* § 470. Expenditure of moneys. 1. In accordance with the provisions
of the Transportation Infrastructure Bond Act of 2000 authorizing the
creation of general obligation debt in the amount of three billion eight
hundred million dollars ($3,800,000,000), the moneys received by the
state from the sale of bonds and/or notes shall be expended for uses
eligible pursuant to the Transportation Infrastructure Bond Act of 2000
pursuant to annual appropriations as follows:
(a) One billion nine hundred million dollars ($1,900,000,000) as
authorized by paragraph (a) of subdivision two of this section;
(b) Three hundred million dollars ($300,000,000) as authorized by
paragraph (b) of subdivision two of this section; and
(c) One billion six hundred million dollars ($1,600,000,000) as
authorized by subdivision two of section twelve hundred seventy-e of the
public authorities law.
2. Program distribution. The moneys received by the state from the
sale of bonds sold pursuant to the Transportation Infrastructure Bond
Act of 2000 for uses eligible pursuant to subdivisions a and b of
section four of the Transportation Infrastructure Bond Act of 2000 shall
be expended for the following transportation programs, pursuant to
annual appropriations:
(a) One billion nine hundred million dollars ($1,900,000,000) for the
construction, reconstruction, replacement, improvement, reconditioning,
rehabilitation and preservation, including engineering, construction
management, site preparation, clearances, the preparation of designs,
plans, specifications, estimates, environmental impact statements,
appraisals and surveys, and the acquisition of real property and
interests therein required or expected to be required in connection
therewith, of: state highways, bridges and parkways; highways and
bridges off the state highway system necessary or reasonably expected to
be necessary as a project component or incidental to projects otherwise
authorized by this paragraph in relation to the canal system and
appurtenances thereto; border crossing enhancements either on or off the
state highway system; the improvement and/or elimination of
highway-railroad grade crossings either on or off the state highway
system; pedestrian and/or bicycle trails, pathways and bridges that
serve transportation needs; the canal system and appurtenances thereto,
including moveable bridges that cross over the canal system, canal
infrastructure improvement and enhancement projects, and improvement and
enhancement of canal harbors, service ports, marine terminals and marine
transportation facilities on the canal system. Recognizing the
importance of addressing the most urgently needed projects in a timely
fashion, five hundred million dollars ($500,000,000) shall be allocated
for uses described in this paragraph as related to projects involving
the conversion of Route 17 to I-86, Route 219, and the canal system and
its appurtenances.
(b) Three hundred million dollars ($300,000,000) for the construction,
reconstruction, replacement, improvement, reconditioning, rehabilitation
and preservation, including engineering, construction management, site
preparation, clearances, the preparation of designs, plans,
specifications, estimates, environmental impact statements, appraisals
and surveys, and the acquisition of real property and interests therein
required or expected to be required in connection therewith, of:
highways and bridges either on or off the state highway system necessary
or reasonably expected to be necessary as a project component or
incidental to projects otherwise authorized by this paragraph involving
airports and aviation facilities, ports, omnibus, mass transit, rapid
transit and rail projects; airports and aviation facilities, equipment
and related projects as part of the program which shall be known as the
New York Statewide Opportunities for Airport Revitalization ("NY SOARs")
program, exclusive of those airports and facilities under the
jurisdiction of the port authority of New York and New Jersey or
operated by the state of New York; ports, marine terminals and marine
transportation facilities exclusive of those under the jurisdiction of
the port authority of New York and New Jersey or the canal corporation;
omnibus, mass transit and rapid transit systems, facilities, and
equipment, including acquisition, exclusive of those operated or
acquired by or under the jurisdiction of the metropolitan transportation
authority and its subsidiaries, the New York city transit authority and
its subsidiaries and the Triborough bridge and tunnel authority; urban,
commuter and intercity passenger rail, freight rail, and intermodal
passenger and freight facilities and equipment, including alterations
necessary to improve track clearances, and also including facilities
used jointly by commuter railroad companies and freight railroad
companies, but otherwise exclusive of those operated by or under the
jurisdiction of the metropolitan transportation authority and its
subsidiaries, the New York city transit authority and its subsidiaries
and the Triborough bridge and tunnel authority.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 471. Definitions. As used in this article, the following terms
shall have the following meanings:
1. "Transportation infrastructure project" shall mean a project
undertaken with funds provided in whole or in part by the Transportation
Infrastructure Bond Act of 2000, for those transportation programs set
forth in paragraphs (a) and (b) of subdivision two of section four
hundred seventy of this article.
2. "Municipality" shall mean a city; a county not wholly contained
within a city; a town; a village; a public benefit corporation or other
public authority or corporation, or two or more of the foregoing acting
jointly. Provided, however, that "municipality" shall not include the
port authority of New York and New Jersey.
3. "Commissioner" shall mean the commissioner of transportation of the
state of New York.
4. "Department" shall mean the department of transportation of the
state of New York.
5. "Municipal transportation infrastructure project" shall mean a
transportation infrastructure project undertaken by a municipality with
funds provided in whole or in part by the Transportation Infrastructure
Bond Act of 2000, for those transportation programs set forth in
paragraph (a) or (b) of subdivision two of section four hundred seventy
of this article, pursuant to an agreement between such municipality and
the commissioner.
6. "Federal assistance" shall mean funds available from the federal
government for any municipal transportation infrastructure project.
7. "Municipal project cost" shall mean the actual cost of a municipal
transportation infrastructure project or the estimated reasonable cost
thereof as determined by the commissioner, whichever is less, and less
any federal assistance received or to be received for such project.
8. "Bond proceeds" shall mean moneys received by the state from the
sale of bonds and/or notes sold pursuant to the Transportation
Infrastructure Bond Act of 2000 for uses set forth in subdivisions a and
b of section four of the Transportation Infrastructure Bond Act of 2000.
9. "Canal corporation" shall mean the New York state canal corporation
created pursuant to section three hundred eighty-two of the public
authorities law.
10. "Canal system" shall mean the "New York state canal system", as
such term is defined by subdivision ten of section three hundred
fifty-one of the public authorities law.
11. "Metropolitan transportation authority" shall mean the corporation
created by section twelve hundred sixty-three of the public authorities
law.
12. "New York city transit authority" shall mean the corporation
created by section twelve hundred one of the public authorities law.
13. "Triborough bridge and tunnel authority" shall mean the
corporation created by section five hundred fifty-two of the public
authorities law.
14. "Port Authority of New York and New Jersey" shall mean that body
corporate and politic created pursuant to article three of chapter one
hundred fifty-four of the laws of nineteen hundred twenty-one, and
designated as "The Port Authority of New York and New Jersey" by such
chapter.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 472. Powers and duties of the commissioner. In addition to other
powers provided for in law, the commissioner is hereby authorized:
1. To provide for the accomplishment of any authorized transportation
infrastructure project, and to provide for the accomplishment of any
authorized municipal transportation infrastructure project, within the
limitations of appropriations available therefor, pursuant to contract
between the commissioner and the municipality undertaking such project.
2. To utilize federal moneys available or which may become available
to the state, or to a municipality in the form of federal assistance for
the purpose of effectuating the provisions of this article.
3. To enter into contracts with any person, firm, corporation, agency
or other entity, private or governmental, for the purpose of
effectuating the provisions of this article.
4. To promulgate such rules and regulations, and to develop such forms
and procedures as he or she may deem appropriate to effectuate the
provisions of this article, including but not limited to requirements
for the form, content and submission of applications by municipalities
for state financial assistance for municipal transportation
infrastructure projects.
5. To approve vouchers for the payment of state financial assistance
to persons, firms, corporations or agencies, private and governmental,
and municipalities pursuant to contracts for the accomplishment of
municipal transportation infrastructure projects.
6. To perform such other and additional acts as he or she deems
necessary or desirable to effectively carry out the provisions of this
article.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 473. Powers and duties of municipalities. A municipality is hereby
authorized:
1. To undertake and carry out any municipal transportation
infrastructure project for which state assistance is received or is to
be received pursuant to this article.
2. To expend money received from the state together with other moneys
available to it for costs incurred for any such project.
3. To contract with any person, firm, corporation or agency, either
governmental or private, for the purpose of accomplishing the purposes
of this article.
4. To apply for and receive moneys of the state, federal and local
governments and other public or private sources for the purpose of
accomplishing projects undertaken or to be undertaken pursuant to this
article.
5. To perform such other and further acts as may be necessary, proper
or desirable in order to carry out municipal transportation
infrastructure projects or any obligation, duty or function relating
thereto.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 474. Approval of projects. When the funds for municipal
transportation infrastructure projects are appropriated to the
department, such projects shall be undertaken only pursuant to contract
with the commissioner entered into following submission to and approval
by the commissioner of a municipal transportation infrastructure project
application therefor.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 475. Contracts for municipal transportation infrastructure
projects. Any such contract between the commissioner and a municipality
may include such provisions as may be agreed upon by the parties
thereto, and shall include, in substance, the following:
1. an estimate of the reasonable cost of the project as determined by
the commissioner;
2. an agreement by the commissioner to pay to the municipality during
the progress of construction or following completion of construction an
amount as may be agreed upon by the parties;
3. an agreement by the municipality:
(a) to proceed expeditiously with and complete the project as approved
by the commissioner,
(b) to apply for and/or make reasonable efforts to secure federal
assistance, if any, for the project,
(c) to provide for the municipality's share of the cost of the
project, if any,
(d) to maintain the project at its own expense in accordance with the
requirements of the commissioner for the period of time corresponding to
the period of useful life for such project as determined by reference to
section sixty-one of the state finance law; and
4. a provision that, in the event that federal assistance which was
not included in the calculation of the state financial assistance
becomes available to the municipality, the amount of the state financial
assistance shall be recalculated by reducing the amount of the state
financial assistance by the amount of such federal assistance, and the
municipality shall pay to the state the amount by which the state
payment actually made exceeds the state financial assistance determined
by the recalculation, if any.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 476. Maintenance of records. In connection with each contract, the
commissioner and the municipality shall keep adequate records of the
amount of the payment by the state, the amount of federal assistance, if
any, received by the municipality for the project, and of all moneys
expended by the municipality for such project. Such records required to
be kept by the commissioner shall establish the basis for recalculations
of the state financial assistance as required herein. The commissioner
shall have authority to carry out, or to cause to be carried out, audits
of such contracts and records pursuant to rules and regulations
promulgated by the commissioner.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 477. Consistency with federal tax law. All actions taken pursuant
to this article shall be reviewed for consistency with provisions of the
federal internal revenue code and regulations thereunder, in accordance
with procedures established in connection with the issuance of any tax
exempt bonds pursuant to this article, to preserve the tax exempt status
of such bonds.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
* § 478. Compliance with other law. Every recipient of funds to be
made available pursuant to this article shall comply with all applicable
state, federal and local laws.
* NB Not effective due to defeat of the Transportation Bond Act of
2000
ARTICLE 22 Implementation of the Rebuild and Renew New York Transportation Bond Act of 2005
Expenditure of moneys. 1. In accordance with the provisions of
the rebuild and renew New York transportation bond act of two thousand
five authorizing the creation of general obligation debt in the amount
of two billion nine hundred million dollars ($2,900,000,000), the moneys
received by the state from the sale of bonds and/or notes shall be
expended for uses eligible pursuant to the rebuild and renew New York
transportation bond act of two thousand five pursuant to annual
appropriations as follows:
(a) One billion four hundred fifty million dollars ($1,450,000,000) as
authorized by subdivision two of this section; and
(b) One billion four hundred fifty million dollars ($1,450,000,000) as
authorized by subdivision two of section twelve hundred seventy-f of the
public authorities law.
2. Program distribution. The moneys received by the state from the
sale of bonds sold pursuant to the rebuild and renew New York
transportation bond act of two thousand five for uses eligible pursuant
to subdivision a of section four of the rebuild and renew New York
transportation bond act of two thousand five shall be expended for the
following transportation programs, pursuant to annual appropriations:
One billion four hundred fifty million dollars ($1,450,000,000) for
the construction, reconstruction, replacement, improvement,
reconditioning, rehabilitation and preservation, including engineering,
construction management, site preparation, clearances, the preparation
of designs, plans, specifications, estimates, environmental impact
statements, appraisals and surveys, and the acquisition of real property
and interests therein required or expected to be required in connection
therewith, of: state highways, bridges and parkways; highways and
bridges off the state highway system necessary or reasonably expected to
be necessary as a project component or incidental to projects otherwise
authorized by this paragraph in relation to the canal system and
appurtenances thereto; highways and bridges either on or off the state
highway system necessary or reasonably expected to be necessary as a
project component or incidental to projects otherwise authorized by this
paragraph in relation to airports and aviation facilities, ports,
omnibus, mass transit, rapid transit and rail projects; border crossing
enhancements either on or off the state highway system; the improvement
and/or elimination of highway-railroad grade crossings either on or off
the state highway system; pedestrian and/or bicycle trails, pathways and
bridges that serve transportation needs; the canal system and
appurtenances thereto, including moveable bridges that cross over the
canal system, canal infrastructure improvement and enhancement projects,
and improvement and enhancement of canal harbors, service ports, marine
terminals and marine transportation facilities on the canal system;
airports and aviation facilities, equipment and related projects,
exclusive of those airports and facilities under the jurisdiction of the
port authority of New York and New Jersey or operated by the state of
New York; ports, marine terminals and marine transportation facilities
exclusive of those under the jurisdiction of the port authority of New
York and New Jersey; omnibus, mass transit and rapid transit systems,
facilities, and equipment, including acquisition, exclusive of those
operated or acquired by or under the jurisdiction of the metropolitan
transportation authority and its subsidiaries, the New York city transit
authority and its subsidiaries and the Triborough bridge and tunnel
authority; urban, commuter and intercity passenger rail, freight rail,
and intermodal passenger and freight facilities and equipment, including
alterations necessary to improve track clearances, and also including
facilities used jointly by commuter railroad companies and freight
railroad companies, but otherwise exclusive of those operated by or
under the jurisdiction of the metropolitan transportation authority and
its subsidiaries, the New York city transit authority and its
subsidiaries and the Triborough bridge and tunnel authority.
Definitions. As used in this article, the following terms shall
have the following meanings:
1. "Transportation infrastructure project" shall mean a project
undertaken with funds provided in whole or in part by the rebuild and
renew New York transportation bond act of two thousand five, for those
transportation programs set forth in paragraph (a) of subdivision one of
section four hundred eighty of this article.
2. "Municipality" shall mean a city; a county not wholly contained
within a city; a town; a village; a public benefit corporation or other
public authority or corporation, or two or more of the foregoing acting
jointly. Provided, however, that "municipality" shall not include the
port authority of New York and New Jersey.
3. "Commissioner" shall mean the commissioner of transportation of the
state of New York.
4. "Department" shall mean the department of transportation of the
state of New York.
5. "Federal assistance" shall mean funds available from the federal
government for any municipal transportation infrastructure project.
6. "Municipal transportation infrastructure project" shall mean a
transportation infrastructure project undertaken by a municipality with
funds provided in whole or in part by the rebuild and renew New York
transportation bond act of two thousand five, for those transportation
programs set forth in subdivision two of section four hundred seventy of
this article, pursuant to an agreement between such municipality and the
commissioner.
7. "Municipal project cost" shall mean the actual cost of a municipal
transportation infrastructure project or the estimated reasonable cost
thereof as determined by the commissioner, whichever is less, and less
any federal assistance received or to be received for such project.
8. "Bond proceeds" shall mean moneys received by the state from the
sale of bonds and/or notes sold pursuant to the rebuild and renew New
York transportation bond act of two thousand five for uses set forth in
subdivision a of section four of the rebuild and renew New York
transportation bond act of two thousand five.
9. "Canal corporation" shall mean the New York state canal corporation
created as a subsidiary corporation of the New York state thruway
authority pursuant to chapter seven hundred sixty-six of the laws of
nineteen hundred ninety-two and continued and reconstituted as a
subsidiary corporation of the power authority of the state of New York
pursuant to subdivision one of section one thousand five-b of the public
authorities law.
10. "Canal system" shall mean the "New York state canal system" shall
mean all of the canals, canal lands, feeder canals, reservoirs, canal
terminals, canal terminal lands and other property under the
jurisdiction of the canal corporation of the state of New York pursuant
to article one-A of the canal law.
11. "Metropolitan transportation authority" shall mean the corporation
created by section twelve hundred sixty-three of the public authorities
law.
12. "New York city transit authority" shall mean the corporation
created by section twelve hundred one of the public authorities law.
13. "Triborough bridge and tunnel authority" shall mean the
corporation created by section five hundred fifty-two of the public
authorities law.
14. "Port Authority of New York and New Jersey" shall mean that body
corporate and politic created pursuant to article three of chapter one
hundred fifty-four of the laws of nineteen hundred twenty-one, and
designated as "The Port Authority of New York and New Jersey" by such
chapter.
Powers and duties of the commissioner. In addition to other
powers provided for in law, the commissioner is hereby authorized:
1. To provide for the accomplishment of any authorized transportation
infrastructure project, and to provide for the accomplishment of any
authorized municipal transportation infrastructure project, within the
limitations of appropriations available therefor, pursuant to contract
between the commissioner and the municipality undertaking such project.
2. To utilize federal moneys available or which may become available
to the state, or to a municipality in the form of federal assistance for
the purpose of effectuating the provisions of this article.
3. To enter into contracts with any person, firm, corporation, agency
or other entity, private or governmental, for the purpose of
effectuating the provisions of this article.
4. To approve vouchers for the payment of state financial assistance
to persons, firms, corporations or agencies, private and governmental,
and municipalities pursuant to contracts for the accomplishment of
municipal transportation infrastructure projects.
5. To promulgate such rules and regulations, and to develop such forms
and procedures as he or she may deem appropriate to effectuate the
provisions of this article, including but not limited to requirements
for the form, content and submission of applications by municipalities
for state financial assistance for municipal transportation
infrastructure projects.
6. To perform such other and additional acts as he or she deems
necessary or desirable to effectively carry out the provisions of this
article.
Powers and duties of municipalities. A municipality is hereby
authorized:
1. To undertake and carry out any municipal transportation
infrastructure project for which state assistance is received or is to
be received pursuant to this article.
2. To expend money received from the state together with other moneys
available to it for costs incurred for any such project.
3. To contract with any person, firm, corporation or agency, either
governmental or private, for the purpose of accomplishing the purposes
of this article.
4. To apply for and receive moneys of the state, federal and local
governments and other public or private sources for the purpose of
accomplishing projects undertaken or to be undertaken pursuant to this
article.
5. To perform such other and further acts as may be necessary, proper
or desirable in order to carry out municipal transportation
infrastructure projects or any obligation, duty or function relating
thereto.
Approval of projects. When the funds for municipal
transportation infrastructure projects are appropriated to the
department, such projects shall be undertaken only pursuant to contract
with the commissioner entered into following submission to and approval
by the commissioner of a municipal transportation infrastructure project
application therefor.
Contracts for municipal transportation infrastructure projects.
Any such contract between the commissioner and a municipality may
include such provisions as may be agreed upon by the parties thereto,
and shall include, in substance, the following:
1. an estimate of the reasonable cost of the project as determined by
the commissioner;
2. an agreement by the commissioner to pay to the municipality during
the progress of construction or following completion of construction an
amount as may be agreed upon by the parties;
3. an agreement by the municipality:
(a) to proceed expeditiously with and complete the project as approved
by the commissioner,
(b) to apply for and/or make reasonable efforts to secure federal
assistance, if any, for the project,
(c) to provide for the municipality's share of the cost of the
project, if any,
(d) to maintain the project at its own expense in accordance with the
requirements of the commissioner for the period of time corresponding to
the period of useful life for such project as determined by reference to
section sixty-one of the state finance law; and
4. a provision that, in the event that federal assistance which was
not included in the calculation of the state financial assistance
becomes available to the municipality, the amount of the state financial
assistance shall be recalculated by reducing the amount of the state
financial assistance by the amount of such federal assistance, and the
municipality shall pay to the state the amount by which the state
payment actually made exceeds the state financial assistance determined
by the recalculation, if any.
Maintenance of records. In connection with each contract, the
commissioner and the municipality shall keep adequate records of the
amount of the payment by the state, the amount of federal assistance, if
any, received by the municipality for the project, and of all moneys
expended by the municipality for such project. Such records required to
be kept by the commissioner shall establish the basis for recalculations
of the state financial assistance as required herein. The commissioner
shall have authority to carry out, or to cause to be carried out, audits
of such contracts and records pursuant to rules and regulations
promulgated by the commissioner.
Consistency with federal tax law. All actions taken pursuant to
this article shall be reviewed for consistency with provisions of the
federal internal revenue code and regulations thereunder, in accordance
with procedures established in connection with the issuance of any tax
exempt bonds pursuant to this article, to preserve the tax exempt status
of such bonds.
Compliance with other law. Every recipient of funds to be made
available pursuant to this article shall comply with all applicable
state, federal and local laws.